Delaware | 91-2143667 | |
(State or Other Jurisdiction of
Incorporation or Organization) |
(I.R.S. Employer
Identification No.) |
Kevin S. Chou, Esq.
Vice President and General Counsel Glu Mobile Inc. 2207 Bridgepointe Parkway Suite 250 San Mateo, CA 94404 |
David A. Bell, Esq.
Fenwick & West LLP Silicon Valley Center 801 California Street Mountain View, CA 94041 |
Large accelerated filer o | Accelerated filer þ |
Non-accelerated filer o (Do not check if a smaller reporting company) |
Smaller reporting company o |
GLU MOBILE INC.
By:
/s/ L. Gregory Ballard
L. Gregory Ballard
President and Chief Executive Officer
Signature
Title
Date
President, Chief Executive Officer
and Director
(Principal Executive Officer)
March 18, 2009
Senior Vice President and Chief
Financial Officer
(Principal Financial and Accounting Officer)
March 18, 2009
Lead Independent Director
March 18, 2009
Director
March 18, 2009
Director
March 18, 2009
Director
March 18, 2009
Director
March 18, 2009
Director
March 18, 2009
Director
March 18, 2009
*
By
/s/ L. Gregory Ballard
L. Gregory Ballard, Attorney-In-Fact
Incorporated by Reference
Exhibit
Filing
Filed
Number
Exhibit Description
Form
File No.
Exhibit
Date
Herewith
Restated Certificate of Incorporation of Glu Mobile Inc.
S-1/A
333-139493
3.02
02/14/07
Amended and Restated Bylaws of Glu Mobile Inc.
8-K
001-33368
99.01
10/28/08
Form of Registrants Common Stock Certificate.
S-1/A
333-139493
4.01
02/14/07
Amended and Restated Investors Rights Agreement, dated
S-1
333-139493
4.02
12/19/06
as of March 29, 2006, by and among Glu Mobile Inc. and
certain investors of Glu Mobile Inc. and the Amendment
No. 1 and Joinder to the Amended and Restated Investor
Rights Agreement dated May 5, 2006, by and among Glu
Mobile Inc. and certain investors of Glu Mobile Inc.
2007 Equity Incentive Plan and forms of (a) Notice of
S-1/A
333-139493
10.03
02/16/07
Stock Option Grant, Stock Option Award Agreement and
Stock Option Exercise Agreement, (b) Notice of
Restricted Stock Award and Restricted Stock Agreement,
(c) Notice of Stock Appreciation Right Award and Stock
Appreciation Right Award Agreement, (d) Notice of
Restricted Stock Unit Award and Restricted Stock Unit
Agreement and (e) Notice of Stock Bonus Award and Stock
Bonus Agreement.
Forms of Stock Option Award Agreement (Immediately
10-Q
001-33368
10.05
08/14/08
Exercisable) and Stock Option Exercise Agreement
(Immediately Exercisable) under the Glu Mobile Inc.
2007 Equity Incentive Plan.
2007 Employee Stock Purchase Plan, as amended on
10-Q
001-33368
10.02
08/14/08
April 20, 2007.
2007 Employee Stock Purchase Plan, as amended on
10-K
001-33368
10.05
03/13/09
January 22, 2009
Opinion of Kevin S. Chou, Esq.
X
Consent of Kevin S. Chou, Esq. (included in
S-8
333-157959
23.01
03/13/09
Exhibit 5.01).
Consent of PricewaterhouseCoopers LLP, independent
S-8
333-157959
23.02
03/13/09
registered public accounting firm.
Power of Attorney (included on signature page to the
S-8
333-157959
24.01
03/13/09
Registration Statement).
Very truly yours,
|
||||
/s/ Kevin S. Chou | ||||
Kevin S. Chou | ||||
Vice President and General Counsel,
Glu Mobile Inc. |
||||