SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF THE
SECURITIES EXCHANGE ACT OF 1934
Delaware 51-0380803 ------------------------------------------- --------------------- (State of Incorporation or Organization) (I.R.S. Employer Identification no.) 345 Park Avenue, New York, New York 10154 ------------------------------------------- --------------------- (Address of Principal Executive Offices) (Zip Code) If this form relates to the If this form relates to the registration of a class of securities registration of a class of securities pursuant to Section 12(b) of the pursuant to Section 12(g) of the Exchange Act and is effective upon Exchange Act and is effective upon filing pursuant to General filing pursuant to General Instruction A.(c), please check the Instruction A.(d), please check the following box. [X] following box. [ ] |
Securities Act registration statement file number to which this form
relates: 333-78367
Securities to be registered pursuant to Section 12(b) of the Act:
Title of Each Class Name of Each Exchange on Which to be so Registered Each Class is to be Registered ------------------- ------------------------------ Class A Common Stock, New York Stock Exchange, Inc. par value $.01 per share |
Securities to be registered pursuant to Section 12(g) of the Act:
ITEM 1. DESCRIPTION OF REGISTRANT'S SECURITIES TO BE REGISTERED
For a description of the securities to be registered hereunder, reference is made to the information set forth under the heading "Description of Capital Stock" in the Registrant's Prospectus, which constitutes a part of the registrant's Registration Statement on Form S-1 (File No. 333-78367) under the Securities Act of 1933, as amended, which information is hereby incorporated herein by reference.
ITEM 2. EXHIBITS
The following exhibits to this Registration Statement have been filed as exhibits to the Registrant's Registration Statement on Form S-1 (File No. 333-78367), as amended, filed under the Securities Act of 1933, as amended, and are hereby incorporated herein by reference.
Exhibit Number Description of Exhibit ------- ---------------------- 3.1 Form of Amended and Restated Certificate of Incorporation of the Registrant. 3.2 Form of Amended and Restated By-Laws of the Registrant. 4.1 Specimen of Common Stock Certificate (per class). 4.2 Form of Amended Stockholders Agreement. 10.6 Form of Initial Public Offering Agreement among the Registrant, PNC Bank Corp. and PNC Asset Management, Inc. 10.7 Form of Registration Rights Agreement, among the Registrant, PNC Asset Management, Inc., and certain holders of the class B common stock of the Registrant. |
SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement or amendment thereto to be signed on its behalf by the undersigned, thereunto duly authorized.
Dated: September 15, 1999 BLACKROCK, INC. By: /s/ Robert P. Connolly ---------------------------------- Name: Robert P. Connolly Title: Managing Director, General Counsel and Secretary |