AEGION CORPORATION
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(Exact name of registrant as specified in its charter)
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Delaware
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001-35328
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45-3117900
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(State or other jurisdiction of incorporation)
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(Commission File Number)
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(IRS Employer Identification No.)
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17988 Edison Avenue, Chesterfield, Missouri
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63005
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(Address of principal executive offices)
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(Zip Code)
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[ ]
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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[ ]
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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[ ]
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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[ ]
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Item 1.01.
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Entry into a Material Definitive Agreement
.
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Item 9.01.
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Financial Statements and Exhibits
.
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(d)
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The following exhibits are filed as part of this report:
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Exhibit Number
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Description
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10.1
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Second Amendment, dated February 27, 2018, among Aegion Corporation, the Guarantors, Bank of America, N.A., as Administrative Agent, and the other parties thereto, filed herewith.
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AEGION CORPORATION
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By:
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/s/ David F. Morris
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David F. Morris
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Executive Vice President, General Counsel, Interim Chief Financial Officer and Chief Administrative Officer
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Exhibit
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Description
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Second Amendment, dated February 27, 2018, among Aegion Corporation, the Guarantors, Bank of America, N.A., as Administrative Agent, and the other parties thereto.
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Payment Dates
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Principal Amortization Payment
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March 31, 2018
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$6,562,500.00
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June 30, 2018
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$6,562,500.00
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September 30, 2018
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$6,562,500.00
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December 31, 2018
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$6,562,500.00
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March 31, 2019
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$6,562,500.00
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June 30, 2019
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$6,562,500.00
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September 30, 2019
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$6,562,500.00
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December 31, 2019
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$8,750,000.00
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March 31, 2020
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$8,750,000.00
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June 30, 2020
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$8,750,000.00
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September 30, 2020
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$8,750,000.00
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December 31, 2020
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$5,783,203.12
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March 31, 2021
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$5,783,203.12
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June 30, 2021
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$5,783,203.13
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September 30, 2021
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$5,783,203.13
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December 31, 2021
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$7,710,937.50
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March 31, 2022
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$7,710,937.50
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June 30, 2022
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$7,710,937.50
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September 30, 2022
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$7,710,937.50
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December 31, 2022
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$7,710,937.50
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Maturity Date
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Outstanding Principal Balance of Term Loan
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Payment Dates
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Principal Amortization Payment (% of the amount of Incremental Term Loans)
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March 31, 2018
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1.25%
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June 30, 2018
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1.25%
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September 30, 2018
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1.25%
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December 31, 2018
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1.25%
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March 31, 2019
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1.25%
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June 30, 2019
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1.25%
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September 30, 2019
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1.25%
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December 31, 2019
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1.25%
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March 31, 2020
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1.875%
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June 30, 2020
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1.875%
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September 30, 2020
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1.875%
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December 31, 2020
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1.875%
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March 31, 2021
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1.875%
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June 30, 2021
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1.875%
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September 30, 2021
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1.875%
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December 31, 2021
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1.875%
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March 31, 2022
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2.5%
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June 30, 2022
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2.5%
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September 30, 2022
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2.5%
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December 31, 2022
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2.5%
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Maturity Date
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Outstanding Principal Balance of Term Loan
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Name:
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David F. Morris
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Title:
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Executive Vice President, Interim Chief Financial Officer,
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Name:
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David F. Morris
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Title:
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Executive Vice President, Chief Administrative Officer and Secretary
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Name:
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David F. Morris
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Title:
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President, Chief Administrative Officer and Secretary
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Name:
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David F. Morris
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Title:
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President, Chief Administrative Officer and Secretary
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Name:
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David F. Morris
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Title:
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Executive Vice President, Chief Administrative Officer and Secretary
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Name:
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David F. Morris
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Title:
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Executive Vice President, Chief Administrative Officer and Secretary
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Name:
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David F. Morris
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Title:
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Executive Vice President, Chief Administrative Officer and Secretary
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Name:
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David F. Morris
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Title:
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President, Chief Administrative Officer and Secretary
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Name:
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David F. Morris
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Title:
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Executive Vice President, Chief Administrative Officer and Secretary
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Name:
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David F. Morris
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Title:
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Executive Vice President, Chief Administrative Officer and Secretary
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Name:
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David F. Morris
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Title:
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Executive Vice President, Chief Administrative Officer and Secretary
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Name:
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David F. Morris
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Title:
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Executive Vice President, Chief Administrative Officer and Secretary
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Name:
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David F. Morris
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Title:
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Executive Vice President, Chief Administrative Officer and Secretary
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Name:
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David F. Morris
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Title:
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President, Chief Administrative Officer and Secretary
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Name:
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David F. Morris
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Title:
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Executive Vice President, Chief Administrative Officer and Secretary
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Name:
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David F. Morris
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Title:
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Executive Vice President, Chief Administrative Officer and Secretary
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Name:
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David F. Morris
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Title:
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President, Chief Administrative Officer and Secretary
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Name:
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David F. Morris
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Title:
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President, Chief Administrative Officer and Secretary
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Name:
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David F. Morris
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Title:
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Executive Vice President, Chief Administrative Officer and Secretary
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Name:
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David F. Morris
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Title:
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Executive Vice President, Chief Administrative Officer and Secretary
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Name:
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David F. Morris
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Title:
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Executive Vice President, Chief Administrative Officer and Secretary
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Name:
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David F. Morris
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Title:
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Executive Vice President, Chief Administrative Officer and Secretary
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Name:
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David F. Morris
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Title:
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President, Chief Administrative Officer and Secretary
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Name:
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David F. Morris
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Title:
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Executive Vice President, Chief Administrative Officer and Secretary
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Name:
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David F. Morris
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Title:
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President, Chief Administrative Officer and Secretary
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Name:
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David F. Morris
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Title:
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President, Chief Administrative Officer and Secretary
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Name:
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David F. Morris
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Title:
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Director
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Name:
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David F. Morris
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Title:
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Director
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Name:
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David F. Morris
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Title:
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Executive Vice President, Chief Administrative Officer and Secretary
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Name:
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David F. Morris
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Title:
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Executive Vice President, Chief Administrative Officer and Secretary
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Name:
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David F. Morris
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Title:
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Executive Vice President, Chief Administrative Officer and Secretary
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Name:
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David F. Morris
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Title:
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Executive Vice President, Chief Administrative Officer and Secretary
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Name:
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David F. Morris
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Title:
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Director
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Name:
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Felicia Brinson
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Title:
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Assistant Vice President
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Name:
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Eric A. Escagne
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Title:
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Senior Vice President
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Name:
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Justin Hastings
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Title:
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Vice President
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Name:
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Mark Concannon
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Title:
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Senior Vice President
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Name:
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Jay S. Tweed
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Title:
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SVP
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Name:
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Helen D. Davis
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Title:
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Executive Director
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Name:
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Lafayette Ford
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Title:
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Director, SVP
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Name:
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John P. Malloy
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Title:
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Senior Vice President
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Name:
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Michael Gift
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Title:
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Director
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Lender
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Revolving Commitment
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Applicable Percentage of Revolving Commitment
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Term Loan Commitment
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Applicable Percentage of Term Loan Commitment
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Bank of America, N.A.
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$51,332,819.72
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17.110939907%
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$52,776,555.28
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17.110939908%
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U.S. Bank National Association
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$51,332,819.72
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17.110939907%
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$52,776,555.28
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17.110939908%
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PNC Bank, National Association
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$51,332,819.72
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17.110939907%
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$52,776,555.28
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17.110939908%
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Compass Bank
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$51,332,819.72
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17.110939907%
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$52,776,555.28
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17.110939908%
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JPMorgan Chase Bank, N.A.
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$29,583,975.35
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9.861325117%
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$30,416,024.65
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9.861325114%
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Fifth Third Bank
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$29,583,975.35
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9.861325117%
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$30,416,024.65
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9.861325114%
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Branch Banking and Trust Company
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$18,736,517.72
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6.245505907%
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$19,263,482.28
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6.245505906%
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BMO Harris Bank, N.A.
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$16,764,252.70
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5.588084233%
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$17,235,747.30
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5.588084231%
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TOTAL
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$300,000,000.00
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100.000000000%
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$308,437,500.00
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100.000000000%
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TYPE
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CARRIER
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POLICY #
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EXPIRATION
DATE
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AMOUNT
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DEDUCTIBLE
(if SIR, identified)
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General Liability
All subsidiaries
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Greenwich Insurance Company
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***
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***
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***
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***
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Auto/Workers Compensation Clash Retention
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Illinois Union Insurance Company
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***
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***
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***
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***
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Automobile
All subsidiaries
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Ace American Insurance Company
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***
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***
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***
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***
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Worker’s Compensation- Deductible
All subsidiaries with operations in CA/MA
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Ace American Insurance Company
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***
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***
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***
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***
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Worker’s Compensation- Retro
All subsidiaries with operations in WI
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Ace Fire Underwriters
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***
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***
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***
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***
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Worker’s Compensation- Deductible
All subsidiaries with operations in All other States
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Indemnity Insurance Co. of North America
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***
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***
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***
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***
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Excess Liability
All subsidiaries
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Starr Indemnity & Liability Company
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***
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***
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***
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***
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Punitive Wrap Policy
All subsidiaries
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Starr Insurance & Reinsurance Limited
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***
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***
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***
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***
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Excess Liability
All subsidiaries
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American Guarantee & Liability Ins. Co.
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***
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***
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***
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***
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Punitive Wrap Policy
All subsidiaries
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Hanseatic
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***
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***
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***
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***
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Excess Liability
All subsidiaries
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Endurance America Insurance Company
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***
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***
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***
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***
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Punitive Wrap Policy
All subsidiaries
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Magna Carta Ins. Ltd
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***
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***
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***
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***
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Excess Liability
All subsidiaries
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Ohio Casualty Insurance Co (Liberty)
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***
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***
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***
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***
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Punitive Wrap Policy
All subsidiaries
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Liberty Insurance Co
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***
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***
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***
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***
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Excess Liability
All subsidiaries
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Travelers Insurance
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***
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***
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***
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***
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Punitive Wrap Policy
All subsidiaries
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Travelers Insurance Ltd
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***
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***
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***
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***
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Premises Pollution Legal Liability-
Domestic
All Subsidiaries
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Indian Harbor Ins. Co.
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***
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***
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***
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***
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Ocean Cargo-all subsidiaries
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Starr Indemnity Ins. Co.
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***
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***
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***
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***
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Contractors Equipment & Installation Floater
(Global Program)
All subsidiaries
Excluding India, Mexico, Oman and Canada except Fibrwrap-Canada exposures
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AGCS Marine Insurance Company
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***
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***
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***
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***
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Employed Lawyers Professional Liability-Per Application
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Federal Insurance Co.
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***
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***
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***
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***
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Directors & Officers Liability-Primary
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Chubb (Federal Ins. Co.)
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***
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***
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***
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***
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Directors & Officers Liability- Excess
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Axis Ins. Co.
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***
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***
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***
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***
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Directors & Officers Liability- Excess
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Beazley Ins. Co.
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***
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***
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***
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***
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Directors & Officers Liability- Excess
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Navigators Ins. Co.
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***
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***
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***
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***
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Directors & Officers Liability- Excess-Broad Form A
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ACE American Ins. Co.
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***
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***
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***
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***
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Directors & Officers Liability- Excess-Broad Form A
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CNA (Continental Casualty Co.)
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***
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***
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***
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***
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Employment Practices Liability
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Chubb (Federal Ins. Co.)
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***
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***
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***
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***
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Fiduciary Liability
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Chubb (Federal Ins. Co.)
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***
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***
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***
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***
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Special Crime (K&R)
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Great American (Hiscox)
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***
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***
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***
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***
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Crime
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Zurich
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***
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***
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***
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***
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Cyber Liability
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Beazley Ins. Co.
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***
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***
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***
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***
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General Liability- Local
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Chubb European Group Ltd.
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***
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***
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***
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***
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Foreign Liability
MASTER PROGRAM
All Subsidiaries
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Ace American Insurance Co.
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***
|
***
|
***
|
***
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Excess Liability
All subsidiaries
|
Starr Indemnity & Liability Company
|
***
|
***
|
***
|
***
|
Excess Liability
All subsidiaries
|
American Guarantee & Liability Ins. Co.
|
***
|
***
|
***
|
***
|
Excess Liability
All subsidiaries
|
Endurance America Insurance Company
|
***
|
***
|
***
|
***
|
Excess Liability
All subsidiaries
|
Ohio Casualty Insurance Co (Liberty)
|
***
|
***
|
***
|
***
|
Excess Liability
All subsidiaries
|
Travelers Insurance
|
***
|
***
|
***
|
***
|
Property- Local
|
Allianz Insurance Plc
|
***
|
***
|
***
|
***
|
Property
(Global Program)
All subsidiaries except India, Mexico and Oman are DIC/DIL only
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Endurance American Specialty Insurance Company (10%)
Allianz Global Risks US Ins. Co. (40%)
Westport Insurance Corp (Swiss Re) (50%)
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***
|
***
|
***
|
***
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Company Name
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Place of Formation
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Equity Interests Outstanding
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Ownership
|
Outstanding Options, Warrants, Rights of Conversion or Purchase
|
Aegion Coating Services, LLC
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Texas
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100% member interest
|
Aegion Holding Company, LLC owns 100% of the equity interests
|
None
|
Aegion Corrosion Protection Holdings Limited
|
England & Wales
|
40,462.5 ordinary shares and 19,500 preferred ordinary
|
Corrpro Companies, Inc. owns 100% of the equity interests
|
None
|
Aegion Cyprus Limited
|
Cyprus
|
2,002 shares
|
Aegion Corporation owns 100% of the equity interests
|
None
|
Aegion Energy Services, Inc.
|
Delaware
|
N/A
|
Aegion Holding Company, LLC owns 100% of the equity interests
|
None
|
Aegion Holding Company, LLC
|
Delaware
|
100 shares of common stock
|
Aegion Corporation owns 100% of the equity interests
|
None
|
Aegion International Holdings Limited
|
England & Wales
|
1 ordinary share
|
Aegion Holding Company, LLC owns 100% of the equity interests
|
None
|
Aegion International Limited
|
England & Wales
|
1 ordinary share
|
Aegion International Holdings Limited owns 100% of the equity interests
|
None
|
Aegion International Services, Inc.
|
Delaware
|
100 shares
|
Aegion Corporation owns 100% of the equity interests
|
None
|
Aegion Rehabilitation Services Limited
|
England & Wales
|
1,000 ordinary shares
|
Aegion Cyprus Limited owns 100% of the equity interests
|
None
|
Aegion Saudi Arabia Company
|
Saudi Arabia
|
5,000 shares
|
Aegion International Holdings Limited owns 100% of the equity interests
|
None
|
Aegion South Africa (Pty) Ltd
|
South Africa
|
100 shares
|
Aegion International Holdings Limited owns 60% of the equity interests
|
None
|
AllSafe Services, Inc.
|
Delaware
|
100 shares
|
Aegion Energy Services, Inc. owns 100% of the equity interests
|
None
|
Bayou Wasco Insulation, LLC
|
Delaware
|
100 Units
|
Aegion Holding Company, LLC owns 51% of the equity interests
|
None
|
Brinderson Constructors Inc.
|
California
|
1,000 shares
|
Aegion Energy Services, Inc. owns 100% of the equity interests
|
None
|
Brinderson Services, LLC
|
Delaware
|
N/A
|
General Energy Services
owns 100% of the equity interests
|
None
|
Brinderson, L.P.
|
California
|
13,360,035 Class A Units; 1,999,291 Class B Units
|
General Energy Services owns 3.6% GP interest; Brinderson Services, LLC
owns 96.4% LP interest
|
None
|
Building Chemical Supplies Limited
|
New Zealand
|
5,000 ordinary shares
|
Fyfe International Holdings B.V. owns 100% of the equity interests
|
None
|
Concrete Solutions Limited
|
New Zealand
|
100 ordinary shares
|
Fyfe International Holdings B.V. owns 100% of the equity interests
|
None
|
Corrpower International Limited
|
Saudi Arabia
|
20,000 shares
|
Corrpro Canada, Inc. owns 70% of the equity interests
|
None
|
Corrpro Canada Holdings, Inc.
|
Delaware
|
1,000 shares
|
Corrpro Companies, Inc. owns 100% of the equity interests
|
None
|
Corrpro Canada, Inc.
|
Alberta, Canada
|
10,000,001 common shares and 3,274,219 preferred shares
|
Insituform Technologies C.V. owns 90% of the common shares (9,000,000 shares); Corrpro Holdings, LLC owns 10% of the common shares (1,000,001 shares) and 100% of the preferred shares
|
None
|
Corrpro Companies Engineering Limited
|
England & Wales
|
N/A
|
Aegion Rehabilitation Services Limited owns 100% of the equity interests
|
None
|
Corrpro Companies Europe Ltd.
|
England & Wales
|
185,327 Ordinary A shares and 52,387 Ordinary B shares
|
Aegion Corrosion Protection Holdings Limited owns 100% of the equity interests
|
None
|
Corrpro Companies International, Inc.
|
Nevada
|
100 shares
|
Corrpro Companies, Inc. owns 100% of the equity interests
|
None
|
Corrpro Companies, Inc.
|
Ohio
|
100 shares of common stock
|
Aegion Corporation owns 100% of the equity interests
|
None
|
Corrpro Holdings, LLC
|
Delaware
|
710 shares of common stock
|
Corrpro Canada Holdings, Inc. owns 100% of the equity interests
|
None
|
DEH Services, LLC
|
Louisiana
|
Limited liability company interest
|
Aegion Holding Company, LLC owns 100% of the equity interests
|
None
|
Environmental Techniques Limited
|
Northern Ireland
|
20,000 ordinary shares
|
Killeen Trading Limited owns 100% of the equity interests
|
None
|
Fibrwrap Construction (M) Sdn Bhd
|
Malaysia
|
100,000 shares
|
Fyfe Asia Pte. Ltd. owns 100% of the equity interests
|
None
|
Fibrwrap Construction Chile S.A.
|
Chile
|
5,000 shares
|
Fibrwrap Construction LatinAmerica, S.A. owns 55% of the equity interests
|
None
|
Fibrwrap Construction Colombia S.A.S.
|
Colombia
|
175,000 shares
|
Fibrwrap Construction LatinAmerica, S.A. owns 100% of the equity interests
|
None
|
Fibrwrap Construction LatinAmerica, S.A.
|
Panama
|
250 shares
|
Fyfe International Holdings B.V. owns 100% of the equity interests
|
None
|
Fibrwrap Construction Pte Ltd
|
Singapore
|
1,000,000 shares
|
Fyfe International Holdings B.V. owns 100% of the equity interests
|
None
|
Fibrwrap Construction Services Ltd.
|
British Columbia, Canada
|
100 common shares
|
Infrastructure Group Holdings, LLC owns 100% of the equity interests
|
None
|
Fibrwrap Construction Services USA, Inc.
|
Delaware
|
100 shares of capital stock
|
Infrastructure Group Holdings, LLC owns 100% of the equity interests
|
None
|
Fibrwrap Construction Services, Inc.
|
Delaware
|
100 shares of capital stock
|
Infrastructure Group Holdings, LLC owns 100% of the equity interests
|
None
|
Fibrwrap ENC Korea Ltd.
|
Korea
|
1,000 shares
|
Fyfe (Hong Kong) Limited owns 70% of the equity interests
|
None
|
Fyfe - Latin America, S.A. de C.V.
|
El Salvador
|
175 shares
|
Fyfe International Holdings B.V. owns 174 shares; Infrastructure Group Holdings, LLC owns 1 share
|
None
|
Fyfe - LatinAmerica S.A.
|
Panama
|
100 common shares
|
Fyfe International Holdings B.V. owns 100% of the equity interests
|
None
|
Fyfe (Hong Kong) Limited
|
Hong Kong
|
1,000,000 shares
|
Fyfe International Holdings B.V. owns 63.3% of the equity interests (633,000 shares); Fyfe Asia Pte. Ltd. owns 36.7% of the equity interests (367,000 shares)
|
None
|
Fyfe Asia Pte. Ltd.
|
Singapore
|
1,000,000 shares
|
Fyfe International Holdings B.V. owns 100% of the equity interests
|
None
|
Fyfe Borneo Sdn Bhd
|
Brunei
|
100,000 shares
|
Fyfe Asia Pte. Ltd. owns 51% of the equity interests (51,000 shares)
|
None
|
Fyfe Co. LLC
|
Delaware
|
100 shares of common stock
|
Infrastructure Group Holdings, LLC owns 100% of the equity interests
|
None
|
Fyfe International Holdings B.V.
|
Netherlands
|
18,000 shares
|
Insituform C.V. owns 100% of the equity interests
|
None
|
Fyfe Japan Co. Ltd
|
Japan
|
200,000 shares
|
Fyfe Asia Pte. Ltd. owns 100% of the equity interests
|
None
|
General Energy Services
|
California
|
500,000 shares
|
Aegion Energy Services, Inc.
owns 100% of the equity interests
|
None
|
Hockway Middle East FZE
|
Dubai Silicon Oasis Free Trade Zone
|
1 share
|
Insituform Technologies Netherlands B.V. owns 100% of the equity interests
|
None
|
Hockway Middle East FZE
|
Ras Al Khaimah Free Trade Zone
|
12 shares
|
Insituform Technologies Netherlands B.V. owns 100% of the equity interests
|
None
|
INA Acquisition Corp.
|
Delaware
|
1,000 shares of common stock
|
Aegion Corporation owns 100% of the equity interests
|
None
|
Infrastructure Group Holdings, LLC
|
Delaware
|
100 shares of common stock
|
Aegion Corporation owns 100% of the equity interests
|
None
|
Insitu Envirotech (S.E. Asia) Pte. Ltd.
|
Singapore
|
3,000,000 shares
|
Insituform Technologies Netherlands B.V. owns 100% of the equity interests
|
None
|
Insituform A/S
|
Denmark
|
600 shares
|
Insituform Rioolrenovatietechnieken B.V. owns 100% of the equity interests
|
None
|
Insituform Asia Limited
|
Hong Kong
|
225,214 ordinary shares
|
Insituform Technologies Netherlands B.V. owns 100% of the equity interests
|
None
|
Insituform C.V.
|
Netherlands
|
0.62% LP interest and 99.38% GP interest
|
Insituform Technologies Netherlands Holdings, LLC owns 0.62% LP interest; Insituform Technologies C.V. owns 99.38% GP interest
|
None
|
Insituform Cyprus Limited
|
Cyprus
|
2,000 ordinary shares
|
Insituform Technologies Limited [Canada] owns 100% of the equity interests
|
None
|
Insituform Europe SAS
|
France
|
Capital of 38,200 Euros
|
Insituform Cyprus Limited owns 100% of the equity interests
|
None
|
Insituform Holdings (UK) Limited
|
England & Wales
|
181,377 ordinary shares
|
Insituform Holdings B.V. owns 100% of the equity interests
|
None
|
Insituform Holdings B.V.
|
Netherlands
|
1 Common share; 1 Preferred share
|
Insituform Technologies Netherlands B.V. owns 1 Common share; Insituform Cyprus Limited owns 1 Preferred share
|
None
|
Insituform Hong Kong Limited
|
Hong Kong, China
|
1,000 shares
|
Insituform Technologies Netherlands B.V. owns 100% of the equity interests
|
None
|
Insituform Limited Partnership
|
New Brunswick, Canada
|
99.99% GP interest; 0.01% LP interest
|
Insituform Technologies Netherlands B.V. owns 99.99% GP interest; Insituform Holdings B.V. owns 0.01% LP interest
|
None
|
Insituform Linings Asia Sdn Bhd
|
Malaysia
|
100,000 ordinary shares
|
Insituform Singapore Pte. Ltd. owns 100% of the equity interests
|
None
|
Insituform Linings Limited
|
England & Wales
|
68,000 shares
|
Insituform Holdings (UK) Limited owns 100% of the equity interests
|
None
|
Insituform Netherlands Holdings, LLC
|
Delaware
|
N/A
|
INA Acquisition Corp. owns 100% of the equity interests
|
None
|
Insituform Pacific Pty Limited
|
Australia
|
5,218,085 ordinary shares
|
Insituform Technologies Netherlands B.V. owns 100% of the equity interests
|
None
|
Insituform Pipeline Rehabilitation Private Limited
|
India
|
22,196,798 shares
|
Insituform Technologies, LLC owns 100% of the equity interests
|
None
|
Insituform Rioolrenovatietechnieken B.V.
|
Netherlands
|
18,151.21 shares
|
Insituform Cyprus Limited owns 100% of the equity interests
|
None
|
Insituform Singapore Pte. Ltd.
|
Singapore
|
6,233,873 ordinary shares
|
Insituform Technologies Netherlands B.V. owns 100% of the equity interests
|
None
|
Insituform sp. z o.o.
|
Poland
|
100 shares
|
Insituform Holdings (UK) Limited owns 100% of the equity interests
|
None
|
Insituform SPML JV
|
India
|
Membership Interest
|
Insituform Technologies, LLC owns 99.9% of the equity interests
|
None
|
Insituform Sverige AB
|
Sweden
|
1,000 shares
|
Insituform A/S owns 100% of the equity interests
|
None
|
Insituform Technologies C.V.
|
Netherlands
|
0.5% LP interest and 99.5% GP interest
|
Insituform Netherlands Holdings, LLC owns 0.5% LP interest; INA Acquisition Corp. owns 99.5% GP interest
|
None
|
Insituform Technologies Iberica SA
|
Spain
|
N/A
|
INA Acquisition Corp. owns 100% of the equity interests
|
None
|
Insituform Technologies Limited
|
England & Wales
|
1,000,000 shares
|
Insituform Holdings (UK) Limited owns 100% of the equity interests
|
None
|
Insituform Technologies Limited
|
Alberta, Canada
|
126 Common shares; 1,127,801 Class A Preferred shares; 500 Special shares
|
Insituform Technologies Netherlands B.V. owns 126 Common shares & 1,127,801 Class A Preferred shares; INA Acquisition Corp. owns 500 Special shares
|
None
|
Insituform Technologies Netherlands B.V.
|
Netherlands
|
18,001 shares
|
Insituform C.V. owns 100% of the equity interests
|
None
|
Insituform Technologies Netherlands Holdings, LLC
|
Delaware
|
N/A
|
Insituform Technologies C.V. owns 100% of the equity interests
|
None
|
Insituform Technologies USA, LLC
|
Delaware
|
1,000 shares
|
Insituform Technologies, LLC owns 100% of the equity interests
|
None
|
Insituform Technologies, LLC
|
Delaware
|
1 share
|
Aegion Corporation owns 100% of interests
|
None
|
Killeen Trading Limited
|
Northern Ireland
|
38,092 ordinary shares
|
Insituform Holdings (UK) Limited owns 100% of the equity interests
|
None
|
Manufactured Technologies Corporation
|
Mississippi
|
10 shares of capital stock
|
Aegion Corporation owns 100% of the equity interests
|
None
|
Nu Pipe Limited
|
England & Wales
|
1,000 ordinary shares
|
Insituform Holdings (UK) Limited owns 100% of the equity interests
|
None
|
Ocean City Research Corp.
|
New Jersey
|
1,000 shares
|
Corrpro Companies, Inc. owns 100% of the equity interests
|
None
|
PT Fyfe Fibrwrap Indonesia
|
Indonesia
|
2,000 shares
|
Fyfe Asia Pte. Ltd. owns 55% of the equity interests (1,100 shares)
|
None
|
Schultz Industrial Services, Inc.
|
California
|
200 shares
|
Aegion Energy Services, Inc. owns 100% of the equity interests
|
None
|
Sewer Services Limited
|
England & Wales
|
10,000 shares
|
Insituform Holdings (UK) Limited owns 100% of the equity interests
|
None
|
Technologie & Art Pte. Ltd.
|
Singapore
|
2 ordinary shares
|
Fyfe Asia Pte. Ltd. owns 100% of the equity interests
|
None
|
The Bayou Companies, LLC
|
Delaware
|
100 shares of capital stock
|
Aegion Corporation owns 100% of the equity interests
|
None
|
Underground Solutions Technologies Group, Inc.
|
Pennsylvania
|
100 shares
|
Underground Solutions, Inc. owns 100% of the equity interests
|
None
|
Underground Solutions, Inc.
|
Delaware
|
100 shares
|
Aegion Corporation owns 100% of the equity interests
|
None
|
United Pipeline de Mexico S.A. de C.V.
|
Mexico
|
50,000 shares of capital stock
|
INA Acquisition Corp. owns 55% of the equity interests
|
None
|
United Pipeline Middle East, Inc.
|
Delaware
|
100 shares of capital stock
|
Aegion Holding Company, LLC owns 100% of the equity interests
|
None
|
United Pipeline Systems International, Inc.
|
Delaware
|
100 shares of capital stock
|
Aegion Holding Company, LLC owns 100% of the equity interests
|
None
|
United Pipeline Systems Limited
|
Alberta, Canada
|
100 shares
|
Insituform Technologies Netherlands B.V. owns 100% of the equity interests
|
None
|
United Pipeline Systems, Inc.
|
Nevada
|
100 shares of capital stock
|
Aegion Holding Company, LLC owns 100% of the equity interests
|
None
|
United Pipelines Inversiones Limitada
|
Chile
|
Member interests
|
Insituform Technologies, LLC owns 60% of the equity interests; INA Acquisition Corp. owns 40% of the equity interests
|
None
|
United Pipelines SRL
|
Argentina
|
1,200 quotas
|
United Pipelines Inversiones Limitada owns 90% of the equity interests; Insituform Technologies Netherlands B.V. owns 10% of the equity interests
|
None
|
United Sistema de Tuberias Limitada
|
Chile
|
100% member interest
|
Insituform Technologies, LLC owns 60% of the equity interests; INA Acquisition Corp. owns 40% of the equity interests
|
None
|
United Sistemas de Revestimento em Tubulações Ltda.
|
Brazil
|
503.75 quotas
|
Insituform Holdings B.V. owns 0.8% of the equity interests; Insituform Technologies Netherlands B.V. owns 99.2% of the equity interests
|
None
|
United Special Technical Services LLC
|
Oman
|
800,000 shares
|
Insituform Technologies Netherlands B.V. owns 51% of the equity interests
|
None
|
UPS-APTec Limited
|
England & Wales
|
642,400 ordinary shares
|
United Pipeline Systems International, Inc. owns 51% of the equity interests
|
None
|
Wilson Walton (Portugal) Anti Corrosivos Ltd.
|
Portugal
|
N/A
|
Aegion Corrosion Protection Holdings Limited owns 100% of the equity interests
|
None
|
Wilson Walton Overseas Holding Limited
|
England & Wales
|
N/A
|
Aegion Corrosion Protection Holdings Limited owns 100% of the equity interests
|
None
|
Patent Owner
|
Title
|
Patent No.
|
Issue Date
|
AEGION COATING SERVICES, LLC
|
INTERNAL FIELD JOINT INSPECTION ROBOT
|
7077020
|
7/18/2006
|
AEGION COATING SERVICES, LLC
|
INTERNAL PIPE COATING INSPECTION ROBOT
|
8633713
|
1/21/2014
|
AEGION COATING SERVICES, LLC
|
PIPELINE INTERNAL FIELD JOINT CLEANING, COATING, AND INSPECTION ROBOT
|
8800396
|
8/12/2014
|
AEGION COATING SERVICES, LLC
|
PIPE OUTER SURFACE INSPECTION APPARATUS
|
9389150
|
7/12/2016
|
AEGION COATING SERVICES, LLC
|
COATING APPARATUS AND METHOD OF COATING JOINT
|
9789505
|
10/17/2017
|
Corrpro Companies, Inc.
|
SACRIFICIAL ANODE FOR CATHODIC PROTECTION AND ALLOY THEREFOR
|
6673309
|
1/6/2004
|
Corrpro Companies, Inc.; Sunoco Pipeline L.P.
|
COMPOSITE ANODE, ELECTROLYTE PIPE SECTION, AND METHOD OF MAKING AND FORMING A PIPELINE, AND APPLYING CATHODIC PROTECTION TO THE PIPELINE
|
6238545
|
5/29/2001
|
Fyfe Co. LLC
|
SYSTEM AND METHOD OF REINFORCING A COLUMN POSITIONED PROXIMATE A BLOCKING STRUCTURE (Fyfe)
|
9085898
|
7/21/2015
|
Fyfe Co. LLC
|
BLAST-RESISTANT BUILDING (Fyfe)
|
6138420
|
10/31/2000
|
Fyfe Co. LLC
|
METHOD OF EXTERNALLY STRENGTHENING CONCRETE COLUMNS WITH FLEXIBLE STRAP OF RENFORCING MATERIAL (Fyfe/Hexel)
|
6219991
|
4/24/2001
|
Fyfe Co. LLC
|
STAY-IN-PLACE FORM (Fyfe)
|
6295782
|
10/2/2001
|
Fyfe Co. LLC
|
ANCHOR AND METHOD FOR REINFORCING A STRUCTURE (Fyfe)
|
7207149
|
4/24/2007
|
Fyfe Co. LLC
|
REPAIR JACKET FOR PILINGS AND METHOD (Fyfe)
|
7300229
|
11/27/2007
|
Fyfe Co. LLC
|
METHOD FOR REPAIRING STEEL-REINFORCED CONCRETE STRUCTURE (Fyfe)
|
7306687
|
12/11/2007
|
Fyfe Co. LLC
|
BLAST RESISTANT PREFABRICATED WALL UNITS (Fyfe)
|
7406806
|
8/5/2008
|
Fyfe Co. LLC
|
CONNECTOR FOR REINFORCING THE ATTACHMENT AMONG STRUCTURAL COMPONENTS (Fyfe)
|
7574840
|
8/18/2009
|
Fyfe Co. LLC
|
CONNECTOR FOR REINFORCING THE ATTACHMENT AMONG STRUCTURAL COMPONENTS (Fyfe)
|
7930863
|
4/26/2011
|
Fyfe Co. LLC
|
SYSTEM FOR REINFORCING STRUCTURE USING SITE-CUSTOMIZED MATERIALS (Fyfe)
|
7946088
|
5/24/2011
|
Fyfe Co. LLC
|
SYSTEM AND METHOD FOR INCREASING THE SHEAR STRENGTH OF A STRUCTURE (Fyfe)
|
7980033
|
7/19/2011
|
Fyfe Co. LLC
|
REINFORCEMENT SYSTEM FOR INCREASED LATERAL STABILITY OF FLOOD WALL
|
8496404
|
7/30/2013
|
Fyfe Co. LLC
|
SYSTEM AND METHOD OF REINFORCING SHAPED COLUMNS (Fyfe)
|
8511043
|
8/20/2013
|
Fyfe Co. LLC
|
METHODS OF REINFORCING STRUCTURES AGAINST BLAST EVENTS (Fyfe)
|
8713891
|
5/6/2014
|
Fyfe Co. LLC
|
REINFORCEMENT SYSTEM FOR INCREASED LATERAL STABILITY OF FLOOD WALL (Fyfe)
|
8784006
|
7/22/2014
|
Fyfe Co. LLC
|
SYSTEMS AND METHODS FOR PROTECTING A CABLE OR CABLE BUNDLE (Fyfe)
|
8795832
|
8/5/2014
|
Fyfe Co. LLC
|
EXPANDABLE LINER FOR THE PROTECTION AND STRENGTHENING OF EXISTING PIPES (Fyfe)
|
9086183
|
7/21/2015
|
INA Acquisition Corp.
|
LINING OF PIPELINES WITH A FLEXIBLE LINING INCLUDING A HEAT CURABLE RESIN BY CURLING IN STAGES
|
6354330
|
3/12/2002
|
INA Acquisition Corp.
|
PRESSURIZED BLADDER CANISTER FOR INSTALLATION OF CURED IN PLACE PIPE
|
6539979
|
4/1/2003
|
INA Acquisition Corp.
|
PRESSURIZED BLADDER CANISTER FOR INSTALLATION OF CURED IN PLACE PIPE
|
6679293
|
1/20/2004
|
INA Acquisition Corp.
|
INSTALLATION OF CURED IN PLACE LINERS WITH AN ENDLESS REUSABLE INFLATION BLADDER AND INSTALLATION APPARATUS
|
6682668
|
1/27/2004
|
INA Acquisition Corp.
|
METHOD OF ACCURATE TRENCHLESS INSTALLATION OF UNDERGROUND PIPE
|
6682264
|
1/27/2004
|
INA Acquisition Corp.
|
FIBER REINFORCED COMPOSITE LINER FOR LINING AN EXISTING CONDUIT AND METHOD OF MANUFACTURE
|
6708729
|
3/23/2004
|
INA Acquisition Corp.
|
INSTALLATIN OF CURED IN PLACE LINERS WITH AIR AND STEAM AND INSTALLATION APPARATUS
|
6708728
|
3/23/2004
|
INA Acquisition Corp.
|
FIBER REINFORCED COMPOSITE LINER FOR LINING AN EXISTING CONDUIT AND METHOD OF MANUFACTURE
|
6923217
|
8/2/2005
|
INA Acquisition Corp.
|
FIBER REINFORCED COMPOSITE LINER FOR LINING AN EXISTING CONDUIT AND METHOD OF MANUFACTURE
|
6932116
|
8/23/2005
|
INA Acquisition Corp.
|
METHOD OF ACCURATE TRENCHLESS INSTALLATION OF UNDERGROUND PIPE
|
6953306
|
10/11/2005
|
INA Acquisition Corp.
|
PRESSURIZED BLADDER CANISTER FOR INSTALLATION OF CURED IN PLACE PIPE
|
6969216
|
11/29/2005
|
INA Acquisition Corp.
|
PANEL LINER AND METHOD OF MAKING SAME
|
7018577
|
3/28/2006
|
INA Acquisition Corp.
|
PRESSURIZED BLADDER CANISTER FOR INSTALLATION OF CURED IN PLACE PIPE
|
7108456
|
9/19/2006
|
INA Acquisition Corp.
|
INSTALLATION OF CURED IN PLACE LINER WITH INNER IMPERMEABLE LAYER AND APPARATUS
|
7112254
|
9/26/2006
|
INA Acquisition Corp.
|
RESIN IMPREGNATION TOWER FOR CURED IN PLACE LINER
|
7238251
|
7/3/2007
|
INA Acquisition Corp.
|
PREPARATION OF CURED IN PLACE LINER WITH INTEGRAL INNER IMPERMEABLE LAYER
|
7261788
|
8/28/2007
|
INA Acquisition Corp.
|
PRESSURIZED BLADDER CANISTER FOR INSTALLATION OF CURED IN PLACE PIPE
|
7360559
|
4/22/2008
|
INA Acquisition Corp.
|
SEALING METHODS
|
7707704
|
5/4/2010
|
INA Acquisition Corp.
|
INSTALLATION OF CURED IN PLACE LINERS WITH AIR AND FLOW-THROUGH STEAM TO CURE
|
7766048
|
8/3/2010
|
INA Acquisition Corp.
|
CURED IN PLACE LINER WITH EVERTED OUTER IMPERMEABLE LAYER AND METHOD OF MANUFACTURE
|
7857932
|
12/28/2010
|
INA Acquisition Corp.
|
REUSABLE INVERSION SLEEVE ASSEMBLY FOR INVERSION OF CURED IN PLACE LINERS
|
7866968
|
1/11/2011
|
INA Acquisition Corp.
|
REINSTATEMENT OF AN EXISTING CONNECTION IN A LINED CONDUIT
|
8015695
|
9/13/2011
|
INA Acquisition Corp.
|
INSTALLATION OF CURED IN PLACE LINERS WITH DUAL GLAND AIR INVERSION AND STEAM CURE APPARATUS
|
8038913
|
10/18/2011
|
INA Acquisition Corp.
|
DUAL GLAND AIR INVERSION AND STEAM CURE OF CURED IN PLACE LINERS
|
8066499
|
11/29/2011
|
INA Acquisition Corp.
|
REINFORCED GROMMET FOR CURED IN PLACE PIPE
|
8069532
|
12/6/2011
|
INA Acquisition Corp.
|
EXHAUST AND/OR CONDENSATE PORT FOR CURED IN PLACE LINERS AND INSTALLATION METHODS AND APPARATUS
|
8083975
|
12/27/2011
|
INA Acquisition Corp.
|
WEDGE TYPE PLUG AND METHOD OF PLUGGING A LATERAL LINE
|
8820363
|
9/2/2014
|
INA Acquisition Corp.
|
CURED IN PLACE LINER SYSTEM AND INSTALLATION METHODS
|
9188269
|
11/17/2015
|
INA Acquisition Corp.
|
METHOD OF LINING A PIPE
|
9371950
|
6/21/2016
|
INA Acquisition Corp.
|
AIR INVERSION AND STEAM CURE OF CURED IN PLACE LINERS APPARATUS
|
9453597
|
9/27/2016
|
INA Acquisition Corp.
|
CURED IN PLACE LINER SYSTEM AND INSTALLATION METHODS
|
9874302
|
1/23/2018
|
Underground Solutions Technologies Group, Inc.
|
FUSION PROCESS FOR CONDUIT
|
6982051
|
1/3/2006
|
Underground Solutions Technologies Group, Inc.
|
METHOD FOR DETERMINING PRESSURE CAPABILITY IN CONDUIT
|
7269520
|
9/11/2007
|
Underground Solutions Technologies Group, Inc.
|
REMOTE TAPPING METHOD AND SYSTEM FOR INTERNALLY TAPPING A CONDUIT
|
7292156
|
11/6/2007
|
Underground Solutions Technologies Group, Inc.
|
REMOTE TAPPING METHOD AND SYSTEM FOR INTERNALLY TAPPING A CONDUIT
|
7710281
|
5/4/2010
|
Underground Solutions Technologies Group, Inc.
|
POLYVINYL CHLORIDE FORMULATIONS
|
7842769
|
11/30/2010
|
Underground Solutions Technologies Group, Inc.
|
POLYVINYL CHLORIDE FORMULATIONS
|
7915366
|
3/29/2011
|
Underground Solutions Technologies Group, Inc.
|
REMOTE TAPPING METHOD AND SYSTEM FOR INTERNALLY TAPPING A CONDUIT
|
8049634
|
11/1/2011
|
Underground Solutions Technologies Group, Inc.
|
POLYVINYL CHLORIDE FORMULATIONS
|
8058378
|
11/15/2011
|
Underground Solutions Technologies Group, Inc.
|
FUSION PROCESS FOR CONDUIT
|
8128853
|
3/6/2012
|
Underground Solutions Technologies Group, Inc.
|
METHOD FOR CONDUIT EXPANSION
|
8137599
|
3/20/2012
|
Underground Solutions Technologies Group, Inc.
|
POLYVINYL CHLORIDE FORMULATIONS
|
8178640
|
5/15/2012
|
Underground Solutions Technologies Group, Inc.
|
POLYVINYL CHLORIDE FORMULATIONS
|
8569436
|
10/29/2013
|
Underground Solutions Technologies Group, Inc.
|
POLYVINYL CHLORIDE FORMULATIONS
|
8796407
|
8/5/2014
|
Underground Solutions Technologies Group, Inc.
|
FUSION PROCESS FOR CONDUIT
|
8906188
|
12/9/2014
|
Underground Solutions Technologies Group, Inc.
|
FUSION PROCESS FOR CONDUIT
|
9023263
|
5/5/2015
|
Underground Solutions Technologies Group, Inc.
|
SYSTEM AND METHOD FOR CONDUIT REPARATION
|
9086184
|
7/21/2015
|
Underground Solutions Technologies Group, Inc.
|
PIPE FUSION DATA MANAGEMENT SYSTEM AND METHOD
|
9604405
|
3/28/2017
|
UNITED PIPELINE SYSTEMS, INC.
|
INSERTION OF LINERS INTO HOST TUBULARS BY FLUID INJECTION
|
6523574
|
2/25/2003
|
UNITED PIPELINE SYSTEMS, INC.
|
ANNULAR FLUID MANIPULATION IN LINED TUBULAR SYSTEMS TO ENHANCE COMPONENT MECHANICAL PROPERTIES AND FLOW INTEGRITY
|
6601600
|
8/5/2003
|
UNITED PIPELINE SYSTEMS, INC.
|
ANNULAR FLUID MANIPULATION IN LINED TUBULAR SYSTEMS
|
6634388
|
10/21/2003
|
UNITED PIPELINE SYSTEMS, INC.
|
WELDED JOINT FOR LINED PIPE AND COMPONENTS THEREOF
|
8714597
|
5/6/2014
|
Patent Owner
|
Title
|
Appl. No.
|
Filing Date
|
AEGION COATING SERVICES, LLC
|
PIPE OUTER SURFACE INSPECTION APPARATUS
|
US 15/179,550
|
6/10/2016
|
AEGION COATING SERVICES, LLC
|
COATING APPARATUS AND METHOD OF COATING JOINT
|
US 15/694,328
|
9/1/2017
|
AEGION COATING SERVICES, LLC
|
COATING APPARATUS AND METHOD OF COATING JOINT
|
US 15/786,315
|
10/17/2017
|
AEGION COATING SERVICES, LLC
|
***
|
US 15/875,466
|
1/19/2018
|
Corrpro Companies, Inc.
|
***
|
US 62/515,012
|
6/5/2017
|
Corrpro Companies, Inc.
|
SYSTEM AND METHOD FOR PROTECTING ONE OR MORE PIPES AGAINST CORROSION AND CORROSION-PROTECTED PIPE
|
US 15/620,500
|
6/12/2017
|
Corrpro Companies, Inc.
|
***
|
US 15/861,808
|
1/4/2018
|
Fyfe Co. LLC
|
STRUCTURAL FABRIC USEFUL FOR LINING PIPE (P3) (Fyfe)
|
US 14/690,265
|
4/17/2015
|
Fyfe Co. LLC
|
REPAIR OF PIPES
|
US 14/740,811
|
6/16/2015
|
Fyfe Co. LLC
|
HIGH-STRENGTH, WATERTIGHT PIPE LINING
|
US 14/799,008
|
7/14/2015
|
Fyfe Co. LLC
|
EXPANDABLE LINER FOR THE PROTECTION AND STRENGTHENING OF EXISTING PIPES (Fyfe)
|
US 14/803,941
|
7/20/2015
|
Fyfe Co. LLC
|
PROTECTING OBJECTS FROM MISSILE IMPACTS
|
US 15/098,026
|
4/13/2016
|
INA Acquisition Corp.
|
METHOD OF LINING PIPE WITH HIGH STRENGTH LINER, HIGH STRENGTH LINER, AND PIPE LINED WITH HIGH STRENGTH LINER
|
US 14/861,370
|
9/22/2015
|
INA Acquisition Corp.
|
CURED IN PLACE LINER SYSTEM AND INSTALLATION METHODS
|
US 15/156,797
|
5/17/2016
|
INA Acquisition Corp.
|
CURED IN PLACE LINER TERMINATION
|
US 15/167,531
|
5/27/2016
|
INA Acquisition Corp.
|
***
|
US 15/886,588
|
2/1/2018
|
The Bayou Companies, LLC
|
SYSTEM AND METHOD FOR APPLYING MOLDABLE MATERIAL TO A PIPE
|
US 15/177,066
|
6/8/2016
|
The Bayou Companies, LLC
|
SYSTEM AND METHOD FOR APPLYING MOLDABLE MATERIAL TO A PIPE BY INJECTING MOLDABLE MATERIAL FROM A MOVABLE SUPPORT
|
US 15/177,073
|
6/8/2016
|
UNITED PIPELINE SYSTEMS, INC.
|
WELDED CONNECTIONS OF LINED PIPE
|
US 14/107,882
|
12/16/2013
|
Trademark Owner
|
Mark
|
Reg. No.
|
Reg. Date
|
Aegion Coating Services, LLC
|
CRTS
|
4,571,591
|
22-Jul-2014
|
Aegion Coating Services, LLC
|
CRTS Logo
|
4,591,957
|
26-Aug-2014
|
Aegion Coating Services, LLC
|
CRTS
|
4,612,700
|
30-Sep-2014
|
Aegion Coating Services, LLC
|
CRTS Logo
|
4,616,402
|
7-Oct-2014
|
Aegion Coating Services, LLC
|
COATCHECK
|
4,619,492
|
14-Oct-2014
|
Aegion Coating Services, LLC
|
COATCHECK Logo
|
4,627,128
|
28-Oct-2014
|
Corrpro Companies, Inc.
|
T.A.S.C.
|
0,972,251
|
6-Nov-1973
|
Corrpro Companies, Inc.
|
PERMACELL
|
1,105,957
|
14-Nov-1978
|
Corrpro Companies, Inc.
|
CENTAP
|
1,175,950
|
3-Nov-1981
|
Corrpro Companies, Inc.
|
PERMANODE
|
2,419,249
|
9-Jan-2001
|
Corrpro Companies, Inc.
|
CORRPOWER
|
2,449,774
|
8-May-2001
|
Corrpro Companies, Inc.
|
CCI (stylized)
|
2,501,468
|
30-Oct-2001
|
Corrpro Companies, Inc.
|
CORRPRO
|
2,545,934
|
12-Mar-2002
|
Corrpro Companies, Inc.
|
CORRSPRAY
|
2,963,632
|
28-Jun-2005
|
Corrpro Companies, Inc.
|
CORRFLEX
|
3,268,787
|
24-Jul-2007
|
Corrpro Companies, Inc.
|
CORRVISION
|
3,730,303
|
29-Dec-2009
|
Corrpro Companies, Inc.
|
GREEN RECTIFIER
|
5,339,051
|
21-Nov-2017
|
Ductile Iron Pipe Res Assoc & Corrpro Companies, Inc.
|
DDM
|
3,143,036
|
12-Sep-2006
|
Fyfe Co. LLC
|
FIBRWRAP
|
2,023,088
|
17-Dec-1996
|
Fyfe Co. LLC
|
TYFO
|
2,023,169
|
17-Dec-1996
|
Fyfe Co. LLC
|
FIBRBOT
|
4,195,083
|
21-Aug-2012
|
Fyfe Co. LLC
|
FIBRBUNDLE
|
4,206,441
|
11-Sep-2012
|
Fyfe Co. LLC
|
FYFE
|
4,311,875
|
2-Apr-2013
|
Fyfe Co. LLC
|
FIBRPIPEWRAP
|
4,721,731
|
14-Apr-2015
|
INA Acquisition Corp.
|
INSITUFORM
|
1,216,690
|
16-Nov-1982
|
INA Acquisition Corp.
|
INSITUFORM
|
1,309,349
|
11-Dec-1984
|
INA Acquisition Corp.
|
INSITUTUBE
|
1,399,405
|
1-Jul-1986
|
INA Acquisition Corp.
|
INSITUPIPE
|
1,643,612
|
7-May-1991
|
INA Acquisition Corp.
|
PPL
|
2,236,805
|
6-Apr-1999
|
INA Acquisition Corp.
|
INSITUFORM & Circle design
|
2,588,334
|
2-Jul-2002
|
INA Acquisition Corp.
|
Circle Design
|
2,615,064
|
3-Sep-2002
|
INA Acquisition Corp.
|
INSITUFORM & Circle design
|
2,715,154
|
13-May-2003
|
INA Acquisition Corp.
|
INSITUFORM & Circle design
|
2,720,636
|
3-Jun-2003
|
INA Acquisition Corp.
|
ITAP
|
3,386,807
|
19-Feb-2008
|
INA Acquisition Corp.
|
IBLUE
|
3,396,354
|
11-Mar-2008
|
INA Acquisition Corp.
|
THERMOPIPE
|
3,403,165
|
25-Mar-2008
|
INA Acquisition Corp.
|
Circle Design
|
3,414,381
|
22-Apr-2008
|
INA Acquisition Corp.
|
MTC & design
|
3,414,448
|
22-Apr-2008
|
INA Acquisition Corp.
|
MTUBE
|
3,414,447
|
22-Apr-2008
|
INA Acquisition Corp.
|
Circle Design
|
3,453,594
|
24-Jun-2008
|
INA Acquisition Corp.
|
INFUSION
|
3,544,512
|
9-Dec-2008
|
INA Acquisition Corp.
|
i+ & design
|
3,658,699
|
21-Jul-2009
|
INA Acquisition Corp.
|
IPLUS
|
3,658,696
|
21-Jul-2009
|
INA Acquisition Corp.
|
INSITUFOLD
|
3,672,698
|
25-Aug-2009
|
INA Acquisition Corp.
|
INSITUGUARD
|
3,672,694
|
25-Aug-2009
|
INA Acquisition Corp.
|
INSITUFLEX
|
3,675,985
|
1-Sep-2009
|
INA Acquisition Corp.
|
INSITUFORM BLUE
|
3,690,660
|
29-Sep-2009
|
INA Acquisition Corp.
|
INSITUMAIN
|
3,790,732
|
18-May-2010
|
INA Acquisition Corp.
|
BRINDERSON
|
4,134,463
|
1-May-2012
|
INA Acquisition Corp.
|
ALLSAFE
|
4,191,831
|
14-Aug-2012
|
INA Acquisition Corp.
|
SHIELDING THE WORLD'S INFRASTRUCTURE
|
4,213,694
|
25-Sep-2012
|
INA Acquisition Corp.
|
A Logo
|
4,238,913
|
6-Nov-2012
|
INA Acquisition Corp.
|
AEGION
|
4,270,637
|
8-Jan-2013
|
INA Acquisition Corp.
|
Green Circle Logo
|
4,290,916
|
19-Feb-2013
|
INA Acquisition Corp.
|
TITE LINER
|
4,428,417
|
5-Nov-2013
|
INA Acquisition Corp.
|
INSITUFORM
|
4,592,673
|
26-Aug-2014
|
INA Acquisition Corp.
|
INSITUFORM
|
4,592,995
|
26-Aug-2014
|
INA Acquisition Corp.
|
INSITUFORM
|
4,592,996
|
26-Aug-2014
|
INA Acquisition Corp.
|
B Logo
|
4,674,031
|
20-Jan-2015
|
INA Acquisition Corp.
|
LTUBE
|
4,791,429
|
11-Aug-2015
|
INA Acquisition Corp.
|
STRONGER. SAFER. INFRASTRUCTURE.
|
4,924,414
|
22-Mar-2016
|
INA Acquisition Corp.
|
MTC
|
5,025,509
|
23-Aug-2016
|
INA Acquisition Corp.
|
MTC Logo
|
5,025,510
|
23-Aug-2016
|
INA Acquisition Corp.
|
SCHULTZ
|
5,169,941
|
28-Mar-2017
|
INA Acquisition Corp.
|
ALLSAFE + Logo
|
5,255,656
|
1-Aug-2017
|
INA Acquisition Corp.
|
FIELDLINE
|
5,278,694
|
29-Aug-2017
|
INA Acquisition Corp.
|
DELAYTRAK
|
5,309,314
|
17-Oct-2017
|
INA Acquisition Corp.
|
LINERWATCH
|
5,342,158
|
21-Nov-2017
|
The Bayou Companies, LLC
|
BAYOU
|
4,225,252
|
16-Oct-2012
|
The Bayou Companies, LLC
|
BAYOU Logo
|
4,225,251
|
16-Oct-2012
|
Underground Solutions, Inc.
|
UNDERGROUND SOLUTIONS
|
3,334,835
|
13-Nov-2007
|
Underground Solutions, Inc.
|
FPVC
|
3,707,088
|
3-Nov-2009
|
Underground Solutions, Inc.
|
FUSIBLE C-900
|
4,225,716
|
16-Oct-2012
|
Underground Solutions, Inc.
|
FUSIBLE C-905
|
4,237,805
|
6-Nov-2012
|
Underground Solutions, Inc.
|
SERVICEGUARD
|
4,472,392
|
21-Jan-2014
|
Underground Solutions, Inc.
|
FUSIBLE PVC
|
4,514,602
|
15-Apr-2014
|
Underground Solutions, Inc.
|
FPVC
|
4,858,550
|
24-Nov-2015
|
United Pipeline Systems, Inc.
|
UNITED
|
2,380,842
|
29-Aug-2000
|
United Pipeline Systems, Inc.
|
UNITED PIPELINE SYSTEMS UNITED (stylized)
|
2,385,010
|
12-Sep-2000
|
United Pipeline Systems, Inc.
|
UNITED PIPELINE SYSTEMS
|
2,410,006
|
5-Dec-2000
|
Trademark Owner
|
Mark
|
Appl. No.
|
Filing Date
|
INA Acquisition Corp.
|
TIMETRAK
|
87/163,561
|
7-Sep-2016
|
INA Acquisition Corp.
|
CHARGELINE
|
87/407,170
|
11-Apr-2017
|
INA Acquisition Corp.
|
LIVELINE
|
87/407,113
|
11-Apr-2017
|
INA Acquisition Corp.
|
SCANLINE
|
87/407,147
|
11-Apr-2017
|
Copyright Owner
|
Title
|
Reg. No.
|
Reg. Date
|
Insituform North America, Inc. (now known as Insituform Technologies, LLC)
|
Replace Old Pipes Without Digging
|
VA 201 501
|
9/26/1985
|
Insituform North America, Inc. (now known as Insituform Technologies, LLC)
|
Engineering Design Guide
|
TX 1838 685
|
6/13/1986
|
Insituform North America, Inc. (now known as Insituform Technologies, LLC)
|
Insituform Programs: Insitupipe Design; Flow Comparison; Resin Calculations; Inversion Information
|
TX 1 935-759
|
6/16/1986
|
Insituform North America, Inc. (now known as Insituform Technologies, LLC)
|
Tutorial For Computer Design Programs
|
TX 2 168 307
|
10/2/1987
|
Insituform North America, Inc. (now known as Insituform Technologies, LLC)
|
Insituform Programs: Tutor.Exe - Main Menu segment, PIPE segment, FLOW segment
|
TX 2-165 286
|
10/2/1987
|
Insituform North America, Inc. (now known as Insituform Technologies, LLC)
|
Engineering Design Guide
|
TX 2-487-295
|
9/28/1988
|
Insituform North America, Inc. (now known as Insituform Technologies, LLC)
|
Insituform Pressure Testing Program
|
TXu 343-739
|
10/12/1988
|
Insituform North America, Inc. (now known as Insituform Technologies, LLC)
|
Insituform Pressure Testing Program
|
TXu 346-160
|
10/31/1988
|
Insituform North America, Inc. (now known as Insituform Technologies, LLC)
|
Tests Prove Insituform Adds Significant Structural Strength
|
TX 2-467-119
|
12/15/1988
|
Insituform North America, Inc. (now known as Insituform Technologies, LLC)
|
Insituform Programs, 1989 Version
|
TX 2-640-377
|
5/19/1989
|
Insituform Technologies, LLC
|
Engineering Design Guide
|
TX 2420 112
|
09/19/1988
|
Company
|
Address
|
Type
|
Aegion Coating Services, LLC
|
10655 Jefferson Chemical Road, Conroe, TX 77301
|
Owned
|
Aegion Coating Services, LLC
|
1601 N. 170th East Avenue, Tulsa, OK 74116
|
Leased
|
Aegion Coating Services, LLC
|
1807 N. 170th East Avenue, Tulsa, OK 74116
|
Leased
|
Aegion Coating Services, LLC
|
1837 N. 170th East Avenue, Tulsa, OK 74116
|
Leased
|
Aegion Corporation
|
18004 Edison Avenue, St. Louis Helicopter Airways, Inc. (Lot B), Chesterfield, MO 63005
|
Leased
|
Aegion Energy Services, Inc.
|
19000 MacArthur Blvd., Irvine, CA 92714
|
Leased
|
Aegion Energy Services, Inc.
|
20501 S. Avalon Boulevard, Carson, CA 90746
|
Leased
|
Brinderson, L.P.
|
19456 Creek Road, Bakersfield, CA 93314
|
Leased
|
Brinderson, L.P.
|
19600 South Wilmington Avenue, Carson, CA 90746
|
Leased
|
Brinderson, L.P.
|
235 N Hill Blvd., Burlington, WA 98233
|
Leased
|
Brinderson, L.P.
|
6400 Goodyear Road, Benicia, CA 94510
|
Leased
|
Brinderson, L.P.
|
6851 McDivitt Drive, Suite D, Bakersfield, CA 93313
|
Leased
|
Corrpro Companies, Inc.
|
10260 Matern Place, Santa Fe Springs, CA 90670
|
Leased
|
Corrpro Companies, Inc.
|
1055 W. Smith Road, Medina, OH 44256
|
Owned
|
Corrpro Companies, Inc.
|
11616 W. 59th Street, Sand Springs, OK 74063
|
Owned
|
Corrpro Companies, Inc.
|
1380 Enterprise Drive, West Chester, PA 19382
|
Leased
|
Corrpro Companies, Inc.
|
201 Palilet Drive, Building C-24, Harvey, LA 70058
|
Leased
|
Corrpro Companies, Inc.
|
2069 Lake Industrial Court, Conyers, GA 30013
|
Leased
|
Corrpro Companies, Inc.
|
20991 Cabot Boulevard, Hayward, CA 94545
|
Leased
|
Corrpro Companies, Inc.
|
210 Winter Street, Weymouth, MA 02188
|
Leased
|
Corrpro Companies, Inc.
|
3900 Monroe Road, Farmington, NM 87401
|
Leased
|
Corrpro Companies, Inc.
|
5600 Northwest Central Drive, Houston, TX 77092
|
Leased
|
Corrpro Companies, Inc.
|
5750 S. 116th West Avenue, Sand Springs, OK 74063
|
Leased
|
Corrpro Companies, Inc.
|
580 Lancaster Avenue, Malvern, PA 19355
|
Leased
|
Corrpro Companies, Inc.
|
5840 S. 116 West Avenue, Sand Springs, OK 74063
|
Leased
|
Corrpro Companies, Inc.
|
6445 Marindustry Drive, San Diego, CA 92121
|
Leased
|
Corrpro Companies, Inc.
|
7000 Hollister Street, Houston, TX 77040
|
Leased
|
Corrpro Companies, Inc.
|
7000 Hollister Street, Houston, TX 77040
|
Leased
|
Corrpro Companies, Inc.
|
7031 NW 140th Street, Chiefland, FL 32626
|
Leased
|
Insituform Technologies, LLC
|
19165 SW 119th Avenue, Tualatin, OR 97062
|
Leased
|
Insituform Technologies, LLC
|
20 A&B Fox Chase, Cartersville, GA 30120
|
Leased
|
Insituform Technologies, LLC
|
2036 Stout Field West Drive, Indianapolis, IN 46241
|
Leased
|
Insituform Technologies, LLC
|
2130 Stout Field West Drive, Indianapolis, IN 46241
|
Leased
|
Insituform Technologies, LLC
|
2255 West 850 North Street, Cedar City, UT 84720
|
Leased
|
Insituform Technologies, LLC
|
253 B Worcester Road, Charlton, MA 01507
|
Leased
|
Insituform Technologies, LLC
|
3016 US Hwy. 301 North, Tampa, FL 33619
|
Leased
|
Insituform Technologies, LLC
|
3061 Dublin Circle, Bessemer, AL 35022
|
Leased
|
Insituform Technologies, LLC
|
3413 Hunter Road, San Marcos, TX 78666
|
Leased
|
Insituform Technologies, LLC
|
3898 Welden Drive, Mason, OH 45040
|
Leased
|
Insituform Technologies, LLC
|
468 Cypress Road, Ocala, FL 34472
|
Leased
|
Insituform Technologies, LLC
|
5033 Mosson Road, Fort Worth, TX 76119
|
Leased
|
Insituform Technologies, LLC
|
580 Goddard, Chesterfield, MO 63005
|
Owned
|
Insituform Technologies, LLC
|
609 Cepi Drive, Chesterfield, MO 63005
|
Owned
|
Insituform Technologies, LLC
|
645 W. 24th Street, Tempe, AZ 85282
|
Leased
|
Insituform Technologies, LLC
|
6525 Bluebonnet Parkway, Bldg. D405, McGregor, TX 76657
|
Leased
|
Insituform Technologies, LLC
|
6972 Business Park Blvd., Jacksonville, FL 32256
|
Leased
|
Insituform Technologies, LLC
|
709 E. Ordnance Road (also 719 Fenced Lot), Baltimore, MD 21226
|
Leased
|
Insituform Technologies, LLC
|
7200 Memory Lane, Orlando, FL 32807
|
Leased
|
Insituform Technologies, LLC
|
751 West Coliseum Boulevard, Fort Wayne, IN 46808
|
Leased
|
Insituform Technologies, LLC
|
8485 West Antoine Loop, Shreveport, LA 71129
|
Leased
|
Insituform Technologies, LLC
|
8620 Antelope Road North, Antelope, CA 95843
|
Leased
|
Insituform Technologies, LLC
|
9001 NW 97th Terrace & 9770 NW 89th Ave, Miami, FL 33178
|
Leased
|
Insituform Technologies, LLC
|
900-910 Stanton Road, Olyphant, PA 18447
|
Leased
|
Insituform Technologies, LLC
|
91-255 Kalaeloa Boulevard, Kapolei, HI 96707
|
Leased
|
Insituform Technologies, LLC
|
919 Stanton Rd., Olyphant, PA 18447
|
Leased
|
Insituform Technologies, LLC
|
9654 Titan Court, Littleton, CO 80125
|
Owned
|
Schultz Industrial Services, Inc.
|
1724 North Olive Street, Ventura, CA 93001
|
Leased
|
Schultz Industrial Services, Inc.
|
3323 Lime Ave., Signal Hill, C A90755
|
Leased
|
Schultz Industrial Services, Inc.
|
3355 Olive Ave, Signal Hill, CA 90755
|
Leased
|
Schultz Industrial Services, Inc.
|
837 Arnold Drive, Martinez, CA 94553
|
Leased
|
The Bayou Companies, LLC
|
2316 Irish Bend Road, New Iberia, LA 70560
|
Leased
|
The Bayou Companies, LLC
|
4519 Curtis Lane, New Iberia, LA 70560
|
Leased
|
The Bayou Companies, LLC
|
4519 Port Road, New Iberia, LA 70560
|
Leased
|
The Bayou Companies, LLC
|
4615 Port Road, New Iberia, LA 70560
|
Leased
|
Loan Party
|
Tax ID Number
|
Organizational
Number
|
Aegion Coating Services, LLC
|
73-1179503
|
801358603
|
Aegion Corporation
|
45-3117900
|
5024116
|
Aegion Cyprus Limited
|
10367016K
|
HE 367016
|
Aegion Energy Services, Inc.
|
37-1736815
|
5358555
|
Aegion Holding Company, LLC
|
45-2077459
|
4970143
|
Aegion International Services, Inc.
|
26-0574790
|
4385804
|
Aegion Rehabilitation Services Limited
|
98-1147385
|
8806004
|
AllSafe Services, Inc.
|
81-4311571
|
6188346
|
Brinderson Constructors Inc.
|
14-1846461
|
C2464306
|
Brinderson Services, LLC
|
61-1717273
|
5358956
|
Brinderson, L.P.
|
16-1775359
|
200624200011
|
Corrpro Canada Holdings, Inc.
|
30-0009996
|
3169597
|
Corrpro Companies Engineering Ltd.
|
None
|
01847397
|
Corrpro Companies International, Inc.
|
80-0052966
|
C6734-1996
|
Corrpro Companies, Inc.
|
34-1422570
|
627460
|
Corrpro Holdings, LLC
|
34-1422570
|
4734849
|
Fibrwrap Construction Services USA, Inc.
|
45-2849421
|
5012469
|
Fibrwrap Construction Services, Inc.
|
45-2849552
|
5012470
|
Fyfe Co. LLC
|
33-0541403
|
2315307
|
General Energy Services
|
16-1775356
|
C2894734
|
INA Acquisition Corp.
|
51-0354302
|
2302091
|
Infrastructure Group Holdings, LLC
|
45-2851618
|
5009802
|
Insituform Netherlands Holdings, LLC
|
46-43896861
|
5456217
|
Insituform Technologies USA, LLC
|
43-1319597
|
2024080
|
Insituform Technologies, LLC
|
13-3032158
|
0889565
|
Manufactured Technologies Corporation
|
64-0915526
|
676514
|
Schultz Industrial Services, Inc.
|
95-3384466
|
C0921770
|
The Bayou Companies, LLC
|
26-4245435
|
4621969
|
Underground Solutions Technologies Group, Inc.
|
25-1868746
|
2949813
|
Underground Solutions, Inc.
|
87-0457059
|
3894283
|
United Pipeline Middle East, Inc.
|
27-1661329
|
4771762
|
United Pipeline Systems International, Inc.
|
27-1928008
|
4788837
|
United Pipeline Systems, Inc.
|
45-3558198
|
E0548632011-3
|
Loan Party
|
Other Legal Names During the Past Five Years
|
Date of Name Change
|
Aegion Coating Services, LLC
|
Commercial Coating Services International, LLC
|
12/31/15
|
Aegion Corporation
|
None
|
|
Aegion Cyprus Limited
|
Lycaon Holdings Limited
|
11/1/17
|
Aegion Energy Services, Inc.
|
Brinderson Holdings, Inc.
|
12/12/14
|
Aegion Holding Company, LLC
|
Energy & Mining Holding Company, LLC
|
11/17/14
|
Aegion International Services, Inc.
|
ITI International Services, Inc.
|
8/29/17
|
Aegion Rehabilitation Services Limited
|
None
|
|
AllSafe Services, Inc.
|
None
|
|
Brinderson Constructors Inc.
|
None
|
|
Brinderson Services, LLC
|
None
|
|
Brinderson, L.P.
|
None
|
|
Corrpro Canada Holdings, Inc.
|
None
|
|
Corrpro Companies Engineering Ltd.
|
None
|
|
Corrpro Companies International, Inc.
|
None
|
|
Corrpro Companies, Inc.
|
None
|
|
Corrpro Holdings, LLC
|
None
|
|
Fibrwrap Construction Services USA, Inc.
|
None
|
|
Fibrwrap Construction Services, Inc.
|
None
|
|
Fyfe Co. LLC
|
None
|
|
General Energy Services
|
None
|
|
INA Acquisition Corp.
|
None
|
|
Infrastructure Group Holdings, LLC
|
None
|
|
Insituform Netherlands Holdings, LLC
|
None
|
|
Insituform Technologies USA, LLC
|
None
|
|
Insituform Technologies, LLC
|
None
|
|
Manufactured Technologies Corporation
|
Mississippi Textiles Corporation
|
1/21/15
|
Schultz Industrial Services, Inc.
|
Schultz Mechanical Contractors, Inc.
|
12/13/17
|
The Bayou Companies, LLC
|
None
|
|
Underground Solutions Technologies Group, Inc.
|
None
|
|
Underground Solutions, Inc.
|
None
|
|
United Pipeline Middle East, Inc.
|
None
|
|
United Pipeline Systems International, Inc.
|
None
|
|
United Pipeline Systems, Inc.
|
None
|
|
Loan Party
|
Party to a Merger, Consolidation or Other Change in Corporate Structure in the Past Five Years
|
Date of Merger, Consolidation, or Change in Corporate Structure
|
Aegion Coating Services, LLC
|
None
|
|
Aegion Corporation
|
None
|
|
Aegion Cyprus Limited
|
Formed as part of a multi-step corporate restructuring
|
11/30/17
|
Aegion Energy Services, Inc.
|
Formed as part of the Acquisition by Energy & Mining Holding Company, LLC (n/k/a Aegion Holding Company, LLC) or one or more other Wholly Owned Subsidiaries of the Borrower that are Domestic Subsidiaries, of all of the Equity Interests of Brinderson, L.P., Brinderson Constructors Inc., and General Energy Services
|
6/27/13
|
Aegion Holding Company, LLC
|
None
|
|
Aegion International Services, Inc.
|
None
|
|
Aegion Rehabilitation Services Limited
|
None
|
|
AllSafe Services, Inc.
|
None
|
|
Brinderson Constructors Inc.
|
Acquired as part of the Acquisition by Energy & Mining Holding Company, LLC (n/k/a Aegion Holding Company, LLC) or one or more other Wholly Owned Subsidiaries of the Borrower that are Domestic Subsidiaries, of all of the Equity Interests of Brinderson, L.P., Brinderson Constructors Inc., and General Energy Services
|
7/1/13
|
Brinderson Services, LLC
|
Formed as part of the Acquisition by Energy & Mining Holding Company, LLC (n/k/a Aegion Holding Company, LLC) or one or more other Wholly Owned Subsidiaries of the Borrower that are Domestic Subsidiaries, of all of the Equity Interests of Brinderson, L.P., Brinderson Constructors Inc., and General Energy Services
|
6/27/13
|
Brinderson, L.P.
|
Acquired as part of the Acquisition by Energy & Mining Holding Company, LLC (n/k/a Aegion Holding Company, LLC) or one or more other Wholly Owned Subsidiaries of the Borrower that are Domestic Subsidiaries, of all of the Equity Interests of Brinderson, L.P., Brinderson Constructors Inc., and General Energy Services
|
7/1/13
|
Corrpro Canada Holdings, Inc.
|
None
|
|
Corrpro Companies Engineering Ltd.
|
None
|
|
Corrpro Companies International, Inc.
|
None
|
|
Corrpro Companies, Inc.
|
None
|
|
Corrpro Holdings, LLC
|
None
|
|
Fibrwrap Construction Services USA, Inc.
|
None
|
|
Fibrwrap Construction Services, Inc.
|
None
|
|
Fyfe Co. LLC
|
None
|
|
General Energy Services
|
Acquired as part of the Acquisition by Energy & Mining Holding Company, LLC (n/k/a Aegion Holding Company, LLC) or one or more other Wholly Owned Subsidiaries of the Borrower that are Domestic Subsidiaries, of all of the Equity Interests of Brinderson, L.P., Brinderson Constructors Inc., and General Energy Services
|
7/1/13
|
INA Acquisition Corp.
|
None
|
|
Infrastructure Group Holdings, LLC
|
None
|
|
Insituform Netherlands Holdings, LLC
|
None
|
|
Insituform Technologies USA, LLC
|
None
|
|
Insituform Technologies, LLC
|
None
|
|
Manufactured Technologies Corporation
|
None
|
|
Schultz Industrial Services, Inc.
|
Acquired by the Borrower and/or one or more Wholly-Owned Subsidiary
|
3/1/15
|
The Bayou Companies, LLC
|
None
|
|
Underground Solutions Technologies Group, Inc.
|
None
|
|
Underground Solutions, Inc.
|
PUAC, Inc., a Wholly Owned Subsidiary, merged with and into Underground Solutions, Inc. as part of the Acquisition by the Borrower of all of the Equity Interests of Underground Solutions, Inc.
|
2/18/16
|
United Pipeline Middle East, Inc.
|
None
|
|
United Pipeline Systems International, Inc.
|
None
|
|
United Pipeline Systems, Inc.
|
None
|
|
1.
|
Investments existing as of the Second Amendment Effective Date in the Subsidiaries set forth on Schedule 6.13.
|
2.
|
Other Investments
|
1.
|
Outstanding letters of credit in the aggregate amount of $13,436,014 used for collateral for insurance carriers on behalf of the Borrower and/or its Subsidiaries
|
2.
|
Contingent Earn Out Obligation in the approximate amount of $747,000 pursuant to that certain Agreement dated as of July 1, 2016 between Neil Chevalier and Rebecca Elizabeth Chevalier as trustees for The Chevalier Family Trust, Ryan Larry David Cudby as trustee for the R L Cudby Family Trust, Rebecca Elizabeth Chevalier, Neil Chevalier, Fyfe International Holdings, B.V. and the Borrower
|
3.
|
Miscellaneous capital leases in an amount not to exceed $35,000 to which Subsidiaries of the Borrower are parties
|
Asia
|
Hong Kong
|
Insituform Asia Limited
Insituform Hong Kong Limited
|
|
India
|
Insituform Pipeline Rehabilitation Private Limited
Insituform SPML JV
|
|
Malaysia
|
Insituform Linings Asia Sdn Bhd
|
|
Singapore
|
Insitu Envirotech (S.E. Asia) Pte. Ltd.
Insituform Singapore Pte. Ltd.
Technologie & Art Pte. Ltd.
|
|
South Korea
|
Fibrwrap ENC Korea Ltd.
|
|
United Arab Emirates
|
Hockway Middle East FZE (Ras Al Khaimah)
|
Europe
|
Poland
|
Insituform sp. z o.o.
|
|
UK
|
Aegion Corrosion Protection Holdings Limited
Nu Pipe Limited
Sewer Services Limited
UPS-Aptec Limited
Wilson Walton Overseas Holding Ltd.
|
North America
|
Canada
|
Fibrwrap Construction Services Ltd.
|
|
El Salvador
|
Fyfe - Latin America, S.A. de C.V.
|
|
Panama
|
Fyfe - LatinAmerica S.A.
Fibrwrap Construction LatinAmerica, S.A.
|
|
USA
|
Brinderson Services, LLC
Brinderson, L.P.
Corrpro Companies International, Inc.
DEH Services, LLC
Fibrwrap Construction Services USA, Inc.
General Energy Services
Ocean City Research Corp.
Underground Solutions Technologies Group, Inc.
|
South America
|
Chile
|
Fibrwrap Construction Chile S.A.
|
|
Colombia
|
Fibrwrap Construction Colombia S.A.S.
|
Re:
|
Amended and Restated Credit Agreement dated as of October 30, 2015 (as amended, modified, supplemented or extended from time to time, the “
Credit Agreement
”) among Aegion Corporation, a Delaware corporation (the “
Borrower
”), the Guarantors from time to time party thereto, the Lenders from time to time party thereto and Bank of America, N.A., as Administrative Agent, Swing Line Lender and an L/C Issuer. Capitalized terms used but not otherwise defined herein have the meanings provided in the Credit Agreement.
|
1.
|
[Attached hereto as
Schedule 1
are the][The]
year-end audited financial statements required by Section 7.01(a) of the Credit Agreement for the fiscal year of the Borrower ended as of the above date, together with the report and opinion of an independent certified public accountant required by such section
[have been electronically delivered to the Administrative Agent pursuant to the conditions set forth in Section 7.02 of the Credit Agreement]
.
|
1.
|
[Attached hereto as
Schedule 1
are the][The]
unaudited financial statements required by Section 7.01(b) of the Credit Agreement for the fiscal quarter of the Borrower ended as of the above date
[have been electronically delivered to the Administrative Agent pursuant to the conditions set forth in Section 7.02 of the Credit Agreement]
. Such financial statements fairly present in all material respects the financial condition, results of operations and cash flows of the Borrower and its Subsidiaries in accordance with GAAP as at such date and for such period, subject only to normal year-end audit adjustments and the absence of footnotes.
|
2.
|
The undersigned has reviewed and is familiar with the terms of the Credit Agreement and has made, or has caused to be made, a detailed review of the transactions and condition (financial or otherwise) of the Borrower during the accounting period covered by the attached financial statements.
|
3.
|
A review of the activities of the Borrower during such fiscal period has been made under the supervision of the undersigned with a view to determining whether during such fiscal period the Borrower performed and observed all its Obligations under the Loan Documents, and
|
4.
|
The representations and warranties of the Loan Parties contained in the Credit Agreement or any other Loan Document, are true and correct on and as of the date hereof, except to the extent that such representations and warranties specifically refer to an earlier date, in which case they are true and correct as of such earlier date, and except that for purposes of this Compliance Certificate, the representations and warranties contained in subsections (a) and (b) of Section 6.05 of the Credit Agreement shall be deemed to refer to the most recent statements furnished pursuant to clauses (a) and (b), respectively, of Section 7.01 of the Credit Agreement, including the statements in connection with which this Compliance Certificate is delivered.
|
5.
|
Set forth on
Schedule
[1][2]
hereto are true and accurate calculations demonstrating compliance with Section 8.11 of the Credit Agreement on and as of the date of this Compliance Certificate.
|
6.
|
The Consolidated Leverage Ratio for purposes of determining the Applicable Rate is ______: 1.0.
|
[7.
|
The following is a summary of the material changes in GAAP and in the consistent application thereof that materially impact the Borrower’s financial statements and are not disclosed therein: ___________________.]
|
(vii)
|
to the extent recorded on or before December
|