Delaware
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36-2668272
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(State or Other Jurisdiction of
Incorporation or Organization) |
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(I.R.S. Employer
Identification Number) |
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1166 Avenue of the Americas
New York, New York 10036-2774 (212) 345-5000 |
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(Address, Including Zip Code, and Telephone Number, Including Area Code, of Registrant’s Principal Executive Offices)
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Carey Roberts, Esq., Deputy General Counsel, Chief Compliance Officer & Corporate Secretary
Marsh & McLennan Companies, Inc.
1166 Avenue of the Americas
New York, New York 10036-2774
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(Name and Address of Agent for Service)
Telephone number, including area code, of agent for service: (212) 345-5000 |
(1)
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This Registration Statement on Form S-8 (this “Registration Statement”) covers shares of Common Stock, par value $1.00 per share (“Common Stock”) of Marsh & McLennan Companies, Inc. (the “Company” or the “Registrant”) issuable pursuant to the 2011 Incentive and Stock Award Plan (the “Plan”), and any additional shares of Common Stock that become issuable under the Plan by reason of any stock dividend, stock split, or other similar transaction pursuant to Rule 416(a) under the Securities Act of 1933, as amended (the “Securities Act”).
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(2)
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Estimated pursuant to Rule 457(h) and Rule 457(c) under the Securities Act, solely for the purpose of computing the registration fee, based on the average of the high and low prices reported for a share of Common Stock on the New York Stock Exchange on February 17, 2016.
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4.1
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Restated Certificate of Incorporation of Marsh & McLennan Companies, Inc. (incorporated by reference to the Company’s Current Report on Form 8-K dated July 17, 2008).*
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4.2
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Amended and Restated By-Laws of Marsh & McLennan Companies, Inc. (incorporated by reference to the Company’s Current Report on Form 8-K dated September 17, 2009).*
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5.1
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Opinion of Carey Roberts, Esq.
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23.1
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Consent of Independent Registered Public Accounting Firm, Deloitte & Touche LLP.
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23.2
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Consent of Carey Roberts, Esq. (included in Exhibit 5.1).
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24
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Power of Attorney (included on the signature pages of this Registration Statement).
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99.1
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Marsh & McLennan Companies, Inc. 2011 Incentive and Stock Award Plan (incorporated by reference to the Company’s Registration Statement on Form S-8 dated August 5, 2011, Registration No. 333-176084).*
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99.2
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Section 409A Amendment Regarding Payments Conditioned Upon Employment-Related Action to Any and All Plans or Arrangements Entered into by the Marsh & McLennan Companies, Inc., or any of its Direct or Indirect Subsidiaries, that Provide for the Payment of Section 409A Nonqualified Deferred Compensation, effective December 21, 2012 (incorporated by reference to the Company’s Annual Report on Form 10-K for the year ended December 31, 2012).*
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MARSH & McLENNAN COMPANIES, INC.
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By:
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/s/ Daniel S. Glaser
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Name:
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Daniel S. Glaser
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Title:
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Director, President and Chief Executive Officer
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Signature
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Title
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/s/ Daniel S. Glaser
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Director, President and Chief Executive Officer (principal executive officer)
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Daniel S. Glaser
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/s/ Mark C. McGivney
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Chief Financial Officer (principal financial officer)
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Mark C. McGivney
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/s/ Robert J. Rapport
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Senior Vice President & Controller
(principal accounting officer)
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Robert J. Rapport
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/s/ Oscar Fanjul
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Director
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Oscar Fanjul
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/s/ H. Edward Hanway
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Director
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H. Edward Hanway
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/s/ Lord Lang of Monkton
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Director
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Lord Lang of Monkton
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/s/ Elaine La Roche
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Director
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Elaine La Roche
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/s/ Maria Silvia Bastos Marques
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Director
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Maria Silvia Bastos Marques
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/s/ Steven A. Mills
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Director
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Steven A. Mills
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/s/ Bruce P. Nolop
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Director
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Bruce P. Nolop
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/s/ Marc D. Oken
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Director
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Marc D. Oken
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/s/ Morton O. Schapiro
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Director
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Morton O. Schapiro
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/s/ Lloyd M. Yates
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Director
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Lloyd M. Yates
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/s/ R. David Yost
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Director
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R. David Yost
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Exhibit Number
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Exhibit
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4.1
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Restated Certificate of Incorporation of Marsh & McLennan Companies, Inc. (incorporated by reference to the Company’s Current Report on Form 8-K dated July 17, 2008).*
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4.2
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Amended and Restated By-Laws of Marsh & McLennan Companies, Inc. (incorporated by reference to the Company’s Current Report on Form 8-K dated September 17, 2009).*
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5.1
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Opinion of Carey Roberts, Esq.
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23.1
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Consent of Independent Registered Public Accounting Firm, Deloitte & Touche LLP.
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23.2
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Consent of Carey Roberts, Esq. (included in Exhibit 5.1).
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24
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Power of Attorney (included on the signature pages of this Registration Statement).
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99.1
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Marsh & McLennan Companies, Inc. 2011 Incentive and Stock Award Plan (incorporated by reference to the Company’s Registration Statement on Form S-8 dated August 5, 2011, Registration No. 333-176084).*
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99.2
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Section 409A Amendment Regarding Payments Conditioned Upon Employment-Related Action to Any and All Plans or Arrangements Entered into by the Marsh & McLennan Companies, Inc., or any of its Direct or Indirect Subsidiaries, that Provide for the Payment of Section 409A Nonqualified Deferred Compensation, effective December 21, 2012 (incorporated by reference to the Company’s Annual Report on Form 10-K for the year ended December 31, 2012).*
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Sincerely,
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/s/ Carey Roberts
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Carey Roberts
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Deputy General Counsel, Chief Compliance Officer & Corporate Secretary
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