Delaware
(State or Other Jurisdiction of Incorporation) |
001-13783
(Commission File Number) |
76-0542208
(I.R.S. Employer Identification Number) |
o | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
o | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
o | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2 (b)) |
o | Pre-Commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4 (c)) |
Exhibit Number
Description
Rider to Add Principal/Indemnitor and Fifth Amendment to
Restated Underwriting, Continuing Indemnity, and Security
Agreement, dated September 29, 2008, by Integrated
Electrical Services, Inc. and certain of its affiliates and
subsidiaries and Federal Insurance Company and Safeco
Insurance Company of America and each of their affiliates
and subsidiaries and their respective co-sureties and
reinsurers.
INTEGRATED ELECTRICAL SERVICES, INC.
Date: October 24, 2008
/s/ Curt L. Warnock
Curt L. Warnock
Senior Vice President and General Counsel
Exhibit Number
Description
Rider to Add Principal/Indemnitor and Fifth Amendment to
Restated Underwriting, Continuing Indemnity, and Security
Agreement, dated September 29, 2008, by Integrated
Electrical Services, Inc. and certain of its affiliates and
subsidiaries and Federal Insurance Company and Safeco
Insurance Company of America and each of their affiliates
and subsidiaries and their respective co-sureties and
reinsurers.
2
3
4
SURETY: | ||||||
|
||||||
FEDERAL INSURANCE COMPANY | ||||||
|
||||||
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By: | /s/ Kenneth C. Wendel | ||||
|
Its: | Assistant Secretary | ||||
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|
|||||
SAFECO INSURANCE COMPANY OF AMERICA | ||||||
|
||||||
|
By: | /s/ Vincent P. Forte | ||||
|
Its: | Vice President | ||||
|
|
|||||
|
||||||
PRINCIPAL: | ||||||
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||||||
INTEGRATED ELECTRICAL SERVICES, INC. | ||||||
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||||||
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By: | /s/ Curt L. Warnock | ||||
|
|
|||||
|
Curt Warnock, Senior Vice President |
5
BRYANT ELECTRIC COMPANY, INC. | ||||||
IES COMMERCIAL, INC. 1 | ||||||
IES CONSOLIDATION, LLC 2 | ||||||
IES HOUSTON RESOURCES, INC. | ||||||
IES INDUSTRIAL, INC. 3 | ||||||
IES RESIDENTIAL, INC. 4 | ||||||
MARK HENDERSON, INCORPORATED | ||||||
MID-STATES ELECTRIC COMPANY, INC. | ||||||
PAN AMERICAN ELECTRIC, INC. | ||||||
THOMAS POPP & COMPANY | ||||||
|
||||||
|
By: | /s/ Curt L. Warnock | ||||
|
|
|||||
|
Vice President | |||||
|
||||||
MILLS ELECTRIC LP | ||||||
|
By: | Mills Management LLC |
|
By: | /s/ Curt L. Warnock | ||||
|
|
|||||
|
Vice President |
1 | The following Principal/Indemnitors to the Agreement (prior to this Fifth Amendment) merged into IES Commercial, Inc.: Aladdin Ward Electric & Air, Inc.; Amber Electric, Inc; ARC Electric, Incorporated; Bexar Electric Company, Ltd.; Commercial Electrical Contractors, Inc.; Daniel Electric Contractors, Inc.; Electro-Tech, Inc.; Federal Communications Group, Inc.; Hatfield Reynolds Electric Company; Menninga Electric, Inc.; Newcomb Electric Company, Inc.; New Technology Electrical Contractors, Inc.; PrimeNet, Inc.; Primo Electric, Inc.; Rivera Electric, LLC; Rodgers Electric Company, Inc.; Rons Electric, Inc.; and Valentine Electrical, Inc. | |
2 | The following Principal/Indemnitors to the Agreement (prior to this Fifth Amendment) merged into IES Consolidation, LLC: Bachofner Electric, Inc.; Cross State Electric, Inc.; Neal Electric, LP; and Paulin Electric Company, Inc. | |
3 | Successor by name change to Davis Electric Constructors, Inc. The following Principal/Indemnitors to the Agreement (prior to this Fifth Amendment) merged into IES Industrial, Inc.: Haymaker Electric, Ltd. and Kayton Electric, Inc. | |
4 | The following Principal/Indemnitor to the Agreement (prior to this Fifth Amendment) merged into IES Residential, Inc.: Mitchell Electric Company, Inc. |
6
RAINES ELECTRIC LP | ||||||||
By: | Raines Management LLC, its general partner | |||||||
|
||||||||
|
By: | /s/ Curt L. Warnock | ||||||
|
|
|||||||
|
Vice President | |||||||
|
||||||||
INDEMNITORS: | ||||||||
|
||||||||
INTEGRATED ELECTRICAL SERVICES, INC. | ||||||||
|
||||||||
|
By: | /s/ Curt L. Warnock | ||||||
Curt Warnock, Senior Vice President | ||||||||
|
||||||||
BRYANT ELECTRIC COMPANY, INC. | ||||||||
IES COMMERCIAL, INC. | ||||||||
IES CONSOLIDATION, LLC | ||||||||
IES HOUSTON RESOURCES, INC. | ||||||||
IES INDUSTRIAL, INC. | ||||||||
IES RESIDENTIAL, INC. | ||||||||
MARK HENDERSON, INCORPORATED | ||||||||
MID-STATES ELECTRIC COMPANY, INC. | ||||||||
PAN AMERICAN ELECTRIC, INC. | ||||||||
THOMAS POPP & COMPANY | ||||||||
|
||||||||
|
By: | /s/ Curt L. Warnock | ||||||
Curt Warnock | ||||||||
Vice President | ||||||||
|
||||||||
MILLS ELECTRIC LP | ||||||||
By: | Mills Management LLC | |||||||
|
||||||||
|
By: | /s/ Curt L. Warnock | ||||||
|
|
|||||||
|
Vice President |
7
RAINES ELECTRIC LP | ||||||||
By: | Raines Management LLC, its general partner | |||||||
|
||||||||
|
By: | /s/ Curt L. Warnock | ||||||
|
|
|||||||
|
Vice President |
8
PRINCIPAL PLACE OF | ||||||||||
BUSINESS/CHIEF | STATE OF | |||||||||
EXECUTIVE OFFICE | TYPE OF | FORMATION/ | TAX I.D. | TRADE NAME | ||||||
PRINCIPAL | (Six Months and Current) | ENTITY | REGISTRATION | NUMBER | (Past Six Months) | |||||
Integrated Electrical
Services, Inc.
|
1800 West Loop South,
Suite 500 Houston, Texas 77027 |
Corporation | Delaware | 76-0542208 | IES | |||||
|
||||||||||
Bryant Electric Company,
Inc.
|
215 Balfour Drive
Archdale, North Carolina 27263-3117 |
Corporation | North Carolina | 56-154780 | None | |||||
|
||||||||||
IES Commercial, Inc.
|
2328 W. Huntington Drive Tempe, AZ 85282 | Corporation | Delaware | 16-1664197 |
ARC Electric
ARC Electric, Incorporated Advantage Controls Aladdin Ward Electric & Air, Inc. Amber Electric, Inc. BW/BEC, Inc. BW/BEC II LLC Bexar Communications Bexar Electric Company, Inc. Bexar Electric Company, Ltd. Collier Daniel Electric Collier Electric Commercial Communications Commercial Electrical Contractors, Inc. Daniel Electrical |
PRINCIPAL PLACE OF | ||||||||||
BUSINESS/CHIEF | STATE OF | |||||||||
EXECUTIVE OFFICE | TYPE OF | FORMATION/ | TAX I.D. | TRADE NAME | ||||||
PRINCIPAL | (Six Months and Current) | ENTITY | REGISTRATION | NUMBER | (Past Six Months) | |||||
|
Daniel Electric
Contractors, Inc.
Daniel Electrical Treasure Coast Electro-Tech, Inc. Electro Tech of Nevada Federal Communications Group, Inc. Hatfield Reynolds Electric Company IES Communications, Inc. IES Federal Contract Group, Inc. IES Northplains Menninga Electric, Inc. Newcomb Electric, Inc. New Tech Electric New Tech Services New Technology Electrical Contractors, Inc. PrimeNet PrimeNet, Inc. Primo Electric Company Rivera Electric Rivera Electric LLC Rodgers Electric |
2
PRINCIPAL PLACE OF | ||||||||||
BUSINESS/CHIEF | STATE OF | |||||||||
EXECUTIVE OFFICE | TYPE OF | FORMATION/ | TAX I.D. | TRADE NAME | ||||||
PRINCIPAL | (Six Months and Current) | ENTITY | REGISTRATION | NUMBER | (Past Six Months) | |||||
|
Company, Inc.
Rons Electric Company, Inc. Valentine Communications Valentine Electrical, Inc. |
|||||||||
|
||||||||||
IES Consolidation, LLC
|
1800 WestLoop South,
Suite 500 Houston, TX 77027 |
Limited Liability
Company |
Delaware | 26-0733980 |
Bachofner Electric,
Inc.
Cypress Electrical Contractors, Inc. Intelligent Building Solutions, Inc. PrimeNet |
|||||
|
||||||||||
IES Houston Resources, Inc.
|
6510 Bourgeouis Road
Houston, Texas 77066 |
Corporation | Delaware | 76-214796 |
Gray Electric
IES Mutifamily Resources J.W. Gray Electrical Contractors, LP J.W. Gray Holdings II LLC J.W. Gray Electric Company, Inc. Pollock Summit Electric LP Pollock Summit Holdings II LLC Pollock Summit Electric SecurePro Alarm Systems Summit Electric of Texas, Inc. Tesla Power and Automation L.P. |
3
PRINCIPAL PLACE OF | ||||||||||
BUSINESS/CHIEF | STATE OF | |||||||||
EXECUTIVE OFFICE | TYPE OF | FORMATION/ | TAX I.D. | TRADE NAME | ||||||
PRINCIPAL | (Six Months and Current) | ENTITY | REGISTRATION | NUMBER | (Past Six Months) | |||||
|
Tesla Power
(Nevada) II LLC |
|||||||||
|
||||||||||
IES Industrial, Inc.
|
610 Bourgeois Road
Houston, TX 77066 |
Corporation | South Carolina | 57-0474303 |
Charles P. Bagby
Co., Inc.
Davis Constructors Davis Electric Constructors, Inc. Davis International, a division of Davis Electrical Constructors, Inc. General Partner, Inc. Haymaker Electric, Ltd. Kayton Electric, Inc. Murray Electrical Contractors, Inc. |
|||||
|
||||||||||
IES Residential, Inc.
|
10203 Mula Circle
Stafford, TX 77477 |
Corporation | Delaware | 74-1774028 |
Austin Stafford
Electric
Cross State Electric, Inc. HSE Alarm Systems HSE Electrical Contractors HSE Electrical Services HSE Special Systems Houston-Stafford Electric Houston-Stafford Electrical Contractors, LP Houston-Stafford Holdings II, LLC |
4
PRINCIPAL PLACE OF | ||||||||||
BUSINESS/CHIEF | STATE OF | |||||||||
EXECUTIVE OFFICE | TYPE OF | FORMATION/ | TAX I.D. | TRADE NAME | ||||||
PRINCIPAL | (Six Months and Current) | ENTITY | REGISTRATION | NUMBER | (Past Six Months) | |||||
|
Houston-Stafford
Electric, Inc.
Mitchell Electric Company, Inc. Neal Electric, LP Neal Electric, LLC Paulin Electric Paulin Electric Company, Inc. |
|||||||||
|
||||||||||
Mark Henderson,
Incorporated |
5322 Snapfinger Park Drive
Decatur, Georgia 30035-4040 |
Corporation | Delaware | 76-0576830 | Mark Henderson | |||||
|
||||||||||
Mid-States Electric
Company, Inc.
|
1800 West Loop South, Suite 500, Houston, TX 77027 | Corporation | Delaware | 62-1746956 | None | |||||
|
||||||||||
Mills Electric LP
|
2525 Walnut Hill Lane
Dallas, Texas 75229 |
Limited Partnership | Texas | 52-2095984 |
Mills Electrical
Contractors |
|||||
|
||||||||||
Pan American Electric, Inc.
|
1300 Fort Negley Boulevard
Nashville, Tennessee 37203 |
Corporation | Tennessee | 62-0985675 | None | |||||
|
||||||||||
Raines Electric LP
|
2525 Walnut Hill Lane
Dallas, Texas 75229 |
Limited Partnership | Texas | 52-2132532 |
Raines Electrical
Contractors |
|||||
|
||||||||||
Thomas Popp & Company
|
10152 International Blvd. Cincinnati, Ohio 45246 | Corporation | Ohio | 31-1112666 | None |
5
PRINCIPAL PLACE OF | ||||||||||
BUSINESS/CHIEF | STATE OF | |||||||||
EXECUTIVE OFFICE | TYPE OF | FORMATION/ | TAX I.D. | TRADE NAME | ||||||
INDEMNITORS | (Six Months and Current) | ENTITY | REGISTRATION | NUMBER | (Past Six Months) | |||||
Integrated Electrical
Services, Inc.
|
1800 West Loop South,
Suite 500 Houston, Texas 77027 |
Corporation | Delaware | 76-0542208 | IES | |||||
|
||||||||||
Bryant Electric Company,
Inc.
|
215 Balfour Drive
Archdale, North Carolina 27263-3117 |
Corporation | North Carolina | 56-154780 | None | |||||
|
||||||||||
IES Commercial, Inc.
|
2328 W. Huntington Drive
Tempe, AZ 85282 |
Corporation | Delaware | 16-1664197 |
ARC Electric
ARC Electric, Incorporated Advantage Controls Aladdin Ward Electric & Air, Inc. Amber Electric, Inc. BW/BEC, Inc. BW/BEC II LLC Bexar Communications Bexar Electric Company, Inc. Bexar Electric |
|||||
|
Company, Ltd.
Collier Daniel Electric Collier Electric Commercial Communications Commercial Electrical Contractors, Inc. Daniel Electrical |
PRINCIPAL PLACE OF | ||||||||||
BUSINESS/CHIEF | STATE OF | |||||||||
EXECUTIVE OFFICE | TYPE OF | FORMATION/ | TAX I.D. | TRADE NAME | ||||||
INDEMNITORS | (Six Months and Current) | ENTITY | REGISTRATION | NUMBER | (Past Six Months) | |||||
|
Daniel Electric
Contractors, Inc.
Daniel Electrical Treasure Coast Electro-Tech, Inc. Electro Tech of Nevada Federal Communications Group, Inc. Hatfield Reynolds Electric Company IES Communications, Inc. IES Federal Contract Group, Inc. IES Northplains Menninga Electric, Inc. Newcomb Electric, Inc. New Tech Electric New Tech Services New Technology Electrical Contractors, Inc. PrimeNet PrimeNet, Inc. Primo Electric Company Rivera Electric Rivera Electric LLC |
|||||||||
|
Rodgers Electric |
2
PRINCIPAL PLACE OF | ||||||||||
BUSINESS/CHIEF | STATE OF | |||||||||
EXECUTIVE OFFICE | TYPE OF | FORMATION/ | TAX I.D. | TRADE NAME | ||||||
INDEMNITORS | (Six Months and Current) | ENTITY | REGISTRATION | NUMBER | (Past Six Months) | |||||
|
Company, Inc.
Rons Electric Company, Inc. Valentine Communications Valentine Electrical, Inc. |
|||||||||
IES Consolidation, LLC
|
1800 WestLoop South,
Suite 500 Houston, TX 77027 |
Limited Liability
Company |
Delaware | 26-0733980 |
Bachofner Electric,
Inc.
Cypress Electrical Contractors, Inc. Intelligent Building Solutions, Inc. PrimeNet |
|||||
|
||||||||||
IES Houston Resources, Inc.
|
6510 Bourgeouis Road
Houston, Texas 77066 |
Corporation | Delaware | 76-214796 |
Gray Electric
IES Mutifamily Resources J.W. Gray Electrical Contractors, LP J.W. Gray Holdings II LLC J.W. Gray Electric Company, Inc. Pollock Summit Electric LP Pollock Summit Holdings II LLC Pollock Summit Electric SecurePro Alarm Systems Summit Electric of Texas, Inc. Tesla Power and Automation L.P. |
3
PRINCIPAL PLACE OF | ||||||||||
BUSINESS/CHIEF | STATE OF | |||||||||
EXECUTIVE OFFICE | TYPE OF | FORMATION/ | TAX I.D. | TRADE NAME | ||||||
INDEMNITORS | (Six Months and Current) | ENTITY | REGISTRATION | NUMBER | (Past Six Months) | |||||
|
Tesla Power
(Nevada) II LLC |
|||||||||
IES Industrial, Inc.
|
610 Bourgeois Road
Houston, TX 77066 |
Corporation | South Carolina | 57-0474303 |
Charles P. Bagby
Co., Inc.
|
|||||
|
Davis Constructors
Davis Electric Constructors, Inc. Davis International, a division of Davis Electrical Constructors, Inc. General Partner, Inc. Haymaker Electric, Ltd. Kayton Electric, Inc. Murray Electrical Contractors, Inc. |
|||||||||
IES Residential, Inc.
|
10203 Mula Circle
Stafford, TX 77477 |
Corporation | Delaware | 74-1774028 |
Austin Stafford
Electric
Cross State Electric, Inc. HSE Alarm Systems HSE Electrical Contractors HSE Electrical Services HSE Special Systems Houston-Stafford Electric Houston-Stafford Electrical Contractors, LP Houston-Stafford Holdings II, LLC |
4
PRINCIPAL PLACE OF | ||||||||||
BUSINESS/CHIEF | STATE OF | |||||||||
EXECUTIVE OFFICE | TYPE OF | FORMATION/ | TAX I.D. | TRADE NAME | ||||||
INDEMNITORS | (Six Months and Current) | ENTITY | REGISTRATION | NUMBER | (Past Six Months) | |||||
|
Houston-Stafford
Electric, Inc.
Mitchell Electric Company, Inc. Neal Electric, LP Neal Electric, LLC Paulin Electric Paulin Electric Company, Inc. |
|||||||||
|
||||||||||
Mark Henderson,
Incorporated |
5322 Snapfinger Park Drive
Decatur, Georgia 30035-4040 |
Corporation | Delaware | 76-0576830 | Mark Henderson | |||||
|
||||||||||
Mid-States Electric
Company, Inc.
|
1800 West Loop South,
Suite 500, Houston, TX 77027 |
Corporation | Delaware | 62-1746956 | None | |||||
|
||||||||||
Mills Electric LP
|
2525 Walnut Hill Lane
Dallas, Texas 75229 |
Limited Partnership | Texas | 52-2095984 |
Mills Electrical
Contractors |
|||||
|
||||||||||
Pan American Electric, Inc.
|
1300 Fort Negley Boulevard
Nashville, Tennessee 37203 |
Corporation | Tennessee | 62-0985675 | None | |||||
|
||||||||||
Raines Electric LP
|
2525 Walnut Hill Lane
Dallas, Texas 75229 |
Limited Partnership | Texas | 52-2132532 |
Raines Electrical
Contractors |
|||||
|
||||||||||
Thomas Popp & Company
|
10152 International Blvd.
Cincinnati, Ohio 45246 |
Corporation | Ohio | 31-1112666 | None |
5