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Delaware
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20-5657551
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(State or other jurisdiction
of incorporation)
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(I.R.S. Employer
Identification No.)
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Large Accelerated Filer
o
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Accelerated Filer
ý
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Non-accelerated filer
o
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Smaller reporting company
o
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Title of Securities to be Registered
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Amount to be Registered (1)
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Proposed Maximum Offering Price Per Share (2)
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Proposed Maximum Aggregate Offering Price (2)
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Amount of Registration Fee (5)
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||||||
Common Stock, par value $0.01 per share (3)
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1,416,550
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$
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3.70
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$
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5,241,235
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$
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609.03
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Common Stock, par value $0.01 per share (4)
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2,984,126
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-
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-
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-
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FUEL TECH, INC.
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By:
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/s/ David S. Collins
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David S. Collins
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Chief Financial Officer
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Signature
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Title
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Date
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/s/ Douglas G. Bailey
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Chairman and Director, President and Chief Executive Officer
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January 9, 2015
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Douglas G. Bailey
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(Principal Executive Officer)
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/s/ David S. Collins
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Chief Financial Officer
(Principal
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January 9, 2015
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David S. Collins
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Financial and Accounting Officer)
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/s/ Miguel Espinosa
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Director
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January 9, 2015
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Miguel Espinosa
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/s/ W. Grant Gregory
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Director
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January 9, 2015
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W. Grant Gregory
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/s/ George F. MacCormack
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Director
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January 9, 2015
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George F. MacCormack
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/s/ Thomas S. Shaw, Jr.
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Director
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January 9, 2015
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Thomas S. Shaw, Jr.
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/s/ Delbert L. Williamson
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Director
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January 9, 2015
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Delbert L. Williamson
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/s/ Dennis L. Zeitler
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Director
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January 9, 2015
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Dennis L. Zeitler
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||||||||||||
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Exhibit
No.
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Exhibit Title
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Filed
Herewith
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Form
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Exhibit
No.
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File No.
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Filing
Date
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||||||
4.1
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Certificate of Incorporation of Fuel Tech, Inc.
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8-K
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3.2
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001-33608
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10/05/2006
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4.2
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Bylaws of Fuel Tech, Inc.
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8-K
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3.3
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001-33608
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10/05/2006
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||||||
5.1
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Opinion of Finn Dixon & Herling LLP
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X
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10
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Fuel Tech, Inc. 2014 Long-Term Incentive Plan
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DEF 14A
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-
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001-33059
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03/31/2014
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23.1
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Consent of McGladrey LLP
L
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X
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24
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Power of Attorney (included on signature page)
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X
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