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Massachusetts
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001-07511
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04-2456637
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(State or Other Jurisdiction of Incorporation)
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(Commission File Number)
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(IRS Employer Identification Number)
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One Lincoln Street
Boston, Massachusetts, 02111
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(Address of principal executive offices, and Zip Code)
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Registrant’s telephone number, including area code: (617) 786-3000
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o
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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o
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Pre-commencement communication pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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o
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Pre-commencement communication pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Emerging growth company
¨
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(Title of each class)
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(Trading Symbol)
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(Name of each exchange on which registered)
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Common stock, $1 par value per share
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STT
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New York Stock Exchange
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Depositary Shares, each representing a 1/4,000th ownership interest in a share of Non-Cumulative Perpetual Preferred Stock, Series C, without par value per share
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STT.PRC
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New York Stock Exchange
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Depositary Shares, each representing a 1/4,000th ownership interest in a share of Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D, without par value per share
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STT.PRD
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New York Stock Exchange
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Depositary Shares, each representing a 1/4,000th ownership interest in a share of Non-Cumulative Perpetual Preferred Stock, Series E, without par value per share
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STT.PRE
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New York Stock Exchange
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Depositary Shares, each representing a 1/4,000th ownership interest in a share of Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series G, without par value per share
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STT.PRG
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New York Stock Exchange
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•
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the election of twelve director nominees;
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•
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the approval of an advisory proposal on executive compensation; and
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•
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the ratification of the selection of Ernst & Young LLP as State Street’s independent registered public accounting firm for the year ending December 31, 2019.
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For
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Against
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Abstain
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Broker Non-Votes
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289,723,087
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29,043,526
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685,597
*
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22,673,570
*
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90.9%
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9.1%
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*
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*
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For
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Against
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Abstain
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Broker Non-Votes
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330,455,102
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11,496,123
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174,555
*
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**
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96.6%
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3.4%
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*
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**
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**
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Not applicable
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STATE STREET CORPORATION
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By:
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/s/ DAVID C. PHELAN
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Name:
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David C. Phelan,
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Title:
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Executive Vice President and General Counsel
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Date:
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May 17, 2019
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