UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D. C. 20549

 

FORM 8-A

 

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF THE
SECURITIES EXCHANGE ACT OF 1934

 

Five Oaks Investment Corp.

(Exact name of registrant as specified in its charter)

 

Maryland

 

45-4966519

(State of incorporation or organization)

 

(I.R.S. Employer
Identification No.)

 

641 Lexington Avenue, Suite 1432

 

 

New York, NY

 

10022

(Address of principal executive offices)

 

(Zipcode)

 

Securities to be registered pursuant to Section 12(b) of the Act:

 

Title of each class
to be so registered

 

Name of each exchange on which 

each class is to be registered

Common Stock, $0.01 par
value per share

 

New York Stock Exchange

 

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box. x

 

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. o

 

Securities Act registration statement file number to which this form relates:  333-185570

 

Securities to be registered pursuant to Section 12(g) of the Act: None.

 

 

 


 

INFORMATION REQUIRED IN REGISTRATION STATEMENT

 

Item 1.                                                          Description of Registrant’s Securities to be Registered.

 

The description of the common stock, $0.01 par value per share (the “Common Stock”), of the Registrant under the section captioned “Description of Our Securities” in the Registrant’s Registration Statement on Form S-11 (File No. 333-185570), filed with the Securities and Exchange Commission on December 20, 2012, as subsequently amended by and amendments to such registration statement and by any form of prospectus filed pursuant to Rule 424(b) under the Securities Act of 1933, as amended, in connection with such Registration Statement, is incorporated herein by reference.

 

Item 2.                                                          Exhibits.

 

Not applicable.

 

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SIGNATURE

 

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereto duly authorized.

 

 

Date: March 19, 2013

FIVE OAKS INVESTMENT CORP.

 

 

 

 

 

 

By:

/s/ David Oston

 

 

Name:

David Oston

 

 

Title:

Chief Financial Officer

 

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