As filed with the Securities and Exchange Commission on March 18, 2009
Registration No. 333- 157959
 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
 
POST-EFFECTIVE AMENDMENT NO. 1
TO
FORM S-8
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
 
Glu Mobile Inc.
(Exact Name of Registrant as Specified in Its Charter)
     
Delaware   91-2143667
(State or Other Jurisdiction of
Incorporation or Organization)
  (I.R.S. Employer
Identification No.)
2207 Bridgepointe Parkway, Suite 250
San Mateo, California 94404

(Address of Principal Executive Offices)
2007 Equity Incentive Plan
2007 Employee Stock Purchase Plan

(Full Titles of the Plans)
 
L. Gregory Ballard
President and Chief Executive Officer
Glu Mobile Inc.
2207 Bridgepointe Parkway, Suite 250
San Mateo, California 94404
(650) 532-2400

(Name and Address of Agent For Service)
 
Copies to:
     
Kevin S. Chou, Esq.
Vice President and General Counsel
Glu Mobile Inc.
2207 Bridgepointe Parkway
Suite 250
San Mateo, CA 94404
  David A. Bell, Esq.
Fenwick & West LLP
Silicon Valley Center
801 California Street
Mountain View, CA 94041
     Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act. (Check one):
Large accelerated filer  o Accelerated filer  þ  
Non-accelerated filer  o
(Do not check if a smaller reporting company)
Smaller reporting company  o
 
 

 


 

EXPLANATORY NOTE
          The Registrant files this Post-Effective Amendment No. 1 to the Registration Statement on Form S-8 (File No. 333-157959) filed with the Securities and Exchange Commission on March 13, 2009 (the “Registration Statement”) solely to replace Exhibit 5.01 thereto, in order to correct a typographical error (which inadvertently overstated the aggregate number of shares being registered on the Registration Statement by 39).
PART II
INFORMATION REQUIRED IN THE REGISTRATION STATEMENT
Item 8. Exhibits.
          (a) Exhibits. The exhibits listed on the Exhibit Index (following the Signatures section of this Registration Statement) are included, or incorporated by reference, in this Registration Statement.

 


 

SIGNATURES
          Pursuant to the requirements of the Securities Act of 1933, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing this Post-Effective Amendment No. 1 on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of San Mateo, State of California, on March 18, 2009.
         
  GLU MOBILE INC.
 
 
  By:   /s/ L. Gregory Ballard    
    L. Gregory Ballard   
    President and Chief Executive Officer   
 
          Pursuant to the requirements of the Securities Act of 1933, this Post-Effective Amendment No. 1 to the Registration Statement has been signed by the following persons in the capacities and on the date indicated:
         
Signature   Title   Date
 
       
/s/ L. Gregory Ballard
 
L. Gregory Ballard
  President, Chief Executive Officer and Director
(Principal Executive Officer)
  March 18, 2009
 
       
*
 
Eric R. Ludwig
  Senior Vice President and Chief Financial Officer
(Principal Financial and Accounting Officer)
  March 18, 2009
 
       
*
 
Daniel L. Skaff
  Lead Independent Director   March 18, 2009
 
       
*
 
Ann Mather
  Director   March 18, 2009
 
       
*
 
William J. Miller
  Director   March 18, 2009
 
       
*
 
Richard A. Moran
  Director   March 18, 2009
 
       
*
 
Hany M. Nada
  Director   March 18, 2009
 
       
*
 
A. Brooke Seawell
  Director   March 18, 2009
 
       
*
 
Ellen F. Siminoff
  Director   March 18, 2009
           
       
* By   /s/ L. Gregory Ballard      
    L. Gregory Ballard, Attorney-In-Fact     
         

 


 

         
EXHIBIT INDEX
                         
        Incorporated by Reference    
Exhibit                   Filing   Filed
Number   Exhibit Description   Form   File No.   Exhibit   Date   Herewith
 
                       
4.01
  Restated Certificate of Incorporation of Glu Mobile Inc.   S-1/A   333-139493   3.02   02/14/07    
 
                       
4.02
  Amended and Restated Bylaws of Glu Mobile Inc.   8-K   001-33368   99.01   10/28/08    
 
                       
4.03
  Form of Registrant’s Common Stock Certificate.   S-1/A   333-139493   4.01   02/14/07    
 
                       
4.04
  Amended and Restated Investors’ Rights Agreement, dated   S-1   333-139493   4.02   12/19/06    
 
  as of March 29, 2006, by and among Glu Mobile Inc. and                    
 
  certain investors of Glu Mobile Inc. and the Amendment                    
 
  No. 1 and Joinder to the Amended and Restated Investor                    
 
  Rights Agreement dated May 5, 2006, by and among Glu                    
 
  Mobile Inc. and certain investors of Glu Mobile Inc.                    
 
                       
4.05
  2007 Equity Incentive Plan and forms of (a) Notice of   S-1/A   333-139493   10.03   02/16/07    
 
  Stock Option Grant, Stock Option Award Agreement and                    
 
  Stock Option Exercise Agreement, (b) Notice of                    
 
  Restricted Stock Award and Restricted Stock Agreement,                    
 
  (c) Notice of Stock Appreciation Right Award and Stock                    
 
  Appreciation Right Award Agreement, (d) Notice of                    
 
  Restricted Stock Unit Award and Restricted Stock Unit                    
 
  Agreement and (e) Notice of Stock Bonus Award and Stock                    
 
  Bonus Agreement.                    
 
                       
4.07
  Forms of Stock Option Award Agreement (Immediately   10-Q   001-33368   10.05   08/14/08    
 
  Exercisable) and Stock Option Exercise Agreement                    
 
  (Immediately Exercisable) under the Glu Mobile Inc.                    
 
  2007 Equity Incentive Plan.                    
 
                       
4.06
  2007 Employee Stock Purchase Plan, as amended on   10-Q   001-33368   10.02   08/14/08    
 
  April 20, 2007.                    
 
                       
4.07
  2007 Employee Stock Purchase Plan, as amended on   10-K   001-33368   10.05   03/13/09    
 
  January 22, 2009                    
 
                       
5.01
  Opinion of Kevin S. Chou, Esq.                   X
 
                       
23.01
  Consent of Kevin S. Chou, Esq. (included in   S-8   333-157959   23.01   03/13/09    
 
  Exhibit 5.01).                    
 
                       
23.02
  Consent of PricewaterhouseCoopers LLP, independent   S-8   333-157959   23.02   03/13/09    
 
  registered public accounting firm.                    
 
                       
24.01
  Power of Attorney (included on signature page to the   S-8   333-157959   24.01   03/13/09    
 
  Registration Statement).                    

 

Exhibit 5.01
[ GLU MOBILE LETTERHEAD ]
March 13, 2009
Glu Mobile Inc.
2207 Bridgepointe Parkway
Suite 250
San Mateo, California 94404
Ladies and Gentlemen:
This opinion is provided in connection with the registration statement on Form S-8 (the “Registration Statement”) being filed on or about March 13, 2009 by Glu Mobile Inc., a Delaware corporation (the “Company”), under the Securities Act of 1933, as amended. The Registration Statement registers an aggregate of 1,183,365 shares of the Company’s common stock, $0.0001 par value per share (the “Shares”) as follows: up to 887,524 of such Shares to be issued and sold pursuant to the Glu Mobile Inc. 2007 Equity Incentive Plan (the “EIP Plan”) and up to 295,841 of such Shares to be issued and sold pursuant to the Glu Mobile Inc. 2007 Employee Stock Purchase Plan (the “ESPP Plan” and, collectively with the EIP Plan, the “Plans” and each individually a “Plan”).
In connection with this opinion, I have reviewed and am familiar with originals or copies, certified or otherwise identified to my satisfaction, of such documents as I have deemed necessary or appropriate as a basis for the opinion set forth below including (1) the Registration Statement, (2) the prospectuses prepared in connection with the Registration Statement (each a “Prospectus”), (3) the Plans and the forms of agreements and documents related thereto, (4) the Certificate of Incorporation and Bylaws of the Company, each as amended to date, (5) a confirmation from the Company’s transfer agent as to the number of outstanding shares of the Company’s capital stock, dated as of March 12, 2009, (7) a list of the Company’s option and warrant holders and of any other rights to purchase the Company’s capital stock and (8) resolutions of the Company’s board of directors and stockholders relating to the Plans. In rendering the opinion expressed herein, I have assumed the genuineness of all signatures, the authenticity of all documents, instruments and certificates purporting to be originals, the conformity with the original documents, instruments and certificates of all documents, instruments and certificates purporting to be copies, and the legal capacity to sign of all individuals executing documents, instruments and certificates.
Based upon and subject to the foregoing and the effectiveness of the Registration Statement, I am of the opinion that when the Shares are issued, sold and delivered (and the consideration therefor received) pursuant to the applicable Plan and the provisions of the agreements to be entered into under the applicable Plan, and in the manner and for the consideration stated in the Registration Statement and the relevant Prospectus, such Shares will be validly issued, fully paid and nonassessable.
I hereby consent to the filing of this opinion letter as Exhibit 5.01 to the Registration Statement. I further consent to the reference to me in Item 5 (“Interests of Named Experts and Counsel”) in Part II of the Registration Statement.
This opinion letter is rendered as of the date first written above and I disclaim any obligation to advise you of facts, circumstances, events or developments which hereafter may be brought to my attention and which may alter, affect or modify the opinion expressed herein. My opinion is expressly limited to the matters set forth above and I render no opinion, whether by implication or otherwise, as to any other matters relating to the Company, the Plans, or the Shares.
         
  Very truly yours,
 
 
  /s/ Kevin S. Chou    
  Kevin S. Chou   
  Vice President and General Counsel,
Glu Mobile Inc.