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Delaware
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001-13300
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54-1719854
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(State or other jurisdiction
of incorporation)
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(Commission File Number)
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(IRS Employer
Identification No.)
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1680 Capital One Drive,
McLean, Virginia
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22102
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(Address of principal executive offices)
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(Zip Code)
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o
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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o
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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o
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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o
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Title of Each Class
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Trading Symbol(s)
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Name of Each Exchange on Which Registered
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Common Stock (par value $.01 per share)
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COF
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New York Stock Exchange
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Depositary Shares, Each Representing a 1/40th Interest in a Share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B
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COF PRP
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New York Stock Exchange
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Depositary Shares, Each Representing a 1/40th Interest in a Share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series C
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COF PRC
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New York Stock Exchange
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Depositary Shares, Each Representing a 1/40th Interest in a Share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series D
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COF PRD
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New York Stock Exchange
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Depositary Shares, Each Representing a 1/40th Interest in a Share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series F
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COF PRF
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New York Stock Exchange
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Depositary Shares, Each Representing a 1/40th Interest in a Share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series G
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COF PRG
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New York Stock Exchange
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Depositary Shares, Each Representing a 1/40th Interest in a Share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series H
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COF PRH
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New York Stock Exchange
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0.800% Senior Notes Due 2024
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COF24
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New York Stock Exchange
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1.650% Senior Notes Due 2029
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COF29
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New York Stock Exchange
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Item 8.01
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Other Events.
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CAPITAL ONE FINANCIAL CORPORATION
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Date: July 30, 2019
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By:
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/s/ Timothy P. Golden
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Timothy P. Golden
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Controller and Principal Accounting Officer
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