Delaware
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000-27756
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13-3648318
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(State or other jurisdiction
of incorporation or organization) |
(Commission
File Number) |
(I.R.S. Employer
Identification No.) |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
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☐
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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☐
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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☐
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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Common Stock, par value $0.0001 per share
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ALXN
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Nasdaq Global Select Market
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
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☐
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Emerging Growth Company
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Votes For
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Withheld
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Broker
Non-Votes
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Felix Baker
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165,892,446
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12,943,049
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12,701,782
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David R. Brennan
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169,233,141
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9,602,354
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12,701,782
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Christopher J. Coughlin
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175,404,484
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3,431,011
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12,701,782
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Deborah Dunsire
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172,928,111
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5,907,384
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12,701,782
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Paul A. Friedman
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103,068,306
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75,767,189
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12,701,782
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Ludwig N. Hantson
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177,092,282
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1,743,213
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12,701,782
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John T. Mollen
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172,013,279
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6,822,216
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12,701,782
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Francois Nader
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158,638,013
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20,197,482
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12,701,782
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Judith A. Reinsdorf
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172,875,464
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5,960,031
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12,701,782
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Andreas Rummelt
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173,823,438
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5,012,057
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12,701,782
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2.
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Ratification of the appointment of PricewaterhouseCoopers LLP as Alexion's independent registered public accounting firm:
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Votes For
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Votes Against
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Abstentions
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189,635,116
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1,842,994
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59,167
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3.
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The non-binding advisory vote to approve the compensation paid to Alexion’s named executive officers as described in Alexion’s 2020 proxy statement:
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Votes For
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Votes Against
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Abstentions
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Broker Non-Votes
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163,448,951
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15,237,286
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149,258
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12,701,782
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4.
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Shareholder proposal requesting that the Board of Directors amend provisions set forth in Alexion's By-laws to lower the threshold for shareholders to call a special meeting of shareholders.
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Votes For
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Votes Against
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Abstentions
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Broker Non-Votes
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85,596,667
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92,091,767
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147,061
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12,701,782
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Date: May 19, 2020
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ALEXION PHARMACEUTICALS, INC.
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By: /s/ Doug Barry
Name: Doug Barry
Title: Vice President, Corporate Law
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