SUPPLEMENT TO THE STATEMENT OF ADDITIONAL INFORMATION
The date of this supplement is May 18, 2021.
For the MFS® Funds listed below:
Effective May 18, 2021, the “Ticker Symbols” table on the cover page is amended to include the following:
|
Fund
|
Ticker Symbols
|
||||||
|
Class
A
|
Class
B
|
Class
C
|
Class
I
|
Class A1
|
Class B1
|
Class
R6
|
|
|
MFS® Municipal Series Trust
|
|||||||
|
MFS® Municipal Intermediate Fund
|
MIUAX
|
N/A
|
MIUCX
|
MIUIX
|
N/A
|
N/A
|
MIURX
|
Effective immediately, the following sentences are added to the paragraph following the "Ticker Symbol" table:
In addition, this SAI should be read in conjunction with the Prospectus dated May 18, 2021, for MFS Municipal Intermediate Fund, as may be amended or supplemented from time to time. MFS
Municipal Intermediate Fund had not commenced operations as of the fiscal year ended March 31, 2021; therefore, no Financial Statements nor Financial Highlights for such Fund are incorporated by reference into this SAI.
MFS Municipal Intermediate Fund's fiscal year end is March 31. Certain information for MFS Municipal Intermediate Fund as of March 31, 2020, is not included in this Statement of
Additional Information because the Fund had not commenced operations as of that date.
Effective May 18, 2021, the first paragraph of the sub-section entitled “Organization of the Fund” under the main heading entitled “MANAGEMENT OF THE FUND” is restated in its entirety
as follows:
Organization of the Fund
MFS Alabama Municipal Bond Fund, MFS Arkansas Municipal Bond Fund, MFS California Municipal Bond Fund, MFS Georgia Municipal Bond Fund, MFS Maryland Municipal Bond Fund, MFS Massachusetts Municipal Bond Fund, MFS
Mississippi Municipal Bond Fund, MFS Municipal Income Fund, MFS Municipal Intermediate Fund, MFS New York Municipal Bond Fund, MFS North Carolina Municipal Bond Fund, MFS Pennsylvania Municipal Bond Fund, MFS South Carolina Municipal Bond Fund, MFS
Tennessee Municipal Bond Fund, MFS Virginia Municipal Bond Fund, and MFS West Virginia Municipal Bond Fund, each an open-end investment company, are series of MFS Municipal Series Trust, a Massachusetts business trust organized in 1984. MFS Alabama
Municipal Bond Fund, MFS Arkansas Municipal Bond Fund, MFS California Municipal Bond Fund, MFS Georgia Municipal Bond Fund, MFS Maryland Municipal Bond Fund, MFS Massachusetts Municipal Bond Fund, MFS Municipal Income Fund, MFS Municipal Intermediate
Fund, MFS New York Municipal Bond Fund, MFS North Carolina Municipal Bond Fund, MFS Pennsylvania Municipal Bond Fund, MFS South Carolina Municipal Bond Fund, MFS Tennessee Municipal Bond Fund, and MFS Virginia Municipal Bond Fund, are diversified
funds. MFS Mississippi Municipal Bond Fund and MFS West Virginia Municipal Bond Fund are non-diversified funds.
Effective May 18, 2021, the following paragraph is added to the section under the sub-heading “Investment Advisory Agreement” within the sub-section entitled “Investment Adviser”
under the main heading entitled “MANAGEMENT OF THE FUND”:
For MFS Municipal Intermediate Fund, the management fee set forth in the Investment Advisory Agreement is 0.35% of the Fund's average daily net
assets annually up to $1 billion; 0.325% of the Fund's average daily net assets in excess of $1 billion and up to $2.5 billion; and 0.30% of the Fund's average daily net assets annually in excess of $2.5 billion. MFS has agreed in writing to reduce
its management fee by a specified amount if certain MFS mutual fund assets exceed thresholds agreed to by MFS and the Fund's Board. MFS has agreed in writing to bear the Fund's expenses, excluding interest, taxes, extraordinary expenses, brokerage
and transaction costs, and investment-related expenses (such as interest and borrowing expenses incurred in connection with the Fund's investment activity), such that "Total Annual Fund Operating Expenses" do not exceed 0.70% of the class' average
daily net assets annually for Class A shares, 1.45% of the class' average daily net assets annually for Class C shares, 0.45% of the class' average daily net assets annually for Class I shares, and 0.38% of the class' average daily net assets
annually for Class R6 shares.
1044394 1 JULY-SAI-COMBINED-SUP-I-051821
This written agreement will continue until modified by the Fund's Board, but such agreement
will continue until at least July 31, 2022.
Effective May 18, 2021, the following is added to the end of the section entitled “INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM(S) AND FINANCIAL STATEMENTS”:
Deloitte & Touche LLP also serves as the independent registered public accounting firm for MFS Municipal Intermediate Fund,
providing audit and related services, tax return review, and assistance in connection with various SEC filings.
MFS Municipal Intermediate Fund had not commenced operations as of the fiscal year ended March 31, 2021; therefore, no Financial
Statements nor Financial Highlights for such Fund are incorporated by reference into this SAI.
Effective May 18, 2021, the section entitled "APPENDIX A – TRUSTEES AND OFFICERS – IDENTIFICATION
AND BACKGROUND" is restated in its entirety as follows:
The Trustees and Officers of the Trust, as of May 1, 2021, are listed below, together with their principal occupations during the past five years (their
titles may have varied during that period). The address of each Trustee and Officer is 111 Huntington Avenue, Boston, Massachusetts 02199-7618.
|
TRUSTEES
|
|||||
|
Name, Age
|
Position(s)
Held with
Fund
|
Trustee
Since(1)
|
Number of MFS
Funds Overseen
by the Trustee
|
Principal Occupations
During the Past
Five Years
|
Other Directorships
During the Past
Five Years(2)
|
|
INTERESTED TRUSTEES
|
|||||
|
Robert J. Manning(3)
age 57
|
Trustee
|
February 2004
|
135
|
Massachusetts Financial Services Company, Non-Executive Chairman (since January 2021); Director; Chairman of the Board; Executive Chairman
(January 2017-2020); Co-Chief Executive Officer (2015-2016)
|
|
|
Michael W. Roberge(3)
age 54
|
Trustee
|
January 2021
|
135
|
Massachusetts Financial Services Company, Chairman (since January 2021); Chief Executive Officer (since January 2017); Director; President (until
December 2018); Chief Investment Officer (until December 2018); Co-Chief Executive Officer (until December 2016)
|
|
|
INDEPENDENT TRUSTEES
|
|||||
|
John P. Kavanaugh
age 66
|
Trustee and Chair of Trustees
|
January 2009
|
135
|
Private investor
|
|
|
Steven E. Buller
age 69
|
Trustee
|
February 2014
|
135
|
Private investor
|
|
|
John A. Caroselli
age 66
|
Trustee
|
March 2017
|
135
|
Private investor; JC Global Advisors, LLC (management consulting), President (since 2015)
|
|
|
Maureen R. Goldfarb
age 66
|
Trustee
|
January 2009
|
135
|
Private investor
|
|
1044394 2 JULY-SAI-COMBINED-SUP-I-051821
|
Name, Age
|
Position(s)
Held with
Fund
|
Trustee
Since(1)
|
Number of MFS
Funds Overseen
by the Trustee
|
Principal Occupations
During the Past
Five Years
|
Other Directorships
During the Past
Five Years(2)
|
|||
|
Peter D. Jones
age 64
|
Trustee
|
January
2019
|
135
|
Private investor
|
||||
|
James W. Kilman, Jr.
age 59
|
Trustee
|
January
2019
|
135
|
Burford Capital Limited (finance and investment management), Chief Financial Officer (since 2019); KielStrand Capital LLC (family office), Chief
Executive Officer (since 2016); Morgan Stanley & Co. (financial services), Vice Chairman of Investment Banking, Co-Head of Diversified Financials Coverage - Financial Institutions Investment Banking Group (until 2016)
|
alpha-En Corporation, Director (2016 - 2019)
|
|||
|
Clarence Otis, Jr.
age 65
|
Trustee
|
March 2017
|
135
|
Private investor
|
VF Corporation, Director; Verizon Communications, Inc., Director; The Travelers Companies, Director
|
|||
|
Maryanne L. Roepke
age 65
|
Trustee
|
May 2014
|
135
|
Private investor
|
||||
|
Laurie J. Thomsen
age 63
|
Trustee
|
March 2005
|
135
|
Private investor
|
The Travelers Companies, Director; Dycom Industries, Inc., Director
|
|||
|
OFFICERS
|
||||||||
|
Name, Age
|
Position(s)
Held with
Fund
|
Officer Since(1)
|
Number of MFS Funds for which the Person is an Officer
|
Principal Occupations
During the Past
Five Years
|
Other Directorships
During the Past
Five Years(2)
|
|||
|
Christopher R. Bohane(3)
age 47
|
Assistant Secretary and Assistant Clerk
|
July 2005
|
135
|
Massachusetts Financial Services Company, Senior Vice President and Associate General Counsel
|
||||
|
Kino P. Clark(3)
age 52
|
Assistant Treasurer
|
January 2012
|
135
|
Massachusetts Financial Services Company, Vice President
|
||||
|
John W. Clark, Jr.(3)
age 54
|
Assistant Treasurer
|
April 2017
|
135
|
Massachusetts Financial Services Company, Vice President (since March 2017); Deutsche Bank (financial services), Department Head – Treasurer's
Office (until February 2017)
|
||||
1044394 3 JULY-SAI-COMBINED-SUP-I-051821
|
Name, Age
|
Position(s)
Held with
Fund
|
Officer Since(1)
|
Number of MFS Funds for which the Person is an Officer
|
Principal Occupations
During the Past
Five Years
|
Other Directorships
During the Past
Five Years(2)
|
|
Thomas H. Connors(3)
age 61
|
Assistant Secretary and Assistant Clerk
|
September 2012
|
135
|
Massachusetts Financial Services Company, Vice President and Senior Counsel
|
|
|
David L. DiLorenzo(3)
age 52
|
President
|
July 2005
|
135
|
Massachusetts Financial Services Company, Senior Vice President
|
|
|
Heidi W. Hardin(3)
age 53
|
Secretary and Clerk
|
April 2017
|
135
|
Massachusetts Financial Services Company, Executive Vice President and General Counsel (since March 2017); Harris Associates (investment
management), General Counsel (until January 2017)
|
|
|
Brian E. Langenfeld(3)
age 48
|
Assistant Secretary and Assistant Clerk
|
June 2006
|
135
|
Massachusetts Financial Services Company, Vice President and Senior Counsel
|
|
|
Amanda S. Mooradian(3)
age 42
|
Assistant
Secretary and Assistant Clerk |
September 2018
|
135
|
Massachusetts Financial Services Company, Assistant Vice President and Senior Counsel
|
|
|
Susan A. Pereira(3)
age 50
|
Assistant Secretary and Assistant Clerk
|
July 2005
|
135
|
Massachusetts Financial Services Company, Vice President and Assistant General Counsel
|
|
|
Kasey L. Phillips(3)
age 50
|
Assistant Treasurer
|
September 2012
|
135
|
Massachusetts Financial Services Company, Vice President
|
|
|
Matthew A. Stowe(3)
age 46
|
Assistant Secretary and Assistant Clerk
|
October 2014
|
135
|
Massachusetts Financial Services Company, Vice President and Assistant General Counsel
|
|
|
Martin J. Wolin(3)
age 53
|
Chief Compliance Officer
|
July 2015
|
135
|
Massachusetts Financial Services Company, Senior Vice President and Chief Compliance Officer
|
|
|
James O. Yost(3)
age 60
|
Treasurer
|
September 1990
|
135
|
Massachusetts Financial Services Company, Senior Vice President
|
| (1) |
Date first appointed to serve as Trustee/Officer of an MFS Fund. Each Trustee has served continuously since appointment unless indicated otherwise. For the period
from December 15, 2004 until February 22, 2005, Mr. Manning served as Advisory Trustee. From January 2012 through December 2016, Messrs. DiLorenzo and Yost served as Treasurer and Deputy Treasurer of the Funds, respectively.
|
| (2) |
Directorships or trusteeships of companies required to report to the SEC (i.e.,
“public companies”).
|
| (3) |
“Interested person” of the Trust within the meaning of the Investment Company Act of 1940 (referred to as the 1940 Act), which is the principal federal law governing
investment companies like the Fund, as a result of position with MFS. The address of MFS is 111 Huntington Avenue, Boston, Massachusetts 02199-7618.
|
Each Trustee (other than Messrs. Jones, Kilman, and Roberge) has been elected by shareholders and each Trustee and Officer holds
office until his or her successor is chosen and qualified or until his or her earlier death, resignation, retirement or removal. Mr. Roberge became a Trustee of the Fund on January 1, 2021, and Messrs. Jones and Kilman became Trustees of the Fund
on January 1, 2019. The Trust does not hold annual meetings for the purpose of electing Trustees, and Trustees are not elected for fixed terms. Under the terms of the Board's retirement policy, an
1044394 4 JULY-SAI-COMBINED-SUP-I-051821
Independent Trustee shall retire at the end of the calendar year in which he or she reaches the earlier of 75 years of age or 15
years of service on the Board (or, in the case of any Independent Trustee who joined the Board prior to 2015, 20 years of service on the Board).
Each of the Interested Trustees and certain Officers hold comparable officer positions with certain affiliates of MFS.
The following provides an overview of the considerations that led the Board to conclude that each individual serving as a Trustee of
the Trust should so serve. The current members of the Board have joined the Board at different points in time since 2004. Generally, no one factor was decisive in the original selection of an individual to join the Board. Among the factors
the Board considered when concluding that an individual should serve on the Board were the following: (i) the individual’s business and professional experience and accomplishments; (ii) the individual's ability to work effectively with the
other members of the Board; (iii) the individual’s prior experience, if any, serving on the boards of public companies (including, where relevant, other investment companies) and other complex enterprises and organizations; and (iv) how the
individual’s skills, experience and attributes would contribute to an appropriate mix of relevant skills and experience on the Board.
In respect of each current Trustee, the individual’s substantial professional accomplishments and prior experience, including, in
some cases, in fields related to the operations of the Fund, were a significant factor in the determination that the individual should serve as a Trustee of the Trusts. Following is a summary of each Trustee’s professional experience and
additional considerations that contributed to the Board’s conclusion that an individual should serve on the Board:
Interested Trustees:
Robert J. Manning
Mr. Manning is Non-Executive Chairman of MFS (the MFS Funds’ investment adviser) and is Chairman of its Board. He has substantial executive and investment management experience, having worked for MFS for over 30 years.
Michael W. Roberge
Mr. Roberge is Chairman and Chief Executive Officer of MFS (the MFS Funds’ investment adviser) and is a member of
the firm's Management Committee and Board of Directors. As Chief Executive Officer, Mr. Roberge sets the strategic priorities for MFS, leading a team responsible for the investment, distribution, finance, human resources, legal and technology
functions at the firm. He has substantial executive and investment management experience, having worked for MFS for over 20 years.
Independent Trustees:
Steven E. Buller, CPA
Mr. Buller has substantial accounting, investment management, and executive experience at firms within the
investment management industry. Mr. Buller was the Chief Financial Officer and Managing Director of BlackRock, Inc. ("BlackRock"), where he oversaw BlackRock’s tax department, internal audit and control functions, and the global corporate and
investment company accounting policy. Prior to joining BlackRock, Mr. Buller was an auditor at Ernst & Young LLP for over 30 years, where he served as Global Director of Asset Management and as the audit partner for various investment
company complexes. Mr. Buller was chairman of the Financial Accounting Standards Advisory Council, and was a member of the Standing Advisory Group of the Public Company Accounting Oversight Board. He has also served on the boards of BlackRock
Finco UK, a privately-held company, and Person-to-Person, a community service organization.
John A. Caroselli
Mr. Caroselli has substantial senior executive experience in the financial services industry. Mr. Caroselli is
the president of JC Global Advisors, LLC, where he provides consulting services with specialization in strategy development and execution, merger integration, market growth plan design and organizational development. He served as Executive Vice
President and Chief Development Officer of First Capital Corporation, Executive Vice President and Chief Strategy Officer of KeySpan Corporation, and Executive Vice President of Corporate Development of AXA Financial. Mr. Caroselli also held
senior officer positions with Chase Manhattan Corporation, Chemical Bank, and Manufacturers Hanover Trust.
Maureen R. Goldfarb
Ms. Goldfarb has substantial executive and board experience at firms within the investment management industry.
She was the Chief Executive Officer and Chairman of the Board of Trustees of the John Hancock Funds and an Executive Vice President of John Hancock Financial Services, Inc. Prior to joining John Hancock, Ms. Goldfarb was a Senior Vice
President with Massachusetts Mutual Life Insurance Company. She also held various marketing, distribution, and portfolio management positions with other investment management firms. Ms. Goldfarb is a former member of the Board of Governors of
the Investment Company Institute.
Peter D. Jones
Mr. Jones has substantial senior executive, accounting and investment management experience at firms within the
investment management industry. Mr. Jones was the Chairman of Franklin Templeton Institutional, LLC and President of Franklin Templeton Distributors Inc. Mr. Jones formerly was the President of IDEX Distributors, Inc., which oversaw the
formation and launch of IDEX Mutual Funds (now part of Transamerica Funds). Mr. Jones is a member of the Investment Advisory Council of the Florida State Board of Administration. Mr. Jones was formerly a CPA and served as Tax Manager at
PricewaterhouseCoopers in Tampa, Florida and Atlanta, Georgia. Mr. Jones is a member of the Investment Committee and a former trustee of the Florida State University Foundation.
John P. Kavanaugh
Mr. Kavanaugh has substantial executive, investment management, and board experience at firms within the
investment management and mutual fund industry and is a Chartered Financial Analyst. He was the Chief Investment Officer of The Hanover Insurance Group, Inc., and the President and Chairman of Opus Investment Management, Inc., an investment
adviser. Mr. Kavanaugh held research and portfolio management positions with Allmerica Financial and PruCapital, Inc. He previously served on the board of the Independent Directors Council, a unit of the Investment Company Institute which
serves the mutual fund independent director community.
James W. Kilman, Jr.
1044394 5 JULY-SAI-COMBINED-SUP-I-051821
Mr. Kilman has substantial senior executive and investment banking management experience at firms within the
investment management industry. Mr. Kilman is currently the Chief Financial Officer of Burford Capital Limited, a global finance and investment management firm focusing on the law, and the Chief Executive Officer of KielStrand Capital LLC, a
family office merchant bank that makes and manages investments and oversees philanthropic activities. Mr. Kilman formerly was the Vice Chairman, Co-Head of Diversified Financials Coverage in the Financial Institutions Banking Group at Morgan
Stanley & Co. Prior to joining Morgan Stanley, Mr. Kilman was Managing Director in the Advisory Group within the Fixed Income Division's Mortgage Department at Goldman Sachs & Co. Mr. Kilman also held managerial and investment
positions with ABN AMRO Inc. and PaineWebber Inc.
Clarence Otis, Jr.
Mr. Otis has substantial executive, financial, and board experience at publicly-traded and privately-held
companies. Mr. Otis was the Chairman and Chief Executive Officer of Darden Restaurants, Inc., the world’s largest full-service restaurant company, and where he previously served in other senior positions at Darden Restaurants, including Chief
Financial Officer and Executive Vice President. Mr. Otis is a director of VF Corporation, Verizon Communications, Inc., and The Travelers Companies. He is a former director of the Federal Reserve Bank of Atlanta.
Maryanne L. Roepke
Ms. Roepke has substantial executive and compliance experience within the investment management industry. She
was a Senior Vice President and the Chief Compliance Officer of American Century Investments, Inc., where she worked for over 30 years. Ms. Roepke served on the board of the American Century SICAV, a mutual fund complex. She currently is a
trustee of Rockhurst University. She is a former member of the Investment Company Institute’s Chief Compliance Officer Committee and Risk Management Advisory Committee.
Laurie J. Thomsen
Ms. Thomsen has substantial venture capital financing experience, as well as board experience at publicly-traded
and privately-held companies. Ms. Thomsen was a co-founding General Partner of Prism Venture Partners, a venture capital firm investing in healthcare and technology companies, and served as an Executive Partner of New Profit, Inc., a venture
philanthropy firm. Prior to that, she was a General Partner at Harbourvest Partners, a venture capital firm. Ms. Thomsen is a director of The Travelers Companies, Inc. and Dycom Industries, Inc.
Effective May 18, 2021, the following is added to the table entitled "Trustee Compensation Table" under the main
heading entitled "APPENDIX B – TRUSTEE COMPENSATION AND COMMITTEES":
|
|
Name and Position
|
|||||||||||||||
|
|
Interested Trustees
|
Independent Trustees
|
||||||||||||||
|
Aggregate Compensation Paid by Fund
|
Robert J. Manning
|
Michael W. Roberge1
|
Robin A. Stelmach2
|
Steven E. Buller
|
John A. Caroselli
|
Maureen R. Goldfarb
|
Peter D. Jones
|
John P. Kavanaugh
|
James W. Kilman Jr.
|
Clarence Otis Jr.
|
Maryanne L. Roepke
|
Laurie J. Thomsen
|
||||
|
MFS Municipal Intermediate Fund#
|
Not Applicable
|
Not Applicable
|
Not Applicable
|
$238
|
$238
|
$238
|
$238
|
$238
|
$238
|
$238
|
$238
|
$238
|
||||
|
Total Trustee Compensation Paid by Fund and Fund Complex3
|
Not Applicable
|
Not Applicable
|
Not Applicable
|
$411,561
|
$405,311
|
$405,311
|
$395,311
|
$470,311
|
$399,311
|
$399,311
|
$409,311
|
$405,311
|
||||
|
|
|
|
|
|
|
|
|
|
|
|
|
|
||||
|
1
|
Mr. Roberge became a Trustee of the Fund on January 1, 2021.
|
|||||||||||||||
|
2
|
Ms. Stelmach retired as Trustee of the Fund on December 31, 2020.
|
|||||||||||||||
|
3
|
For the calendar year 2020 for 132 funds that paid Trustee compensation.
|
|||||||||||||||
|
#
|
Estimated amounts for the fiscal year ending March 31, 2022.
|
|||||||||||||||
Effective May 18, 2021, the section entitled “APPENDIX C – SHARE OWNERSHIP” is restated in its entirety as
follows:
Ownership By Trustees and Officers
As of April 13, 2021, the Trustees and Officers of the Trust as a group owned of record less than 1% of any class of the Fund's
shares. The Board has adopted a policy requiring that each Independent Trustee shall have invested on an aggregate basis, within two years of membership on the Board, an amount equal to his or her prior calendar year’s base retainer and meeting
attendance fees in shares of the MFS Funds.
The following table shows the dollar range of equity securities beneficially owned by each current Trustee in the Fund and, on an
aggregate basis, in the MFS Funds, as of December 31, 2020. No Trustee owned shares of MFS Municipal Intermediate Fund as of December 31, 2020, because shares of MFS Municipal Intermediate Fun had not been offered for sale as of December 31,
2020.
The following dollar ranges apply:
N. None
A. $1 – $10,000
B. $10,001 – $50,000
C. $50,001 – $100,000
1044394 6 JULY-SAI-COMBINED-SUP-I-051821
D. Over $100,000
|
Name and Position
|
Dollar Range of Equity
Securities in MFS Alabama
Municipal Bond Fund
|
Dollar Range of Equity
Securities in MFS
Arkansas Municipal Bond
Fund
|
Dollar Range of Equity
Securities in MFS
California Municipal Bond Fund
|
Dollar Range of Equity
Securities in MFS Georgia Municipal Bond Fund
|
|
Interested Trustees
|
||||
|
Robert J. Manning
|
N
|
N
|
N
|
N
|
|
Michael W. Roberge1
|
N
|
N
|
N
|
N
|
|
Independent Trustees
|
||||
|
Steven E. Buller
|
N
|
N
|
N
|
N
|
|
John A. Caroselli
|
N
|
N
|
N
|
N
|
|
Maureen R. Goldfarb
|
N
|
N
|
N
|
N
|
|
Peter D. Jones
|
N
|
N
|
N
|
N
|
|
John P. Kavanaugh
|
N
|
N
|
N
|
N
|
|
James W. Kilman, Jr.
|
N
|
N
|
N
|
N
|
|
Clarence Otis, Jr.
|
N
|
N
|
N
|
N
|
|
Maryanne L. Roepke
|
N
|
N
|
N
|
N
|
|
Laurie J. Thomsen
|
N
|
N
|
N
|
N
|
|
Name and Position
|
Dollar Range of Equity
Securities in MFS Maryland
Municipal Bond Fund
|
Dollar Range of Equity
Securities in MFS
Massachusetts
Municipal Bond Fund
|
Dollar Range of Equity
Securities in MFS
Mississippi Municipal
Bond Fund
|
Dollar Range of Equity
Securities in MFS
Municipal Income Fund
|
|
Interested Trustees
|
||||
|
Robert J. Manning
|
N
|
N
|
N
|
N
|
|
Michael W. Roberge1
|
N
|
N
|
N
|
N
|
|
Independent Trustees
|
||||
|
Steven E. Buller
|
N
|
N
|
N
|
N
|
|
John A. Caroselli
|
N
|
N
|
N
|
N
|
|
Maureen R. Goldfarb
|
N
|
N
|
N
|
N
|
|
Peter D. Jones
|
N
|
N
|
N
|
N
|
|
John P. Kavanaugh
|
N
|
B
|
N
|
N
|
|
James W. Kilman, Jr.
|
N
|
N
|
N
|
B
|
|
Clarence Otis, Jr.
|
N
|
N
|
N
|
N
|
|
Maryanne L. Roepke
|
N
|
N
|
N
|
N
|
|
Laurie J. Thomsen
|
N
|
N
|
N
|
N
|
1044394 7 JULY-SAI-COMBINED-SUP-I-051821
|
Name and Position
|
Dollar Range of Equity
Securities in MFS Municipal
Intermediate Fund
|
Dollar Range of Equity
Securities in MFS New
York Municipal Bond
Fund
|
Dollar Range of Equity
Securities in MFS North
Carolina Municipal Bond
Fund
|
Dollar Range of Equity
Securities in MFS
Pennsylvania Municipal
Bond Fund
|
|
Interested Trustees
|
||||
|
Robert J. Manning
|
N
|
N
|
N
|
N
|
|
Michael W. Roberge1
|
N
|
N
|
N
|
N
|
|
Independent Trustees
|
||||
|
Steven E. Buller
|
N
|
N
|
N
|
N
|
|
John A. Caroselli
|
N
|
N
|
N
|
N
|
|
Maureen R. Goldfarb
|
N
|
N
|
N
|
N
|
|
Peter D. Jones
|
N
|
N
|
N
|
N
|
|
John P. Kavanaugh
|
N
|
N
|
N
|
N
|
|
James W. Kilman, Jr.
|
N
|
B
|
N
|
N
|
|
Clarence Otis, Jr.
|
N
|
N
|
N
|
N
|
|
Maryanne L. Roepke
|
N
|
N
|
N
|
N
|
|
Laurie J. Thomsen
|
N
|
N
|
N
|
N
|
|
Name and Position
|
Dollar Range of Equity Securities in
MFS South Carolina Municipal Bond
Fund
|
Dollar Range of Equity Securities in
MFS Tennessee Municipal Bond Fund
|
Dollar Range of Equity Securities in
MFS Virginia Municipal Bond Fund
|
|
Interested Trustees
|
|||
|
Robert J. Manning
|
N
|
N
|
N
|
|
Michael W. Roberge1
|
N
|
N
|
N
|
|
Independent Trustees
|
|||
|
Steven E. Buller
|
N
|
N
|
N
|
|
John A. Caroselli
|
N
|
N
|
N
|
|
Maureen R. Goldfarb
|
N
|
N
|
N
|
|
Peter D. Jones
|
N
|
N
|
N
|
|
John P. Kavanaugh
|
N
|
N
|
N
|
|
James W. Kilman, Jr.
|
N
|
N
|
N
|
|
Clarence Otis, Jr.
|
N
|
N
|
N
|
|
Maryanne L. Roepke
|
N
|
N
|
N
|
|
Laurie J. Thomsen
|
N
|
N
|
N
|
1044394 8 JULY-SAI-COMBINED-SUP-I-051821
|
Name and Position
|
Dollar Range of Equity Securities in MFS West Virginia
Municipal Bond Fund
|
Aggregate Dollar Range of Equity Securities in All MFS
Funds Overseen by Trustee
|
|
Interested Trustees
|
||
|
Robert J. Manning
|
N
|
D
|
|
Michael W. Roberge1
|
N
|
D
|
|
Independent Trustees
|
||
|
Steven E. Buller
|
N
|
D
|
|
John A. Caroselli
|
N
|
D
|
|
Maureen R. Goldfarb
|
N
|
D
|
|
Peter D. Jones
|
N
|
D
|
|
John P. Kavanaugh
|
N
|
D
|
|
James W. Kilman, Jr.
|
N
|
D
|
|
Clarence Otis, Jr.
|
N
|
D
|
|
Maryanne L. Roepke
|
N
|
D
|
|
Laurie J. Thomsen
|
N
|
D
|
| 1 |
Mr. Roberge became a Trustee of the Fund on January 1, 2021.
|
25% or Greater Ownership of the Fund
The following table identifies those investors who own 25% or more of the Fund’s voting shares as of April 13, 2021. Shareholders
who own 25% or more of the Fund’s shares may have a significant impact on any shareholder vote of the Fund.
1044394 9 JULY-SAI-COMBINED-SUP-I-051821
As of May 16, 2021, no shares of MFS Municipal Intermediate Fund were owned because the Fund had not yet commenced operations.
5% or Greater Ownership of Share Class
The following table identifies those investors who own of record or are known by a Fund to own beneficially 5% or more of any class of
a Fund’s outstanding shares as of April 13, 2021.
1044394 10 JULY-SAI-COMBINED-SUP-I-051821
|
FUND and CLASS NAME
|
PERCENTAGE
CLASS OWNERSHIP |
NAME and ADDRESS of INVESTOR
|
||
|
MFS ALABAMA
|
||||
|
MUNICIPAL BOND
|
||||
|
FUND
|
||||
|
CLASS A
|
48.83
|
EDWARD D JONES & CO
|
12555 MANCHESTER RD
|
SAINT LOUIS MO 63131-3710
|
|
9.06
|
MERRILL LYNCH PIERCE FENNER & SMITH INC
|
4800 DEER LAKE DR E
|
JACKSONVILLE FL 32246-6484
|
|
|
6.83
|
RAYMOND JAMES
|
880 CARILLON PKWY
|
ST PETERSBURG FL 33716-1102
|
|
|
6.26
|
UBS WM USA
|
1000 HARBOR BLVD FL 6
|
WEEHAWKEN NJ 07086-6761
|
|
|
6.21
|
MORGAN STANLEY SMITH BARNEY
|
1 NEW YORK PLAZA FL 12
|
NEW YORK NY 10004-1901
|
|
|
MFS ALABAMA
|
||||
|
MUNICIPAL BOND
|
||||
|
FUND
|
||||
|
CLASS B
|
72.78
|
MERRILL LYNCH PIERCE FENNER & SMITH INC
|
4800 DEER LAKE DR E
|
JACKSONVILLE FL 32246-6484
|
|
27.21
|
LPL FINANCIAL
|
4707 EXECUTIVE DR
|
SAN DIEGO CA 92121-3091
|
|
|
MFS ALABAMA
|
||||
|
MUNICIPAL BOND
|
||||
|
FUND
|
||||
|
CLASS I
|
29.10
|
MORGAN STANLEY SMITH BARNEY
|
1 NEW YORK PLAZA FL 12
|
NEW YORK NY 10004-1901
|
|
24.44
|
AMERICAN ENTERPRISE INVESTMENT
|
707 2ND AVE S
|
MINNEAPOLIS MN 55402-2405
|
|
|
18.13
|
MERRILL LYNCH PIERCE FENNER & SMITH INC
|
4800 DEER LAKE DR E
|
JACKSONVILLE FL 32246-6484
|
|
|
13.88
|
RAYMOND JAMES
|
880 CARILLON PKWY
|
ST PETERSBURG FL 33716-1102
|
|
|
6.76
|
NATIONAL FINANCIAL SERVICES LLC
|
499 WASHINGTON BLVD
|
JERSEY CITY NJ 07310-1995
|
|
|
MFS ALABAMA
|
||||
|
MUNICIPAL BOND
|
||||
|
FUND
|
||||
|
CLASS R6
|
98.53
|
EDWARD D JONES & CO
|
12555 MANCHESTER RD
|
SAINT LOUIS MO 63131-3710
|
|
MFS ARKANSAS
|
||||
|
MUNICIPAL BOND
|
||||
|
FUND
|
||||
|
CLASS A
|
44.50
|
EDWARD D JONES & CO
|
12555 MANCHESTER RD
|
SAINT LOUIS MO 63131-3710
|
|
14.28
|
PERSHING LLC
|
1 PERSHING PLZ
|
JERSEY CITY NJ 07399-0002
|
|
|
7.65
|
WELLS FARGO CLEARING SERVICES LLC
|
2801 MARKET ST
|
SAINT LOUIS MO 63103-2523
|
|
|
6.67
|
NATIONAL FINANCIAL SERVICES LLC
|
499 WASHINGTON BLVD
|
JERSEY CITY NJ 07310-1995
|
|
|
5.75
|
RAYMOND JAMES
|
880 CARILLON PKWY
|
ST PETERSBURG FL 33716-1102
|
|
|
MFS ARKANSAS
|
||||
|
MUNICIPAL BOND
|
||||
|
FUND
|
||||
|
CLASS B
|
40.06
|
AMERICAN ENTERPRISE INVESTMENT
|
707 2ND AVE S
|
MINNEAPOLIS MN 55402-2405
|
|
22.24
|
RAYMOND JAMES
|
880 CARILLON PKWY
|
ST PETERSBURG FL 33716-1102
|
|
|
18.20
|
PERSHING LLC
|
1 PERSHING PLZ
|
JERSEY CITY NJ 07399-0002
|
|
1044394 11 JULY-SAI-COMBINED-SUP-I-051821
|
FUND and CLASS NAME
|
PERCENTAGE
CLASS OWNERSHIP |
NAME and ADDRESS of INVESTOR
|
||
|
7.57
|
CHARLES SCHWAB & CO INC
|
211 MAIN STREET
|
SAN FRANCISCO CA 94105-1905
|
|
|
6.90
|
UBS WM USA
|
1000 HARBOR BLVD FL 6
|
WEEHAWKEN NJ 07086-6761
|
|
|
MFS ARKANSAS
|
||||
|
MUNICIPAL BOND
|
||||
|
FUND
|
||||
|
CLASS I
|
45.49
|
NATIONAL FINANCIAL SERVICES LLC
|
499 WASHINGTON BLVD
|
JERSEY CITY NJ 07310-1995
|
|
12.47
|
AMERICAN ENTERPRISE INVESTMENT
|
707 2ND AVE S
|
MINNEAPOLIS MN 55402-2405
|
|
|
10.76
|
PERSHING LLC
|
1 PERSHING PLZ
|
JERSEY CITY NJ 07399-0002
|
|
|
6.66
|
RAYMOND JAMES
|
880 CARILLON PKWY
|
ST PETERSBURG FL 33716-1102
|
|
|
5.97
|
MERRILL LYNCH PIERCE FENNER & SMITH INC
|
4800 DEER LAKE DR E
|
JACKSONVILLE FL 32246-6484
|
|
|
MFS ARKANSAS
|
||||
|
MUNICIPAL BOND
|
||||
|
FUND
|
||||
|
CLASS R6
|
98.58
|
EDWARD D JONES & CO
|
12555 MANCHESTER RD
|
SAINT LOUIS MO 63131-3710
|
|
MFS CALIFORNIA
|
||||
|
MUNICIPAL BOND
|
||||
|
FUND
|
||||
|
CLASS A
|
40.13
|
EDWARD D JONES & CO
|
12555 MANCHESTER RD
|
SAINT LOUIS MO 63131-3710
|
|
8.66
|
MERRILL LYNCH PIERCE FENNER & SMITH INC
|
4800 DEER LAKE DR E
|
JACKSONVILLE FL 32246-6484
|
|
|
8.65
|
WELLS FARGO CLEARING SERVICES LLC
|
2801 MARKET ST
|
SAINT LOUIS MO 63103-2523
|
|
|
8.44
|
UBS WM USA
|
1000 HARBOR BLVD FL 6
|
WEEHAWKEN NJ 07086-6761
|
|
|
5.07
|
PERSHING LLC
|
1 PERSHING PLZ
|
JERSEY CITY NJ 07399-0002
|
|
|
MFS CALIFORNIA
|
||||
|
MUNICIPAL BOND
|
||||
|
FUND
|
||||
|
CLASS B
|
32.61
|
PERSHING LLC
|
1 PERSHING PLZ
|
JERSEY CITY NJ 07399-0002
|
|
16.54
|
AMERICAN ENTERPRISE INVESTMENT
|
707 2ND AVE S
|
MINNEAPOLIS MN 55402-2405
|
|
|
13.45
|
LPL FINANCIAL
|
4707 EXECUTIVE DR
|
SAN DIEGO CA 92121-3091
|
|
|
9.06
|
WELLS FARGO CLEARING SERVICES LLC
|
2801 MARKET ST
|
SAINT LOUIS MO 63103-2523
|
|
|
5.91
|
MERRILL LYNCH PIERCE FENNER & SMITH INC
|
4800 DEER LAKE DR E
|
JACKSONVILLE FL 32246-6484
|
|
|
MFS CALIFORNIA
|
||||
|
MUNICIPAL BOND
|
||||
|
FUND
|
||||
|
CLASS C
|
27.43
|
WELLS FARGO CLEARING SERVICES LLC
|
2801 MARKET ST
|
SAINT LOUIS MO 63103-2523
|
|
15.44
|
EDWARD D JONES & CO
|
12555 MANCHESTER RD
|
SAINT LOUIS MO 63131-3710
|
|
|
12.22
|
MORGAN STANLEY SMITH BARNEY
|
1 NEW YORK PLAZA FL 12
|
NEW YORK NY 10004-1901
|
|
|
10.33
|
MERRILL LYNCH PIERCE FENNER & SMITH INC
|
4800 DEER LAKE DR E
|
JACKSONVILLE FL 32246-6484
|
|
|
FUND and CLASS NAME
|
PERCENTAGE
CLASS OWNERSHIP |
NAME and ADDRESS of INVESTOR
|
||
|
6.16
|
LPL FINANCIAL
|
4707 EXECUTIVE DR
|
SAN DIEGO CA 92121-3091
|
|
|
5.16
|
UBS WM USA
|
1000 HARBOR BLVD FL 6
|
WEEHAWKEN NJ 07086-6761
|
|
|
MFS CALIFORNIA
|
||||
|
MUNICIPAL BOND
|
||||
|
FUND
|
||||
|
CLASS I
|
26.01
|
MERRILL LYNCH PIERCE FENNER & SMITH INC
|
4800 DEER LAKE DR E
|
JACKSONVILLE FL 32246-6484
|
|
20.76
|
LPL FINANCIAL
|
4707 EXECUTIVE DR
|
SAN DIEGO CA 92121-3091
|
|
|
11.22
|
AMERICAN ENTERPRISE INVESTMENT
|
707 2ND AVE S
|
MINNEAPOLIS MN 55402-2405
|
|
|
11.06
|
RAYMOND JAMES
|
880 CARILLON PKWY
|
ST PETERSBURG FL 33716-1102
|
|
|
8.68
|
WELLS FARGO CLEARING SERVICES LLC
|
2801 MARKET ST
|
SAINT LOUIS MO 63103-2523
|
|
|
5.84
|
MORGAN STANLEY SMITH BARNEY
|
1 NEW YORK PLAZA FL 12
|
NEW YORK NY 10004-1901
|
|
|
5.35
|
UBS WM USA
|
1000 HARBOR BLVD FL 6
|
WEEHAWKEN NJ 07086-6761
|
|
|
MFS CALIFORNIA
|
||||
|
MUNICIPAL BOND
|
||||
|
FUND
|
||||
|
CLASS R6
|
98.65
|
EDWARD D JONES & CO
|
12555 MANCHESTER RD
|
SAINT LOUIS MO 63131-3710
|
|
MFS GEORGIA
|
||||
|
MUNICIPAL BOND
|
||||
|
FUND
|
||||
|
CLASS A
|
72.77
|
EDWARD D JONES & CO
|
12555 MANCHESTER RD
|
SAINT LOUIS MO 63131-3710
|
|
5.54
|
MERRILL LYNCH PIERCE FENNER & SMITH INC
|
4800 DEER LAKE DR E
|
JACKSONVILLE FL 32246-6484
|
|
|
MFS GEORGIA
|
||||
|
MUNICIPAL BOND
|
||||
|
FUND
|
||||
|
CLASS B
|
46.18
|
MERRILL LYNCH PIERCE FENNER & SMITH INC
|
4800 DEER LAKE DR E
|
JACKSONVILLE FL 32246-6484
|
|
20.27
|
AMERICAN ENTERPRISE INVESTMENT
|
707 2ND AVE S
|
MINNEAPOLIS MN 55402-2405
|
|
|
18.44
|
PHILLIP L JACKSON
|
6094 SINGLETREE LN
|
WILLIAMSBURG MI 49690-8909
|
|
|
10.62
|
TAMMY L MINTON
|
139 E 143RD AVE
|
TAMPA FL 33613-2102
|
|
|
29.06
|
MFS HERITAGE TRUST COMPANY
|
111 HUNTINGTON AVE
|
BOSTON MA 02199-7632
|
|
|
MFS GEORGIA
|
||||
|
MUNICIPAL BOND
|
||||
|
FUND
|
||||
|
CLASS I
|
25.37
|
MERRILL LYNCH PIERCE FENNER & SMITH INC
|
4800 DEER LAKE DR E
|
JACKSONVILLE FL 32246-6484
|
|
14.67
|
NATIONAL FINANCIAL SERVICES LLC
|
499 WASHINGTON BLVD
|
JERSEY CITY NJ 07310-1995
|
|
|
14.63
|
RAYMOND JAMES
|
880 CARILLON PKWY
|
ST PETERSBURG FL 33716-1102
|
|
|
8.13
|
AMERICAN ENTERPRISE INVESTMENT
|
707 2ND AVE S
|
MINNEAPOLIS MN 55402-2405
|
|
|
6.39
|
UBS WM USA
|
1000 HARBOR BLVD FL 6
|
WEEHAWKEN NJ 07086-6761
|
|
FUND and CLASS NAME
|
PERCENTAGE
CLASS OWNERSHIP |
NAME and ADDRESS of INVESTOR
|
||
|
5.73
|
MORGAN STANLEY SMITH BARNEY
|
1 NEW YORK PLAZA FL 12
|
NEW YORK NY 10004-1901
|
|
|
MFS GEORGIA
|
||||
|
MUNICIPAL BOND
|
||||
|
FUND
|
||||
|
CLASS R6
|
99.68
|
EDWARD D JONES & CO
|
12555 MANCHESTER RD
|
SAINT LOUIS MO 63131-3710
|
|
MFS MARYLAND
|
||||
|
MUNICIPAL BOND
|
||||
|
FUND
|
||||
|
CLASS A
|
35.91
|
EDWARD D JONES & CO
|
12555 MANCHESTER RD
|
SAINT LOUIS MO 63131-3710
|
|
13.98
|
MERRILL LYNCH PIERCE FENNER & SMITH INC
|
4800 DEER LAKE DR E
|
JACKSONVILLE FL 32246-6484
|
|
|
7.09
|
MORGAN STANLEY SMITH BARNEY
|
1 NEW YORK PLAZA FL 12
|
NEW YORK NY 10004-1901
|
|
|
6.78
|
WELLS FARGO CLEARING SERVICES LLC
|
2801 MARKET ST
|
SAINT LOUIS MO 63103-2523
|
|
|
6.02
|
PERSHING LLC
|
1 PERSHING PLZ
|
JERSEY CITY NJ 07399-0002
|
|
|
5.85
|
NATIONAL FINANCIAL SERVICES LLC
|
499 WASHINGTON BLVD
|
JERSEY CITY NJ 07310-1995
|
|
|
MFS MARYLAND
|
||||
|
MUNICIPAL BOND
|
||||
|
FUND
|
||||
|
CLASS B
|
47.89
|
EDWARD D JONES & CO
|
12555 MANCHESTER RD
|
SAINT LOUIS MO 63131-3710
|
|
17.51
|
PERSHING LLC
|
1 PERSHING PLZ
|
JERSEY CITY NJ 07399-0002
|
|
|
15.28
|
DONALD F MUNSON
|
117 W MAGNOLIA AVE
|
HAGERSTOWN MD 21742-3348
|
|
|
5.43
|
STEVEN R STOUFFER
|
21664 NATIONAL PIKE
|
BOONSBORO MD 21713-1637
|
|
|
MFS MARYLAND
|
||||
|
MUNICIPAL BOND
|
||||
|
FUND
|
||||
|
CLASS I
|
27.32
|
AMERICAN ENTERPRISE INVESTMENT
|
707 2ND AVE S
|
MINNEAPOLIS MN 55402-2405
|
|
23.84
|
MERRILL LYNCH PIERCE FENNER & SMITH INC
|
4800 DEER LAKE DR E
|
JACKSONVILLE FL 32246-6484
|
|
|
7.98
|
LPL FINANCIAL
|
4707 EXECUTIVE DR
|
SAN DIEGO CA 92121-3091
|
|
|
5.55
|
MORGAN STANLEY SMITH BARNEY
|
1 NEW YORK PLAZA FL 12
|
NEW YORK NY 10004-1901
|
|
|
5.16
|
NATIONAL FINANCIAL SERVICES LLC
|
499 WASHINGTON BLVD
|
JERSEY CITY NJ 07310-1995
|
|
|
5.09
|
RAYMOND JAMES
|
880 CARILLON PKWY
|
ST PETERSBURG FL 33716-1102
|
|
|
MFS MARYLAND
|
||||
|
MUNICIPAL BOND
|
||||
|
FUND
|
||||
|
CLASS R6
|
99.02
|
EDWARD D JONES & CO
|
12555 MANCHESTER RD
|
SAINT LOUIS MO 63131-3710
|
|
MFS MASSACHUSETTS
|
||||
|
MUNICIPAL BOND
|
||||
|
FUND
|
||||
|
CLASS A
|
26.74
|
NATIONAL FINANCIAL SERVICES LLC
|
499 WASHINGTON BLVD
|
JERSEY CITY NJ 07310-1995
|
|
FUND and CLASS NAME
|
PERCENTAGE
CLASS OWNERSHIP |
NAME and ADDRESS of INVESTOR
|
||
|
19.21
|
EDWARD D JONES & CO
|
12555 MANCHESTER RD
|
SAINT LOUIS MO 63131-3710
|
|
|
7.05
|
MERRILL LYNCH PIERCE FENNER & SMITH INC
|
4800 DEER LAKE DR E
|
JACKSONVILLE FL 32246-6484
|
|
|
5.90
|
MORGAN STANLEY SMITH BARNEY
|
1 NEW YORK PLAZA FL 12
|
NEW YORK NY 10004-1901
|
|
|
5.33
|
UBS WM USA
|
1000 HARBOR BLVD FL 6
|
WEEHAWKEN NJ 07086-6761
|
|
|
5.29
|
PERSHING LLC
|
1 PERSHING PLZ
|
JERSEY CITY NJ 07399-0002
|
|
|
MFS MASSACHUSETTS
|
||||
|
MUNICIPAL BOND
|
||||
|
FUND
|
||||
|
CLASS B
|
19.03
|
AMERICAN ENTERPRISE INVESTMENT
|
707 2ND AVE S
|
MINNEAPOLIS MN 55402-2405
|
|
17.07
|
RBC CAPITAL MARKETS LLC
|
510 MARQUETTE AVE S
|
MINNEAPOLIS MN 55402-1110
|
|
|
14.72
|
MILADEEN WYMAN
|
1607 HARTSVILLE NEW MARLBORO RD
|
NEW MARLBOROUGH MA 01230-2078
|
|
|
10.23
|
PERSHING LLC
|
1 PERSHING PLZ
|
JERSEY CITY NJ 07399-0002
|
|
|
6.56
|
STIFEL NICOLAUS & CO INC
|
501 N BROADWAY
|
SAINT LOUIS MO 63102-2137
|
|
|
5.33
|
JON D CLEMENS
|
21 NORTHERN AVE
|
NORTHAMPTON MA 01060-2309
|
|
|
5.32
|
TODD A CLEMENS
|
33 WALKER AVENUE EXT
|
MILFORD MA 01757-2441
|
|
|
MFS MASSACHUSETTS
|
||||
|
MUNICIPAL BOND
|
||||
|
FUND
|
||||
|
CLASS I
|
25.87
|
NATIONAL FINANCIAL SERVICES LLC
|
499 WASHINGTON BLVD
|
JERSEY CITY NJ 07310-1995
|
|
14.72
|
MERRILL LYNCH PIERCE FENNER & SMITH INC
|
4800 DEER LAKE DR E
|
JACKSONVILLE FL 32246-6484
|
|
|
12.75
|
PERSHING LLC
|
1 PERSHING PLZ
|
JERSEY CITY NJ 07399-0002
|
|
|
10.73
|
AMERICAN ENTERPRISE INVESTMENT
|
707 2ND AVE S
|
MINNEAPOLIS MN 55402-2405
|
|
|
6.28
|
LPL FINANCIAL
|
4707 EXECUTIVE DR
|
SAN DIEGO CA 92121-3091
|
|
|
5.85
|
STEVEN R GORHAM &
DOROTHY L GORHAM |
111 HUNTINGTON AVE
|
BOSTON MA 02199-7632
|
|
|
MFS MASSACHUSETTS
|
||||
|
MUNICIPAL BOND
|
||||
|
FUND
|
||||
|
CLASS R6
|
98.68
|
EDWARD D JONES & CO
|
12555 MANCHESTER RD
|
SAINT LOUIS MO 63131-3710
|
|
MFS MISSISSIPPI
|
||||
|
MUNICIPAL BOND
|
||||
|
FUND
|
||||
|
CLASS A
|
52.73
|
EDWARD D JONES & CO
|
12555 MANCHESTER RD
|
SAINT LOUIS MO 63131-3710
|
|
8.82
|
RAYMOND JAMES
|
880 CARILLON PKWY
|
ST PETERSBURG FL 33716-1102
|
|
|
7.58
|
PERSHING LLC
|
1 PERSHING PLZ
|
JERSEY CITY NJ 07399-0002
|
|
|
6.80
|
MORGAN STANLEY SMITH BARNEY
|
1 NEW YORK PLAZA FL 12
|
NEW YORK NY 10004-1901
|
|
FUND and CLASS NAME
|
PERCENTAGE
CLASS OWNERSHIP |
NAME and ADDRESS of INVESTOR
|
||
|
MFS MISSISSIPPI
|
||||
|
MUNICIPAL BOND
|
||||
|
FUND
|
||||
|
CLASS B
|
66.16
|
MERRILL LYNCH PIERCE FENNER & SMITH INC
|
4800 DEER LAKE DR E
|
JACKSONVILLE FL 32246-6484
|
|
15.70
|
PERSHING LLC
|
1 PERSHING PLZ
|
JERSEY CITY NJ 07399-0002
|
|
|
11.79
|
ED COSTELLO &
ANNIE M COSTELLO |
4504 AROSE LN
|
MEMPHIS TN 38118-1111
|
|
|
5.17
|
NATIONAL FINANCIAL SERVICES LLC
|
499 WASHINGTON BLVD
|
JERSEY CITY NJ 07310-1995
|
|
|
MFS MISSISSIPPI
|
||||
|
MUNICIPAL BOND
|
||||
|
FUND
|
||||
|
CLASS I
|
37.00
|
RAYMOND JAMES
|
880 CARILLON PKWY
|
ST PETERSBURG FL 33716-1102
|
|
13.99
|
PERSHING LLC
|
1 PERSHING PLZ
|
JERSEY CITY NJ 07399-0002
|
|
|
10.43
|
WELLS FARGO CLEARING SERVICES LLC
|
2801 MARKET ST
|
SAINT LOUIS MO 63103-2523
|
|
|
9.61
|
NATIONAL FINANCIAL SERVICES LLC
|
499 WASHINGTON BLVD
|
JERSEY CITY NJ 07310-1995
|
|
|
7.78
|
UBS WM USA
|
1000 HARBOR BLVD FL 6
|
WEEHAWKEN NJ 07086-6761
|
|
|
MFS MISSISSIPPI
|
||||
|
MUNICIPAL BOND
|
||||
|
FUND
|
||||
|
CLASS R6
|
97.24
|
EDWARD D JONES & CO
|
12555 MANCHESTER RD
|
SAINT LOUIS MO 63131-3710
|
|
MFS MUNICIPAL
|
||||
|
INCOME FUND
|
||||
|
CLASS A
|
43.32
|
EDWARD D JONES & CO
|
12555 MANCHESTER RD
|
SAINT LOUIS MO 63131-3710
|
|
37.24
|
NATIONAL FINANCIAL SERVICES LLC
|
499 WASHINGTON BLVD
|
JERSEY CITY NJ 07310-1995
|
|
|
MFS MUNICIPAL
|
||||
|
INCOME FUND
|
||||
|
CLASS B
|
14.30
|
NATIONAL FINANCIAL SERVICES LLC
|
499 WASHINGTON BLVD
|
JERSEY CITY NJ 07310-1995
|
|
13.20
|
RAYMOND JAMES
|
880 CARILLON PKWY
|
ST PETERSBURG FL 33716-1102
|
|
|
10.22
|
AMERICAN ENTERPRISE INVESTMENT
|
707 2ND AVE S
|
MINNEAPOLIS MN 55402-2405
|
|
|
5.12
|
PERSHING LLC
|
1 PERSHING PLZ
|
JERSEY CITY NJ 07399-0002
|
|
|
5.39
|
MFS HERITAGE TRUST COMPANY
|
111 HUNTINGTON AVE
|
BOSTON MA 02199-7632
|
|
|
MFS MUNICIPAL
|
||||
|
INCOME FUND
|
||||
|
CLASS C
|
33.47
|
EDWARD D JONES & CO
|
12555 MANCHESTER RD
|
SAINT LOUIS MO 63131-3710
|
|
9.77
|
PERSHING LLC
|
1 PERSHING PLZ
|
JERSEY CITY NJ 07399-0002
|
|
|
9.66
|
WELLS FARGO CLEARING SERVICES LLC
|
2801 MARKET ST
|
SAINT LOUIS MO 63103-2523
|
|
|
9.41
|
AMERICAN ENTERPRISE INVESTMENT
|
707 2ND AVE S
|
MINNEAPOLIS MN 55402-2405
|
|
|
8.18
|
MERRILL LYNCH PIERCE FENNER & SMITH INC
|
4800 DEER LAKE DR E
|
JACKSONVILLE FL 32246-6484
|
|
FUND and CLASS NAME
|
PERCENTAGE
CLASS OWNERSHIP |
NAME and ADDRESS of INVESTOR
|
||
|
MFS MUNICIPAL
|
||||
|
INCOME FUND
|
||||
|
CLASS I
|
25.10
|
MERRILL LYNCH PIERCE FENNER & SMITH INC
|
4800 DEER LAKE DR E
|
JACKSONVILLE FL 32246-6484
|
|
17.44
|
NATIONAL FINANCIAL SERVICES LLC
|
499 WASHINGTON BLVD
|
JERSEY CITY NJ 07310-1995
|
|
|
16.11
|
AMERICAN ENTERPRISE INVESTMENT
|
707 2ND AVE S
|
MINNEAPOLIS MN 55402-2405
|
|
|
15.19
|
PERSHING LLC
|
1 PERSHING PLZ
|
JERSEY CITY NJ 07399-0002
|
|
|
5.79
|
LPL FINANCIAL
|
4707 EXECUTIVE DR
|
SAN DIEGO CA 92121-3091
|
|
|
MFS MUNICIPAL
|
||||
|
INCOME FUND
|
||||
|
CLASS A1
|
8.70
|
WELLS FARGO CLEARING SERVICES LLC
|
2801 MARKET ST
|
SAINT LOUIS MO 63103-2523
|
|
8.21
|
EDWARD D JONES & CO
|
12555 MANCHESTER RD
|
SAINT LOUIS MO 63131-3710
|
|
|
7.77
|
NATIONAL FINANCIAL SERVICES LLC
|
499 WASHINGTON BLVD
|
JERSEY CITY NJ 07310-1995
|
|
|
6.36
|
PERSHING LLC
|
1 PERSHING PLZ
|
JERSEY CITY NJ 07399-0002
|
|
|
6.17
|
CHARLES SCHWAB & CO INC
|
211 MAIN STREET
|
SAN FRANCISCO CA 94105-1905
|
|
|
6.08
|
MORGAN STANLEY SMITH BARNEY
|
1 NEW YORK PLAZA FL 12
|
NEW YORK NY 10004-1901
|
|
|
MFS MUNICIPAL
|
||||
|
INCOME FUND
|
||||
|
CLASS B1
|
73.81
|
MARY L O DORNE
|
350 CALLOWAY DR UNIT 214A
|
BAKERSFIELD CA 93312-2994
|
|
15.27
|
ALLEN W WHIRLEY
|
706 NW 9TH ST
|
GRAND RAPIDS MN 55744-2336
|
|
|
8.03
|
MICHAEL L HAYNES
|
8094 E BAYAUD AVE
|
DENVER CO 80230-9111
|
|
|
MFS MUNICIPAL
|
||||
|
INCOME FUND
|
||||
|
CLASS R6
|
95.56
|
EDWARD D JONES & CO
|
12555 MANCHESTER RD
|
SAINT LOUIS MO 63131-3710
|
|
MFS NEW YORK
|
||||
|
MUNICIPAL BOND
|
||||
|
FUND
|
||||
|
CLASS A
|
19.72
|
PERSHING LLC
|
1 PERSHING PLZ
|
JERSEY CITY NJ 07399-0002
|
|
13.08
|
EDWARD D JONES & CO
|
12555 MANCHESTER RD
|
SAINT LOUIS MO 63131-3710
|
|
|
11.24
|
MERRILL LYNCH PIERCE FENNER & SMITH INC
|
4800 DEER LAKE DR E
|
JACKSONVILLE FL 32246-6484
|
|
|
10.04
|
WELLS FARGO CLEARING SERVICES LLC
|
2801 MARKET ST
|
SAINT LOUIS MO 63103-2523
|
|
|
9.78
|
J P MORGAN SECURITIES LLC
|
4 CHASE METROTECH CTR
|
BROOKLYN NY 11245-0003
|
|
|
7.07
|
MORGAN STANLEY SMITH BARNEY
|
1 NEW YORK PLAZA FL 12
|
NEW YORK NY 10004-1901
|
|
|
6.28
|
NATIONAL FINANCIAL SERVICES LLC
|
499 WASHINGTON BLVD
|
JERSEY CITY NJ 07310-1995
|
|
|
5.20
|
LPL FINANCIAL
|
4707 EXECUTIVE DR
|
SAN DIEGO CA 92121-3091
|
|
FUND and CLASS NAME
|
PERCENTAGE
CLASS OWNERSHIP |
NAME and ADDRESS of INVESTOR
|
||
|
MFS NEW YORK
|
||||
|
MUNICIPAL BOND
|
||||
|
FUND
|
||||
|
CLASS B
|
14.28
|
PERSHING LLC
|
1 PERSHING PLZ
|
JERSEY CITY NJ 07399-0002
|
|
9.83
|
CHARLES SCHWAB & CO INC
|
211 MAIN STREET
|
SAN FRANCISCO CA 94105-1905
|
|
|
9.80
|
CHANDRU MALKANI &
JAYASHRI MALKANI |
4 HICKORY LN
|
POUGHKEEPSIE NY 12603-3739
|
|
|
5.93
|
WENDY L BERGER
|
46 MARY AVE
|
POUGHKEEPSIE NY 12603-1418
|
|
|
5.43
|
JOHN J MARKETT JR &
MARY B MARKETT |
27 ANTOINETTE DR
|
POUGHKEEPSIE NY 12601-5507
|
|
|
5.04
|
MORGAN STANLEY SMITH BARNEY
|
1 NEW YORK PLAZA FL 12
|
NEW YORK NY 10004-1901
|
|
|
MFS NEW YORK
|
||||
|
MUNICIPAL BOND
|
||||
|
FUND
|
||||
|
CLASS C
|
16.14
|
PERSHING LLC
|
1 PERSHING PLZ
|
JERSEY CITY NJ 07399-0002
|
|
11.30
|
WELLS FARGO CLEARING SERVICES LLC
|
2801 MARKET ST
|
SAINT LOUIS MO 63103-2523
|
|
|
11.09
|
RAYMOND JAMES
|
880 CARILLON PKWY
|
ST PETERSBURG FL 33716-1102
|
|
|
11.00
|
MERRILL LYNCH PIERCE FENNER & SMITH INC
|
4800 DEER LAKE DR E
|
JACKSONVILLE FL 32246-6484
|
|
|
9.15
|
J P MORGAN SECURITIES LLC
|
4 CHASE METROTECH CTR
|
BROOKLYN NY 11245-0003
|
|
|
7.20
|
AMERICAN ENTERPRISE INVESTMENT
|
707 2ND AVE S
|
MINNEAPOLIS MN 55402-2405
|
|
|
6.77
|
LPL FINANCIAL
|
4707 EXECUTIVE DR
|
SAN DIEGO CA 92121-3091
|
|
|
MFS NEW YORK
|
||||
|
MUNICIPAL BOND
|
||||
|
FUND
|
||||
|
CLASS I
|
48.93
|
MAC & CO
|
PO BOX 3198
|
PITTSBURGH PA 15230-3198
|
|
10.11
|
MERRILL LYNCH PIERCE FENNER & SMITH INC
|
4800 DEER LAKE DR E
|
JACKSONVILLE FL 32246-6484
|
|
|
8.05
|
PERSHING LLC
|
1 PERSHING PLZ
|
JERSEY CITY NJ 07399-0002
|
|
|
7.63
|
AMERICAN ENTERPRISE INVESTMENT
|
707 2ND AVE S
|
MINNEAPOLIS MN 55402-2405
|
|
|
7.18
|
LPL FINANCIAL
|
4707 EXECUTIVE DR
|
SAN DIEGO CA 92121-3091
|
|
|
6.47
|
NATIONAL FINANCIAL SERVICES LLC
|
499 WASHINGTON BLVD
|
JERSEY CITY NJ 07310-1995
|
|
|
MFS NEW YORK
|
||||
|
MUNICIPAL BOND
|
||||
|
FUND
|
||||
|
CLASS R6
|
98.82
|
EDWARD D JONES & CO
|
12555 MANCHESTER RD
|
SAINT LOUIS MO 63131-3710
|
|
MFS NORTH CAROLINA
|
||||
|
MUNICIPAL BOND
|
||||
|
FUND
|
||||
|
CLASS A
|
44.83
|
EDWARD D JONES & CO
|
12555 MANCHESTER RD
|
SAINT LOUIS MO 63131-3710
|
|
13.04
|
WELLS FARGO CLEARING SERVICES LLC
|
2801 MARKET ST
|
SAINT LOUIS MO 63103-2523
|
|
FUND and CLASS NAME
|
PERCENTAGE
CLASS OWNERSHIP |
NAME and ADDRESS of INVESTOR
|
||
|
9.54
|
NATIONAL FINANCIAL SERVICES LLC
|
499 WASHINGTON BLVD
|
JERSEY CITY NJ 07310-1995
|
|
|
5.58
|
PERSHING LLC
|
1 PERSHING PLZ
|
JERSEY CITY NJ 07399-0002
|
|
|
MFS NORTH CAROLINA
|
||||
|
MUNICIPAL BOND
|
||||
|
FUND
|
||||
|
CLASS B
|
26.26
|
MORGAN STANLEY SMITH BARNEY
|
1 NEW YORK PLAZA FL 12
|
NEW YORK NY 10004-1901
|
|
24.36
|
PERSHING LLC
|
1 PERSHING PLZ
|
JERSEY CITY NJ 07399-0002
|
|
|
20.93
|
AMERICAN ENTERPRISE INVESTMENT
|
707 2ND AVE S
|
MINNEAPOLIS MN 55402-2405
|
|
|
9.47
|
MERRILL LYNCH PIERCE FENNER & SMITH INC
|
4800 DEER LAKE DR E
|
JACKSONVILLE FL 32246-6484
|
|
|
7.90
|
LPL FINANCIAL
|
4707 EXECUTIVE DR
|
SAN DIEGO CA 92121-3091
|
|
|
5.99
|
RAYMOND JAMES
|
880 CARILLON PKWY
|
ST PETERSBURG FL 33716-1102
|
|
|
5.07
|
MFS HERITAGE TRUST COMPANY
|
111 HUNTINGTON AVE
|
BOSTON MA 02199-7632
|
|
|
MFS NORTH CAROLINA
|
||||
|
MUNICIPAL BOND
|
||||
|
FUND
|
||||
|
CLASS C
|
29.38
|
EDWARD D JONES & CO
|
12555 MANCHESTER RD
|
SAINT LOUIS MO 63131-3710
|
|
18.33
|
WELLS FARGO CLEARING SERVICES LLC
|
2801 MARKET ST
|
SAINT LOUIS MO 63103-2523
|
|
|
13.18
|
PERSHING LLC
|
1 PERSHING PLZ
|
JERSEY CITY NJ 07399-0002
|
|
|
8.82
|
NATIONAL FINANCIAL SERVICES LLC
|
499 WASHINGTON BLVD
|
JERSEY CITY NJ 07310-1995
|
|
|
5.58
|
RAYMOND JAMES
|
880 CARILLON PKWY
|
ST PETERSBURG FL 33716-1102
|
|
|
5.24
|
MORGAN STANLEY SMITH BARNEY
|
1 NEW YORK PLAZA FL 12
|
NEW YORK NY 10004-1901
|
|
|
MFS NORTH CAROLINA
|
||||
|
MUNICIPAL BOND
|
||||
|
FUND
|
||||
|
CLASS I
|
18.79
|
WELLS FARGO CLEARING SERVICES LLC
|
2801 MARKET ST
|
SAINT LOUIS MO 63103-2523
|
|
15.12
|
NATIONAL FINANCIAL SERVICES LLC
|
499 WASHINGTON BLVD
|
JERSEY CITY NJ 07310-1995
|
|
|
13.69
|
RAYMOND JAMES
|
880 CARILLON PKWY
|
ST PETERSBURG FL 33716-1102
|
|
|
9.29
|
MERRILL LYNCH PIERCE FENNER & SMITH INC
|
4800 DEER LAKE DR E
|
JACKSONVILLE FL 32246-6484
|
|
|
7.33
|
AMERICAN ENTERPRISE INVESTMENT
|
707 2ND AVE S
|
MINNEAPOLIS MN 55402-2405
|
|
|
6.34
|
PERSHING LLC
|
1 PERSHING PLZ
|
JERSEY CITY NJ 07399-0002
|
|
|
5.40
|
CHARLES SCHWAB & CO INC
|
211 MAIN STREET
|
SAN FRANCISCO CA 94105-1905
|
|
|
MFS NORTH CAROLINA
|
||||
|
MUNICIPAL BOND
|
||||
|
FUND
|
||||
|
CLASS R6
|
95.27
|
EDWARD D JONES & CO
|
12555 MANCHESTER RD
|
SAINT LOUIS MO 63131-3710
|
|
FUND and CLASS NAME
|
PERCENTAGE
CLASS OWNERSHIP |
NAME and ADDRESS of INVESTOR
|
||
|
MFS PENNSYLVANIA
|
||||
|
MUNICIPAL BOND
|
||||
|
FUND
|
||||
|
CLASS A
|
29.45
|
EDWARD D JONES & CO
|
12555 MANCHESTER RD
|
SAINT LOUIS MO 63131-3710
|
|
14.97
|
NATIONAL FINANCIAL SERVICES LLC
|
499 WASHINGTON BLVD
|
JERSEY CITY NJ 07310-1995
|
|
|
10.31
|
PERSHING LLC
|
1 PERSHING PLZ
|
JERSEY CITY NJ 07399-0002
|
|
|
7.44
|
WELLS FARGO CLEARING SERVICES LLC
|
2801 MARKET ST
|
SAINT LOUIS MO 63103-2523
|
|
|
MFS PENNSYLVANIA
|
||||
|
MUNICIPAL BOND
|
||||
|
FUND
|
||||
|
CLASS B
|
36.99
|
AMERICAN ENTERPRISE INVESTMENT
|
707 2ND AVE S
|
MINNEAPOLIS MN 55402-2405
|
|
14.07
|
LPL FINANCIAL
|
4707 EXECUTIVE DR
|
SAN DIEGO CA 92121-3091
|
|
|
8.28
|
MORGAN STANLEY SMITH BARNEY
|
1 NEW YORK PLAZA FL 12
|
NEW YORK NY 10004-1901
|
|
|
6.03
|
NATIONAL FINANCIAL SERVICES LLC
|
499 WASHINGTON BLVD
|
JERSEY CITY NJ 07310-1995
|
|
|
MFS PENNSYLVANIA
|
||||
|
MUNICIPAL BOND
|
||||
|
FUND
|
||||
|
CLASS I
|
29.11
|
AMERICAN ENTERPRISE INVESTMENT
|
707 2ND AVE S
|
MINNEAPOLIS MN 55402-2405
|
|
15.41
|
PERSHING LLC
|
1 PERSHING PLZ
|
JERSEY CITY NJ 07399-0002
|
|
|
15.07
|
MERRILL LYNCH PIERCE FENNER & SMITH INC
|
4800 DEER LAKE DR E
|
JACKSONVILLE FL 32246-6484
|
|
|
14.96
|
NATIONAL FINANCIAL SERVICES LLC
|
499 WASHINGTON BLVD
|
JERSEY CITY NJ 07310-1995
|
|
|
6.37
|
RAYMOND JAMES
|
880 CARILLON PKWY
|
ST PETERSBURG FL 33716-1102
|
|
|
MFS PENNSYLVANIA
|
||||
|
MUNICIPAL BOND
|
||||
|
FUND
|
||||
|
CLASS R6
|
60.20
|
MARIL & CO
|
4900 WEST BROWN DEER RD
|
MILWAUKEE WI 53223-2422
|
|
39.44
|
EDWARD D JONES & CO
|
12555 MANCHESTER RD
|
SAINT LOUIS MO 63131-3710
|
|
|
MFS SOUTH CAROLINA
|
||||
|
MUNICIPAL BOND
|
||||
|
FUND
|
||||
|
CLASS A
|
53.43
|
EDWARD D JONES & CO
|
12555 MANCHESTER RD
|
SAINT LOUIS MO 63131-3710
|
|
6.99
|
NATIONAL FINANCIAL SERVICES LLC
|
499 WASHINGTON BLVD
|
JERSEY CITY NJ 07310-1995
|
|
|
6.90
|
RAYMOND JAMES
|
880 CARILLON PKWY
|
ST PETERSBURG FL 33716-1102
|
|
|
6.45
|
MORGAN STANLEY SMITH BARNEY
|
1 NEW YORK PLAZA FL 12
|
NEW YORK NY 10004-1901
|
|
|
5.60
|
WELLS FARGO CLEARING SERVICES LLC
|
2801 MARKET ST
|
SAINT LOUIS MO 63103-2523
|
1044394 20 JULY-SAI-COMBINED-SUP-I-051821
|
FUND and CLASS NAME
|
PERCENTAGE
CLASS OWNERSHIP |
NAME and ADDRESS of INVESTOR
|
||
|
MFS SOUTH CAROLINA
|
||||
|
MUNICIPAL BOND
|
||||
|
FUND
|
||||
|
CLASS B
|
25.67
|
PERSHING LLC
|
1 PERSHING PLZ
|
JERSEY CITY NJ 07399-0002
|
|
20.56
|
WELLS FARGO CLEARING SERVICES LLC
|
2801 MARKET ST
|
SAINT LOUIS MO 63103-2523
|
|
|
17.93
|
MORGAN STANLEY SMITH BARNEY
|
1 NEW YORK PLAZA FL 12
|
NEW YORK NY 10004-1901
|
|
|
10.93
|
AMERICAN ENTERPRISE INVESTMENT
|
707 2ND AVE S
|
MINNEAPOLIS MN 55402-2405
|
|
|
6.98
|
WILLIAM E MCLEAN
|
28 BRISBANE DR
|
CHARLESTON SC 29407-3419
|
|
|
6.45
|
NATIONAL FINANCIAL SERVICES LLC
|
499 WASHINGTON BLVD
|
JERSEY CITY NJ 07310-1995
|
|
|
MFS SOUTH CAROLINA
|
||||
|
MUNICIPAL BOND
|
||||
|
FUND
|
||||
|
CLASS I
|
16.96
|
MORGAN STANLEY SMITH BARNEY
|
1 NEW YORK PLAZA FL 12
|
NEW YORK NY 10004-1901
|
|
16.95
|
LPL FINANCIAL
|
4707 EXECUTIVE DR
|
SAN DIEGO CA 92121-3091
|
|
|
16.64
|
WELLS FARGO CLEARING SERVICES LLC
|
2801 MARKET ST
|
SAINT LOUIS MO 63103-2523
|
|
|
16.46
|
NATIONAL FINANCIAL SERVICES LLC
|
499 WASHINGTON BLVD
|
JERSEY CITY NJ 07310-1995
|
|
|
8.57
|
MERRILL LYNCH PIERCE FENNER & SMITH INC
|
4800 DEER LAKE DR E
|
JACKSONVILLE FL 32246-6484
|
|
|
MFS SOUTH CAROLINA
|
||||
|
MUNICIPAL BOND
|
||||
|
FUND
|
||||
|
CLASS R6
|
96.71
|
EDWARD D JONES & CO
|
12555 MANCHESTER RD
|
SAINT LOUIS MO 63131-3710
|
|
MFS TENNESSEE
|
||||
|
MUNICIPAL BOND
|
||||
|
FUND
|
||||
|
CLASS A
|
44.89
|
EDWARD D JONES & CO
|
12555 MANCHESTER RD
|
SAINT LOUIS MO 63131-3710
|
|
8.44
|
RAYMOND JAMES
|
880 CARILLON PKWY
|
ST PETERSBURG FL 33716-1102
|
|
|
8.30
|
WELLS FARGO CLEARING SERVICES LLC
|
2801 MARKET ST
|
SAINT LOUIS MO 63103-2523
|
|
|
7.20
|
MERRILL LYNCH PIERCE FENNER & SMITH INC
|
4800 DEER LAKE DR E
|
JACKSONVILLE FL 32246-6484
|
|
|
MFS TENNESSEE
|
||||
|
MUNICIPAL BOND
|
||||
|
FUND
|
||||
|
CLASS B
|
42.02
|
PERSHING LLC
|
1 PERSHING PLZ
|
JERSEY CITY NJ 07399-0002
|
|
22.56
|
FAYE M OWEN &
LONNIE P OWEN |
404 KELLY PLANTATION DR UNIT 705
|
DESTIN FL 32541-6421
|
|
|
20.15
|
ED COSTELLO &
ANNIE M COSTELLO |
4504 AROSE LN
|
MEMPHIS TN 38118-1111
|
|
|
15.28
|
NATIONAL FINANCIAL SERVICES LLC
|
499 WASHINGTON BLVD
|
JERSEY CITY NJ 07310-1995
|
|
FUND and CLASS NAME
|
PERCENTAGE
CLASS OWNERSHIP |
NAME and ADDRESS of INVESTOR
|
||
|
MFS TENNESSEE
|
||||
|
MUNICIPAL BOND
|
||||
|
FUND
|
||||
|
CLASS I
|
36.33
|
PERSHING LLC
|
1 PERSHING PLZ
|
JERSEY CITY NJ 07399-0002
|
|
22.35
|
AMERICAN ENTERPRISE INVESTMENT
|
707 2ND AVE S
|
MINNEAPOLIS MN 55402-2405
|
|
|
10.49
|
NATIONAL FINANCIAL SERVICES LLC
|
499 WASHINGTON BLVD
|
JERSEY CITY NJ 07310-1995
|
|
|
9.33
|
UBS WM USA
|
1000 HARBOR BLVD FL 6
|
WEEHAWKEN NJ 07086-6761
|
|
|
6.73
|
MORGAN STANLEY SMITH BARNEY
|
1 NEW YORK PLAZA FL 12
|
NEW YORK NY 10004-1901
|
|
|
5.54
|
RAYMOND JAMES
|
880 CARILLON PKWY
|
ST PETERSBURG FL 33716-1102
|
|
|
MFS TENNESSEE
|
||||
|
MUNICIPAL BOND
|
||||
|
FUND
|
||||
|
CLASS R6
|
93.51
|
EDWARD D JONES & CO
|
12555 MANCHESTER RD
|
SAINT LOUIS MO 63131-3710
|
|
5.09
|
RAYMOND JAMES
|
880 CARILLON PKWY
|
ST PETERSBURG FL 33716-1102
|
|
|
MFS VIRGINIA
|
||||
|
MUNICIPAL BOND
|
||||
|
FUND
|
||||
|
CLASS A
|
22.56
|
EDWARD D JONES & CO
|
12555 MANCHESTER RD
|
SAINT LOUIS MO 63131-3710
|
|
16.05
|
WELLS FARGO CLEARING SERVICES LLC
|
2801 MARKET ST
|
SAINT LOUIS MO 63103-2523
|
|
|
9.97
|
NATIONAL FINANCIAL SERVICES LLC
|
499 WASHINGTON BLVD
|
JERSEY CITY NJ 07310-1995
|
|
|
7.90
|
MERRILL LYNCH PIERCE FENNER & SMITH INC
|
4800 DEER LAKE DR E
|
JACKSONVILLE FL 32246-6484
|
|
|
6.61
|
MORGAN STANLEY SMITH BARNEY
|
1 NEW YORK PLAZA FL 12
|
NEW YORK NY 10004-1901
|
|
|
6.03
|
CHARLES SCHWAB & CO INC
|
211 MAIN STREET
|
SAN FRANCISCO CA 94105-1905
|
|
|
5.08
|
RAYMOND JAMES
|
880 CARILLON PKWY
|
ST PETERSBURG FL 33716-1102
|
|
|
MFS VIRGINIA
|
||||
|
MUNICIPAL BOND
|
||||
|
FUND
|
||||
|
CLASS B
|
29.56
|
NATIONAL FINANCIAL SERVICES LLC
|
499 WASHINGTON BLVD
|
JERSEY CITY NJ 07310-1995
|
|
27.59
|
EDWARD D JONES & CO
|
12555 MANCHESTER RD
|
SAINT LOUIS MO 63131-3710
|
|
|
12.20
|
MERRILL LYNCH PIERCE FENNER & SMITH INC
|
4800 DEER LAKE DR E
|
JACKSONVILLE FL 32246-6484
|
|
|
10.83
|
MORGAN STANLEY SMITH BARNEY
|
1 NEW YORK PLAZA FL 12
|
NEW YORK NY 10004-1901
|
|
|
6.81
|
PERSHING LLC
|
1 PERSHING PLZ
|
JERSEY CITY NJ 07399-0002
|
|
|
5.51
|
STIFEL NICOLAUS & CO INC
|
501 N BROADWAY
|
SAINT LOUIS MO 63102-2137
|
|
|
MFS VIRGINIA
|
||||
|
MUNICIPAL BOND
|
||||
|
FUND
|
||||
|
CLASS C
|
29.60
|
WELLS FARGO CLEARING SERVICES LLC
|
2801 MARKET ST
|
SAINT LOUIS MO 63103-2523
|
|
FUND and CLASS NAME
|
PERCENTAGE
CLASS OWNERSHIP |
NAME and ADDRESS of INVESTOR
|
||
|
22.55
|
EDWARD D JONES & CO
|
12555 MANCHESTER RD
|
SAINT LOUIS MO 63131-3710
|
|
|
12.76
|
MERRILL LYNCH PIERCE FENNER & SMITH INC
|
4800 DEER LAKE DR E
|
JACKSONVILLE FL 32246-6484
|
|
|
8.88
|
RAYMOND JAMES
|
880 CARILLON PKWY
|
ST PETERSBURG FL 33716-1102
|
|
|
5.25
|
MORGAN STANLEY SMITH BARNEY
|
1 NEW YORK PLAZA FL 12
|
NEW YORK NY 10004-1901
|
|
|
MFS VIRGINIA
|
||||
|
MUNICIPAL BOND
|
||||
|
FUND
|
||||
|
CLASS I
|
23.89
|
PERSHING LLC
|
1 PERSHING PLZ
|
JERSEY CITY NJ 07399-0002
|
|
23.05
|
AMERICAN ENTERPRISE INVESTMENT
|
707 2ND AVE S
|
MINNEAPOLIS MN 55402-2405
|
|
|
11.82
|
MERRILL LYNCH PIERCE FENNER & SMITH INC
|
4800 DEER LAKE DR E
|
JACKSONVILLE FL 32246-6484
|
|
|
9.36
|
WELLS FARGO CLEARING SERVICES LLC
|
2801 MARKET ST
|
SAINT LOUIS MO 63103-2523
|
|
|
5.11
|
RAYMOND JAMES
|
880 CARILLON PKWY
|
ST PETERSBURG FL 33716-1102
|
|
|
MFS VIRGINIA
|
||||
|
MUNICIPAL BOND
|
||||
|
FUND
|
||||
|
CLASS R6
|
97.58
|
EDWARD D JONES & CO
|
12555 MANCHESTER RD
|
SAINT LOUIS MO 63131-3710
|
|
MFS WEST VIRGINIA
|
||||
|
MUNICIPAL BOND
|
||||
|
FUND
|
||||
|
CLASS A
|
29.39
|
EDWARD D JONES & CO
|
12555 MANCHESTER RD
|
SAINT LOUIS MO 63131-3710
|
|
29.33
|
WELLS FARGO CLEARING SERVICES LLC
|
2801 MARKET ST
|
SAINT LOUIS MO 63103-2523
|
|
|
12.48
|
NATIONAL FINANCIAL SERVICES LLC
|
499 WASHINGTON BLVD
|
JERSEY CITY NJ 07310-1995
|
|
|
6.01
|
RAYMOND JAMES
|
880 CARILLON PKWY
|
ST PETERSBURG FL 33716-1102
|
|
|
MFS WEST VIRGINIA
|
||||
|
MUNICIPAL BOND
|
||||
|
FUND
|
||||
|
CLASS B
|
36.13
|
NATIONAL FINANCIAL SERVICES LLC
|
499 WASHINGTON BLVD
|
JERSEY CITY NJ 07310-1995
|
|
21.81
|
PERSHING LLC
|
1 PERSHING PLZ
|
JERSEY CITY NJ 07399-0002
|
|
|
21.80
|
EDWARD D JONES & CO
|
12555 MANCHESTER RD
|
SAINT LOUIS MO 63131-3710
|
|
|
14.93
|
LPL FINANCIAL
|
4707 EXECUTIVE DR
|
SAN DIEGO CA 92121-3091
|
|
|
5.32
|
BRENDA K KEENEY
|
196 ANNIVERSARY FALLS DR
|
FALLING WTRS WV 25419-3619
|
|
|
MFS WEST VIRGINIA
|
||||
|
MUNICIPAL BOND
|
||||
|
FUND
|
||||
|
CLASS I
|
19.72
|
HOSSEIN YASSINI-FARD
|
1315 NATIONAL RD APT 304
|
WHEELING WV 26003-7522
|
|
14.43
|
NATIONAL FINANCIAL SERVICES LLC
|
499 WASHINGTON BLVD
|
JERSEY CITY NJ 07310-1995
|
|
|
9.42
|
AMERICAN ENTERPRISE INVESTMENT
|
707 2ND AVE S
|
MINNEAPOLIS MN 55402-2405
|
|
FUND and CLASS NAME
|
PERCENTAGE
CLASS OWNERSHIP |
NAME and ADDRESS of INVESTOR
|
||
|
8.78
|
MERRILL LYNCH PIERCE FENNER & SMITH INC
|
4800 DEER LAKE DR E
|
JACKSONVILLE FL 32246-6484
|
|
|
8.34
|
RBC CAPITAL MARKETS LLC
|
510 MARQUETTE AVE S
|
MINNEAPOLIS MN 55402-1110
|
|
|
5.76
|
FIFTH THIRD BANK
|
38 FOUNTAIN SQUARE PLZ
|
CINCINNATI OH 45202-3191
|
|
|
5.76
|
DICKEY & CO
|
38 FOUNTAIN SQUARE PLZ
|
CINCINNATI OH 45202-3191
|
|
|
MFS WEST VIRGINIA
|
||||
|
MUNICIPAL BOND
|
||||
|
FUND
|
||||
|
CLASS R6
|
93.22
|
EDWARD D JONES & CO
|
12555 MANCHESTER RD
|
SAINT LOUIS MO 63131-3710
|
|
6.78
|
MASSACHUSETTS FINANCIAL SERVICES COMPANY
|
111 HUNTINGTON AVE
|
BOSTON MA 02199-7632
|
As of May 16, 2021, no shares of MFS Municipal Intermediate Fund were owned because the Fund had not yet commenced operations.
Effective May 18, 2021, the following is added as the last paragraph in the sub-section entitled
"Compensation" under the main heading entitled “APPENDIX D – PORTFOLIO MANAGER(S)”:
MFS Municipal Intermediate Fund
As of May 18, 2021, MFS expects the following benchmarks will be used to measure the following portfolio managers' performance for
the following Fund:
|
Fund
|
Portfolio Manager
|
Benchmark(s)
|
|
MFS Municipal Intermediate Fund
|
Jason Kosty
|
Bloomberg Barclays Municipal 1-15 Year Index
|
|
Geoffrey Schechter
|
Bloomberg Barclays Municipal 1-15 Year Index
|
Effective May 18, 2021, the following is added as the last paragraph in the sub-section entitled “Ownership of Fund
Shares” under the main heading entitled “APPENDIX D – PORTFOLIO MANAGER(S)”:
As of April 13, 2021, no portfolio manager owned shares of MFS Municipal Intermediate Fund because the Fund had not yet commenced operations.
Effective May 18, 2021, the following is added to the table within the sub-section entitled “Other Accounts” under the
main heading entitled “APPENDIX D – PORTFOLIO MANAGER(S)”:
Effective May 18, 2021, the fourth paragraph of the sub-section entitled “Class A, Class A1, and Class 529A Shares
– General Provisions” under the sub-heading entitled “Commissions and Distribution Plan Payments” under the main heading entitled “APPENDIX I – FINANCIAL INTERMEDIARY COMPENSATION” is restated in its entirety as follows:
For Bond Funds (currently for this purpose, MFS Alabama Municipal Bond Fund, MFS Arkansas Municipal Bond Fund, MFS
California Municipal Bond Fund, MFS Corporate Bond Fund, MFS Diversified Income Fund, MFS Emerging Markets Debt Fund, MFS Emerging Markets Debt Local Currency Fund, MFS Georgia Municipal Bond Fund, MFS Global High Yield Fund, MFS Global
Opportunistic Bond Fund, MFS Government Securities Fund, MFS High Income Fund, MFS Income Fund, MFS Inflation-Adjusted Bond Fund, MFS Maryland Municipal Bond Fund, MFS Massachusetts Municipal Bond Fund, MFS Mississippi Municipal Bond Fund, MFS
Municipal High Income Fund, MFS Municipal Income Fund, MFS Municipal Intermediate Fund, MFS New York Municipal Bond Fund, MFS North Carolina Municipal Bond Fund, MFS Pennsylvania Municipal Bond Fund, MFS South Carolina Municipal Bond Fund, MFS
Tennessee Municipal Bond Fund, MFS Total Return Bond Fund, MFS Virginia Municipal Bond Fund, and MFS West Virginia Municipal Bond Fund) and MFS Lifetime Income Fund:
|
Amount of Purchase
|
Up-front Commission as a Percentage of Offering Price
|
|
Less than $100,000
|
4.00%
|
|
$100,000 but less than $250,000
|
3.00%
|
|
$250,000 but less than $500,000
|
2.25%
|
Effective May 18, 2021, the following is added to "APPENDIX K – INVESTMENT RESTRICTIONS":
MFS Municipal Intermediate Fund
As fundamental investment restrictions, the Fund:
1. May borrow money to the extent not prohibited by applicable law.
2. May underwrite securities issued by other persons to the extent not prohibited by applicable law.
3. May issue senior securities to the extent not prohibited by applicable law.
4. May make loans to the extent not prohibited by applicable law.
5. May purchase or sell real estate or commodities to the extent not prohibited by applicable law.
6. May not purchase any securities of an issuer (other than securities issued or guaranteed by the U.S. Government
or its agencies or instrumentalities; tax-exempt obligations issued or guaranteed by a U.S. territory or possession, a state or local government, or a political subdivision of any of the foregoing; or securities issued by investment companies) in
a particular industry if as a result 25% or more of its total assets (taken at market value at the time of purchase) would be invested in securities of issuers whose principal business activities are in the same industry.
Except for the Fund's fundamental investment restriction No. 1, these investment restrictions are adhered to at the time of purchase or utilization of
assets; a subsequent change in circumstances will not be considered to result in a violation of policy.
For purposes of fundamental investment restriction No. 6, MFS uses a customized set of industry groups for classifying securities based on classifications
developed by third party providers.
1044394 25 JULY-SAI-COMBINED-SUP-I-051821