SC 13D/A 1 buxton-mallinsc13da_051421.htm BUXTON-MALLINCKRODT SC 13D/A#12

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13D/A

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT

TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO

§ 240.13d-2(a)

Under the Securities Exchange Act of 1934
(Amendment No. 13)*

Mallinckrodt plc
(Name of Issuer)

 

Ordinary shares, par value $0.20 per share
(Title of Class of Securities)

 

G5785G107
(CUSIP Number)

 

The Buxton Helmsley Group, Inc.

1185 Avenue of the Americas, Floor 3

New York, N.Y. 10036-2600

Tel.: +1 (212) 561-5540

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
February 11, 2022
(Date of Event which Requires Filing of this Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box [ ].

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See § 240.13d-7(b) for other parties to whom copies are to be sent.

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

CUSIP No. G5785G107 SCHEDULE 13D Page 2 of 45 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Buxton Helmsley Holdings, Inc.
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
WC
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Michigan
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
0
8 SHARED VOTING POWER
3,434,800
9 SOLE DISPOSITIVE POWER
0
10 SHARED DISPOSITIVE POWER
3,434,800
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,434,800
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
4.1%1
14 TYPE OF REPORTING PERSON (See Instructions)
HC, CO
       

__________________

1 Based upon 84,722,432 shares of Ordinary shares, par value $0.20 per share ("Shares"), of Mallinckrodt plc. (the "Issuer") outstanding as of September 24, 2021, as reported in the Issuer's quarterly report on Form 10-Q filed with the Securities and Exchange Commission on November 2, 2021.

 


 
 

 

CUSIP No. G5785G107 SCHEDULE 13D Page 3 of 45 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
The Buxton Helmsley Group, Inc.
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
WC
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Michigan
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
0
8 SHARED VOTING POWER
3,434,800
9 SOLE DISPOSITIVE POWER
0
10 SHARED DISPOSITIVE POWER
3,434,800
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,434,800
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
4.1%2
14 TYPE OF REPORTING PERSON (See Instructions)
CO, IA
       

__________________

2 Based upon 84,722,432 shares of Ordinary shares, par value $0.20 per share ("Shares"), of Mallinckrodt plc. (the "Issuer") outstanding as of September 24, 2021, as reported in the Issuer's quarterly report on Form 10-Q filed with the Securities and Exchange Commission on November 2, 2021.

 


 
 

 

CUSIP No. G5785G107 SCHEDULE 13D Page 4 of 45 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Alexander Parker
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
AF
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
USA
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
0
8 SHARED VOTING POWER
3,434,800
9 SOLE DISPOSITIVE POWER
0
10 SHARED DISPOSITIVE POWER
3,434,800
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,434,800
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
4.1%3
14 TYPE OF REPORTING PERSON (See Instructions)
HC, IN
       

__________________

3 Based upon 84,722,432 shares of Ordinary shares, par value $0.20 per share ("Shares"), of Mallinckrodt plc. (the "Issuer") outstanding as of September 24, 2021, as reported in the Issuer's quarterly report on Form 10-Q filed with the Securities and Exchange Commission on November 2, 2021.

 


 
 

 

CUSIP No. G5785G107 SCHEDULE 13D Page 5 of 45 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Thomas Gitter
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
PF
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Wisconsin
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
0
8 SHARED VOTING POWER
633,141
9 SOLE DISPOSITIVE POWER
0
10 SHARED DISPOSITIVE POWER
633,141
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
633,141
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.7%8
14 TYPE OF REPORTING PERSON (See Instructions)
IN
       

__________________

4 Based upon 84,722,432 shares of Ordinary shares, par value $0.20 per share ("Shares"), of Mallinckrodt plc. (the "Issuer") outstanding as of September 24, 2021, as reported in the Issuer's quarterly report on Form 10-Q filed with the Securities and Exchange Commission on November 2, 2021.

 


 
 

 

CUSIP No. G5785G107 SCHEDULE 13D Page 6 of 45 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Valerii Mansurov
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
PF
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Russia
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
620,000
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
620,000
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
620,000
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.7%34
14 TYPE OF REPORTING PERSON (See Instructions)
IN
       

__________________

5 Based upon 84,722,432 shares of Ordinary shares, par value $0.20 per share ("Shares"), of Mallinckrodt plc. (the "Issuer") outstanding as of September 24, 2021, as reported in the Issuer's quarterly report on Form 10-Q filed with the Securities and Exchange Commission on November 2, 2021.

 


 
 

 

CUSIP No. G5785G107 SCHEDULE 13D Page 7 of 45 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Vladimir Kovalenko
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
PF
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Russia
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
370,183
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
370,183
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
370,183
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.4%5
14 TYPE OF REPORTING PERSON (See Instructions)
IN
       

__________________

6 Based upon 84,722,432 shares of Ordinary shares, par value $0.20 per share ("Shares"), of Mallinckrodt plc. (the "Issuer") outstanding as of September 24, 2021, as reported in the Issuer's quarterly report on Form 10-Q filed with the Securities and Exchange Commission on November 2, 2021.

 


 
 

 

CUSIP No. G5785G107 SCHEDULE 13D Page 8 of 45 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Kharkov Aleksandr Sergeevich
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
PF
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Russia
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
265,000
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
265,000
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
265,000
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.3%6
14 TYPE OF REPORTING PERSON (See Instructions)
IN
       

__________________

7 Based upon 84,722,432 shares of Ordinary shares, par value $0.20 per share ("Shares"), of Mallinckrodt plc. (the "Issuer") outstanding as of September 24, 2021, as reported in the Issuer's quarterly report on Form 10-Q filed with the Securities and Exchange Commission on November 2, 2021.

 


 
 

 

CUSIP No. G5785G107 SCHEDULE 13D Page 9 of 45 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Elena Tsygankova
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
WC
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Russia
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
0
8 SHARED VOTING POWER
228,000
9 SOLE DISPOSITIVE POWER
0
10 SHARED DISPOSITIVE POWER
228,000
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
228,000
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.3%7
14 TYPE OF REPORTING PERSON (See Instructions)
IA, IN
       

__________________

8 Based upon 84,722,432 shares of Ordinary shares, par value $0.20 per share ("Shares"), of Mallinckrodt plc. (the "Issuer") outstanding as of September 24, 2021, as reported in the Issuer's quarterly report on Form 10-Q filed with the Securities and Exchange Commission on November 2, 2021.

 


 
 

 

CUSIP No. G5785G107 SCHEDULE 13D Page 10 of 45 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Daniliuk Kirill Vladimirovich
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
PF
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Russia
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
193,000
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
193,000
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
193,000
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.2%9
14 TYPE OF REPORTING PERSON (See Instructions)
IN
       

__________________

9 Based upon 84,722,432 shares of Ordinary shares, par value $0.20 per share ("Shares"), of Mallinckrodt plc. (the "Issuer") outstanding as of September 24, 2021, as reported in the Issuer's quarterly report on Form 10-Q filed with the Securities and Exchange Commission on November 2, 2021.

 


 
 

 

CUSIP No. G5785G107 SCHEDULE 13D Page 11 of 45 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
James Paul Carey
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
PF
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Ohio
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
180,000
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
180,000
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
180,000
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.2%18
14 TYPE OF REPORTING PERSON (See Instructions)
IN
       

__________________

10 Based upon 84,722,432 shares of Ordinary shares, par value $0.20 per share ("Shares"), of Mallinckrodt plc. (the "Issuer") outstanding as of September 24, 2021, as reported in the Issuer's quarterly report on Form 10-Q filed with the Securities and Exchange Commission on November 2, 2021.

 


 
 

 

CUSIP No. G5785G107 SCHEDULE 13D Page 12 of 45 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
James Jonathan Josey
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
PF
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Missouri
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
168,600
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
168,600
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
168,600
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.2%13
14 TYPE OF REPORTING PERSON (See Instructions)
IN
       

__________________

11 Based upon 84,722,432 shares of Ordinary shares, par value $0.20 per share ("Shares"), of Mallinckrodt plc. (the "Issuer") outstanding as of September 24, 2021, as reported in the Issuer's quarterly report on Form 10-Q filed with the Securities and Exchange Commission on November 2, 2021.

 


 
 

 

CUSIP No. G5785G107 SCHEDULE 13D Page 13 of 45 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Zavolozhin Sergey Vladimirovich
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
PF
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Russia
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
140,535
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
140,535
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
140,535
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.2%24
14 TYPE OF REPORTING PERSON (See Instructions)
IN
       

__________________

12 Based upon 84,722,432 shares of Ordinary shares, par value $0.20 per share ("Shares"), of Mallinckrodt plc. (the "Issuer") outstanding as of September 24, 2021, as reported in the Issuer's quarterly report on Form 10-Q filed with the Securities and Exchange Commission on November 2, 2021.

 


 
 

 

CUSIP No. G5785G107 SCHEDULE 13D Page 14 of 45 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Roman Dontsov Valentinovich
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
PF
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Russia
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
135,212
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
135,212
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
135,212
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.2%10
14 TYPE OF REPORTING PERSON (See Instructions)
IN
       

__________________

13 Based upon 84,722,432 shares of Ordinary shares, par value $0.20 per share ("Shares"), of Mallinckrodt plc. (the "Issuer") outstanding as of September 24, 2021, as reported in the Issuer's quarterly report on Form 10-Q filed with the Securities and Exchange Commission on November 2, 2021.

 


 
 

 

CUSIP No. G5785G107 SCHEDULE 13D Page 15 of 45 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Victor Pardo
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
PF
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
New York
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
123,705
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
123,705
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
123,705
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%26
14 TYPE OF REPORTING PERSON (See Instructions)
IN
       

__________________

14 Based upon 84,722,432 shares of Ordinary shares, par value $0.20 per share ("Shares"), of Mallinckrodt plc. (the "Issuer") outstanding as of September 24, 2021, as reported in the Issuer's quarterly report on Form 10-Q filed with the Securities and Exchange Commission on November 2, 2021.

 


 
 

 

CUSIP No. G5785G107 SCHEDULE 13D Page 16 of 45 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Alexey Evgeneevich Ilinykh
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
PF
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Russia
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
121,388
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
121,388
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
121,388
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%36
14 TYPE OF REPORTING PERSON (See Instructions)
IN
       

__________________

15 Based upon 84,722,432 shares of Ordinary shares, par value $0.20 per share ("Shares"), of Mallinckrodt plc. (the "Issuer") outstanding as of September 24, 2021, as reported in the Issuer's quarterly report on Form 10-Q filed with the Securities and Exchange Commission on November 2, 2021.

 


 
 

 

CUSIP No. G5785G107 SCHEDULE 13D Page 17 of 45 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Alexey Isaev
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
PF
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Russia
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
121,347
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
121,347
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
121,347
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%11
14 TYPE OF REPORTING PERSON (See Instructions)
IN
       

__________________

16 Based upon 84,722,432 shares of Ordinary shares, par value $0.20 per share ("Shares"), of Mallinckrodt plc. (the "Issuer") outstanding as of September 24, 2021, as reported in the Issuer's quarterly report on Form 10-Q filed with the Securities and Exchange Commission on November 2, 2021.

 


 
 

 

CUSIP No. G5785G107 SCHEDULE 13D Page 18 of 45 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Alexander Koch
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
PF
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Germany
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
120,000
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
120,000
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
120,000
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%12
14 TYPE OF REPORTING PERSON (See Instructions)
IN
       

__________________

17 Based upon 84,722,432 shares of Ordinary shares, par value $0.20 per share ("Shares"), of Mallinckrodt plc. (the "Issuer") outstanding as of September 24, 2021, as reported in the Issuer's quarterly report on Form 10-Q filed with the Securities and Exchange Commission on November 2, 2021.

 


 
 

 

CUSIP No. G5785G107 SCHEDULE 13D Page 19 of 45 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Kimberly Tully
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
PF
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
New Jersey
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
110,961
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
110,961
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
110,961
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%16
14 TYPE OF REPORTING PERSON (See Instructions)
IN
       

__________________

18 Based upon 84,722,432 shares of Ordinary shares, par value $0.20 per share ("Shares"), of Mallinckrodt plc. (the "Issuer") outstanding as of September 24, 2021, as reported in the Issuer's quarterly report on Form 10-Q filed with the Securities and Exchange Commission on November 2, 2021.

 


 
 

 

CUSIP No. G5785G107 SCHEDULE 13D Page 20 of 45 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Edgard Gafurov
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
PF
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Russia
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
106,512
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
106,512
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
106,512
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%15
14 TYPE OF REPORTING PERSON (See Instructions)
IN
       

__________________

19 Based upon 84,722,432 shares of Ordinary shares, par value $0.20 per share ("Shares"), of Mallinckrodt plc. (the "Issuer") outstanding as of September 24, 2021, as reported in the Issuer's quarterly report on Form 10-Q filed with the Securities and Exchange Commission on November 2, 2021.

 


 
 

 

CUSIP No. G5785G107 SCHEDULE 13D Page 21 of 45 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Pradeep Vasudeva Kadambi
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
PF
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Florida
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
101,900
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
101,900
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
101,900
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%14
14 TYPE OF REPORTING PERSON (See Instructions)
IN
       

__________________

20 Based upon 84,722,432 shares of Ordinary shares, par value $0.20 per share ("Shares"), of Mallinckrodt plc. (the "Issuer") outstanding as of September 24, 2021, as reported in the Issuer's quarterly report on Form 10-Q filed with the Securities and Exchange Commission on November 2, 2021.

 


 
 

 

CUSIP No. G5785G107 SCHEDULE 13D Page 22 of 45 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Israel Larrondo
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
PF
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Spain
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
94,628
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
94,628
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
94,628
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%32
14 TYPE OF REPORTING PERSON (See Instructions)
IN
       

__________________

21 Based upon 84,722,432 shares of Ordinary shares, par value $0.20 per share ("Shares"), of Mallinckrodt plc. (the "Issuer") outstanding as of September 24, 2021, as reported in the Issuer's quarterly report on Form 10-Q filed with the Securities and Exchange Commission on November 2, 2021.

 


 
 

 

CUSIP No. G5785G107 SCHEDULE 13D Page 23 of 45 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Joan I. Barry Revocable Trust (Dtd. 12/13/13)
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
WC
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Missouri
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
93,000
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
93,000
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
93,000
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%17
14 TYPE OF REPORTING PERSON (See Instructions)
OO
       

__________________

22 Based upon 84,722,432 shares of Ordinary shares, par value $0.20 per share ("Shares"), of Mallinckrodt plc. (the "Issuer") outstanding as of September 24, 2021, as reported in the Issuer's quarterly report on Form 10-Q filed with the Securities and Exchange Commission on November 2, 2021.

 


 
 

 

CUSIP No. G5785G107 SCHEDULE 13D Page 24 of 45 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Victor Viktorovich Borodaenko
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
PF
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Russia
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
88,651
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
88,651
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
88,651
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%42
14 TYPE OF REPORTING PERSON (See Instructions)
IN
       

__________________

23 Based upon 84,722,432 shares of Ordinary shares, par value $0.20 per share ("Shares"), of Mallinckrodt plc. (the "Issuer") outstanding as of September 24, 2021, as reported in the Issuer's quarterly report on Form 10-Q filed with the Securities and Exchange Commission on November 2, 2021.

 


 
 

 

CUSIP No. G5785G107 SCHEDULE 13D Page 25 of 45 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Janice J. O'Connor
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
PF
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Missouri
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
84,000
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
84,000
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
84,000
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%19
14 TYPE OF REPORTING PERSON (See Instructions)
IN
       

__________________

24 Based upon 84,722,432 shares of Ordinary shares, par value $0.20 per share ("Shares"), of Mallinckrodt plc. (the "Issuer") outstanding as of September 24, 2021, as reported in the Issuer's quarterly report on Form 10-Q filed with the Securities and Exchange Commission on November 2, 2021.

 


 
 

 

CUSIP No. G5785G107 SCHEDULE 13D Page 26 of 45 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Yushenkova Olga Petrovna
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
PF
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Russia
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
77,699
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
77,699
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
77,699
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%21
14 TYPE OF REPORTING PERSON (See Instructions)
IN
       

__________________

25 Based upon 84,722,432 shares of Ordinary shares, par value $0.20 per share ("Shares"), of Mallinckrodt plc. (the "Issuer") outstanding as of September 24, 2021, as reported in the Issuer's quarterly report on Form 10-Q filed with the Securities and Exchange Commission on November 2, 2021.

 


 
 

 

CUSIP No. G5785G107 SCHEDULE 13D Page 27 of 45 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Denis Baykin
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
PF
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Russia
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
77,000
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
77,000
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
77,000
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%40
14 TYPE OF REPORTING PERSON (See Instructions)
IN
       

__________________

26 Based upon 84,722,432 shares of Ordinary shares, par value $0.20 per share ("Shares"), of Mallinckrodt plc. (the "Issuer") outstanding as of September 24, 2021, as reported in the Issuer's quarterly report on Form 10-Q filed with the Securities and Exchange Commission on November 2, 2021.

 


 
 

 

CUSIP No. G5785G107 SCHEDULE 13D Page 28 of 45 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Vanik Petrosian
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
PF
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Russia
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
74,300
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
74,300
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
74,300
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%22
14 TYPE OF REPORTING PERSON (See Instructions)
IN
       

__________________

27 Based upon 84,722,432 shares of Ordinary shares, par value $0.20 per share ("Shares"), of Mallinckrodt plc. (the "Issuer") outstanding as of September 24, 2021, as reported in the Issuer's quarterly report on Form 10-Q filed with the Securities and Exchange Commission on November 2, 2021.

 


 
 

 

CUSIP No. G5785G107 SCHEDULE 13D Page 29 of 45 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Richard Barry
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
PF
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Texas
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
72,285
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
72,285
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
72,285
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%23
14 TYPE OF REPORTING PERSON (See Instructions)
IN
       

__________________

28 Based upon 84,722,432 shares of Ordinary shares, par value $0.20 per share ("Shares"), of Mallinckrodt plc. (the "Issuer") outstanding as of September 24, 2021, as reported in the Issuer's quarterly report on Form 10-Q filed with the Securities and Exchange Commission on November 2, 2021.

 


 
 

 

CUSIP No. G5785G107 SCHEDULE 13D Page 30 of 45 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Igor Gnativ
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
PF
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Russia
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
66,651
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
66,651
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
66,651
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%38
14 TYPE OF REPORTING PERSON (See Instructions)
IN
       

__________________

29 Based upon 84,722,432 shares of Ordinary shares, par value $0.20 per share ("Shares"), of Mallinckrodt plc. (the "Issuer") outstanding as of September 24, 2021, as reported in the Issuer's quarterly report on Form 10-Q filed with the Securities and Exchange Commission on November 2, 2021.

 


 
 

 

CUSIP No. G5785G107 SCHEDULE 13D Page 31 of 45 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Alex Peter Wounlund
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
PF
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Denmark
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
66,016
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
66,016
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
66,016
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%27
14 TYPE OF REPORTING PERSON (See Instructions)
IN
       

__________________

30 Based upon 84,722,432 shares of Ordinary shares, par value $0.20 per share ("Shares"), of Mallinckrodt plc. (the "Issuer") outstanding as of September 24, 2021, as reported in the Issuer's quarterly report on Form 10-Q filed with the Securities and Exchange Commission on November 2, 2021.

 


 
 

 

CUSIP No. G5785G107 SCHEDULE 13D Page 32 of 45 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Carleen Walsh
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
PF
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
New York
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
64,654
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
64,654
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
64,654
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%35
14 TYPE OF REPORTING PERSON (See Instructions)
IN
       

__________________

31 Based upon 84,722,432 shares of Ordinary shares, par value $0.20 per share ("Shares"), of Mallinckrodt plc. (the "Issuer") outstanding as of September 24, 2021, as reported in the Issuer's quarterly report on Form 10-Q filed with the Securities and Exchange Commission on November 2, 2021.

 


 
 

 

CUSIP No. G5785G107 SCHEDULE 13D Page 33 of 45 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Mary Dunne
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
PF
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
New York
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
64,347
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
64,347
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
64,347
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%31
14 TYPE OF REPORTING PERSON (See Instructions)
IN
       

__________________

32 Based upon 84,722,432 shares of Ordinary shares, par value $0.20 per share ("Shares"), of Mallinckrodt plc. (the "Issuer") outstanding as of September 24, 2021, as reported in the Issuer's quarterly report on Form 10-Q filed with the Securities and Exchange Commission on November 2, 2021.

 


 
 

 

CUSIP No. G5785G107 SCHEDULE 13D Page 34 of 45 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Aleksandr Aleksandrovich Morozov
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
PF
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Russia
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
61,499
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
61,499
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
61,499
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%43
14 TYPE OF REPORTING PERSON (See Instructions)
IN
       

__________________

33 Based upon 84,722,432 shares of Ordinary shares, par value $0.20 per share ("Shares"), of Mallinckrodt plc. (the "Issuer") outstanding as of September 24, 2021, as reported in the Issuer's quarterly report on Form 10-Q filed with the Securities and Exchange Commission on November 2, 2021.

 


 
 

 

CUSIP No. G5785G107 SCHEDULE 13D Page 35 of 45 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Andrew Gruber
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
PF
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Massachussets
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
60,000
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
60,000
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
60,000
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%20
14 TYPE OF REPORTING PERSON (See Instructions)
IN
       

__________________

34 Based upon 84,722,432 shares of Ordinary shares, par value $0.20 per share ("Shares"), of Mallinckrodt plc. (the "Issuer") outstanding as of September 24, 2021, as reported in the Issuer's quarterly report on Form 10-Q filed with the Securities and Exchange Commission on November 2, 2021.

 


 
 

 

CUSIP No. G5785G107 SCHEDULE 13D Page 36 of 45 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Ryzhov Evgenii Nikolaevich
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
PF
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Russia
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
58,307
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
58,307
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
58,307
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%41
14 TYPE OF REPORTING PERSON (See Instructions)
IN
       

__________________

35 Based upon 84,722,432 shares of Ordinary shares, par value $0.20 per share ("Shares"), of Mallinckrodt plc. (the "Issuer") outstanding as of September 24, 2021, as reported in the Issuer's quarterly report on Form 10-Q filed with the Securities and Exchange Commission on November 2, 2021.

 


 
 

 

CUSIP No. G5785G107 SCHEDULE 13D Page 37 of 45 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Chris Tichenor
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
PF
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Kentucky
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
54,000
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
54,000
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
54,000
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%25
14 TYPE OF REPORTING PERSON (See Instructions)
IN
       

__________________

36 Based upon 84,722,432 shares of Ordinary shares, par value $0.20 per share ("Shares"), of Mallinckrodt plc. (the "Issuer") outstanding as of September 24, 2021, as reported in the Issuer's quarterly report on Form 10-Q filed with the Securities and Exchange Commission on November 2, 2021.

 


 
 

 

CUSIP No. G5785G107 SCHEDULE 13D Page 38 of 45 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Oksana Dmitrievna Trofimova
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
PF
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Russia
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
50,547
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
50,547
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
50,547
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%44
14 TYPE OF REPORTING PERSON (See Instructions)
IN
       

__________________

37 Based upon 84,722,432 shares of Ordinary shares, par value $0.20 per share ("Shares"), of Mallinckrodt plc. (the "Issuer") outstanding as of September 24, 2021, as reported in the Issuer's quarterly report on Form 10-Q filed with the Securities and Exchange Commission on November 2, 2021.

 


 
 

 

CUSIP No. G5785G107 SCHEDULE 13D Page 39 of 45 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Aleksei Chernyshev
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
PF
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Russia
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
50,020
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
50,020
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
50,020
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%39
14 TYPE OF REPORTING PERSON (See Instructions)
IN
       

__________________

38 Based upon 84,722,432 shares of Ordinary shares, par value $0.20 per share ("Shares"), of Mallinckrodt plc. (the "Issuer") outstanding as of September 24, 2021, as reported in the Issuer's quarterly report on Form 10-Q filed with the Securities and Exchange Commission on November 2, 2021.

 


 
 

 

CUSIP No. G5785G107 SCHEDULE 13D Page 40 of 45 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
David Lamb
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
PF
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Oregon
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
47,632
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
47,632
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
47,632
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%33
14 TYPE OF REPORTING PERSON (See Instructions)
IN
       

__________________

39 Based upon 84,722,432 shares of Ordinary shares, par value $0.20 per share ("Shares"), of Mallinckrodt plc. (the "Issuer") outstanding as of September 24, 2021, as reported in the Issuer's quarterly report on Form 10-Q filed with the Securities and Exchange Commission on November 2, 2021.

 


 
 

 

CUSIP No. G5785G107 SCHEDULE 13D Page 41 of 45 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Aleksei Gudz
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
PF
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Russia
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
45,106
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
45,106
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
45,106
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%45
14 TYPE OF REPORTING PERSON (See Instructions)
IN
       

__________________

40 Based upon 84,722,432 shares of Ordinary shares, par value $0.20 per share ("Shares"), of Mallinckrodt plc. (the "Issuer") outstanding as of September 24, 2021, as reported in the Issuer's quarterly report on Form 10-Q filed with the Securities and Exchange Commission on November 2, 2021.

 


 
 

 

CUSIP No. G5785G107 SCHEDULE 13D Page 42 of 45 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Petr Hoferek
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
PF
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Nebraska
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
45,100
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
45,100
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
45,100
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%28
14 TYPE OF REPORTING PERSON (See Instructions)
IN
       

__________________

41 Based upon 84,722,432 shares of Ordinary shares, par value $0.20 per share ("Shares"), of Mallinckrodt plc. (the "Issuer") outstanding as of September 24, 2021, as reported in the Issuer's quarterly report on Form 10-Q filed with the Securities and Exchange Commission on November 2, 2021.

 


 
 

 

CUSIP No. G5785G107 SCHEDULE 13D Page 43 of 45 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
John V. Barry Revocable Trust (Dtd. 12/13/13)
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
WC
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Missouri
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
44,000
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
44,000
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
44,000
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%29
14 TYPE OF REPORTING PERSON (See Instructions)
OO
       

__________________

42 Based upon 84,722,432 shares of Ordinary shares, par value $0.20 per share ("Shares"), of Mallinckrodt plc. (the "Issuer") outstanding as of September 24, 2021, as reported in the Issuer's quarterly report on Form 10-Q filed with the Securities and Exchange Commission on November 2, 2021.

 


 
 

 

CUSIP No. G5785G107 SCHEDULE 13D Page 44 of 45 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Vadim Anatolievich Osetrov
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
PF
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Russia
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
42,168
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
42,168
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
42,168
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.0%46
14 TYPE OF REPORTING PERSON (See Instructions)
IN
       

__________________

43 Based upon 84,722,432 shares of Ordinary shares, par value $0.20 per share ("Shares"), of Mallinckrodt plc. (the "Issuer") outstanding as of September 24, 2021, as reported in the Issuer's quarterly report on Form 10-Q filed with the Securities and Exchange Commission on November 2, 2021.

 


 
 

 

CUSIP No. G5785G107 SCHEDULE 13D Page 45 of 45 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Nepiyvoda Kirill Nikolaevich
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
PF
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Russia
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
26,000
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
26,000
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
26,000
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.0%30
14 TYPE OF REPORTING PERSON (See Instructions)
IN
       

__________________

44 Based upon 84,722,432 shares of Ordinary shares, par value $0.20 per share ("Shares"), of Mallinckrodt plc. (the "Issuer") outstanding as of September 24, 2021, as reported in the Issuer's quarterly report on Form 10-Q filed with the Securities and Exchange Commission on November 2, 2021.

 


 
 

 

This Amendment No. 13 to Schedule 13D ("Amendment No. 13") amends and supplements the Schedule 13D originally filed with the Securities and Exchange Commission by the Reporting Persons on March 5, 2021 (the "Schedule 13D") relating to the Ordinary shares, par value $0.20 per share (the "Shares"), of Mallinckrodt plc (the "Issuer"). Except as specifically provided herein, this Amendment No. 13 does not modify any of the information previously reported on the Schedule 13D. Capitalized terms used but not otherwise defined in this Amendment No. 13 shall have the meanings ascribed to them in the Schedule 13D.

 

Item 1. Security and Issuer

Item 1 of Schedule 13D is hereby amended and restated in its entirety to read as follows:

This Schedule 13D is being filed with respect to common shares issued by Mallinckrodt plc, whose principal executive offices are at College Business & Technology Park, Cruiserath, Blanchardstown, Dublin 15, Ireland.

 

Item 2. Identity and Background

 

Item 2 of Schedule 13D is hereby amended and restated in its entirety to read as follows:

 

  (a)

This Schedule 13D is being filed jointly pursuant to that certain Joint Filing Agreement filed herewith as Exhibit 99.1 by:

        Buxton Helmsley Holdings, Inc. ("Holdings")

        The Buxton Helmsley Group, Inc. ("Buxton")

        Alexander Parker ("Parker") and

        The individual persons and entities listed below (collectively, the "Individual Members"):

o   Thomas Gitter

o   Valerii Mansurov

o   Vladimir Kovalenko

o   Kharkov Aleksandr Sergeevich

o   Elena Tsygankova

o   Daniliuk Kirill Vladimirovich

o   James Paul Carey

o   James Jonathan Josey

o   Zavolozhin Sergey Vladimirovich

o   Roman Dontsov Valentinovich

o   Victor Pardo

o   Alexey Evgeneevich Ilinykh

o   Alexey Isaev

o   Alexander Koch

o   Kimberly Tully

o   Edgard Gafurov

o   Pradeep Vasudeva Kadambi

o   Israel Larrondo

o   Joan I. Barry Revocable Trust (Dtd. 12/13/13)

o   Victor Viktorovich Borodaenko

o   Janice J. O'Connor

o   Yushenkova Olga Petrovna

o   Denis Baykin

o   Vanik Petrosian

o   Richard Barry

o   Igor Gnativ

o   Alex Peter Wounlund

o   Carleen Walsh

o   Mary Dunne

o   Aleksandr Aleksandrovich Morozov

o   Andrew Gruber

o   Ryzhov Evgenii Nikolaevich

o   Chris Tichenor

o   Oksana Dmitrievna Trofimova

o   Aleksei Chernyshev

o   David Lamb

o   Aleksei Gudz

o   Petr Hoferek

o   John V. Barry Revocable Trust (Dtd. 12/13/13)

o   Vadim Anatolievich Osetrov

o   Nepiyvoda Kirill Nikolaevich

 

 
   

 

Together with Holdings, Buxton, and Parker, the Individual Members comprise a group within the meaning of Section 13(d)(3) of the Act.

     
  (b) The business address of Holdings, Buxton, and Parker is 1185 Avenue of the Americas, Floor 3, New York, N.Y.  10036-2600. Information regarding the Individual Members is set forth on Schedule A.
     
  (c) Buxton is the wholly-owned subsidiary of Holdings, a parent holding company. Buxton is a private asset management and financial services firm and a registered investment advisor. Buxton holds the Shares reported in this Schedule 13D in the accounts of Buxton's discretionary clients. Parker is the sole control person of both Buxton and Holdings.  Parker holds the title of Director at Holdings and Senior Managing Director at Buxton. There are no other directors, officers, or control persons at Holdings or Buxton. Information regarding the Individual Members is set forth on Schedule A.
 
     
  (d) During the last five years, neither Holdings, Buxton, Parker, nor any of the Individual Members have been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors).
     
  (e) During the last five years, neither Holdings, nor the Individual Members, have been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and became subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.

Buxton and Parker were involved in an adversary proceeding filed against them by the Issuer (Mallinckrodt Plc. v. The Buxton Helmsley Group, Inc. and Alexander E. Parker, Adv Proc. No. 21-505242), as part of the Issuer's Chapter 11 proceedings (Mallinckrodt plc, et al., Case No. 20-12522), for which an injunction (the "Injunction") was issued by the United States Bankruptcy Court for the District of Delaware (the "Court"), enjoining certain activities of Buxton, Parker, and "any person or entity" (with no limitation) deemed by Issuer's directors or management as "acting in concert", whether "directly or indirectly" (Injunction, § 6). Those enjoined activities include, for example, the calling of an extraordinary general meeting of the Issuer's shareholders/members, nomination of directors or officers as part of any general meeting of the shareholders/members, casting votes in any general meeting of the shareholders/members to "remove" or "replace" directors of the Issuer (the Injunction, § 1(e), "any action seeking to remove, replace ... any directors or officers of any Debtor"), submission of shareholder proposals to be "acted upon" by shareholders/members as part of a general meeting (the Injunction, § 1(c), "any steps to ... propose any matters to be acted upon by Mallinckrodt shareholders"), solicitation of proxies, any litigation against the Issuer or its officers and/or directors, among other restrictions of activities covered by that Injunction, requested by the Issuer and ordered by the Court.
     
  (f) Holdings and Buxton are Michigan corporations. Parker is a citizen of the United States of America. The citizenship of each Individual Member is set forth on Schedule A.

 

Item 3. Source and Amount of Funds or Other Considerations

Item 3 of Schedule 13D is hereby amended and restated in its entirety to read as follows:

1,429,166

Funds for the purchase of the Shares reported herein were derived from available working capital of Buxton. Buxton purchased 510,936 Shares of the Issuer in open market purchases between January 12, 2021 and March 1, 2021 for a total of $162,503.38. Buxton also purchased an additional 1,429,166 Shares of the Issuer in open market purchases during the sixty (60) days preceding this amendment, for a total of $225,171.30. Buxton made other purchases of the Shares previously, also via available working capital.

The Reporting Persons collectively may be deemed to be the beneficial owner of, in the aggregate, 8,681,894 Shares. For the Individual Members, other than Elena Tsygankova, the Joan I. Barry Revocable Trust (Dtd. 12/13/13), and the John V. Barry Revocable Trust (Dtd. 12/13/13), whose funding for the Shares was derived from available working capital, the source of funding for the Shares was personal funds of the respective Individual Member.

 

Item 4. Purpose of Transaction

 

Item 4 of Schedule 13D is hereby amended and restated in its entirety to read as follows:

 

The Reporting Persons reserve the right, consistent with applicable law, to (i) acquire additional Shares and/or other equity, debt, notes, instruments or other securities (collectively, "Securities") of the Issuer (or its affiliates) in the open market or otherwise; (ii) dispose of any or all of their Securities in the open market or otherwise; and (iii) engage in any hedging or similar transactions with respect to the Securities. The Reporting Persons may engage in discussions with management or the Board of Directors of the Issuer concerning the business, operations, management, and future plans of the Issuer. Depending on various factors, including the Reporting Persons' financial position and investment strategy, the price of the Shares, conditions in the securities markets, and general economic and industry conditions, the Reporting Persons may in the future take such actions they deem appropriate and lawful.

 

On February 11, 2022, the Reporting Persons sent a letter via email (the "February 11, 2022, Letter to the Issuer") to the Issuer. The February 11, 2022, Letter to the Issuer, is filed herewith as Exhibit 99.2 to the Amendment No. 13.

 

On January 31, 2022, the Reporting Persons sent a letter via email (the "January 31, 2022, Letter to the Issuer re: Interest Disclosure") to the Issuer. The January 31, 2022, Letter to the Issuer re: Interest Disclosure, is filed herewith as Exhibit 99.3 to the Amendment No. 13.

 

On January 31, 2022, the Reporting Persons sent a letter via email (the "January 31, 2022, Letter to the Issuer re: Additional Violation") to the Issuer. The January 31, 2022, Letter to the Issuer re: Additional Violation, is filed herewith as Exhibit 99.4 to the Amendment No. 13.

 

On January 25, 2022, the Reporting Persons sent a letter via email (the "January 25, 2022, Letter to the Issuer") to the Issuer. The January 25, 2022, Letter to the Issuer, is filed herewith as Exhibit 99.5 to the Amendment No. 13.

 

On January 19, 2022, the Reporting Persons sent a letter via email (the "January 19, 2022, Letter to the Issuer") to the Issuer. The January 19, 2022, Letter to the Issuer, is filed herewith as Exhibit 99.6 to the Amendment No. 13.

 

On January 15, 2022, the Reporting Persons sent a letter via email (the "January 15, 2022, Letter to the Issuer") to the Issuer. The January 15, 2022, Letter to the Issuer, is filed herewith as Exhibit 99.7 to the Amendment No. 13.

 

On November 12, 2021, the Reporting Persons sent a letter via email (the "November 12, 2021, Letter to the Resigning Senior Vice President of Finance") to the Issuer's Resigning Senior Vice President of Finance. The November 12, 2021, Letter to the Resigning Senior Vice President of Finance, is filed herewith as Exhibit 99.8 to the Amendment No. 13.

 

On November 12, 2021, the Reporting Persons sent a letter via email (the "November 12, 2021, Letter to the Issuer") to the Issuer. The November 12, 2021, Letter to the Issuer, is filed herewith as Exhibit 99.9 to the Amendment No. 13.

 

On November 5, 2021, the Reporting Persons sent a letter via email (the "November 5, 2021, Letter to the Issuer") to the Issuer. The November 5, 2021, Letter to the Issuer, is filed herewith as Exhibit 99.10 to the Amendment No. 13.

 

On November 5, 2021, the Reporting Persons sent a letter via email (the "November 5, 2021, Letter to the Issuer's Counsel") to the Issuer. The November 5, 2021, Letter to the Issuer's Counsel, is filed herewith as Exhibit 99.11 to the Amendment No. 13.

 

On October 22, 2021, the Reporting Persons sent a letter via email (the "October 22, 2021, Letter to the U.S. Securities and Exchange Commission") to the U.S. Securities and Exchange Commission. The October 22, 2021, Letter to the U.S. Securities and Exchange Commission, is filed herewith as Exhibit 99.12 to the Amendment No. 13.

 

On October 22, 2021, the Reporting Persons sent a letter via email (the "October 22, 2021, Letter to the Issuer") to the Issuer. The October 22, 2021, Letter to the issuer, is filed herewith as Exhibit 99.13 to the Amendment No. 13.

 

On October 14, 2021, the Reporting Persons sent a letter via email (the "October 14, 2021, Letter") to the Issuer, with direct address to the Issuer's Irish legal counsel, Arthur Cox. The October 14, 2021, Letter is filed herewith as Exhibit 99.14 to the Amendment No. 13.

 

On September 14, 2021, the Reporting Persons sent a letter via email (the "September 14, 2021, Letter") to the Issuer. The September 14, 2021, Letter is filed herewith as Exhibit 99.15 to the Amendment No. 13.

 

On August 17, 2021, the Reporting Persons sent a letter via email (the "August 17, 2021, Letter") to the Issuer. The August 17, 2021, Letter is filed herewith as Exhibit 99.16 to the Amendment No. 13.

 

On August 5, 2021, the Reporting Persons sent a letter via email (the "August 5, 2021, Letter") to the Issuer. The August 5, 2021, Letter is filed herewith as Exhibit 99.17 to the Amendment No. 13.

 

On August 3, 2021, the Reporting Persons sent a letter via email (the "August 3, 2021, Letter") to the Issuer. The August 3, 2021, Letter is filed herewith as Exhibit 99.18 to the Amendment No. 13.

 

On July 7, 2021, the Reporting Persons sent a letter via email (the "July 7, 2021, Letter") to the Issuer. The July 7, 2021, Letter is filed herewith as Exhibit 99.19 to the Amendment No. 13.

 

On June 1, 2021, the Reporting Persons sent a letter via email (the "June 1, 2021, Letter") to the Issuer. The June 1, 2021, Letter is filed herewith as Exhibit 99.20 to the Amendment No. 13.

 

On May 20, 2021, the Reporting Persons sent a letter via email (the "May 20, 2021, Letter") to the Issuer. The May 20, 2021, Letter is filed herewith as Exhibit 99.21 to the Amendment No. 13.

 

On March 10, 2021, the Reporting Persons sent a letter via email (the "March 10, 2021, Letter") to the Issuer. The March 10, 2021, Letter is filed herewith as Exhibit 99.22 to the Amendment No. 13.

 

Item 5. Interest in Securities of the Issuer

 

Item 5 of Schedule 13D is hereby amended and restated in its entirety to read as follows:

 

(a) As of the time of this filing, Holdings, Buxton, and Parker own 3,434,800 Shares of the Issuer, or a 4.1% ownership interest of the Issuer's Shares. Information regarding the Individual Members is set forth on Schedule B. Collectively, Holdings, Buxton, Parker, and the Individual Members own 8,681,894 Shares or a 10.3% ownership interest of the Issuer's Shares.
   
(b)

Number of Shares as to which such person has:

 

(i) Sole Voting Power:

Each of Holdings, Buxton, and Parker has the sole power to vote or direct the vote over 0 Shares.

 

(ii) Shared Voting Power:

Holdings has the shared power to vote or direct the vote over 3,434,800 Shares.

Buxton has the shared power to vote or direct the vote over 3,434,800 Shares.

Parker has the shared power to vote or direct the vote over 3,434,800 Shares.

 

(iii) Sole Dispositive Power:

Each of Holdings, Buxton, and Parker has the sole power to dispose or direct the disposition of 0 Shares.

 

(iv) Shared Dispositive Power:

Holdings has the shared power to dispose or to direct the direct the disposition of 3,434,800 Shares.

Buxton has the shared power to dispose or to direct the direct the disposition of 3,434,800 Shares.

Parker has the shared power to dispose or to direct the direct the disposition of 3,434,800 Shares.

 

Information regarding the voting and dispositive power of the Individual Members is set forth on Schedule B.

   
 
(c)

The following table sets forth all transactions with respect to the Shares effected during the past sixty (60) days by any of the Reporting Persons, inclusive of any transactions effected through 4:00p.m., New York City time, on February 11, 2022.  Except as otherwise noted below, all such transactions were purchases of Shares effected in the open market, and the table includes commissions paid in per share prices.

 

 

Reporting Person Date Shares Price of Security
Zavolozhin Sergey Vladimirovich 2022-02-10 4072 0.16
Zavolozhin Sergey Vladimirovich 2022-02-10 1000 0.15
Zavolozhin Sergey Vladimirovich 2022-02-09 1000 0.15
Zavolozhin Sergey Vladimirovich 2022-02-08 4033 0.15
Thomas Gitter 2022-02-07 5000 0.09
Thomas Gitter 2022-02-07 50000 0.087
Edgard Gafurov 2022-01-31 10000 0.15
Buxton 2022-01-31 189990 0.13904
Victor Viktorovich Borodaenko 2022-01-28 17848 0.144
Kimberly Tully 2022-01-28 2800 0.159
Kimberly Tully 2022-01-26 2800 0.1595
Buxton 2022-01-26 55503 0.16972
Kimberly Tully 2022-01-26 3000 0.133
Kimberly Tully 2022-01-26 500 0.154
Kimberly Tully 2022-01-26 110 0.159
Buxton 2022-01-25 62000 0.1699
Buxton 2022-01-25 230503 0.1749
Kimberly Tully 2022-01-25 6490 0.17
Israel Larraondo Perez 2022-01-25 1764 0.17
Israel Larraondo Perez 2022-01-25 2857 0.171
Buxton 2022-01-24 404639 0.16328
Buxton 2022-01-24 68129 0.1600
Israel Larraondo Perez 2022-01-24 100 0.17
Israel Larraondo Perez 2022-01-24 2900 0.17
Israel Larraondo Perez 2022-01-24 5000 0.15
Zavolozhin Sergey Vladimirovich 2022-01-24 749 0.20
Zavolozhin Sergey Vladimirovich 2022-01-24 601 0.19
Buxton 2022-01-21 15900 0.152
Buxton 2022-01-21 205779 0.152
Buxton 2022-01-21 25835 0.1131
Buxton 2022-01-21 18400 0.152
Buxton 2022-01-21 13000 0.152
Zavolozhin Sergey Vladimirovich 2022-01-21 246 0.14
Buxton 2022-01-20 13742 0.11
Buxton 2022-01-20 5000 0.11
Zavolozhin Sergey Vladimirovich 2022-01-20 7897 0.15
Zavolozhin Sergey Vladimirovich 2022-01-20 631 0.16
Buxton 2022-01-18 20000 0.1037
Buxton 2022-01-14 -3726 0.117
Buxton 2022-01-14 -700 0.1189
Zavolozhin Sergey Vladimirovich 2022-01-14 5306 0.15
Buxton 2022-01-13 -251 0.118
Thomas Gitter 2022-01-13 20000 0.111
Thomas Gitter 2022-01-13 5000 0.1086
Thomas Gitter 2022-01-13 20000 0.1154
Buxton 2022-01-12 -39848 0.1054
Buxton 2022-01-12 -8300 0.1068
Buxton 2022-01-12 -1000 0.1092
Buxton 2022-01-12 -2800 0.1094
Buxton 2022-01-12 -146200 0.1085
Buxton 2022-01-12 -19006 0.1054
Buxton 2022-01-12 -32810 0.1054
Buxton 2022-01-11 -8336 0.1148
Aleksei Chernyshev 2022-01-04 20 0.12
Thomas Gitter 2022-01-04 10000 0.126
Thomas Gitter 2022-01-04 15000 0.123
Israel Larraondo Perez 2021-12-31 5968 0.12
Israel Larraondo Perez 2021-12-31 12500 0.12
Buxton 2021-12-30 274836 0.1217
Israel Larraondo Perez 2021-12-30 6532 0.12
James Jonathan Josey 2021-12-30 15000 0.12
James Jonathan Josey 2021-12-30 5000 0.1224
James Jonathan Josey 2021-12-30 8000 0.1225
Buxton 2021-12-29 87316 0.1223
Buxton 2021-12-29 3000 0.1225
Buxton 2021-12-29 -1429 0.1199
James Jonathan Josey 2021-12-29 20600 0.124
Alex Wounlund 2021-12-23 18998 0.16
Thomas Gitter 2021-12-22 24000 0.16
James Jonathan Josey 2021-12-22 12822 0.16
James Jonathan Josey 2021-12-22 11578 0.166

 

 

   
(d) N/A.
   
(e) N/A.

 

Item 7. Material to Be Filed as Exhibits

 

Item 7 of Schedule 13D is hereby amended and restated in its entirety to read as follows:

 

  1. Joint Filing Agreement
     
  2. Letter - February 11, 2022 (to the Issuer)
     
  3. Letter - January 31, 2022 (to the Issuer re: Interest Disclosure)
     
  4. Letter - January 31, 2022 (to the Issuer re: Additional Violation)
     
  5. Letter - January 25, 2022 (to the Issuer)
     
  6. Letter - January 19, 2022 (to the Issuer)
     
  7. Letter - January 15, 2022 (to the Issuer)
     
  8. Letter - November 12, 2021 (to the Issuer's Resigning Senior Vice President of Finance)
     
  9. Letter - November 12, 2021 (to the Issuer)
     
  10. Letter - November 5, 2021 (to the Issuer)
     
  11. Letter - November 5, 2021 (to the Issuer's Counsel)
     
  12. Letter - October 22, 2021 (to the U.S. Securities and Exchange Commission)
     
  13. Letter - October 22, 2021 (to the Issuer)
     
  14. Letter - October 14, 2021
     
  15. Letter - September 14, 2021
     
  16. Letter - August 17, 2021
     
  17. Letter - August 5, 2021
     
  18. Letter - August 2, 2021
     
  19. Letter - July 7, 2021
     
  20. Letter - June 1, 2021
     
  21. Letter - May 20, 2021
     
  22. Letter - March 10, 2021

 

 

Schedule A

 

Schedule A of Schedule 13D is hereby amended and restated in its entirety to read as follows:

 

 

 

Name Principal Business Address or Residence Principal Occupation or Employment/ Principal Business Citizenship
Thomas Gitter 17 Parklawn Place, Madison, WI 53705

Retired

USA
Valerii Mansurov Russia, Ufa city, Richard Zorge 64, 14

Construction Consultant

Address:
Russia, Ufa, Shota Rustaveli 9

Russia
Vladimir Kovalenko 246700 Pskov Pushkina street 611/1 Russia

Investor (Self-Employed)

Russia
Kharkov Aleksandr Sergeevich 630550, OBL NOVOSIBIRSKAIA, R-N NOVOSIBIRSKII, S pazdolnoe, PER ZELENYI, DOM 28

Investor (Self-Employed)

Russia
Elena Tsygankova Moscow Rusakovskaya street 31

Financial Advisor

Russia
Daniliuk Kirill Vladimirovich 125315,G MOSKVA,PR-KT LENINGRADSKII,DOM 74/6,KV 76

Retired

Russia
James Paul Carey 881 Southerford Avenue, Dayton, OH 45429

Patent Lawyer at Mane, Inc.

Address: 2501 Henkle Drive, Lebanon, OH 45036

USA
James Jonathan Josey 5319 Carolwood Drive, Jackson, MS 39211

Deputy CFO at The Molpus Woodlands Group, LLC

Principal Business: Timber Investment

Address:
858 North Street, Jackson, MS 39211

USA
Zavolozhin Sergey Vladimirovich Russia, Novosibirsk region, R, P Koltsovo 28

Investor (Self-Employed)

Russia
Roman Dontsov Valentinovich 350005 Russia, Krasnodar, Alexandra Pokryshkina street 2 /2 apartment 416

Investor (Self-Employed)

Russia
Victor Pardo 11 Threepence Drive, Melville, NY 11747

Audio Engineer at Self-Employed

Address: 1100 Haff Avenue, North Bellmore, NY 11710

USA
Alexey Evgeneevich Ilinykh Russia Perm City 17-56 Yaltinskaya Street

Engineer (Self-Employed)

Principal Address:
46 Zagorodnaya Str. Svobodny, Amur Region, 676455

Russia
Alexey Isaev Russian Federation. Moscow. Fryazevskaya street house 11.

Investor (Self-Employed)

Russia
Alexander Koch Jakob-Kaiser-Str. 14A, D-49088 Osnabrueck, Germany

Self-Employed

Germany
Kimberly Tully 4 South Deer Place, Hainesport, NJ 08036

Self-Employed (Consultant)

USA
Edgard Gafurov Russia Novocheboksarsk Vostochnaya street, house 1, building 2, apartment 54

Investor (Self-Employed)

Russia
Pradeep Vasudeva Kadambi 2764 Tartus Dr., Jacksonville, FL 32246 USA

Doctor (Self-Employed)

USA
Israel Larrondo Medinaceli, 6, 6. 28660. Boadilla del Monte. Madrid. Spain

Renewable Energy Technician at PEMOG

Principal Business: Energy

Address: Juan Carlos I. 31. 28660. Boadilla del Monte. Madrid. Spain.

Spain
Joan I. Barry Revocable Trust (Dtd. 12/13/13) 3313 S. Victoria Drive, Blue Springs, MO 64015

Retired

USA
Victor Viktorovich Borodaenko Apt. 50, 16, k.3 15 Parkovaya street., Moscow, 105203, the Russian Federation

Principal Occupation: Auditor at LLC "TNF"

Address: 4 bld. 2, Presnenskaya Embankment, Moscow, 123112, the Russian Federation

Russia
Janice J. O'Connor 12808 S. Outer Belt Road, Lone Jack, MO 64070

Retired

USA
Yushenkova Olga Petrovna Russia, Ryazan,Moscovskoe shosse d.33/4 kv.435

Investor (Self-Employed)

Russia
Denis Baykin 140492, Russia, Moscow region, Kolomensky district, village Zarudnya, house 43, apartment 32

Principal Occupation: Sales Associate at OOO "Garmoniya"

Address: 141006, Russia, Moscow region, the city of Mytishchi, Sharapovsky proezd, possession 2

Russia
Vanik Petrosian Ul Vodopoinaia, d 19, kv 178, 357748, g Kislovodsk, Stavropolskii krai

Retired

Russia
Richard Barry 4532 Saint James Drive, Plano TX 75024

IT Management at United Surgical Partners Incorporated

Principal Business: Ambulatory Surgery Services

Address: 5601 Warren Parkway Frisco Texas, 75034

USA
Igor Gnativ 620026 Sverdlovsk region Yekaterinburg Decembrists 45-297

Entrepreneur/Investor

Russia
Alex Peter Wounlund Bredholtvej 8, 2650 Hvidovre, Denmark

Key Account Manager at GlobalConnect

Principal Business: Fiber Network

Address: Havneholmen 6, 2450 Copenhagen, Denmark

Denmark
Carleen Walsh 640 Lincoln Avenue, Sayville, N.Y. 11782

Self-Employed (Investor)

USA
Mary Dunne 54 Hicks Street, Brooklyn, NY 11201

Retired

USA
Aleksandr Aleksandrovich Morozov Russian Federation, Nadym Yamal-Nenets St. Zvereva 50 kV.187

Self-Employed (Investor)

Russia
Andrew Gruber 215 Pleasant Street, Arlington MA 02476

Engineer at Qualcomm

Principal Business: Wireless Technology

Address: 5775 Morehouse Drive, San Diego CA 92121

USA
Ryzhov Evgenii Nikolaevich Russian Federation, Resp Tatarstan, R-N Bugulminskii, G Bugulma, Ul Iuriia Gagarina, Dom 72

Self-Employed (Mechanical Engineering Work)

Russia
Chris Tichenor 400 Redding Road, Lexington, KY 40517

Retired

USA
Oksana Dmitrievna Trofimova Apt. 31, 5a Zavodskaya str, the town of Nadym, Yamalo-Nenets Autonomous Okrug, 629735, the Russian Federation

Self-Employed (Writer)

Russia
Aleksei Chernyshev Moscow, str. Makarenko, 9-18

Principal Occupation: Chief Mechanic at OOO "Fakel Plus"

Address: 399148, Lipetsk region, the village of Maly Khomutets, str. Lenina, house 63

Russia
David Lamb 13560 NW Springville Road, Portland, OR 97229

Digital Design Engineer at Skyworks Solutions, Inc.

Principal Business: Semiconductors

Address: 1600 NW Compton Drive, Suite 300, Hillsboro, OR 97006

USA
Aleksei Gudz Apt. 74, 101 Goroda Volos street, Rostov on Don city, 344000, the Russian Federation

Principal Occupation: Office Manager

Employer: PJSC VTB Bank

Address: 91/258 Budennovsky Avenue, Rostov on Don city, 344018, the Russian Federation

Russia
Petr Hoferek 9516 Park Drive, Unit 206, Omaha, NE 68127

Inventory Control at PAK Global LLC

Principal Business: Industrial Fabrics and Hardware

Address: 2528 South 156th Circle, Omaha, NE 68130

USA
John V. Barry Revocable Trust (Dtd. 12/13/13) 3313 S. Victoria Drive, Blue Springs, MO 64015

Retired

USA
Vadim Anatolievich Osetrov Art.5, 62 sheksninskaya str., Volgograd, 400094

Principal Occupation: Mechanic (Self-Employed)

Russia
Nepiyvoda Kirill Nikolaevich Russia, Kaluga, Duminichi, Molodezhnaya street 5a, 249300.

Self-Employed (Investor)

Russia

 

 

 

Schedule B

 

Schedule B of Schedule 13D is hereby amended and restated in its entirety to read as follows:

 

 

Name Aggregate Number of Shares Owned Percentage of Class Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power
Thomas Gitter 633,141 0.7% 0 633,141 0 633,141
Valerii Mansurov 620,000 0.7% 620,000 0 620,000 0
Vladimir Kovalenko 370,183 0.4% 370,183 0 370,183 0
Kharkov Aleksandr Sergeevich 265,000 0.3% 265,000 0 265,000 0
Elena Tsygankova 228,000 0.3% 0 228,000 0 228,000
Daniliuk Kirill Vladimirovich 193,000 0.2% 193,000 0 193,000 0
James Paul Carey 180,000 0.2% 180,000 0 180,000 0
James Jonathan Josey 168,600 0.2% 168,600 0 168,600 0
Zavolozhin Sergey Vladimirovich 140,535 0.2% 140,535 0 140,535 0
Roman Dontsov Valentinovich 135,212 0.2% 135,212 0 135,212 0
Victor Pardo 123,705 0.1% 123,705 0 123,705 0
Alexey Evgeneevich Ilinykh 121,388 0.1% 121,388 0 121,388 0
Alexey Isaev 121,347 0.1% 121,347 0 121,347 0
Alexander Koch 120,000 0.1% 120,000 0 120,000 0
Kimberly Tully 110,961 0.1% 110,961 0 110,961 0
Edgard Gafurov 106,512 0.1% 106,512 0 106,512 0
Pradeep Vasudeva Kadambi 101,900 0.1% 101,900 0 101,900 0
Israel Larrondo 94,628 0.1% 94,628 0 94,628 0
Joan I. Barry Revocable Trust (Dtd. 12/13/13) 93,000 0.1% 93,000 0 93,000 0
Victor Viktorovich Borodaenko 88,651 0.1% 88,651 0 88,651 0
Janice J. O'Connor 84,000 0.1% 84,000 0 84,000 0
Yushenkova Olga Petrovna 77,699 0.1% 77,699 0 77,699 0
Denis Baykin 77,000 0.1% 77,000 0 77,000 0
Vanik Petrosian 74,300 0.1% 74,300 0 74,300 0
Richard Barry 72,285 0.1% 72,285 0 72,285 0
Igor Gnativ 66,651 0.1% 66,651 0 66,651 0
Alex Peter Wounlund 66,016 0.1% 66,016 0 66,016 0
Carleen Walsh 64,654 0.1% 64,654 0 64,654 0
Mary Dunne 64,347 0.1% 64,347 0 64,347 0
Aleksandr Aleksandrovich Morozov 61,499 0.1% 61,499 0 61,499 0
Andrew Gruber 60,000 0.1% 60,000 0 60,000 0
Ryzhov Evgenii Nikolaevich 58,307 0.1% 58,307 0 58,307 0
Chris Tichenor 54,000 0.1% 54,000 0 54,000 0
Oksana Dmitrievna Trofimova 50,547 0.1% 50,547 0 50,547 0
Aleksei Chernyshev 50,020 0.1% 50,020 0 50,020 0
David Lamb 47,632 0.1% 47,632 0 47,632 0
Aleksei Gudz 45,106 0.1% 45,106 0 45,106 0
Petr Hoferek 45,100 0.1% 45,100 0 45,100 0
John V. Barry Revocable Trust (Dtd. 12/13/13) 44,000 0.1% 44,000 0 44,000 0
Vadim Anatolievich Osetrov 42,168 0.0% 42,168 0 42,168 0
Nepiyvoda Kirill Nikolaevich 26,000 0.0% 26,000 0 26,000 0

 

 

 

 

 

 

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

BUXTON HELMSLEY HOLDINGS, INC.    
     
     
By: /s/ Alexander E. Parker   February 11, 2022
Name: Alexander E. Parker    
Title: Director    
     
     
     
THE BUXTON HELMSLEY GROUP, INC.    
     
     
By: /s/ Alexander E. Parker   February 11, 2022
Name: Alexander E. Parker    
Title: Senior Managing Director    
     
     
     
ALEXANDER E. PARKER    
     
     
By: /s/ Alexander E. Parker   February 11, 2022
Name: Alexander E. Parker    
       
     
     
THOMAS GITTER    
     
     
By: */s/ Thomas Gitter   February 11, 2022
Name: Thomas Gitter    
     
     
     
VALERII MANSUROV    
     
     
By: */s/ Valerii Mansurov   February 11, 2022
Name: Valerii Mansurov    
     
     
     
VLADIMIR KOVALENKO    
     
     
By: */s/ Vladimir Kovalenko   February 11, 2022
Name: Vladimir Kovalenko    
     
     
     
KHARKOV ALEKSANDR SERGEEVICH    
     
     
By: */s/ Kharkov Aleksandr Sergeevich   February 11, 2022
Name: Kharkov Aleksandr Sergeevich    
     
     
     
ELENA TSYGANKOVA    
     
     
By: */s/ Elena Tsygankova   February 11, 2022
Name: Elena Tsygankova    
     
     
     
DANILIUK KIRILL VLADIMIROVICH    
     
     
By: */s/ Daniliuk Kirill Vladimirovich   February 11, 2022
Name: Daniliuk Kirill Vladimirovich    
     
     
     
JAMES PAUL CAREY    
     
     
By: */s/ James Paul Carey   February 11, 2022
Name: James Paul Carey    
     
     
     
JAMES JONATHAN JOSEY    
     
     
By: */s/ James Jonathan Josey   February 11, 2022
Name: James Jonathan Josey    
     
     
     
ZAVOLOZHIN SERGEY VLADIMIROVICH    
     
     
By: */s/ Zavolozhin Sergey Vladimirovich   February 11, 2022
Name: Zavolozhin Sergey Vladimirovich    
     
     
     
ROMAN DONTSOV VALENTINOVICH    
     
     
By: */s/ Roman Dontsov Valentinovich   February 11, 2022
Name: Roman Dontsov Valentinovich    
     
     
     
VICTOR PARDO    
     
     
By: */s/ Victor Pardo   February 11, 2022
Name: Victor Pardo    
     
     
     
ALEXEY EVGENEEVICH ILINYKH    
     
     
By: */s/ Alexey Evgeneevich Ilinykh   February 11, 2022
Name: Alexey Evgeneevich Ilinykh    
     
     
     
ALEXEY ISAEV    
     
     
By: */s/ Alexey Isaev   February 11, 2022
Name: Alexey Isaev    
     
     
     
ALEXANDER KOCH    
     
     
By: */s/ Alexander Koch   February 11, 2022
Name: Alexander Koch    
     
     
     
KIMBERLY TULLY    
     
     
By: */s/ Kimberly Tully   February 11, 2022
Name: Kimberly Tully    
     
     
     
EDGARD GAFUROV    
     
     
By: */s/ Edgard Gafurov   February 11, 2022
Name: Edgard Gafurov    
     
     
     
PRADEEP VASUDEVA KADAMBI    
     
     
By: */s/ Pradeep Vasudeva Kadambi   February 11, 2022
Name: Pradeep Vasudeva Kadambi    
     
     
     
ISRAEL LARRONDO    
     
     
By: */s/ Israel Larrondo   February 11, 2022
Name: Israel Larrondo    
     
     
     
JOAN I. BARRY REVOCABLE TRUST (DTD. 12/13/13)    
     
     
By: */s/ Janice J. O'Connor   February 11, 2022
Name: Janice J. O'Connor    
Title: Co-Trustee    
     
     
     
VICTOR VIKTOROVICH BORODAENKO    
     
     
By: */s/ Victor Viktorovich Borodaenko   February 11, 2022
Name: Victor Viktorovich Borodaenko    
     
     
     
JANICE J. O'CONNOR    
     
     
By: */s/ Janice J. O'Connor   February 11, 2022
Name: Janice J. O'Connor    
     
     
     
YUSHENKOVA OLGA PETROVNA    
     
     
By: */s/ Yushenkova Olga Petrovna   February 11, 2022
Name: Yushenkova Olga Petrovna    
     
     
     
DENIS BAYKIN    
     
     
By: */s/ Denis Baykin   February 11, 2022
Name: Denis Baykin    
     
     
     
VANIK PETROSIAN    
     
     
By: */s/ Vanik Petrosian   February 11, 2022
Name: Vanik Petrosian    
     
     
     
RICHARD BARRY    
     
     
By: */s/ Richard Barry   February 11, 2022
Name: Richard Barry    
     
     
     
IGOR GNATIV    
     
     
By: */s/ Igor Gnativ   February 11, 2022
Name: Igor Gnativ    
     
     
     
ALEX PETER WOUNLUND    
     
     
By: */s/ Alex Peter Wounlund   February 11, 2022
Name: Alex Peter Wounlund    
     
     
     
CARLEEN WALSH    
     
     
By: */s/ Carleen Walsh   February 11, 2022
Name: Carleen Walsh    
     
     
     
MARY DUNNE    
     
     
By: */s/ Mary Dunne   February 11, 2022
Name: Mary Dunne    
     
     
     
ALEKSANDR ALEKSANDROVICH MOROZOV    
     
     
By: */s/ Aleksandr Aleksandrovich Morozov   February 11, 2022
Name: Aleksandr Aleksandrovich Morozov    
     
     
     
ANDREW GRUBER    
     
     
By: */s/ Andrew Gruber   February 11, 2022
Name: Andrew Gruber    
     
     
     
RYZHOV EVGENII NIKOLAEVICH    
     
     
By: */s/ Ryzhov Evgenii Nikolaevich   February 11, 2022
Name: Ryzhov Evgenii Nikolaevich    
     
     
     
CHRIS TICHENOR    
     
     
By: */s/ Chris Tichenor   February 11, 2022
Name: Chris Tichenor    
     
     
     
OKSANA DMITRIEVNA TROFIMOVA    
     
     
By: */s/ Oksana Dmitrievna Trofimova   February 11, 2022
Name: Oksana Dmitrievna Trofimova    
     
     
     
ALEKSEI CHERNYSHEV    
     
     
By: */s/ Aleksei Chernyshev   February 11, 2022
Name: Aleksei Chernyshev    
     
     
     
DAVID LAMB    
     
     
By: */s/ David Lamb   February 11, 2022
Name: David Lamb    
     
     
     
ALEKSEI GUDZ    
     
     
By: */s/ Aleksei Gudz   February 11, 2022
Name: Aleksei Gudz    
     
     
     
PETR HOFEREK    
     
     
By: */s/ Petr Hoferek   February 11, 2022
Name: Petr Hoferek    
     
     
     
JOHN V. BARRY REVOCABLE TRUST (DTD. 12/13/13)    
     
     
By: */s/ Janice J. O'Connor   February 11, 2022
Name: Janice J. O'Connor    
Title: Co-Trustee    
     
     
     
VADIM ANATOLIEVICH OSETROV    
     
     
By: */s/ Vadim Anatolievich Osetrov   February 11, 2022
Name: Vadim Anatolievich Osetrov    
     
     
     
NEPIYVODA KIRILL NIKOLAEVICH    
     
     
By: */s/ Nepiyvoda Kirill Nikolaevich   February 11, 2022
Name: Nepiyvoda Kirill Nikolaevich    
     
     
     
     
     
     
*By: /s/ Alexander E. Parker   February 11, 2022
Name: Alexander E. Parker    
Title: Attorney-in-Fact    

 

 

EXHIBIT 99.1

 

JOINT FILING AGREEMENT

 

 

In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a statement on Schedule 13D, including all amendments thereto, with respect to the ordinary shares, par value $0.20 per share, of Mallinckrodt plc, and further agree that this Joint Filing Agreement shall be included as an exhibit to the first such joint filing and may, as required, be included as an exhibit to subsequent amendments thereto.

 

Each of the undersigned agrees and acknowledges that each party hereto is (i) individually eligible to use such Schedule 13D and (ii) responsible for the timely filing of such Schedule 13D and any and all amendments thereto, and for the completeness and accuracy of the information concerning such party contained therein; provided that no party is responsible for the completeness and accuracy of the information concerning any other party unless such party knows or has reason to believe that such information is inaccurate.

 

Each of the undersigned hereby constitutes and appoints Alexander E. Parker as their true and lawful attorney-in-fact and agent, with full power of substitution and resubstitution, for him and in his name, place and stead, in any and all capacities, to sign any and all amendments to the statement on Schedule 13D, and to file the same, with exhibits thereto, and other documents in connection therewith, with the Securities and Exchange Commission, granting unto said attorney-in-fact and agent, full power and authority to do and perform each and every act and thing necessary or desirable to be done in and about the premises, as fully to all intents and purposes as he might or could do in person, hereby ratifying and confirming all that said attorney-in-fact and agent, or his substitute or substitutes, may lawfully do or cause to be done by virtue hereof.

 

This Joint Filing Agreement may be executed in any number of counterparts, all of which together shall constitute one and the same instrument. A facsimile or other reproduction of this Joint Filing Agreement may be executed by one or more parties hereto, and an executed copy of this Joint Filing Agreement may be delivered by one or more parties hereto by facsimile or similar instantaneous electronic transmission device pursuant to which the signature of or on behalf of such party can be seen, and such execution and delivery shall be considered valid, binding and effective for all purposes as of the date hereof.

 

 

 

Dated: August 2, 2021

 

 

 

[SIGNATURE PAGES FOLLOW]

 

 

 

 

IN WITNESS WHEREOF, the undersigned hereby execute this Joint Filing Agreement as of the date first written above.

 

 

BUXTON HELMSLEY HOLDINGS, INC.    
     
     
By: /s/ Alexander E. Parker   August 2, 2021
Name: Alexander E. Parker    
Title: Director    
     
     
     
THE BUXTON HELMSLEY GROUP, INC.    
     
     
By: /s/ Alexander E. Parker   August 2, 2021
Name: Alexander E. Parker    
Title: Senior Managing Director    
     
     
     
ALEXANDER E. PARKER    
     
     
By: /s/ Alexander E. Parker   August 2, 2021
Name: Alexander E. Parker    
       
     
     
VALERII MANSUROV    
     
     
By: /s/ Valerii Mansurov   August 2, 2021
Name: Valerii Mansurov    
     
     
     
 
THOMAS GITTER    
     
     
By: /s/ Thomas Gitter   August 2, 2021
Name: Thomas Gitter    
     
     
     
 
VLADIMIR KOVALENKO    
     
     
By: /s/ Vladimir Kovalenko   August 2, 2021
Name: Vladimir Kovalenko    
     
     
     
 
KHARKOV ALEKSANDR SERGEEVICH    
     
     
By: /s/ Kharkov Aleksandr Sergeevich   August 2, 2021
Name: Kharkov Aleksandr Sergeevich    
     
     
     
 
ELENA TSYGANKOVA    
     
     
By: /s/ Elena Tsygankova   August 2, 2021
Name: Elena Tsygankova    
     
     
     
 
DANILIUK KIRILL VLADIMIROVICH    
     
     
By: /s/ Daniliuk Kirill Vladimirovich   August 2, 2021
Name: Daniliuk Kirill Vladimirovich    
     
     
     
 
JAMES PAUL CAREY    
     
     
By: /s/ James Paul Carey   August 2, 2021
Name: James Paul Carey    
     
     
     
 
JAMES JONATHAN JOSEY    
     
     
By: /s/ James Jonathan Josey   August 2, 2021
Name: James Jonathan Josey    
     
     
     
 
ROMAN DONTSOV VALENTINOVICH    
     
     
By: /s/ Roman Dontsov Valentinovich   August 2, 2021
Name: Roman Dontsov Valentinovich    
     
     
     
 
ZAVOLOZHIN SERGEY VLADIMIROVICH    
     
     
By: /s/ Zavolozhin Sergey Vladimirovich   August 2, 2021
Name: Zavolozhin Sergey Vladimirovich    
     
     
     
 
VICTOR PARDO    
     
     
By: /s/ Victor Pardo   August 2, 2021
Name: Victor Pardo    
     
     
     
 
ALEXEY EVGENEEVICH ILINYKH    
     
     
By: /s/ Alexey Evgeneevich Ilinykh   August 2, 2021
Name: Alexey Evgeneevich Ilinykh    
     
     
     
 
ALEXEY ISAEV    
     
     
By: /s/ Alexey Isaev   August 2, 2021
Name: Alexey Isaev    
     
     
     
 
ALEXANDER KOCH    
     
     
By: /s/ Alexander Koch   August 2, 2021
Name: Alexander Koch    
     
     
     
 
KIMBERLY TULLY    
     
     
By: /s/ Kimberly Tully   August 2, 2021
Name: Kimberly Tully    
     
     
     
 
EDGARD GAFUROV    
     
     
By: /s/ Edgard Gafurov   August 2, 2021
Name: Edgard Gafurov    
     
     
     
 
PRADEEP VASUDEVA KADAMBI    
     
     
By: /s/ Pradeep Vasudeva Kadambi   August 2, 2021
Name: Pradeep Vasudeva Kadambi    
     
     
     
 
ISRAEL LARRONDO    
     
     
By: /s/ Israel Larrondo   August 2, 2021
Name: Israel Larrondo    
     
     
     
 
JOAN I. BARRY REVOCABLE TRUST (DTD. 12/13/13)    
     
     
By: /s/ Janice J. O'Connor   August 2, 2021
Name: Janice J. O'Connor    
Title: Co-Trustee    
     
     
     
 
VICTOR VIKTOROVICH BORODAENKO    
     
     
By: /s/ Victor Viktorovich Borodaenko   August 2, 2021
Name: Victor Viktorovich Borodaenko    
     
     
     
 
JANICE J. O'CONNOR    
     
     
By: /s/ Janice J. O'Connor   August 2, 2021
Name: Janice J. O'Connor    
     
     
     
 
YUSHENKOVA OLGA PETROVNA    
     
     
By: /s/ Yushenkova Olga Petrovna   August 2, 2021
Name: Yushenkova Olga Petrovna    
     
     
     
 
DENIS BAYKIN    
     
     
By: /s/ Denis Baykin   August 2, 2021
Name: Denis Baykin    
     
     
     
 
VANIK PETROSIAN    
     
     
By: /s/ Vanik Petrosian   August 2, 2021
Name: Vanik Petrosian    
     
     
     
 
RICHARD BARRY    
     
     
By: /s/ Richard Barry   August 2, 2021
Name: Richard Barry    
     
     
     
 
IGOR GNATIV    
     
     
By: /s/ Igor Gnativ   August 2, 2021
Name: Igor Gnativ    
     
     
     
 
ALEX PETER WOUNLUND    
     
     
By: /s/ Alex Peter Wounlund   August 2, 2021
Name: Alex Peter Wounlund    
     
     
     
 
CARLEEN WALSH    
     
     
By: /s/ Carleen Walsh   August 2, 2021
Name: Carleen Walsh    
     
     
     
 
MARY DUNNE    
     
     
By: /s/ Mary Dunne   August 2, 2021
Name: Mary Dunne    
     
     
     
 
ALEKSANDR ALEKSANDROVICH MOROZOV    
     
     
By: /s/ Aleksandr Aleksandrovich Morozov   August 2, 2021
Name: Aleksandr Aleksandrovich Morozov    
     
     
     
 
ANDREW GRUBER    
     
     
By: /s/ Andrew Gruber   August 2, 2021
Name: Andrew Gruber    
     
     
     
 
RYZHOV EVGENII NIKOLAEVICH    
     
     
By: /s/ Ryzhov Evgenii Nikolaevich   August 2, 2021
Name: Ryzhov Evgenii Nikolaevich    
     
     
     
 
CHRIS TICHENOR    
     
     
By: /s/ Chris Tichenor   August 2, 2021
Name: Chris Tichenor    
     
     
     
 
OKSANA DMITRIEVNA TROFIMOVA    
     
     
By: /s/ Oksana Dmitrievna Trofimova   August 2, 2021
Name: Oksana Dmitrievna Trofimova    
     
     
     
 
ALEKSEI CHERNYSHEV    
     
     
By: /s/ Aleksei Chernyshev   August 2, 2021
Name: Aleksei Chernyshev    
     
     
     
 
DAVID LAMB    
     
     
By: /s/ David Lamb   August 2, 2021
Name: David Lamb    
     
     
     
 
ALEKSEI GUDZ    
     
     
By: /s/ Aleksei Gudz   August 2, 2021
Name: Aleksei Gudz    
     
     
     
 
PETR HOFEREK    
     
     
By: /s/ Petr Hoferek   August 2, 2021
Name: Petr Hoferek    
     
     
     
 
JOHN V. BARRY REVOCABLE TRUST (DTD. 12/13/13)    
     
     
By: /s/ Janice J. O'Connor   August 2, 2021
Name: Janice J. O'Connor    
Title: Co-Trustee    
     
     
     
 
VADIM ANATOLIEVICH OSETROV    
     
     
By: /s/ Vadim Anatolievich Osetrov   August 2, 2021
Name: Vadim Anatolievich Osetrov    
     
     
     
 
NEPIYVODA KIRILL NIKOLAEVICH    
     
     
By: /s/ Nepiyvoda Kirill Nikolaevich   August 2, 2021
Name: Nepiyvoda Kirill Nikolaevich    
     
     
     
 

 

 

 



 

New York Headquarters Mr. Alexander E. Parker
1185 Avenue of the Americas, Floor 3 Senior Managing Director
New York, N.Y.  10036 E.  alexander.parker@buxtonhelmsley.com
  T.  +1 (212) 951-1530
  F.  +1 (212) 641-4349

 

 

 

VIA U.S. REGISTERED POSTAL MAIL & ELECTRONIC MAIL
corporate.secretary@mnk.com; board.directors@mnk.com; stephanie.miller@mallinckrodt.com;
joann.reed@mallinckrodt.com; carlos.paya@mallinckrodt.com; angus.russell@mallinckrodt.com;
martin.carroll@mallinckrodt.com; paul.carter@mallinckrodt.com; david.norton@mallinckrodt.com;
anne.whitaker@mallinckrodt.com; kneeland.youngblood@mallinckrodt.com; david.carlucci@mallinckrodt.com;
info@odce.ie; marian_lynch@odce.ie; xana_mccarthy@odce.ie; suzanne_gunne@odce.ie; ian_drennan@odce.ie;
cobb@lrclaw.com; mcloniger@deloitte.com;
 

February 11, 2022
 

Former Directors - All Members Ms. Joann Reed, Interim Director
Mallinckrodt Plc. Mr. Carlos V. Paya, M.D., Ph. D., Interim Director
53 Frontage Road, Shelbourne Building Mr. Angus Russell, Former Chairman
Hampton, N.J.  08827 Mr. J. Martin Carroll, Former Director 
  Mr. Paul R. Carter, Former Director
  Mr. David Norton, Former Director 
  Ms. Anne C. Whitaker, Former Director 
  Mr. Mark Trudeau, Former Director
  Mr. Kneeland Youngblood, Former Director

Re: February 9, 2022, Letter from Mallinckrodt Plc. (the "Company") to The Buxton Helmsley Group, Inc. ("BHG")

Ladies and Gentlemen of the Dismissed Board (the "Dismissed Board"):

The Buxton Helmsley Group, Inc. ("BHG") addresses this letter to you after receipt of the Company's letter dated February 9, 2022.

Please note that this letter is being copied to Ms. Melissa Cloniger (head partner on the client account of Mallinckrodt Plc. at Deloitte & Touche), the U.S. Securities and Exchange Commission (the "Commission"), the U.S. Department of Justice, Ireland's Office of the Director of Corporate Enforcement, the Public Company Accounting Oversight Board ("PCAOB"), and the counsel for the ad hoc group of unsecured noteholders.  Unsecured noteholder counsel should take major note to this letter, along with would be very prudent to read the most recent letters to/from BHG, which can be found in BHG's 13D filings with the Commission.

While it appears this Dismissed Board reiterated their instruction to the Company's Irish counsel to cease and desist from communications with BHG (smart move), we wish to set the record straight (yet again) and put everything in very sharp terms for this Dismissed Board, the Company's management orchestrating this scheme, your auditors, and otherwise, to further rid you of all plausible deniability as to your now-admitted and still-being-attempted fraudulent scheme.


First and foremost, this Company's Dismissed Board and management should take firm notice that BHG has brought in a top audit firm who will be providing a forensic analysis and attestation at the upcoming examinership proceedings, in addition to the analysis of the law firms BHG has retained in Ireland.  The stunning part is that you have now admitted to the fraudulent statements of financials, so there will not be a hole to "poke" in that third-party attestation (unless this Dismissed Board wants to admit to false statements, yet again, which would be another up to a decade in prison under the Companies Act of 2014, § 876), as they will not even require speculative conclusions; your legal counsel did all of the work for proving BHG's position of alleged fraud.  It will be compelling to merely compare the admittedly false financials given to the U.S. Bankruptcy Court to the financial statements produced to the High Court of Ireland.  Now that you have already admitted to fraudulent statements of financial position in the U.S. Bankruptcy Court, trusting any numbers submitted by this Dismissed Board and management would be like trusting the "audited" financials of Bernard Madoff after his admissions of fraud; this Dismissed Board could not be ensnared in larger cloud of delusion.  Your attempt to claim BHG is in a "misguided attempt to discredit the restructuring plan" is utterly preposterous; you have already admitted to the fraud, and BHG will be producing other third-party opinions to further attest to it.  That is not BHG discrediting your plans, but you having discredited your plans all on your own; kicking the ball in your own goal.  Further, do not bring the Company's employees into this; BHG has never said a word about the Company's employees outside of management; they are innocent in this process, and BHG does not appreciate you bringing them into our correspondence (wreaking of desperation, I will add).  Further, with merely a brief gander of the internet (the Mallinckrodt message board on industry-popular CaféPharma.com is a good start), not to mention the phone calls to BHG from employees, I would say the Company's employees are quite firmly on the side of BHG when it comes to our views of this Company's Dismissed Board and management.  Just from the very first message board topic on CaféPharma, one clear employee states:

"Outside of the largest criminals there. Mark and Hugh.  Who is left?? Those to should rot in hell for what they did."1 

BHG does not know "what they did" refers to, but it is quite apparent BHG is not the only party labelling this Dismissed Board and management as having engaged in criminal conduct.  Another employee states:

"Fire the world's biggest loser, Marky Mark!!"2 

It is not hard for one to reasonably conclude who "Marky Mark" is.  Very simply, this Company's Dismissed Board and management have a nonexistent rapport with their employees; this Company's employees do not represent the firmly demonstrated (lack of) ethics of this Company's Dismissed Board and management.  The employees of this Company are as representative of the interests of this Dismissed Board and management, as much as this Dismissed Board and management are representative of the interests of non-contingent interests in the capital structure.  This Company has severe cultural issues, and that is a top-down problem, firmly perpetuated by this Dismissed Board's fraudulent front of statutorily obligated democracy.  This Company's employees would clearly welcome and celebrate a leadership change as much as shareholders, and it appears that change cannot come soon enough for them.

 ___________________________________________
1   Mallinckrodt Plc. Message Board - CaféPharma (Last Visited: February 10, 2022):  http://www.cafepharma.com/boards/threads/more-big-cuts.673406/
2   Mallinckrodt Plc. Message Board - CaféPharma (Last Visited: February 10, 2022):  http://www.cafepharma.com/boards/threads/more-big-cuts.673406/


 


(Bondholders should take great note of this paragraph)  Now that we have mentioned "lack of ethics", let us clear up a bit more why, since you just pulled the "defamation" card.  When the truth is not becoming of you, that is not defamation; that is your indication you should have made some better choices.  I am going to put everything into very simple perspective for you and your auditors.  You have now admitted that your Commission-filed balance sheet is the true financial condition of this Company, with net assets far positively existing (not the fraudulent story of a net asset deficit that you have been pushing to the U.S. Bankruptcy Court for over a year), and that the Company's director-"known" (directly from the Companies Act of 2014, § 1111) equity in assets ("shareholder's equity") has not fallen far enough to have triggered an extraordinary general meeting of the shareholders, for those with a vested interest in the Company to decide how to "deal with the situation"; that statute preventing a share-less Dismissed Board and management from calling the shots, and to prevent this very situation of admitted fraud from occurring.  So, when BHG says "lack of ethics", you have already admitted to bankruptcy fraud; fraudulent concealment of net assets and false statements of financial position being given to a bankruptcy court.  Does that utterly destroy this Company's Dismissed Board and management's reputation now that someone caught them giving fraudulent statements of financials?  Absolutely.  Did BHG have anything to do with this Company's Dismissed Board and management committing fraud?  Not at all.  We are merely calling it the fraud it is.  Further, when BHG says "lack of ethics", utilization of bankruptcy fraud to self-deal fraudulently concealed, "known" asset value to insiders (which also constitutes a fraudulent conveyance) certainly substantiates that position of BHG when it comes to our "lack of ethics" observation.  Let us make this other aspect of fraud crystal clear for this Dismissed Board and management.  When you have admitted that you know net assets exist, with every non-contingent interest in the capital structure secured by value, in totality, with net assets overflowing, then attempt to extinguish a non-contingent interest for no consideration (without consideration for that admitted asset value securing the non-contingent interest), this Company's Dismissed Board and management has merely also admitted to a fraudulent conveyance of that admitted asset value to (presently planned) post-reorganization equity recipients.  Let me say that again:  Every dollar of non-contingent interests shed, without giving consideration to the asset value securing that interest, is a fraudulent conveyance of assets to post-reorganization equity recipients.  So, given you have admitted that your latest audited balance sheet is the truth of financial position of this Company, and that those Commission-filed financial statements are a "true and fair view" of financial position of this Company (which would otherwise subject this Company's Dismissed Board to up to 10 years of imprisonment, given that would be an admitted violation of the Companies Act of 2014, § 291), this Dismissed Board is attempting to fraudulently convey over $1 billion in admitted asset equity value to post-reorganization equity recipients.  Not only that over $1 billion in admitted asset equity value, but also millions of dollars in non-contingent liabilities that are being shed from the balance sheet for partial to no recovery, yet this Company's Dismissed Board not giving those interests consideration for the asset value fully securing their non-contingent interests in the capital structure of this Company. That means, for every dollar of non-contingent interests (between "shareholder's equity", funded debt liabilities, trade claims, etc.) on the balance sheet this Dismissed Board is attempting to be shed (which this Company's Dismissed Board has admitted is the truth, over their then-admitted-to-be fraudulent claims of a net asset deficit in the U.S. Bankruptcy Court), this Dismissed Board is attempting to put $0.10 of every dollar of that fraudulently concealed asset value in their own pockets; how shocking, why you would propose these plans.  That is called "fraudulent conveyance" of fraudulently concealed asset values, to insiders, which is also called "self-dealing".  That is even worse than general "self-dealing", given the fraud element, making it the equivalent of what occurs in a Ponzi scheme; a Ponzi scheme is no more than a fraudulent conveyance of asset value to insiders.  Then, the other $0.90 of every dollar of that admitted-to-be fraudulently concealed asset value is going into the pockets of your bondholder buddies, in an attempt of present insiders to not be ousted immediately by your new, planned shareholder base (which is why they are copied on this message).  Not only is this management attempting to enrich themselves through these reorganization plans, but through a scheme of fraudulent conveyance to put money in their own pocket that they denied to exist the whole time.  BHG does not care who gets that over $1 billion in asset value fraudulently concealed during the concoction of your "scheme" of reorganization, but it certainly is not going to be fraudulently conveyed to insiders, and also not to bondholders whom do not have a claim against value in excess of the capital they put into this Company.  Not a single trade vendor is unsecured (this Dismissed Board has already admitted), so you are also intentionally attempting to defraud those trade vendors, which is an additional up to a decade in prison under Irish law.  This is not rocket science (a child could understand this), so I do not know who you think you have successfully pulled the wool over the eyes of (other than the bankruptcy court that you defrauded through false statements).  I will add, dealing assets by fraud is subject to recovery, just as it was in the case of Bernard Madoff (intelligent hedge funds benefiting/leveraging such known fraud are not exempt from recovery, just the same as Fairfield Greenwich Group and Maxam Capital were).  So, when you want to complain about BHG's "defaming" of this Dismissed Board and management, cry me a river; no one has any sympathy for you.  You have known exactly what you were doing all along.  What is truly "defamatory", is when you frame a shareholder as "misleading" for citing an equity value range of $11-30+/share, use that knowingly false representation to obtain a restraining order against "any person or entity" (to include all shareholders under the restraining order), then later admit that the framed equity holder was correct in position all along, and that equity holders are merely ensnared in an admitted scheme of their fiduciaries to defraud non-contingent interests, including equity holders, through false statements of financial position before a federal court.  So, drop your argument of "defamation", get used to the word "fraud" (which is, indeed, criminal), and cut the proclamation of "fiduciary duties"; you have already admitted to defrauding every non-contingent interest at this table.  Not only is this Dismissed Board and management culpable in this admitted scheme to defraud, but their lawyers, auditors, and any other stakeholder perpetuating alongside ("racketeering", at its finest).  This Dismissed Board and management sounds pathetic when you have admitted to defrauding the U.S. Bankruptcy Court, and all parties-in-interest in the cases, then attempt to claim that the "U.S. Court has now found to be fair, reasonable and undertaken in good faith".  If you admitted your fraud, you think they would still hold that opinion of "good faith"?  Creating a perception of good faith through lies and deception, is fraud, and fraud is only perceived as "good faith" by those defrauded until those committing fraud come clean.  BHG's counsel will make it crystal clear to the High Court of Ireland that we intend to immediately file for "procure[ment] by fraud" under 11 U.S.C. § 1144 and/or the Companies Act of 2014, § 553, if this scheme admittedly procured by fraud were somehow approved (an outcome that clearly not even the equity market regards as probable).  You cannot start on a foundation of fraud, and end up at an equitable outcome; this Dismissed Board had an obligation to approach the bankruptcy court with "clean hands" from the start, and an obligation to remain honest throughout the entire process; this Dismissed Board failed to uphold both of those obligations, and chooses to continue to do so.


BHG notes that, as of yesterday, this Dismissed Board has now willfully violated the Companies Act of 2014, § 216, three times over (three violation instances, with up to 6 months of imprisonment per violation, equating to up to 18 months of imprisonment).  BHG will save this Dismissed Board further violations of that statute.  We have far enough proven your inability to uphold your duties to members/owners of this Company, let alone to your non-contingent creditors you are still persisting on with your attempt to defraud, not to mention the employees whom are also affected by your fraudulent scheme (including Ms. Schaefer, whom this Dismissed Board and management hung out to dry with their false statements in the bankruptcy court; another scapegoat, beyond equity holders).  It is without a doubt that, given this Company's employees' views of distrusting this Dismissed Board and management, that most of them would never again touch this Company's stock with a ten-foot pole, even after a reorganization.  This Dismissed Board and management actually thinks anyone would wish to re-experience this admitted escapade to defraud?  I doubt it.

While this Company is busy "remind[ing]" BHG of our obligations under Chapter 4 of Part 17 of the Companies Act of 2014, BHG will "remind" this Dismissed Board and management of their obligation not to commit fraud any more than they already have.

 

Very Truly Yours,

 

 

Alexander Parker

Senior Managing Director

The Buxton Helmsley Group, Inc.

CC (by e-mail and post): U.S. Securities and Exchange Commission Mr. Gary Gensler, Chairman
  100 F Street, NE Ms. Allison Herren Lee, Commissioner
  Washington, D.C.  20549 Ms. Hester M. Peirce, Commissioner
    Mr. Elad L. Roisman, Commissioner
    Ms. Caroline Crenshaw, Commissioner
 

Attn: Office of the Whistleblower

ENF-CPU (U.S. Securities and Exchange Commission)

14420 Albemarle Point Place, Suite 102

Chantilly, VA  20151-1750

Mr. Sam McCoubrey

Senior Counsel, Division of Enforcement and Investigations

Public Company Accounting Oversight Board (PCAOB)

1251 Avenue of the Americas
New York, N.Y.  10020

 

Attn:  Ms. Jane M. Leamy

Office of the United States Trustee 

U.S. Department of Justice 

844 King Street, Suite 2207 

Wilmington, DE  19801 

 

 

 


 

  Office of the Director of Corporate Enforcement Mr. Ian Drennan, Director
  16 Parnell Square Ms. Suzanne Gunne, Enforcement Lawyer 
  Dublin 1    Ms. Xana McCarthy, Investigator
  D01 W5C2
Ireland
Ms. Marian Lynch
 

 

Ms. Melissa Cloniger
Deloitte Touche Tohmatsu Limited
100 S. 4th Street, Suite 300
St. Louis, MO  63102

Landis Rath & Cobb LLP

Attn: Richard S. Cobb

919 Market Street, Suite 1800

Wilmington, DE  19801

 

 



Arthur Cox LLP

Ten Earlsfort Terrace
Dublin 2

D02 T380

+353 1 920 1000
dublin@arthurcox.com
dx: 27 dublin

Our Reference:           2898/NOD/MA619/003/


Dublin

Belfast

London

New York

San Francisco

arthurcox.com

 

9 February 2022

BY POST & EMAIL

Mr. Alexander E. Parker

The Buxton Helmsley Group, Inc.

1185 Avenue of the Americas Floor 3

New York

NY 10036
alexander.parker@buxtonhelmsley.com

 

Re: Mallinckrodt plc (the "Company") and The Buxton Helmsley Group, Inc. ("BHG")

Dear Mr. Parker

We are writing to you both in your personal capacity and in your capacity as the representative and sole officer of BHG. We refer to your three letters to the directors of the Company dated 31 January 2022 and your further letter dated 3 February 2022 (the "Letters"), as well as to our previous correspondence with you and various legal counsel appointed by you.

We note your request to correspond with you directly and that Clark Hill Solicitors LLP appear to be no longer engaged by you. In the absence of Irish solicitors appointed by you with whom to correspond, we do not propose to correspond further regarding the proposed examinership proceedings, save as directed by the High Court and in compliance with the Company's legal obligations.

In our letters of 14 January 2022 and 26 January 2022 to your then Irish solicitors, we made clear the process by which BHG could apply for the relevant documents under section 216 (12) and (13) of the Companies Act 2014 (the "Act"). No such application has been received and your allegation of a breach of section 216 is denied.

Your Letters also raise other allegations that have either been fully addressed on behalf of the Company in previous correspondence or are allegations for which absolutely no proper basis or supporting evidence has been provided by BHG. For the avoidance of doubt, the Company rejects each of the allegations made by BHG in the Letters.

It is apparent that your correspondence with the Company is now for the sole purpose of making unfounded and defamatory public allegations regarding the Company, its directors, officers, employees and advisers in a misguided attempt to discredit the restructuring plan for the Company and its subsidiaries - a plan which the U.S. Court has now found to be fair, reasonable and undertaken in good faith. The Company views the correspondence in respect of your allegations as closed, and will not be responding further to your unfounded claims.

 

Grainne Hennessy · Séamus Given · Caroline Devlin · Sarah Cunniff · Elizabeth Bothwell · William Day · Andrew Lenny · Orla O'Connor (Chair) · Brian O'Gorman Mark Saunders · John Matson · Kevin Murphy · Cormac Kissane · Kevin Langford · Eve Mulconry · Philip Smith · Kenneth Egan · Alex McLean · Glenn Butt · Niav O'Higgins Fintan Clancy · Rob Corbet · Ultan Shannon · Dr Thomas B Courtney · Aaron Boyle · Rachel Hussey · Colin Kavanagh · Kevin Lynch · Geoff Moore (Managing Partner) Chris McLaughlin · Maura McLaughlin · Joanelle O'Cleirigh · Richard Willis · Deirdre Barrett · Cian Beecher · Ailish Finnerty · Robert Cain · Connor Manning · Keith Smith John Donald · Dara Harrington · David Molloy · Stephen Ranalow · Gavin Woods · Simon Hannigan · Niamh Quinn · Colin Rooney · Aiden Small · Phil Cody · Karen Killoran Richard Ryan · Danielle Conaghan · Brian O'Rourke · Cian McCourt · Louise O'Byrne · Michael Twomey · Cormac Commins · Tara O'Reilly · Michael Coyle · Darragh Geraghty Patrick Horan · Maeve Moran · Deirdre O'Mahony · Deirdre Sheehan · Ian Dillon · Matthew Dunn · David Kilty · Siobhán McBean · Conor McCarthy · Olivia Mullooly Laura Cunningham · Mairéad Duncan-Jones · Ryan Ferry · Imelda Shiels · Brendan Wallace · Ruth Lillis · Sarah McCague · Niamh McGovern · Ciara Buckley · Ian Duffy

Sophie Frederix · Orlaith Kane · Aisling Kelly · David Vos


Page 2

 

You are reminded to comply fully with your obligations under Chapter 4 of Part 17 of the Act. The Company fully reserves its rights in respect of non-compliance by BHG or you personally in respect of Chapter 4 of Part 17 of the Act.

Yours faithfully

ARTHUR COX LLP

Encl.