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Massachusetts
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001-07511
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04-2456637
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(State or Other Jurisdiction of Incorporation)
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(Commission File Number)
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(IRS Employer Identification Number)
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One Lincoln Street
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Boston
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Massachusetts
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02111
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(Address of principal executive offices, and Zip Code)
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Registrant’s telephone number, including area code:
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(617)
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786-3000
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☐
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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☐
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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☐
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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Common stock, $1 par value per share
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STT
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New York Stock Exchange
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Depositary Shares, each representing a 1/4,000th ownership interest in a share of
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STT.PRD
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New York Stock Exchange
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Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D, without par value per share
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||
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Depositary Shares, each representing a 1/4,000th ownership interest in a share of
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STT.PRG
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New York Stock Exchange
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Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series G, without par value per share
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Emerging growth company
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☐
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•
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the election of eleven director nominees;
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•
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the approval of an advisory proposal on executive compensation; and
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•
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the ratification of the selection of Ernst & Young LLP as State Street’s independent registered
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For
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Against
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Abstain
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Broker Non-Votes
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Marie A. Chandoha
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297,995,155
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937,752
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282,312
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20,117,383
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Patrick de Saint-Aignan
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292,469,173
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6,453,746
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292,300
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20,117,383
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Lynn A. Dugle
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298,319,759
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604,504
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290,956
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20,117,383
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Amelia C. Fawcett
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283,244,427
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15,684,052
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286,740
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20,117,383
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William C. Freda
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297,579,519
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1,362,288
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273,412
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20,117,383
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Sara Mathew
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291,705,368
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7,243,347
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266,504
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20,117,383
|
William L. Meaney
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292,239,657
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6,688,574
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286,988
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20,117,383
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Ronald P. O'Hanley
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279,004,119
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19,695,698
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515,402
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20,117,383
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Sean O' Sullivan
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298,418,176
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515,972
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281,071
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20,117,383
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Richard P. Sergel
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281,681,285
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17,257,794
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276,140
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20,117,383
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Gregory L. Summe
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279,724,534
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19,212,646
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278,039
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20,117,383
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For
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Against
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Abstain
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Broker Non-Votes
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208,478,335
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88,728,945
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2,007,939*
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20,117,383*
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70.1%
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29.9%
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*
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*
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For
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Against
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Abstain
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Broker Non-Votes
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303,901,742
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15,275,969
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154,891*
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**
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95.2%
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4.8%
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*
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**
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Exhibit No.
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Description
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104
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Cover Page Interactive Data File (formatted as Inline XBRL) submitted electronically herewith
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STATE STREET CORPORATION
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By:
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/s/ DAVID C. PHELAN
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Name:
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David C. Phelan,
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Title:
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Executive Vice President and General Counsel
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Date:
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May 22, 2020
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