Date of Report
(Date of earliest
event reported):
|
April 3, 2018
|
Wisconsin
|
1-31371
|
39-0520270
|
(State or other
jurisdiction of
incorporation)
|
(Commission File
Number)
|
(IRS Employer
Identification No.)
|
Item 1.01 |
Entry into a Material Definitive Agreement
.
|
Item 2.03 |
Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
.
|
Item 9.01 |
Financial Statements and Exhibits
.
|
Exhibit No. |
Description
|
Page
|
||
ARTICLE I DEFINITIONS
|
1
|
|
1.01
|
Certain Defined Terms
|
1
|
1.02
|
Other Interpretive Provisions
|
40
|
1.03
|
Accounting Principles; Unrestricted Subsidiaries
|
41
|
1.04
|
Currency Equivalents Generally
|
42
|
1.05
|
Letter of Credit Amounts
|
42
|
1.06
|
Times of Day
|
42
|
ARTICLE II THE CREDITS
|
42
|
|
2.01
|
The Credits
|
42
|
2.02
|
Loan Accounts
|
43
|
2.03
|
Procedure for Borrowing
|
43
|
2.04
|
Conversion and Continuation Elections
|
44
|
2.05
|
The Swing Line Loans
|
46
|
2.06
|
Procedure for Swing Line Loans
|
46
|
2.07
|
The Fronted Offshore Currency Loans
|
48
|
2.08
|
Utilization of Commitments in Offshore Currencies; Valuation
|
50
|
2.09
|
Voluntary Termination or Reduction of Aggregate Revolving Commitment
|
52
|
2.10
|
Optional Prepayments
|
53
|
2.11
|
Mandatory Prepayments of Loans
|
53
|
2.12
|
Repayment
|
54
|
2.13
|
Interest
|
54
|
2.14
|
Fees
|
55
|
2.15
|
Computation of Fees and Interest
|
55
|
2.16
|
Payments by the Borrowers; Timing of Performance
|
55
|
2.17
|
Payments by the Lenders to the Agent
|
56
|
2.18
|
Sharing of Payments, Etc
|
57
|
2.19
|
Subsidiary Borrowers
|
57
|
2.20
|
Increase in Revolving Facility
|
58
|
2.21
|
Increase in Term Facility; Add-On Term Loans
|
59
|
2.22
|
Term Loan Repurchases
|
61
|
ARTICLE III THE LETTERS OF CREDIT
|
63
|
|
3.01
|
The Letter of Credit Subfacility
|
63
|
3.02
|
Issuance, Amendment and Renewal of Letters of Credit
|
65
|
3.03
|
Risk Participations, Drawings and Reimbursements
|
66
|
3.04
|
Repayment of Participations
|
68
|
3.05
|
Role of the Issuers
|
68
|
3.06
|
Obligations Absolute
|
69
|
3.07
|
Backup Support
|
70
|
3.08
|
Letter of Credit Fees
|
70
|
3.09
|
Applicability of ISP and UCP
|
71
|
3.10
|
Utilization of Offshore Currencies
|
71
|
3.11
|
Cash Collateral
|
72
|
3.12
|
Defaulting Lenders
|
73
|
ARTICLE IV TAXES, YIELD PROTECTION AND ILLEGALITY
|
74
|
|
4.01
|
Taxes
|
74
|
4.02
|
Illegality
|
78
|
4.03
|
Inability to Determine Rates
|
79
|
4.04
|
Increased Costs
|
80
|
4.05
|
Funding Losses
|
81
|
4.06
|
Certificates of Lenders
|
82
|
4.07
|
Mitigation Obligations; Substitution of Lenders
|
82
|
4.08
|
Successor LIBOR Rate
|
82
|
4.09
|
Survival
|
83
|
ARTICLE V CONDITIONS PRECEDENT
|
83
|
|
5.01
|
Conditions to Effectiveness and Initial Credit Extension
|
83
|
5.02
|
Conditions to All Credit Extensions
|
85
|
5.03
|
Initial Loans to a Subsidiary Borrower
|
86
|
ARTICLE VI REPRESENTATIONS AND WARRANTIES
|
87
|
|
6.01
|
Corporate Existence and Power
|
87
|
6.02
|
Corporate Authorization; No Contravention
|
87
|
6.03
|
Governmental and Third-Party Authorization
|
87
|
6.04
|
Binding Effect
|
88
|
6.05
|
Litigation
|
88
|
6.06
|
No Default
|
88
|
6.07
|
ERISA Compliance
|
88
|
6.08
|
Use of Proceeds; Margin Regulations
|
89
|
6.09
|
Title to Properties
|
89
|
6.10
|
Taxes
|
89
|
6.11
|
Financial Condition
|
89
|
6.12
|
Environmental Matters
|
90
|
6.13
|
Regulated Entities
|
90
|
6.14
|
Capitalization; Subsidiaries
|
90
|
6.15
|
Insurance
|
90
|
6.16
|
Subsidiary Borrower Supplements
|
90
|
6.17
|
Full Disclosure
|
90
|
6.18
|
Anti-Terrorism Laws; OFAC
|
91
|
6.19
|
PATRIOT Act
|
91
|
6.20
|
Anti-Corruption Laws
|
91
|
6.21
|
EEA Financial Institutions
|
91
|
ARTICLE VII AFFIRMATIVE COVENANTS
|
91
|
|
7.01
|
Financial Statements
|
92
|
7.02
|
Certificates; Other Information
|
92
|
7.03
|
Notices
|
94
|
7.04
|
Preservation of Corporate Existence, Etc
|
94
|
7.05
|
Maintenance of Property
|
94
|
7.06
|
Insurance
|
95
|
7.07
|
Payment of Taxes
|
95
|
7.08
|
Compliance with Laws
|
95
|
7.09
|
Inspection of Property and Books and Records
|
95
|
7.10
|
Environmental Laws
|
96
|
7.11
|
Use of Proceeds
|
96
|
7.12
|
Anti-Corruption Laws
|
96
|
ARTICLE VIII NEGATIVE COVENANTS
|
96
|
|
8.01
|
Limitation on Liens
|
96
|
8.02A
|
Disposition of Assets (Pre-Covenant Change Date)
|
100
|
8.02B
|
Disposition of Assets (Post-Covenant Change Date)
|
102
|
8.03
|
Consolidations and Mergers
|
102
|
8.04
|
Restricted Investments
|
103
|
8.05A
|
Indebtedness (Pre-Covenant Change Date)
|
103
|
8.05B
|
Indebtedness (Post-Covenant Change Date)
|
105
|
8.06
|
Transactions with Affiliates
|
107
|
8.07
|
Limitation on Dividend and Other Payment Restrictions Affecting Restricted Subsidiaries
|
107
|
8.08
|
Restricted Payments
|
109
|
8.09
|
Leverage Ratio
|
111
|
8.10
|
Interest Coverage Ratio
|
111
|
8.11
|
Sanctions; Anti-Corruption
|
111
|
ARTICLE IX EVENTS OF DEFAULT
|
111
|
|
9.01
|
Event of Default
|
111
|
9.02
|
Remedies
|
113
|
9.03
|
Rights Not Exclusive
|
114
|
9.04
|
Application of Funds
|
114
|
ARTICLE X THE AGENT
|
115
|
|
10.01
|
Appointment and Authority
|
115
|
10.02
|
Rights as a Lender
|
115
|
10.03
|
Exculpatory Provisions
|
116
|
10.04
|
Reliance by Agent
|
117
|
10.05
|
Delegation of Duties
|
117
|
10.06
|
Resignation of Agent
|
117
|
10.07
|
Non-Reliance on Agent and Other Lenders
|
118
|
10.08
|
No Other Duties, Etc.
|
119
|
10.09
|
Agent May File Proofs of Claim
|
119
|
10.10
|
Release of Subsidiary Borrowers
|
119
|
10.11
|
Guaranteed Cash Management Agreements and Rate Swap Documents
|
120
|
10.12
|
Lender ERISA Provisions
|
120
|
ARTICLE XI MISCELLANEOUS
|
122
|
|
11.01
|
Amendments and Waivers
|
122
|
11.02
|
Notices
|
124
|
11.03
|
No Waiver; Cumulative Remedies; Enforcement
|
126
|
11.04
|
Costs and Expenses; Indemnification
|
126
|
11.05
|
Marshalling; Payments Set Aside
|
128
|
11.06
|
Successors and Assigns
|
128
|
11.07
|
Assignments, Participations, Etc.
|
129
|
11.08
|
Confidentiality
|
134
|
11.09
|
Set-off
|
135
|
11.10
|
Notification of Addresses, Lending Offices, Etc.
|
135
|
11.11
|
Counterparts; Electronic Execution; Survival of Representations and Warranties
|
135
|
11.12
|
Severability
|
136
|
11.13
|
No Third Parties Benefited
|
136
|
11.14
|
Governing Law and Jurisdiction
|
136
|
11.15
|
WAIVER OF JURY TRIAL
|
137
|
11.16
|
Judgment
|
137
|
11.17
|
Entire Agreement
|
138
|
11.18
|
USA PATRIOT Act Notice
|
138
|
11.19
|
Amendments Effecting a Maturity Extension
|
138
|
11.20
|
No Fiduciary or Implied Duties
|
139
|
11.21
|
Termination of Commitments Under the Existing Credit Agreement; Waiver of Notice of Prepayment
|
140
|
11.22
|
[Reserved]
|
140
|
11.23
|
Negative Covenant Construction
|
140
|
11.24
|
Replacement of Lenders
|
140
|
11.25
|
Amendment and Restatement
|
141
|
11.26
|
New Lenders
|
141
|
11.27
|
Acknowledgement and Consent to Bail-In of EEA Financial Institutions
|
142
|
ARTICLE XII COMPANY GUARANTY
|
142
|
|
12.01
|
The Guaranty
|
142
|
12.02
|
Insolvency
|
143
|
12.03
|
Nature of Liability
|
143
|
12.04
|
Independent Obligation
|
143
|
12.05
|
Authorization
|
143
|
12.06
|
Reliance
|
144
|
12.07
|
Subordination
|
144
|
12.08
|
Waiver
|
145
|
12.09
|
Nature of Liability
|
145
|
SCHEDULES
|
|
Schedule 1.01(a)
|
Pricing Schedule
|
Schedule 1.01(b)
|
Existing Letters of Credit
|
Schedule 1.01(c)
|
Issuer Commitments; Swing Line Commitments
|
Schedule 2.01
|
Commitments and Percentages
|
Schedule 2.12
|
Amortization of Term A Loans
|
Schedule 2.22
|
Auction Procedures
|
Schedule 6.07
|
ERISA
|
Schedule 6.10
|
Taxes
|
Schedule 6.12
|
Environmental Matters
|
Schedule 6.14
|
Capitalization; Subsidiaries and Minority Interests
|
Schedule 8.01
|
Existing Liens
|
Schedule 8.02
|
Dispositions
|
Schedule 8.05
|
Existing Indebtedness
|
Schedule 8.07
|
Burdensome Agreements
|
Schedule 11.02
|
Agent’s Payment Office; Certain Addresses for Notices
|
EXHIBITS
|
|
Exhibit A
|
Form of Notice of Borrowing
|
Exhibit B
|
Form of Notice of Conversion/Continuation
|
Exhibit C
|
Form of Compliance Certificate
|
Exhibit D
|
Form of Assignment and Assumption
|
Exhibit E
|
Form of Note
|
Exhibit F
|
Form of Subsidiary Borrower Supplement
|
Exhibit G
|
Form of Offshore Currency Addendum
|
Exhibit H
|
Forms of U.S. Tax Compliance Certificates
|
Level
|
Ratings
|
Applicable Offshore Rate Margin/Applicable Letter of Credit Fee Rate*
|
Applicable Base Rate Margin
|
Applicable Commitment Fee Percentage
|
I
|
≥ BBB+ / Baa1 / BBB+
|
1.125%
|
0.125%
|
0.125%
|
II
|
BBB / Baa2 / BBB
|
1.250%
|
0.250%
|
0.150%
|
III
|
BBB- / Baa3 / BBB-
|
1.375%
|
0.375%
|
0.200%
|
IV
|
BB+ / Ba1 / BB+
|
1.500%
|
0.500%
|
0.250%
|
V
|
<
BB / Ba2/ BB
|
1.750%
|
0.750%
|
0.275%
|
Istm ID
|
Iss Dt
|
Exp Dt
|
App Nm
|
Ben Nm
|
Curr
|
00000007404478
|
12/15/2000
|
10/1/2018
|
OSHKOSH CORPORATION
|
LUMBERMENS MUTUAL CA
|
USD
|
00000064728521
|
2/2/2017
|
12/31/2018
|
OSHKOSH DEFENSE LLC
|
POSCO DAEWOO CORP.
|
USD
|
00000068004673
|
3/6/2018
|
4/30/2019
|
PIERCE MANUFACTURING
|
BANK OF AMERICA
|
USD
|
00000068019231
|
7/16/2007
|
8/1/2018
|
JLG INDUSTRIES INC.
|
ARROWOOD INDEMNITY C
|
USD
|
00000068036878
|
5/16/2011
|
5/16/2018
|
OSHKOSH CORPORATION
|
BANK OF AMERICA MERR
|
EUR
|
00000068091183
|
3/8/2018
|
2/28/2019
|
PIERCE MANUFACTURING
|
BANK OF AMERICA
|
USD
|
00000068091647
|
6/28/2017
|
5/31/2018
|
PIERCE MANUFACTURING
|
BARIVEN S.A.
|
USD
|
00000068091657
|
1/23/2014
|
5/31/2018
|
OSHKOSH CORPORATION
|
BARIVEN S.A.
|
USD
|
00000068092372
|
6/4/2014
|
5/31/2018
|
OSHKOSH CORPORATION
|
BARIVEN S.A.
|
USD
|
00000068092373
|
6/4/2014
|
5/31/2018
|
OSHKOSH CORPORATION
|
BARIVEN S.A.
|
USD
|
00000068092603
|
7/17/2014
|
9/30/2020
|
OSHKOSH CORPORATION
|
BANK OF AMERICA
|
USD
|
00000068092609
|
8/11/2014
|
4/30/2019
|
OSHKOSH CORPORATION
|
ABU DHABI COMML BK,
|
AED
|
00000068092613
|
9/19/2014
|
9/22/2018
|
OSHKOSH DEFENSE LLC
|
BNP PARIBAS, ABU DHA
|
AED
|
00000068092614
|
8/29/2014
|
5/31/2018
|
OSHKOSH CORPORATION
|
BARIVEN
|
USD
|
00000068093041
|
10/15/2014
|
7/20/2018
|
OSHKOSH CORPORATION
|
FIRST ABU DHABI BANK
|
USD
|
00000068093344
|
1/23/2015
|
5/31/2018
|
PIERCE MANUFACTURING
|
BARIVEN S.A.
|
USD
|
00000068093356
|
2/19/2015
|
5/31/2018
|
PIERCE MANUFACTURING
|
BARIVEN S.A.
|
USD
|
00000068093357
|
2/19/2015
|
5/31/2018
|
PIERCE MANUFACTURING
|
BARIVEN S.A.
|
USD
|
00000068093761
|
1/31/2018
|
7/31/2018
|
CONCRETE EQUIPMENT C
|
BANK OF AMERICA
|
USD
|
00000068093766
|
1/21/2016
|
5/31/2018
|
PIERCE MANUFACTURING
|
BARIVEN S.A C/O PDVS
|
USD
|
00000068093769
|
5/27/2015
|
12/29/2018
|
JLG INDUSTRIES, INC.
|
STATE BANK OF INDIA
|
USD
|
00000068093775
|
6/25/2015
|
7/15/2019
|
OSHKOSH CORPORATION
|
BANK OF CHINA LTD.,
|
USD
|
00000068094224
|
7/28/2015
|
11/29/2018
|
JLG INDUSTRIES, INC.
|
SPACE APPLICATION CE
|
USD
|
00000068094227
|
2/7/2018
|
2/28/2019
|
PIERCE MANUFACTURING
|
BANK OF AMERICA
|
USD
|
00000068094231
|
12/4/2015
|
8/30/2019
|
OSHKOSH CORPORATION
|
ABU DHABI COMML BK,
|
AED
|
00000068094234
|
9/18/2015
|
9/3/2018
|
OSHKOSH CORPORATION
|
LUMBERMENS MUTUAL CA
|
USD
|
Istm ID
|
Iss Dt
|
Exp Dt
|
App Nm
|
Ben Nm
|
Curr
|
00000068094236
|
11/24/2015
|
5/31/2018
|
PIERCE MANUFACTURING
|
BARIVEN S.A.
|
USD
|
00000068094237
|
11/9/2015
|
5/31/2018
|
PIERCE MANUFACTURING
|
BARIVEN S.A.
|
USD
|
00000068094918
|
11/24/2015
|
5/31/2018
|
PIERCE MANUFACTURING
|
BARIVEN S.A.
|
USD
|
00000068094919
|
11/9/2015
|
5/31/2018
|
PIERCE MANUFACTURING
|
BARIVEN S.A.
|
USD
|
00000068094922
|
10/7/2015
|
9/15/2018
|
OSHKOSH DEFENSE LLC
|
SAUDI BRITISH BANK
|
USD
|
00000068094923
|
11/23/2015
|
5/31/2018
|
OSHKOSH CORPORATION
|
BARIVEN S.A.
|
USD
|
00000068094927
|
3/8/2018
|
2/28/2019
|
PIERCE MANUFACTURING
|
BANK OF AMERICA
|
USD
|
00000068094933
|
3/4/2016
|
10/31/2018
|
OSHKOSH AIRPORT PROD
|
NATIONAL BANK OF EGY
|
USD
|
00000068117026
|
7/22/2016
|
2/15/2019
|
PIERCE MANUFACTURING
|
BANK OF CHINA LTD, B
|
USD
|
00000068117030
|
8/11/2016
|
6/30/2018
|
JLG INDUSTRIES, INC.
|
MAHINDRA MAHINDRA L
|
USD
|
00000068117031
|
8/11/2016
|
10/30/2018
|
JLG INDUSTRIES, INC.
|
ABB INDIA LIMITED
|
USD
|
00000068117041
|
10/19/2016
|
2/28/2019
|
IOWA MOLD TOOLING CO
|
BANK OF AMERICA
|
USD
|
00000068117044
|
12/29/2016
|
1/31/2020
|
OSHKOSH AIRPORT PROD
|
BANK OF AMERICA
|
USD
|
00000068117048
|
2/3/2017
|
7/25/2018
|
OSHKOSH DEFENSE LLC
|
SAMBA FINANCIAL GROU
|
USD
|
00000068117049
|
2/3/2017
|
7/25/2018
|
OSHKOSH DEFENSE LLC
|
SAMBA FINANCIAL GROU
|
USD
|
00000068117051
|
2/23/2017
|
4/30/2020
|
JLG INDUSTRIES, INC.
|
DR. WULF-DIETER GREV
|
EUR
|
00000068117060
|
5/9/2017
|
4/30/2019
|
JLG MANUFACTURING EU
|
DEUTSCHE BANK
|
EUR
|
00000068117064
|
9/15/2017
|
10/3/2018
|
JLG INDUSTRIES, INC.
|
STATE BANK OF INDIA,
|
USD
|
00000068117066
|
4/6/2017
|
4/30/2018
|
OSHKOSH AIRPORT PROD
|
BANK OF AMERICA
|
USD
|
00000068117067
|
4/7/2017
|
5/30/2018
|
JLG MANUFACTURING EU
|
ING BANK FRANCE - 79
|
EUR
|
00000068118573
|
6/19/2017
|
8/31/2018
|
OSHKOSH AIRPORT PROD
|
BANK OF AMERICA
|
USD
|
00000068118574
|
8/24/2017
|
5/31/2022
|
JLG EMEA B.V.
|
ING BANK
|
EUR
|
00000068118576
|
8/14/2017
|
6/30/2018
|
PIERCE MANUFACTURING
|
BANK OF AMERICA
|
USD
|
00000068118577
|
8/24/2017
|
1/30/2021
|
OSHKOSH AIRPORT PROD
|
NATIONAL BANK OF EGY
|
USD
|
00000068118578
|
9/6/2017
|
11/30/2018
|
JLG INDUSTRIES, INC.
|
STATE BANK OF INDIA,
|
USD
|
00000068118579
|
10/11/2017
|
11/30/2019
|
JLG INDUSTRIES, INC.
|
STATE BANK OF INDIA,
|
USD
|
00000068118580
|
9/6/2017
|
11/30/2018
|
JLG INDUSTRIES, INC.
|
STATE BANK OF INDIA,
|
USD
|
00000068118581
|
9/8/2017
|
3/21/2021
|
OSHKOSH AIRPORT PROD
|
BANK OF AMERICA
|
USD
|
00000068118582
|
9/11/2017
|
4/30/2018
|
PIERCE MANUFACTURING
|
BANK OF AMERICA
|
USD
|
00000068118583
|
9/11/2017
|
8/31/2018
|
PIERCE MANUFACTURING
|
BANK OF AMERICA
|
USD
|
Istm ID
|
Iss Dt
|
Exp Dt
|
App Nm
|
Ben Nm
|
Curr
|
00000068118584
|
9/11/2017
|
7/31/2018
|
PIERCE MANUFACTURING
|
BANK OF AMERICA
|
USD
|
00000068118585
|
9/11/2017
|
8/31/2018
|
PIERCE MANUFACTURING
|
BANK OF AMERICA
|
USD
|
00000068118587
|
10/26/2017
|
1/20/2019
|
PIERCE MANUFACTURING
|
BANK OF CHINA LTD. B
|
USD
|
00000068118588
|
12/14/2017
|
1/31/2019
|
OSHKOSH AIRPORT PROD
|
BANCO DE CREDITO DEL
|
USD
|
00000068118589
|
12/19/2017
|
1/31/2019
|
OSHKOSH AIRPORT PROD
|
BANCO DE CREDITO DEL
|
USD
|
00000068118591
|
12/21/2017
|
1/21/2021
|
OSHKOSH AIRPORT PROD
|
BANK OF AMERICA
|
USD
|
00000068118592
|
2/9/2018
|
10/30/2019
|
JLG MANUFACTURING EU
|
BNP PARIBAS
|
EUR
|
00000068118594
|
12/20/2017
|
1/31/2019
|
FRONTLINE COMMUNICAT
|
BANCO PICHINCHA
|
USD
|
00000068118595
|
12/20/2017
|
1/31/2019
|
FRONTLINE COMMUNICAT
|
BANCO PICHINCHA
|
USD
|
00000068118596
|
1/8/2018
|
1/31/2019
|
FRONTLINE COMMUNICAT
|
BANCO PICHINCHA
|
USD
|
00000068118597
|
1/11/2018
|
10/31/2019
|
OSHKOSH AIRPORT PROD
|
BANK OF AMERICA
|
INR
|
00000068036038
|
3/22/2018
|
9/30/2018
|
CONCRETE EQUIPMENT C
|
BANK OF AMERICA
|
USD
|
00000068004664
|
3/28/2018
|
3/15/2019
|
PIERCE MANUFACTURING
|
BANK OF AMERICA
|
USD
|
00000068118590
|
3/28/2018
|
3/28/2019
|
PIERCE MANUFACTURING
|
BANK OF AMERICA
|
USD
|
00000068004692
|
3/28/2018
|
5/31/2019
|
PIERCE MANUFACTURING
|
BANK OF AMERICA
|
USD
|
00000068034877
|
3/28/2018
|
5/31/2019
|
PIERCE MANUFACTURING
|
BANK OF AMERICA
|
USD
|
Issuer
|
Issuer Commitment
|
Bank of America, N.A.
|
$250,000,000.00
|
JPMorgan Chase Bank, N.A.
|
$200,000,000.00
|
Wells Fargo Bank, National Association
|
$200,000,000.00
|
U.S. Bank National Association
|
$200,000,000.00
|
Swing Line Lender
|
Swing Line Commitment
|
Bank of America, N.A.
|
$100,000,000.00
|
U.S. Bank National Association
|
$100,000,000.00
|
Lender
|
Revolving Commitment
|
Applicable Percentage of Aggregate Revolving Commitment
|
Term A Commitment
|
Applicable Percentage of Term A Commitment
|
Bank of America, N.A.
|
$93,138,297.87
|
10.957446808%
|
$35,611,702.13
|
10.957446809%
|
JPMorgan Chase Bank, N.A.
|
$93,138,297.87
|
10.957446808%
|
$35,611,702.13
|
10.957446809%
|
U.S. Bank National Association
|
$93,138,297.87
|
10.957446808%
|
$35,611,702.13
|
10.957446809%
|
Wells Fargo Bank, National Association
|
$93,138,297.87
|
10.957446808%
|
$35,611,702.13
|
10.957446809%
|
Branch Banking and Trust Company
|
$54,255,319.15
|
6.382978724%
|
$20,744,680.85
|
6.382978723%
|
HSBC Bank USA, National Association
|
$54,255,319.15
|
6.382978724%
|
$20,744,680.85
|
6.382978723%
|
ING Bank N.V., Dublin Branch
|
$54,255,319.15
|
6.382978724%
|
$20,744,680.85
|
6.382978723%
|
PNC Bank, National Association
|
$54,255,319.15
|
6.382978724%
|
$20,744,680.85
|
6.382978723%
|
Sumitomo Mitsui Banking Corporation
|
$54,255,319.15
|
6.382978724%
|
$20,744,680.85
|
6.382978723%
|
SunTrust Bank
|
$54,255,319.15
|
6.382978724%
|
$20,744,680.85
|
6.382978723%
|
TD Bank, N.A.
|
$54,255,319.15
|
6.382978724%
|
$20,744,680.85
|
6.382978723%
|
Associated Bank, N.A.
|
$32,553,191.49
|
3.829787234%
|
$12,446,808.51
|
3.829787234%
|
Bank of the West
|
$32,553,191.49
|
3.829787234%
|
$12,446,808.51
|
3.829787234%
|
Comerica Bank
|
$32,553,191.49
|
3.829787234%
|
$12,446,808.51
|
3.829787234%
|
Total
|
$850,000,000.00
|
100.000000000%
|
$325,000,000.00
|
100.000000000%
|
DATE
|
PRINCIPAL PAYMENT
(as a percentage of original principal amount of Term A Loans (as increased pursuant to Section 2.21 )) |
September 30, 2018
|
0.00%
|
December 31, 2018
|
0.00%
|
March 31, 2019
|
0.00%
|
June 30, 2019
|
0.00%
|
September 30, 2019
|
1.25%
|
December 31, 2019
|
1.25%
|
March 31, 2020
|
1.25%
|
June 30, 2020
|
1.25%
|
September 30, 2020
|
1.25%
|
December 31, 2020
|
1.25%
|
March 31, 2021
|
1.25%
|
June 30, 2021
|
1.25%
|
September 30, 2021
|
1.25%
|
December 31, 2021
|
1.25%
|
March 31, 2022
|
1.25%
|
June 30, 2022
|
1.25%
|
September 30, 2022
|
1.25%
|
December 31, 2022
|
1.25%
|
March 30, 2023
|
1.25%
|
Term A Maturity Date
|
Remaining Outstanding Principal Balance of Term A Loans
|
A.
|
Capitalization of the Company and its Subsidiaries
|
Subsidiary
|
Parent Company
|
Percent Owned
|
Class of Stock
|
No. of Shares Outstanding
|
Access Financial Solutions, LLC
|
JLG Equipment Services, Inc.
|
100.00%
|
Membership Unit
|
1
|
Audubon Manufacturing Corporation
|
Concrete Equipment Company, Inc.
|
100.00%
|
Common
|
50,000
|
Concrete Equipment Company, Inc.
|
McNeilus Companies, Inc.
|
100.00%
|
Common
|
1.222222
|
Fulton International, Inc.
|
JLG Industries, Inc.
|
100.00%
|
Common
|
250
|
Iowa Contract Fabricators, Inc.
|
McNeilus Companies, Inc.
|
100.00%
|
Common
|
6,737
|
Iowa Mold Tooling Co., Inc.
|
McNeilus Companies, Inc.
|
100.00%
|
Common
|
1,000
|
JerrDan Corporation
|
McNeilus Companies, Inc.
|
100.00%
|
Common
|
1,000
|
JLG Deutschland GmbH
|
JLG Industries GmbH
|
100.00%
|
Capital Stock
|
6,200,000
|
JLG EMEA B.V.
|
JLG EMEA Holdings C.V.
|
100.00%
|
Common
|
3,188,174
|
JLG EMEA Holdings C.V.
|
JLG Equity Holdings C.V.
JLG International LLC
|
99.99%
0.01%
|
---
|
|
JLG Equipment Services Limited
|
JLG EMEA Holding C.V.
|
100.00%
|
Ordinary
|
10,000
|
JLG Equipment Services, Inc.
|
JLG Industries, Inc.
|
100.00%
|
Common
|
10
|
JLG Equity Holdings C.V.
|
OSK Industries LLC
JLG International LLC
|
99%
1%
|
---
|
|
JLG France SAS
|
JLG EMEA B.V.
|
100.00%
|
Capital Stock
|
299,824
|
JLG Group Support Europe BVBA
|
JLG EMEA B.V.
JLG Industries GmbH
|
99.9999%
0.0001%
|
Shares
|
9,999
1
|
JLG Industries (Italia) SRL
|
JLG EMEA B.V.
JLG Industries GmbH
|
99.0%
1.0%
|
Capital Stock
Capital Stock
|
10,197
103
|
JLG Industries (United Kingdom) Limited
|
JLG EMEA B.V.
|
100.00%
|
Capital Stock
|
2
|
JLG Industries GmbH
|
JLG EMEA B.V.
|
100.00%
|
Capital Stock
|
1
|
JLG Industries Japan Co., Ltd.
|
JLG Industries, Inc.
|
100.00%
|
Shares
|
3,000
|
JLG Industries Korea, Ltd.
|
JLG Industries, Inc.
|
100.00%
|
Units
|
2,000
|
JLG Industries, Inc.
|
McNeilus Companies, Inc.
|
100.00%
|
Common
|
1,000
|
JLG International LLC
|
JLG Industries, Inc.
|
100.00%
|
Membership Units
|
100
|
Subsidiary
|
Parent Company
|
Percent Owned
|
Class of Stock
|
No. of Shares Outstanding
|
Oshkosh Commercial (Beijing) Co., Ltd.
|
Oshkosh Asia Holdings Limited
|
100.00%
|
---
|
100
|
Oshkosh Commercial Products, LLC
|
Oshkosh Corporation
|
100.00%
|
Membership Units
|
100
|
Oshkosh Defense Canada Incorporated
|
Oshkosh Defense, LLC
|
100.00%
|
Common
|
100
|
Oshkosh Defense, LLC
|
Oshkosh Corporation
|
100.00%
|
Membership Units
|
100
|
Oshkosh Equipment Manufacturing, S. de R.L. de C.V.
|
Oshkosh Europe B.V.
JLG EMEA Holdings C.V.
|
99.97%
0.03%
|
Quotas
|
2,999
1
|
Oshkosh Europe B.V.
|
JLG EMEA Holdings C.V.
|
100.00%
|
Shares
|
1
|
Oshkosh HD, LLC
|
Oshkosh Corporation
|
100.00%
|
Membership Units
|
100
|
Oshkosh India Private Limited
|
Oshkosh Corporation
Kewaunee Fabrications, L.L.C.
|
99.99%
0.5%
|
Shares
Shares
|
9,900
100
|
Oshkosh Italy, B.V.
|
JLG EMEA B.V.
|
100.00%
|
Shares
|
18,300
|
Oshkosh JLG (Tianjin) Equipment Technology Co., Ltd.
|
JLG Equipment Services Limited
|
100.00%
|
||
Oshkosh Logistics Corporation
|
Oshkosh Corporation
|
100.00%
|
Common
|
1,000
|
Oshkosh Rus, LLC
|
JLG EMEA B.V.
JLG Industries GmbH
|
99.99%
0.01%
|
---
|
99.99
.01
|
Oshkosh Truck (UK) Limited
|
Oshkosh Unipower Limited
|
100.00%
|
Common
|
4
|
Oshkosh Unipower Limited
|
Oshkosh Corporation
|
100.00%
|
Ordinary
|
1
|
Oshkosh-JLG (Singapore) Technology Equipment Private Limited
|
JLG EMEA Holdings C.V.
|
100.00%
|
Ordinary
|
260,000
|
OSK Company, LLC
|
JLG Latino Americana Cooperatief U.A.
|
100.00%
|
Membership Units
|
1
|
OSK Industries, LLC
|
JLG Industries, Inc.
|
100.00%
|
Membership Units
|
1
|
Pierce Manufacturing Inc.
|
Oshkosh Corporation
|
100.00%
|
Common
|
410,079
|
Platformas Elevadoras JLG Iberica S.L.
|
JLG EMEA B.V.
|
100.00%
|
Capital Stock
|
3,010
|
Power Towers Limited
|
JLG EMEA B.V.
|
100.00%
|
||
Premco Products Inc.
|
JLG Industries, Inc.
|
100.00%
|
Common
|
10,000
|
Viking Truck & Equipment Sales, Inc. (Michigan)
|
McNeilus Financial, Inc.
|
100.00%
|
Common
|
22,500
|
Viking Truck & Equipment Sales, Inc. (Ohio)
|
McNeilus Financial, Inc.
|
100.00%
|
Common
|
250
|
Investment
|
Parent Company
|
Percent Owned
|
Class of Stock
|
No. of Shares Outstanding
|
Chasises Y Autopartes Oshmex S.A. de C.V.
|
Oshkosh Corporation
|
49.00%
|
Series A
Series B
Series C
|
22,500
4,230,000
56,403,005
|
Comercializadora de Chasises S.A. de C.V.
|
Oshkosh Corporation
|
45.00%
|
Shares
|
45
|
Enova Systems, Inc.
|
Oshkosh Corporation
|
1.00%
|
Series B Convertible Preferred Stock
|
24,046
|
Mezcladoras Y Trailers de Mexico, S.A. de C.V.
|
McNeilus Truck and Manufacturing, Inc.
|
49.00%
|
Fixed Capital Series B
Variable Capital Series B
|
24,500
379,029
|
Oshkosh Middle East E.C.
|
Oshkosh Corporation
|
19.00%
|
Common
|
23,750
|
Power Towers Deutschland GmbH
|
Power Towers Limited
Willenbrock Concepts
|
65%
35%
|
---
|
|
Power Towers LLC
|
Power Towers Limited
Mohammed Ahmad Khalifa Al Zarium Suwaidi
|
49%
51%
|
||
Power Towers Netherlands BV
|
Power Towers Limited
AAMI Participations B.V.
|
30%
70%
|
||
RiRent Europe B.V.
|
Oshkosh Italy B.V.
|
50%
|
---
|
Debtor
|
Jurisdiction of Organization
|
Secured Party
|
Date of Initial Filing
|
Original Filing Number
|
Description
|
McNeilus Truck and Manufacturing, Inc.
|
Minnesota
|
Navistar Financial
Corporation; Navistar, Inc.
|
07/24/1973
|
000245332
|
All International trucks and chassis; proceeds thereof
|
Pierce Manufacturing Inc.
|
Wisconsin
|
Navistar Financial
Corporation
|
08/02/1999
|
01869289
|
All International trucks and chassis; proceeds thereof
|
Pierce Manufacturing Inc.
|
Wisconsin
|
KS StateBank
|
04/04/2016
|
160004355219
|
All rights, title and interest in and to the Government Obligation Contract dated as of December 4, 2015 by and between Debtor and City of Paterson, New Jersey; Government Obligation Contract dated as of February 1, 2016 by and between Debtor and City of Pearl, Mississippi; equipment thereto, rental payments thereunder, and the exercise of all rights of Debtor therein
|
Oshkosh Corporation
|
Wisconsin
|
Wilmington Trust Company, not in its individual capacity, but solely as Owner Trustee under Trust Agreement Dated as of April 3, 2006
|
04/01/2013
|
130004175118
|
One Bombardier Inc. airframe; two General Electric aircraft engines; one Honeywell auxiliary power unit
|
Oshkosh Corporation
|
Wisconsin
|
Wilmington Trust Company, not in its individual capacity, but solely as Owner Trustee under Trust Agreement Dated as of April 3, 2006
|
09/03/2013
|
130011570115
|
One Bombardier Inc. airframe; two Honeywell International Inc. aircraft engines; one Honeywell auxiliary power unit
|
(ii) |
The requested Borrowing Date for the proposed Borrowing (which is a Business Day) is _________, ____.
|
(iii) |
The Class of Loans comprising the proposed Borrowing is [Revolving Loans] [Term A Loans] [Add-On Term Loans] and the Type of Loans comprising the proposed Borrowing is [Base] [Offshore] Rate Loans.
|
(iv) |
The duration of the Interest Period for each Offshore Rate Loan made as part of the proposed Borrowing, if applicable, is _______________ [months] [days] (which shall be 1, 2, 3 or 6 (or, if all applicable Lenders agree, 12) months (or, solely in the case of Loans denominated in Mexican Pesos, 28, 91 or 182 days)).
|
(v) |
The Applicable Currency for each Offshore Rate Loan made as part of the proposed Borrowing, if applicable, is _____________________.
|
(a) |
The representations and warranties in Article VI of the Credit Agreement (other than, from and after the Covenant Change Date, the representations and warranties set forth in Sections 6.05, 6.11(b) and 6.12 of the Credit Agreement) are true and correct in all material respects (or, if any such representation and warranty is qualified by reference to materiality or Material Adverse Effect, it shall be true and correct in all respects) on and as of the date of such proposed Borrowing (except to the extent such representations and warranties expressly refer to an earlier date, in which case they shall be true and correct in all material respects (or, if any such representation and warranty is qualified by reference to materiality or Material Adverse Effect, it shall be true and correct in all respects) as of such earlier date, and except that for purposes hereof, the representations and warranties contained in Section 6.11(a)(i) of the Credit Agreement and Section 6.11(a)(ii) of the Credit Agreement shall be deemed to refer to the most recent statements furnished pursuant to Section 7.01(a) of the Credit Agreement and Section 7.01(b) of the Credit Agreement); and
|
(b) |
No Default or Event of Default has occurred and is continuing, or would result from such proposed Borrowing.
|
(i) |
The date of the proposed [conversion] [continuation] is ______________, ____ (which shall be a Business Day).
|
(ii) |
The aggregate amount of the Loans proposed to be [converted] [continued] is $____________. [Specify which part is to be converted and which part is to be continued, if appropriate.]
|
(iii) |
The Loans to be [continued] [converted] are [Base Rate Loans] [Offshore Rate Loans] and the Loans resulting from the proposed [conversion] [continuation] will be [Base Rate Loans] [Offshore Rate Loans].
|
(iv) |
The duration of the requested Interest Period for each Offshore Rate Loan made as part of the proposed [conversion] [continuation] is __________ [months] [days] (which shall be 1, 2, 3 or 6 (or, if all applicable Lenders agree, 12) months (or, solely in the case of Loans denominated in Mexican Pesos, 28, 91 or 182 days)).
|
(v) |
In the case of Offshore Rate Loans denominated in an Offshore Currency, the Applicable Currency into which such converted Loans will be denominated is ____________.
|
1.
|
Assignor[s]:
|
||
[Assignor [is][is not] a Defaulting Lender.]
|
|||
[Assignor [is][is not] a Defaulting Lender.]
|
|||
2.
|
Assignee[s]:
|
||
[for each Assignee, indicate [Affiliate][Approved Fund] of [
identify Lender
]]
|
3. | Borrower(s): | Oshkosh Corporation and the Subsidiary Borrowers (if any), collectively |
4. | Agent: | Bank of America, N.A., as the administrative agent under the Credit Agreement |
5. | Credit Agreement: | Second Amended and Restated Credit Agreement dated as of April 3, 2018 (as amended, restated, supplemented or otherwise modified from time to time) among Oshkosh Corporation, a Wisconsin corporation (the “ Company ”), certain subsidiaries of the Company from time to time party thereto pursuant to Section 2.19 of the Credit Agreement, the lenders from time to time party thereto (collectively, the “ Lenders ”), Bank of America, N.A., as administrative agent for the Lenders, an Issuer, and a Swing Line Lender, JPMorgan Chase Bank, N.A., as an Issuer, Wells Fargo Bank, National Association, as an Issuer, and U.S. Bank National Association, as an Issuer and a Swing Line Lender. |
6. |
Assigned Interest[s]:
|
Assignor[s]
1
|
Assignee[s]
2
|
Facility
Assigned
3
|
Aggregate
Amount of
Commitments/Loans
for all Lenders
4
|
Amount of
Commitments
/Loans
Assigned
|
Percentage
Assigned of
Commitments
/Loans
5
|
CUSIP
Number
|
$
|
$
|
%
|
||||
$
|
$
|
%
|
||||
$
|
$
|
%
|
[7. | Trade Date : | ] 6 |
8. |
Effective Date
: _______________, 20__ [TO BE INSERTED BY AGENT AND WHICH SHALL BE THE EFFECTIVE DATE OF RECORDATION OF TRANSFER IN THE REGISTER THEREFOR.]
|