|
|
ý
|
QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
|
p
|
TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
|
|
|
Delaware
|
05-0420589
|
(State or Other Jurisdiction of
Incorporation or Organization)
|
(I.R.S. Employer
Identification Number)
|
50 Enterprise Center, Middletown, RI 02842
(Address of Principal Executive Offices) (Zip Code) |
|
(401) 847-3327
(Registrant’s Telephone Number, Including Area Code)
|
|
Large accelerated filer
|
o
|
Accelerated filer
|
ý
|
Non-accelerated filer
|
o
(Do not check if a smaller reporting company)
|
Smaller reporting company
|
o
|
Date
|
Class
|
Outstanding shares
|
August 5, 2015
|
Common Stock, par value $0.01 per share
|
16,090,930
|
Exhibit
No.
|
|
Description
|
|
Filed with
this Form 10-Q/A
|
|
Incorporated by Reference
|
|||||
|
Form
|
|
Filing Date
|
|
Exhibit No.
|
||||||
3.1
|
|
|
Amended and Restated Certificate of Incorporation, as amended
|
|
|
|
10-Q
|
|
August 6, 2010
|
|
3.1
|
|
|
|
|
|
|
|
|
|
|
|
|
3.2
|
|
|
Amended and Restated Bylaws of KVH Industries, Inc.
|
|
|
|
8-K
|
|
April 30, 2014
|
|
3.1
|
|
|
|
|
|
|
|
|
|
|
|
|
4.1
|
|
|
Specimen certificate for the common stock
|
|
|
|
S-1/A
|
|
March 22, 1996
|
|
4.1
|
|
|
|
|
|
|
|
|
|
|
|
|
10.1
|
|
|
First Amendment to Credit Agreement, dated as of June 15, 2015, by and among Bank of America, N.A., The Washington Trust Company and KVH Industries, Inc.
|
|
X
|
|
10-Q/A
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
31.1
|
|
|
Rule 13a-14(a)/15d-14(a) certification of principal executive officer
|
|
X
|
|
10-Q/A
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
31.2
|
|
|
Rule 13a-14(a)/15d-14(a) certification of principal financial officer
|
|
X
|
|
10-Q/A
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
32.1*
|
|
|
Section 1350 certification of principal executive officer and principal financial officer
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
101*
|
|
|
The following financial information from KVH Industries, Inc.'s Quarterly Report on Form 10-Q for the quarter ended June 30, 2015, formatted in XBRL (Extensible Business Reporting Language): (i) the Consolidated Balance Sheets (unaudited), (ii) the Consolidated Statements of Operations (unaudited), (iii) the Consolidated Statements of Comprehensive Income (Loss) (unaudited), (iv) the Consolidated Statements of Cash Flows (unaudited), and (v) the Notes to Consolidated Financial Statements (unaudited).
|
|
|
|
|
|
|
|
|
Date: August 13, 2015
|
|
|
|
KVH Industries, Inc.
|
|
|
|
By:
|
/s/ PETER A. RENDALL
|
|
Peter A. Rendall
|
|
(Duly Authorized Officer and Chief Financial
Officer)
|
Exhibit
No.
|
|
Description
|
|
Filed with
this Form 10-Q/A |
|
Incorporated by Reference
|
|||||
|
Form
|
|
Filing Date
|
|
Exhibit No.
|
||||||
3.1
|
|
|
Amended and Restated Certificate of Incorporation, as amended
|
|
|
|
10-Q
|
|
August 6, 2010
|
|
3.1
|
|
|
|
|
|
|
|
|
|
|
|
|
3.2
|
|
|
Amended and Restated Bylaws of KVH Industries, Inc.
|
|
|
|
8-K
|
|
April 30, 2014
|
|
3.1
|
|
|
|
|
|
|
|
|
|
|
|
|
4.1
|
|
|
Specimen certificate for the common stock
|
|
|
|
S-1/A
|
|
March 22, 1996
|
|
4.1
|
|
|
|
|
|
|
|
|
|
|
|
|
10.1
|
|
|
First Amendment to Credit Agreement, dated as of June 15, 2015, by and among Bank of America, N.A., The Washington Trust Company and KVH Industries, Inc.
|
|
X
|
|
10-Q/A
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
31.1
|
|
|
Rule 13a-14(a)/15d-14(a) certification of principal executive officer
|
|
X
|
|
10-Q/A
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
31.2
|
|
|
Rule 13a-14(a)/15d-14(a) certification of principal financial officer
|
|
X
|
|
10-Q/A
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
32.1*
|
|
|
Section 1350 certification of principal executive officer and principal financial officer
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
101*
|
|
|
The following financial information from KVH Industries, Inc.'s Quarterly Report on Form 10-Q for the quarter ended June 30, 2015, formatted in XBRL (Extensible Business Reporting Language): (i) the Consolidated Balance Sheets (unaudited), (ii) the Consolidated Statements of Operations (unaudited), (iii) the Consolidated Statements of Comprehensive Income (Loss) (unaudited), (iv) the Consolidated Statements of Cash Flows (unaudited), and (v) the Notes to Consolidated Financial Statements (unaudited).
|
|
|
|
|
|
|
|
|
(i)
|
this Amendment duly executed and delivered by Agent, the Lenders, and the Loan Parties;
|
(ii)
|
all accrued fees, costs and expenses (including, without limitation, the reasonable costs and expenses of Agent’s counsel) incurred by Agent in connection with this Amendment.
|
BORROWER:
|
KVH INDUSTRIES, INC.
|
|
|
|
/s/ Peter A. Rendall
|
|
Name: Peter A. Rendall
|
|
Title: Chief Financial Officer
|
ADMINISTRATIVE AGENT:
|
BANK OF AMERICA, N.A.,
|
|
as Administrative Agent
|
|
|
|
/s/ Brenda Schriner
|
|
Name: Brenda Schriner
|
|
Title: Vice President
|
LENDER:
|
BANK OF AMERICA, N.A., as a Lender
|
|
|
|
/s/ Donald C. McQueen
|
|
Name: Donald C. McQueen
|
|
Title: Senior Vice President
|
LENDER:
|
THE WASHINGTON TRUST COMPANY, as
|
|
a Lender
|
|
|
|
/s/ Scott A. McCaughey
|
|
Name: Scott A. McCaughey
|
|
Title: Vice President
|
|
|
|
/s/ Martin A. Kits van Heyningen
|
|
|
|
|
Martin A. Kits van Heyningen
|
|
|
|
|
President, Chief Executive Officer and
|
|
|
|
|
Chairman of the Board
|
|
|
|
|
/s/ Peter A. Rendall
|
|
|
|
|
Peter A. Rendall
|
|
|
|
|
Chief Financial Officer
|
|
|
|
|
|
|