UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-A/A
(Amendment No. 2)
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF THE
SECURITIES EXCHANGE ACT OF 1934
(Exact name of registrant as specified in its charter)
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Delaware
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95-0725980
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(State or other jurisdiction
of incorporation or organization)
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(IRS Employer
Identification No.)
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20333 South Normandie Avenue, Torrance, California 90502
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(Address of principal executive offices, Zip Code)
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310-787-5200
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Registrant's telephone number, including area code
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Securities to be registered pursuant to Section 12(b) of the Act:
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Title of each class
to be so registered
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Name of each exchange on which
each Class is to be registered
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Common Stock, $1.00 par value
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NASDAQ Global Select Market
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If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c) or (e), check the following box.
x
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d) or (e), check the following box.
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If this form relates to the registration of a class of securities concurrently with a Regulation A offering, check the following box.
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Securities Act registration statement or Regulation A offering statement file number to which this form relates: Not applicable
Securities to be registered pursuant to Section 12(g) of the Act: None
Explanatory Note
This Amendment No. 2 to Form 8-A is being filed by Farmer Bros. Co., a Delaware corporation (the “Company”), to reflect the expiration of the preferred stock purchase rights (the “Rights”) registered on Form 8-A filed by the Company with the Securities and Exchange Commission (the “Commission”) on March 16, 2005, as amended by Amendment No. 1 on Form 8-A/A filed with the Commission on March 18, 2005.
Item 1. Description of Registrant’s Securities to be Registered.
Item 1 is hereby amended and supplemented as follows:
On March 28, 2015, the “Final Expiration Date” occurred under the Rights Agreement, dated as of March 17, 2005, between the Company and Wells Fargo Bank, N.A., as Rights Agent (the “Rights Agreement”). As a result, the Rights Agreement and the Rights that were issuable thereunder expired by their own terms and each share of Common Stock, $1.00 par value, of the Company is no longer accompanied by a right to purchase, under certain circumstances, one one-hundredth of a share of Series A Junior Participating Preferred Stock of the Company. Stockholders of the Company were not entitled to any payment as a result of the occurrence of the Final Expiration Date and the expiration of the Rights. In connection with the expiration of the Rights Agreement, on September 11, 2015, the Company filed a Certificate of Elimination with the Secretary of State of the State of Delaware eliminating the Series A Junior Participating Preferred Stock and returning the shares to authorized but undesignated shares of the Company’s preferred stock.
Item 2. Exhibits.
Item 2 is hereby amended and restated as follows:
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Exhibit
Number
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Description of Document
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3.1
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Certificate of Incorporation (filed as Exhibit 3.1 to the Company's Annual Report on Form 10-K filed with the SEC on September 16, 2014 and incorporated herein by reference).
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3.2
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Amended and Restated Bylaws (filed as Exhibit 3.2 to the Company’s Current Report on Form 8-K filed with the SEC on April 25, 2011 and incorporated herein by reference).
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3.3
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Certificate of Elimination.*
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4.1
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Specimen Common Stock Certificate.*
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___________________
SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Company has duly caused this Amendment No. 2 to be signed on its behalf by the undersigned, thereto duly authorized.
Dated:
September 24, 2015
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FARMER BROS. CO.
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By:
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/s/ Mark J. Nelson
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Mark J. Nelson
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Treasurer and Chief Financial Officer
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Exhibit Index
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Exhibit
Number
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Description of Document
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3.1
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Certificate of Incorporation (filed as Exhibit 3.1 to the Company's Annual Report on Form 10-K filed with the SEC on September 16, 2014 and incorporated herein by reference).
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3.2
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Amended and Restated Bylaws (filed as Exhibit 3.2 to the Company’s Current Report on Form 8-K filed with the SEC on April 25, 2011 and incorporated herein by reference).
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3.3
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Certificate of Elimination.*
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4.1
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Specimen Common Stock Certificate.*
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___________________
Exhibit 3.3
CERTIFICATE OF ELIMINATION
OF THE
SERIES A JUNIOR PARTICIPATING PREFERRED STOCK
OF
FARMER BROS. CO.
(Pursuant to Section 151(g) of the
General Corporation Law of the State of Delaware)
Farmer Bros. Co., a corporation organized and existing under the General Corporation Law of the State of Delaware (the “Company”), in accordance with the provisions of Section 151(g) of the General Corporation Law of the State of Delaware (the “DGCL”), hereby certifies as follows:
1.
Pursuant to the authority conferred upon the Board of Directors of the Company by the Certificate of Incorporation of the Company (as amended from time to time, the “Certificate of Incorporation”), the Board of Directors previously adopted resolutions creating and authorizing the issuance of 200,000 shares of Series A Junior Participating Preferred Stock (the “Series A Preferred Stock”) in accordance with the provisions of a Certificate of Designation, Preferences and Rights of Series A Preferred Stock (the “Series A Certificate of Designation”) as filed with the Delaware Secretary of State on March 18, 2005.
2.
None of the authorized shares of the Series A Preferred Stock are outstanding and none will be issued subject to the Series A Certificate of Designation.
3.
Pursuant to the authority conferred upon the Board of Directors of the Company pursuant to the Certificate of Incorporation, the Board of Directors adopted the resolutions on August 28, 2015, approving the filing of a Certificate of Elimination of the Series A Preferred Stock (the “Series A Certificate of Elimination”) and the elimination of the Series A Preferred Stock set forth below:
RESOLVED, that no authorized shares of the Series A Preferred Stock shall be issued pursuant to the Series A Certificate of Designation;
RESOLVED FURTHER, that, upon filing the Series A Certificate of Elimination with the Secretary of State of the State of Delaware, all matters set forth in the Series A Certificate of Designation with respect to the Series A Preferred Stock shall be eliminated from the Certificate of Incorporation;
RESOLVED FURTHER, that each of the authorized officers of the Company is hereby authorized and directed, in the name and on behalf of the Company, to prepare, execute and deliver to the Secretary of State of the State of Delaware the Series A Certificate of Elimination, as required by the DGCL in order to effect the elimination of the Series A Preferred Stock;
RESOLVED FURTHER, that each of the authorized officers of the Company is hereby authorized and directed, in the name and on behalf of the Company, to execute and deliver any and all certificates, agreements and other documents, pay any fees or expenses, take any and all steps and do any and all things which any of them may deem necessary or advisable in order to effectuate the purposes of each and all of the foregoing resolutions; and
RESOLVED FURTHER, that any actions taken by any of the authorized officers prior to the date hereof with respect to the foregoing matters are hereby ratified, confirmed and approved in all respects as the act and deed of the Company.
4.
In accordance with the provisions of Section 151(g) of the DGCL, all matters set forth in the Series A Certificate of Designation be, and hereby are, eliminated from the Certificate of Incorporation.
IN WITNESS WHEREOF, the Company has caused this Certificate of Elimination to be executed by its duly authorized officer on this 11the day of September, 2015.
FARMER BROS. CO.
By:
/s/ Mark J. Nelson
Mark J. Nelson
Treasurer and Chief Financial Officer
