1.
|
Names of Reporting Persons
Patrick Brian Quinn
|
||
2.
|
Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [ ]
(b) [ ]
|
||
3.
|
SEC USE ONLY
|
||
4.
|
Citizenship or Place of Organization
United States of America
|
||
Number of
Shares Beneficially
Owned by Each
Reporting
Person with
|
5.
|
Sole Voting Power
2,667,409
(1)
|
|
6.
|
Shared Voting Power
0
|
||
7.
|
Sole Dispositive Power
2,667,409
(1)
|
||
8.
|
Shared Dispositive Power
0
|
||
9.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
2,667,409
(1)
|
||
10.
|
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
[ ]
|
||
11.
|
Percent of Class Represented by Amount in Row (9)
8.1%
(2)
|
||
12.
|
Type of Reporting Person (See Instructions)
IN
|
|
(1)
|
Includes (i) 2,429,533 shares of Class A common stock held by the Anna Marie Quinn 2012 Irrevocable Trust FBO Patrick Brian Quinn, over which Mr. Quinn serves as the sole trustee and has sole voting and dispositive power, as of December 31, 2018, (ii) 236,892 shares of Class A common stock held directly by Mr. Quinn as of December 31, 2018, and (iii) 984 Class A restricted stock units that will vest on February 15, 2019.
|
(2)
|
The percentage is based upon 32,811,070 shares of Class A common stock outstanding as of October 31, 2018 (according to the Form 10-Q filed by the Issuer with the Securities and Exchange Commission on November 8, 2018).
|
1.
|
Names of Reporting Persons
Anna Marie Quinn 2012 Irrevocable Trust FBO Patrick Brian Quinn
|
||
2.
|
Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [ ]
(b) [ ]
|
||
3.
|
SEC USE ONLY
|
||
4.
|
Citizenship or Place of Organization
Tennessee
|
||
Number of
Shares Beneficially
Owned by Each
Reporting
Person with
|
5.
|
Sole Voting Power
2,429,533
(1)
|
|
6.
|
Shared Voting Power
0
|
||
7.
|
Sole Dispositive Power
2,429,533
(1)
|
||
8.
|
Shared Dispositive Power
0
|
||
9.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
2,429,533
(1)
|
||
10.
|
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
[ ]
|
||
11.
|
Percent of Class Represented by Amount in Row (9)
7.4%
(2)
|
||
12.
|
Type of Reporting Person (See Instructions)
OO
|
|
(1)
|
Shares of Class A common stock held by the Anna Marie Quinn 2012 Irrevocable Trust FBO Patrick Brian Quinn, over which Mr. Quinn serves as the sole trustee and has sole voting and dispositive power, as of December 31, 2018.
|
(2)
|
The percentage is based upon 32,811,070 shares of Class A common stock outstanding as of October 31, 2018 (according to the Form 10-Q filed by the Issuer with the Securities and Exchange Commission on November 8, 2018).
|
Item 1(a).
|
Name of Issuer
|
Item 1(b).
|
Address of Issuer’s Principal Executive Offices
|
Item 2(a).
|
Name of Person Filing
|
Item 2(b).
|
Address of Principal Business Office
|
Item 2(c).
|
Citizenship
|
Item 2(d).
|
Title of Class of Securities
|
Item 2(e).
|
CUSIP No.
|
Item 3.
|
If this statement is filed pursuant to Rules 13d-1(b) or 13d-2(b) or (c), check whether the person filing is a:
|
(a)
|
[ ]
|
Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o);
|
|
(b)
|
[ ]
|
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
|
|
(c)
|
[ ]
|
Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c);
|
|
(d)
|
[ ]
|
Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
|
|
(e)
|
[ ]
|
An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
|
|
(f)
|
[ ]
|
An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
|
|
(g)
|
[ ]
|
A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
|
|
(h)
|
[ ]
|
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
|
|
(i)
|
[ ]
|
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
|
|
(j)
|
[ ]
|
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
|
|
(k)
|
[ ]
|
Group, in accordance with § 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: _________.
|
Item 4.
|
Ownership
|
(a)
|
Mr. Quinn may be deemed to beneficially own 2,667,409 shares of Class A common stock, as of December 31, 2018.
|
(b)
|
The number of shares that Mr. Quinn may be deemed to beneficially own constitutes approximately 8.1% of the Class A common stock outstanding.
|
(c)
|
Number of shares as to which such person has:
|
(i)
|
sole power to vote or to direct the vote: 2,667,409
|
(ii)
|
shared power to vote or to direct the vote: 0
|
(iii)
|
sole power to dispose or to direct the disposition of: 2,667,409
|
(iv)
|
shared power to dispose or to direct the disposition of: 0
|
(a)
|
The Anna Marie Quinn 2012 Irrevocable Trust FBO Patrick Brian Quinn may deemed to beneficially own 2,429,533 shares of Class A common stock, as of December 31, 2018.
|
(b)
|
The number of shares that the Anna Marie Quinn 2012 Irrevocable Trust FBO Patrick Brian Quinn may be deemed to beneficially own constitutes approximately 7.4% of the Class A common stock outstanding.
|
(c)
|
Number of shares as to which such person has:
|
(i)
|
sole power to vote or to direct the vote: 2,429,533
|
(ii)
|
shared power to vote or to direct the vote: 0
|
(iii)
|
sole power to dispose or to direct the disposition of: 2,429,533
|
(iv)
|
shared power to dispose or to direct the disposition of: 0
|
Item 5.
|
Ownership of 5 Percent or Less of a Class.
|
Item 6.
|
Ownership of More than 5 Percent on Behalf of Another Person.
|
Item 7.
|
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
|
Item 8.
|
Identification and Classification of Members of the Group.
|
Item 9.
|
Notice of Dissolution of Group.
|
Item 10.
|
Certification
|
PATRICK BRIAN QUINN, individually
|
|
/s/ Patrick Brian Quinn, by Heidi Hornung-Scherr, attorney-in-fact, pursuant to a Power of Attorney filed herewith
|
|
ANNA MARIE QUINN 2012 IRREVOCABLE TRUST FBO PATRICK BRIAN QUINN, by Patrick Brian Quinn, as trustee
|
|
/s/ Patrick Brian Quinn, by Heidi Hornung-Scherr, attorney-in-fact, pursuant to a Power of Attorney filed herewith
|
Exhibit Index
|
|
Joint Filing Agreement, dated February 14, 2019, by and between the Reporting Persons.
|
|
|
Power of Attorney of Patrick Brian Quinn, individually and in his capacity as trustee of any trust or officer of any entity.
|
|
PATRICK BRIAN QUINN, individually
|
|
/s/ Patrick Brian Quinn, by Heidi Hornung-Scherr, attorney-in-fact, pursuant to a Power of Attorney filed herewith
|
|
ANNA MARIE QUINN 2012 IRREVOCABLE TRUST FBO PATRICK BRIAN QUINN, by Patrick Brian Quinn, as trustee
|
|
/s/ Patrick Brian Quinn, by Heidi Hornung-Scherr, attorney-in-fact, pursuant to a Power of Attorney filed herewith
|
|
(1)
|
execute for and on behalf of the undersigned, in the undersigned's capacity as an individual stockholder of U.S. Xpress Enterprises, Inc. (the "Company") and as a trustee or co-trustee of any trust or officer of any entity holding shares of the Company, Schedules 13D and 13G in accordance with Section 13 of the Securities Exchange Act of 1934 and the rules thereunder;
|
|
(2)
|
do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Schedule 13D or 13G, complete and execute any amendment or amendments thereto, and timely file such form with the United States Securities and Exchange Commission and any stock exchange or similar authority; and
|
|
(3)
|
take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact's sole discretion.
|
|
/s/ Patrick Brian Quinn |
|
Patrick Brian Quinn, individually and as trustee, co-trustee or officer
|