Illinois
(State or other jurisdiction of Incorporation) |
001-35077
(Commission File Number) |
36-3873352
(I.R.S. Employer Identification No.) |
9700 West Higgins Road
Rosemont, Illinois (Address of principal executive offices) |
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60018
(Zip Code) |
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a‑12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Item 2.03.
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Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant.
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Exhibit No.
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Description
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10.1
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Third Amending Agreement, dated as of December 15, 2017, by and between First Insurance Funding of Canada Inc. and CIBC Mellon Trust, in its capacity as trustee of Plaza Trust, by its Financial Service Agent, Royal Bank of Canada.
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10.2
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Performance Guarantee Confirmation made as of December 15, 2017 by Wintrust Financial Corporation in favor of CIBC Mellon Trust Company, Plaza Trust.
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Exhibit No.
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Description
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Third Amending Agreement, dated as of December 15, 2017, by and between First Insurance Funding of Canada Inc. and CIBC Mellon Trust, in its capacity as trustee of Plaza Trust, by its Financial Service Agent, Royal Bank of Canada.
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Performance Guarantee Confirmation made as of December 15, 2017 by Wintrust Financial Corporation in favor of CIBC Mellon Trust Company, Plaza Trust.
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WINTRUST FINANCIAL CORPORATION
(Registrant) |
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By:
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/s/ Kathleen M. Boege
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Kathleen M. Boege
Executive Vice President, General Counsel and Corporate Secretary |
1.
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Amendments
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(a)
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The definition of “Commitment Maturity Date” in Section 1.1 of the RPA is amended by deleting the reference to “December 15, 2017” in such definition and replacing it with “December 16, 2019”.
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(b)
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The definition of “Facility Limit” in Section 1.1 of the RPA is amended by deleting the reference to “$160,000,000” in such definition and replacing it with “$170,000,000”
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2.
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General
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(a)
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This Third Amending Agreement shall be governed by and construed in accordance with the laws of the Province of Ontario and the federal laws of Canada applicable therein.
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(b)
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This Third Amending Agreement shall be binding upon and enure to the benefit of the parties hereto and their respective successors and permitted assigns.
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(c)
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This Third Amending Agreement may be executed in any number of counterparts and by different parties hereto in separate counterparts, each of which, when so executed shall be deemed to be an original and all of which when taken together shall constitute one and the same agreement.
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FIRST INSURANCE FUNDING OF CANADA INC.
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By:
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/s/Stuart G. Bruce
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Name: Stuart G. Bruce
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Title: Chief Executive Officer
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By:
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/s/John Martin
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Name: John Martin
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Title: Senior Vice President
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CIBC MELLON TRUST COMPANY
, in its capacity as trustee of
PLAZA TRUST
, by its Financial Services Agent,
ROYAL BANK OF CANADA
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By:
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/s/ Ian Benaiah
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Name: Ian Benaiah
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Title: Authorized Signatory
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By:
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/s/Nur Khan
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Name: Nur Khan
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Title: Authorized Signatory
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WINTRUST FINANCIAL CORPORATION
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By:
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/s/Edward J. Wehmer
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Name: Edward J. Wehmer
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Title: President & Chief Executive Officer
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By:
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/s/David A. Dykstra
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Name: David A. Dykstra
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Title: Senior Executive Vice President &
Chief Operating Officer
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