*
|
The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
|
(1)
|
NAMES OF REPORTING PERSONS
|
|||
Jerry Moyes
|
||||
(2)
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP:
|
|||
(a)
o
(b)
x
|
||||
(3)
|
SEC USE ONLY
|
|||
(4)
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|||
United States of America
|
Number of Shares Beneficially Owned by Each Reporting Person With:
|
||||
(5)
|
SOLE VOTING POWER
|
|||
0
|
||||
(6)
|
SHARED VOTING POWER
|
|||
43,996,285
(1)
|
||||
(7)
|
SOLE DISPOSITIVE POWER
|
|||
0
|
||||
(8)
|
SHARED DISPOSITIVE POWER
|
|||
43,996,285
(1)
|
||||
(9)
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|||
43,996,285
(1)
|
||||
(10)
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|
|||
o | ||||
(11)
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|||
33.0%
(2)
|
||||
(12)
|
TYPE OF REPORTING PERSON
|
|||
IN
|
(1)
The Reporting Person beneficially owns 43,996,285 shares of the Issuer's outstanding common stock. Included in this amount are (i) 100 shares of the Issuer’s Class A common stock, par value $0.01 per share ("Class A Common Stock"), held by Mr. and Mrs. Moyes as community property under the laws of the State of Arizona and over which they share voting and dispositive power; and (ii) 43,996,185 shares of Class A Common Stock issuable upon conversion of shares of the Issuer’s Class B common stock, par value $0.01 per share ("Class B Common Stock"), including (A) 72,215 shares of Class B Common Stock held by Mr. and Mrs. Moyes as community property under the laws of the State of Arizona and over which they share voting and dispositive power; (B) 8,519,200 shares of Class B Common Stock owned jointly by Mr. and Mrs. Moyes and over which they share voting and dispositive power; and (C) 35,404,770 shares of Class B Common Stock owned by the Jerry and Vickie Moyes Family Trust Dated 12/11/87 (the "Moyes Trust") and over which Mr. and Mrs. Moyes, as trustees, share voting and dispositive power. Of the shares included herein, 18,585,527 shares of Class B Common Stock have been pledged to a newly formed trust (the "Trust") in connection with a private placement of the Trust's mandatory common exchange securities (the "Stockholder Offering"). Such shares of Class B Common Stock represent an equal number of shares of Class A Common Stock deliverable upon exchange of the Trust’s securities three years following the closing of the Stockholder Offering, subject to the option to settle the obligations to the Trust in cash. The Reporting Person will continue to have the right to vote the pledged shares until delivery.
As provided in the Issuer’s Amended and Restated Certificate of Incorporation, each share of Class B Common Stock is convertible at any time, at the option of the Reporting Person, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers described in the Amended and Restated Certificate of Incorporation.
|
(2)
The percentage indicated is based upon 133,416,713 shares outstanding as of December 15, 2010, which includes 73,300,000 shares of Class A Common Stock and 60,116,713 shares of Class B Common Stock outstanding as of December 15, 2010, as adjusted to reflect the sale of shares of the Issuer's Class A Common Stock in its initial public offering and as reported in the Issuer's final prospectus filed under Rule 424(b) on December 17, 2010 (the "Prospectus"). With respect to matters upon which the Issuer’s stockholders are entitled to vote, the holders of Class A Common Stock and Class B Common Stock vote together as a single class and each holder of Class A Common Stock is entitled to one vote per share and each holder of Class B Common Stock is entitled to two votes per share. The shares of common stock beneficially owned by the Reporting Person represent 45.5% of the total voting power as of December 15, 2010.
|
(1)
|
NAMES OF REPORTING PERSONS
|
|
Vickie Moyes
|
||
(2)
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP:
|
|
(a) o (b) x | ||
(3)
|
SEC USE ONLY
|
|
(4)
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
United States of America
|
Number of Shares Beneficially Owned by Each Reporting Person With:
|
||
(5)
|
SOLE VOTING POWER
|
|
0
|
||
(6)
|
SHARED VOTING POWER
|
|
43,996,285 (1) | ||
(7)
|
SOLE DISPOSITIVE POWER
|
|
0
|
||
(8)
|
SHARED DISPOSITIVE POWER
|
|
43,996,285
(1)
|
||
(9)
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
43,996,285
(1)
|
||
(10)
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|
|
o | ||
(11)
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
33.0%
(2)
|
||
(12)
|
TYPE OF REPORTING PERSON
|
|
IN
|
(1)
The Reporting Person beneficially owns 43,996,285 shares of the Issuer's outstanding common stock. Included in this amount are (i) 100 shares of the Issuer’s Class A Common Stock held by Mr. and Mrs. Moyes as community property under the laws of the State of Arizona and over which they share voting and dispositive power; and (ii) 43,996,185 shares of Class A Common Stock issuable upon conversion of shares of the Issuer’s Class B Common Stock, including (A) 72,215 shares of Class B Common Stock held by Mr. and Mrs. Moyes as community property under the laws of the State of Arizona and over which they share voting and dispositive power; (B) 8,519,200 shares of Class B Common Stock owned jointly by Mr. and Mrs. Moyes and over which they share voting and dispositive power; and (C) 35,404,770 shares of Class B Common Stock owned by the Moyes Trust and over which Mr. and Mrs. Moyes, as trustees, share voting and dispositive power. Of the shares included herein, 18,585,527 shares of Class B Common Stock have been pledged to the Trust in connection with the Stockholder Offering. Such shares of Class B Common Stock represent an equal number of shares of Class A Common Stock deliverable upon exchange of the Trust’s securities three years following the closing of the Stockholder Offering, subject to the option to settle the obligations to the Trust in cash. The Reporting Person will continue to have the right to vote the pledged shares until delivery.
As provided in the Issuer’s Amended and Restated Certificate of Incorporation, each share of Class B Common Stock is convertible at any time, at the option of the Reporting Person, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers described in the Amended and Restated Certificate of Incorporation.
|
(2)
The percentage indicated is based upon 133,416,713 shares outstanding as of December 15, 2010, which includes 73,300,000 shares of Class A Common Stock and 60,116,713 shares of Class B Common Stock outstanding as of December 15, 2010, as adjusted to reflect the sale of shares of the Issuer's Class A Common Stock in its initial public offering and as reported in the Issuer's Prospectus. With respect to matters upon which the Issuer’s stockholders are entitled to vote, the holders of Class A Common Stock and Class B Common Stock vote together as a single class and each holder of Class A Common Stock is entitled to one vote per share and each holder of Class B Common Stock is entitled to two votes per share. The shares of common stock beneficially owned by the Reporting Person represent 45.5% of the total voting power as of December 15, 2010.
|
(1)
|
NAMES OF REPORTING PERSONS
|
|
Jerry and Vickie Moyes Family Trust 12/11/87
|
||
(2)
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP:
|
|
(a) o (b) x | ||
(3)
|
SEC USE ONLY
|
|
(4)
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
Arizona
|
Number of Shares Beneficially Owned by Each Reporting Person With:
|
||
(5)
|
SOLE VOTING POWER
|
|
35,404,770
(1)
|
||
(6)
|
SHARED VOTING POWER
|
|
0
|
||
(7)
|
SOLE DISPOSITIVE POWER
|
|
35,404,770
(1)
|
||
(8)
|
SHARED DISPOSITIVE POWER
|
|
0
|
||
(9)
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
35,404,770
(1)
|
||
(10)
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|
|
o | ||
(11)
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
26.5%
(2)
|
||
(12)
|
TYPE OF REPORTING PERSON
|
|
OO
|
(1)
Represents shares of the Issuer’s Class A Common Stock issuable upon conversion of 35,404,770 shares of the Issuer’s Class B Common Stock owned by the Moyes Trust and over which Mr. and Mrs. Moyes, as trustees, share voting and dispositive power. Of the shares included herein, 9,994,112 shares of Class B Common Stock have been pledged to the Trust in connection with the Stockholder Offering. Such shares of Class B Common Stock represent an equal number of shares of Class A Common Stock deliverable upon exchange of the Trust’s securities three years following the closing of the Stockholder Offering, subject to the option to settle the obligations to the Trust in cash. The Reporting Person will continue to have the right to vote the pledged shares until delivery.
As provided in the Issuer’s Amended and Restated Certificate of Incorporation, each share of Class B Common Stock is convertible at any time, at the option of the Reporting Person, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers described in the Amended and Restated Certificate of Incorporation.
|
||||
(2)
The percentage indicated is based upon 133,416,713 shares outstanding as of December 15, 2010, which includes 73,300,000 shares of Class A Common Stock and 60,116,713 shares of Class B Common Stock outstanding as of December 15, 2010, as adjusted to reflect the sale of shares of the Issuer's Class A Common Stock in its initial public offering and as reported in the Issuer's Prospectus. With respect to matters upon which the Issuer’s stockholders are entitled to vote, the holders of Class A Common Stock and Class B Common Stock vote together as a single class and each holder of Class A Common Stock is entitled to one vote per share and each holder of Class B Common Stock is entitled to two votes per share. The shares of Class B Common Stock beneficially owned by the Reporting Person represent 36.6% of the total voting power as of December 15, 2010.
|
(1)
|
NAMES OF REPORTING PERSONS
|
|
Michael Moyes
|
||
(2)
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP:
|
|
(a) o (b) x | ||
(3)
|
SEC USE ONLY
|
|
(4)
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
United States of America
|
Number of Shares Beneficially Owned by Each Reporting Person With:
|
||
(5)
|
SOLE VOTING POWER
|
|
13,410,254
(1)
|
||
(6)
|
SHARED VOTING POWER
|
|
0
|
||
(7)
|
SOLE DISPOSITIVE POWER
|
|
13,410,254
(1)
|
||
(8)
|
SHARED DISPOSITIVE POWER
|
|
0
|
||
(9)
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
13,410,254
(1)(2)
|
||
(10)
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|
|
o | ||
(11)
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
10.1%
(2)(3)
|
||
(12)
|
TYPE OF REPORTING PERSON
|
|
IN
|
(1)
Represents shares of the Issuer’s Class A Common Stock issuable upon conversion of 13,410,254 shares of the Issuer’s Class B Common Stock, including (i) 2,710,274 shares of Class B Common Stock held by the Todd Moyes Trust; (ii) 2,710,274 shares of Class B Common Stock held by the Hollie Moyes Trust; (iii) 2,710,274 shares of Class B Common Stock held by the Chris Moyes Trust; (iv) 2,629,636 shares of Class B Common Stock held by the Lyndee Moyes Nester Trust; and (v) 2,649,796 shares of Class B Common Stock held by the Marti Lyn Moyes Trust. The Reporting Person serves as the trustee of each of these trusts and has sole voting and dispositive power over the shares owned by such trusts. This amount also includes 3,451,455 shares of Class B Common Stock that the Moyes children's trusts included in this Schedule 13G cover page have pledged to the Trust in connection with the Stockholder Offering. Such shares of Class B Common Stock represent an equal number of shares of Class A Common Stock deliverable upon exchange of the Trust’s securities three years following the closing of the Stockholder Offering, subject to the option to settle the obligations to the Trust in cash. The Reporting Person will continue to have the right to vote the pledged shares until delivery.
As provided in the Issuer’s Amended and Restated Certificate of Incorporation, each share of Class B Common Stock is convertible at any time, at the option of the Reporting Person, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers described in the Amended and Restated Certificate of Incorporation.
|
||||
(2)
Excludes 2,710,274 shares of Class B Common Stock held by the Michael J. Moyes Trust, of which the Reporting Person is the beneficiary, but does not have voting or dispositive control over such shares.
|
||||
(3)
The percentage indicated is based upon 133,416,713 shares outstanding as of December 15, 2010, which includes 73,300,000 shares of Class A Common Stock and 60,116,713 shares of Class B Common Stock outstanding as of December 15, 2010, as adjusted to reflect the sale of shares of the Issuer's Class A Common Stock in its initial public offering and as reported in the Issuer's Prospectus. With respect to matters upon which the Issuer’s stockholders are entitled to vote, the holders of Class A Common Stock and Class B Common Stock vote together as a single class and each holder of Class A Common Stock is entitled to one vote per share and each holder of Class B Common Stock is entitled to two votes per share. The shares of Class B Common Stock beneficially owned by the Reporting Person represent 13.9% of the total voting power as of December 15, 2010.
|
Item 1. (a).
|
Name of Issuer
|
Swift Transportation Company
|
|
|
|
Item 1. (b).
|
Address of Issuer's Principal Executive Offices:
|
|
2200 South 75th Avenue
Phoenix, AZ 85043
|
Item 2. (a)-(c).
|
Name, Principal Business Office and Citizenship of Filing Persons:
|
(i) Jerry Moyes
|
|
|
P.O. Box 1397
|
|
Tolleson, Arizona 85353
|
Citizenship: United States of America
|
|
(ii) Vickie Moyes
|
|
|
P.O. Box 1397
|
|
Tolleson, Arizona 85353
|
Citizenship: United States of America
|
|
(iii) Jerry and Vickie Moyes Family Trust 12/11/87
|
|
|
P.O. Box 1397
|
|
Tolleson, Arizona 85353
|
Established under the law of the State of Arizona
|
|
(iv) Michael Moyes
|
|
|
P.O. Box 1397
|
|
Tolleson, Arizona 85353
|
Citizenship: United States of America
|
|
Item 2. (d).
|
Title of Class of Securities:
|
|
Class A Common Stock, par value $0.01 per share
|
|
|
Item 2. (e).
|
CUSIP Number:
|
|
87074U101
|
Item 3.
|
If this statement is filed pursuant to Rule 13d-1(b) or §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
|
Not applicable.
|
|
Item 4.
|
Ownership.
|
The information in items 1 and 5 through 11 on the cover pages of this Schedule 13G is incorporated herein by reference.
|
|
Immediately prior to the closing of the Issuer's initial public offering, Swift Corporation, the prior parent company to the Issuer, was merged with and into the Issuer, with the Issuer surviving as a Delaware corporation. Pursuant to the Agreement and Plan of Merger, all of the outstanding shares of common stock of Swift Corporation were converted into shares of the Issuer's Class B Common Stock on a one-for-one basis. As a result of the merger, the Reporting Persons own 57,406,439 shares of the Issuer's Class B Common Stock. As provided in the Issuer’s Amended and Restated Certificate of Incorporation, each share of Class B Common Stock is convertible at any time, at the option of the holder, into one share of Class A Common Stock. Each share of Class B Common Stock also will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers described in the Amended and Restated Certificate of Incorporation. Mr. and Mrs. Moyes also own 100 shares of the Issuer's Class A Common Stock.
|
Item 5.
|
Ownership of Five Percent or Less of a Class
|
[ ].
|
|
Item 6.
|
Ownership of More than Five Percent on Behalf of Another Person
|
Not applicable.
|
|
Item 7.
|
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person
|
Not applicable.
|
|
Item 8.
|
Identification and Classification of Members of the Group
|
Due to the relationships between them, the Reporting Persons may be deemed to constitute a "group" with one another for purposes of Section 13(d)(3) of the Securities Exchange Act of 1934.
|
|
Item 9.
|
Notice of Dissolution of Group
|
Not applicable.
|
|
Item 10.
|
Certification
|
Not applicable.
|
JERRY MOYES, individually and as trustee of the Jerry and Vickie Moyes Family Trust Dated 12/11/87
|
|
/s/ Jerry Moyes, by Heidi Hornung-Scherr, attorney-in-fact, pursuant to a Power of Attorney filed herewith
|
|
VICKIE MOYES, individually and as trustee of the Jerry and Vickie Moyes Family Trust Dated 12/11/87
|
|
/s/ Vickie Moyes, by Heidi Hornung-Scherr, attorney-in-fact, pursuant to a Power of Attorney filed herewith
|
|
MICHAEL MOYES, individually | |
/s/ Michael Moyes, by Heidi Hornung-Scherr, attorney-in-fact, purusuant to a Power of Attorney filed herewith | |
Dated: December 23, 2010
|
Joint Filing Agreement, dated December 23, 2010, by and among the Reporting Persons
|
|
Power of Attorney of Jerry Moyes and Vickie Moyes, individually and as trustees of the Jerry and Vickie Moyes Family Trust Dated 12/11/87
|
|
Power of Attorney of Michael Moyes, individually
|
JERRY MOYES, individually and as trustee of the Jerry and Vickie Moyes Family Trust Dated 12/11/87
|
||
/s/ Jerry Moyes, by Heidi Hornung-Scherr, attorney-in-fact, pursuant to a Power of Attorney filed herewith
|
||
VICKIE MOYES, individually and as trustee of the Jerry and Vickie Moyes Family Trust Dated 12/11/87
|
||
/s/ Vickie Moyes, by Heidi Hornung-Scherr, attorney-in-fact, pursuant to a Power of Attorney filed herewith
|
||
MICHAEL MOYES, individually | ||
/s/ Michael Moyes, by Heidi Hornung-Scherr, attorney-in-fact, pursuant to a
Power of Attorney filed herewith
|
JERRY AND VICKIE MOYES FAMILY TRUST
DATED 12/11/87
|
||
/s/ Jerry Moyes
|
/s/ Jerry Moyes
|
|
Jerry Moyes, Individually
|
Jerry Moyes, Trustee
|
|
/s/ Vickie Moyes
|
/s/ Vickie Moyes
|
|
Vickie Moyes, Individually
|
Vickie Moyes, Trustee
|
|
(1)
|
execute for and on behalf of the undersigned, in the undersigned's capacity as a stockholder of Swift Transportation Company (the "Company"), Schedules 13D and 13G and in accordance with Section 13 of the Securities Exchange Act of 1934, as the same may be amended from time to time (the "Act"), and the rules thereunder;
|
|
(2)
|
do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Schedule 13D or 13G, complete and execute any amendment or amendments thereto, and timely file such schedule or form with the United States Securities and Exchange Commission and any stock exchange or similar authority; and
|
|
(3)
|
take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact's sole discretion.
|
/s/ Michael Moyes
|
|
Michael Moyes, Individually
|