UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

FORM 8-A

 

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES

PURSUANT TO SECTION 12(b) OR 12(g) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

FARMLAND PARTNERS INC.

(Exact name of registrant as specified in its charter)

 

Maryland

 

46-3769850

(State of incorporation or organization)

 

(I.R.S. Employer Identification No.)

 

4600 S. Syracuse Street

 

 

Suite 1450

 

 

Denver, CO

 

80237

(Address of principal executive offices)

 

(Zip Code)

 

Securities to be registered pursuant to Section 12(b) of the Act:

 

Title of each class

 

Name of each exchange on which

to be so registered

 

each class is to be registered

6.00% Series B Participating Preferred Stock, $0.01 par

 

New York Stock Exchange

value per share

 

 

 

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box.  x

 

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box.  o

 

If this form relates to the registration of a class of securities concurrently with a Regulation A offering, check the following box.   o

 

Securities Act registration statement file number to which this form relates: 333-203798

 

Securities to be registered pursuant to Section 12(g) of the Act: None.

 

 

 



 

EXPLANATORY NOTE

 

This Registration Statement on Form 8-A is being filed by Farmland Partners Inc., a Maryland corporation (the “Company”), in connection with the registration of its 6.00% Series B participating preferred stock, $0.01 par value per share (the “Series B Participating Preferred Stock”), pursuant to Section 12(b) of the Securities Exchange Act of 1934, as amended.

 

Item 1.            Description of Registrant’s Securities to be Registered.

 

The description of the Series B Participating Preferred Stock included under the heading “Description of Series B Participating Preferred Stock” beginning on page S-31 of the prospectus supplement dated August 10, 2017 filed by the Company with the Securities and Exchange Commission (the “Commission”) pursuant to Rule 424(b) under the Securities Act of 1933, as amended, and other information relating to the Series B Participating Preferred Stock under the headings “Certain Provisions of Maryland Law and Our Charter and Bylaws” and “Restrictions on Ownership and Transfer” in the accompanying prospectus dated May 14, 2015, forming part of the Company’s registration statement on Form S-3 (File No. 333-203798), initially filed with the Commission on May 1, 2015 and as amended on May 11, 2015, is incorporated herein by reference.

 

Item 2.            Exhibits.

 

3.1

 

Articles of Amendment and Restatement (incorporated by reference to Exhibit 3.1 to the Company’s Registration Statement on Form S-11/A, filed on March 24, 2014).

3.2

 

Articles Supplementary for Farmland Partners Inc. 6.00% Series B Participating Preferred Stock (incorporated by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K, filed on August 16, 2017).

3.3

 

Amended and Restated Bylaws (incorporated by reference to Exhibit 3.2 to the Company’s Registration Statement on Form S-11/A, filed on March 24, 2014).

4.1

 

Form of Specimen Stock Certificate of 6.00% Series B Participating Preferred Stock.

 

2



 

SIGNATURES

 

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.

 

 

Date: August 16, 2017

 

FARMLAND PARTNERS INC.

 

 

 

 

By:

/s/ Luca Fabbri

 

 

Luca Fabbri

 

 

Chief Financial Officer and Treasurer

 

3



 

EXHIBIT INDEX

 

Exhibit
No.

 

Description

 

 

 

3.1

 

Articles of Amendment and Restatement (incorporated by reference to Exhibit 3.1 to the Company’s Registration Statement on Form S-11/A, filed on March 24, 2014).

3.2

 

Articles Supplementary for Farmland Partners Inc. 6.00% Series B Participating Preferred Stock (incorporated by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K, filed on August 16, 2017).

3.3

 

Amended and Restated Bylaws (incorporated by reference to Exhibit 3.2 to the Company’s Registration Statement on Form S-11/A, filed on March 24, 2014).

4.1

 

Form of Specimen Stock Certificate of 6.00% Series B Participating Preferred Stock.

 

4


Exhibit 4.1

 

6.00% Series B Participating Preferred Stock,
Par Value $0.01

 

Number

Shares

FPI PR B

 

 

 

 

 

CUSIP 31154R 208

INCORPORATED UNDER THE LAWS
OF THE STATE OF MARYLAND

 

SEE REVERSE FOR IMPORTANT NOTICE ON TRANSFER RESTRICTIONS AND OTHER INFORMATION

 

THIS CERTIFIES THAT

 

is the owner of

 

FULLY PAID AND NONASSESSABLE SHARES OF 6.00% SERIES B PARTICIPATING PREFERRED STOCK, $0.01 PAR VALUE PER SHARE OF

 

FARMLAND PARTNERS INC.

 

(the “Corporation”) transferable on the books of the Corporation by the holder hereof in person or by its duly authorized attorney upon the surrender of this Certificate properly endorsed.  This Certificate and the shares represented hereby are issued and shall be held subject to all of the provisions of the charter of the Corporation (the “Charter”) and the Bylaws of the Corporation and any amendments or supplements thereto. This Certificate is not valid until countersigned by the Transfer Agent and registered by the Registrar.

 

IN WITNESS WHEREOF, the said Corporation has caused this Certificate to be signed by its duly authorized officers.

 

Dated: August 17, 2017

 

 

 

 

General Counsel and Secretary

 

  Executive Chairman and Chief Executive Officer

 

COUNTERSIGNED AND REGISTERED:

AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC

TRANSFER AGENT AND REGISTRAR,

 

 

BY

 

 

 

AUTHORIZED SIGNATURE

 

 



 

FARMLAND PARTNERS INC.

 

The Corporation will furnish to any stockholder, on request and without charge, a full statement of the information required by Section 2-211(b) of the Corporations and Associations Article of the Annotated Code of Maryland with respect to the designations and any preferences, conversion and other rights, voting powers, restrictions, limitations as to dividends and other distributions, qualifications, and terms and conditions of redemption of the stock of each class which the Corporation has authority to issue and, if the Corporation is authorized to issue any preferred or special class in series, (i) the differences in the relative rights and preferences between the shares of each series to the extent set, and (ii) the authority of the Board of Directors to set such rights and preferences of subsequent series. The foregoing summary does not purport to be complete and is subject to and qualified in its entirety by reference to the Charter of the Corporation including the Articles Supplementary designating the terms of the Series B Participating Preferred Stock, a copy of which will be sent without charge to each stockholder who so requests. Such request must be made to the Secretary of the Corporation at its principal office.

 

The shares of Series B Participating Preferred Stock represented by this Certificate are subject to restrictions on Beneficial Ownership and Constructive Ownership and Transfer for the purpose, among others, of the Corporation’s maintenance of its status as a real estate investment trust (“REIT”) under the Internal Revenue Code of 1986, as amended (the “Code”). Subject to certain further restrictions and except as expressly provided in the Corporation’s Charter, including the Articles Supplementary for the Series B Participating Preferred Stock, (i) no Person may Beneficially Own or Constructively Own shares of any class or series of Capital Stock of the Corporation in excess of the Stock Ownership Limit unless such Person is an Excepted Holder (in which case the Excepted Holder Limit shall be applicable); (ii) no Person may Beneficially Own shares of Capital Stock that would result in the Corporation being “closely held” under Section 856(h) of the Code; (iii) no Person may Transfer shares of Capital Stock if such Transfer would result in the Capital Stock of the Corporation being owned by fewer than one hundred (100) Persons (determined without reference to any rules of attribution); (iv) no Person may Beneficially Own or Constructively Own shares of the Capital Stock of the Corporation that would cause the Corporation to Constructively Own ten percent (10%) or more of the ownership interests in a tenant (other than a TRS) of the Corporation’s real property within the meaning of Section 856(d)(2)(B) of the Code; and (v) no Person may Beneficially Own or Constructively Own shares of Capital Stock that would otherwise cause the Corporation to fail to qualify as a REIT under the Code. Any Person who acquires or attempts or intends to acquire Beneficial Ownership or Constructive Ownership of shares of Capital Stock which causes or may cause a Person to Beneficially Own or Constructively Own shares of Capital Stock in excess or in violation of the above limitations must immediately notify the Corporation or, in the case of a proposed or attempted transaction, give at least 15 days prior written notice to the Corporation. If any of the restrictions on transfer or ownership provided in (i), (ii), (iv) or (v) above are violated, the shares of Capital Stock in excess or in violation of the above limitations will be automatically transferred to a Trustee of a Charitable Trust for the benefit of one or more Charitable Beneficiaries. In addition, the Corporation may redeem shares upon the terms and conditions specified by the Board of Directors in its sole discretion if the Board of Directors determines that ownership or a Transfer or other event may violate the restrictions described above. Furthermore, if the ownership restriction provided in (iii) above would be violated, or upon the occurrence of certain events, attempted Transfers in violation of the restrictions described above may be void ab initio . A Person who attempts to Beneficially Own or Constructively Own shares of Capital Stock in violation of the Ownership Limitations described above shall have no claim, cause of action or any recourse whatsoever against a transferor of such equity securities. All capitalized terms in this legend have the meanings given to them in the Charter of the Corporation, as the same may be amended and supplemented from time to time, a copy of which, including the restrictions on transfer and ownership, will be furnished to each holder of shares of Capital Stock of the Corporation on request and without charge. Requests for such a copy may be directed to the Secretary of the Corporation at its principal office.

 



 

The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations:

 

TEN COM

- as tenants in common

 

UNIF GIFT MIN ACT

 

Custodian

 

TEN ENT

- as tenants by the entireties

 

 

(Cust)

 

(Minor)

JT TEN

- as joint tenants with right of survivorship and not as tenants in common

 

 

Under Uniform Gifts to Minors Act

(State)

 

 

Additional abbreviations may also be used though not in the above list.

 

 

For Value received,                                                                  hereby sell, assign and transfer unto

 

PLEASE INSERT SOCIAL SECURITY OR OTHER IDENTIFYING NUMBER OF ASSIGNEE

 

 

 

 

PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE

 

                                                    shares of the 6.00% Series B Participating Preferred Stock, $0.01 par value per share, of the Corporation represented by the within Certificate, and do hereby irrevocably constitute  and appoint
                                                                                                                                    Attorney to transfer the said stock on the books of the within named Corporation with full power of substitution in the premises.

 

Dated:

 

 

 

 

 

 

 

 

 

 

NOTICE:     

The signature to this assignment must correspond with the name as written upon the face of the certificate in every particular, without alteration or enlargement or any change whatever.