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| | | | A-1 | | |
Name
|
| |
Age
|
| |
Position with the Company
|
| |
Director
Since |
| ||||||
Nicholas Kovacevich
|
| | | | 34 | | | |
Chairman and
Chief Executive Officer |
| | | | 2010 | | |
Eric Baum(1)(2)
|
| | | | 42 | | | |
Director
|
| | | | 2016 | | |
Barbara Goodstein(1)(2)(3)
|
| | | | 59 | | | |
Director
|
| | | | 2017 | | |
Donald Hunter(1)(2)(3)
|
| | | | 63 | | | |
Director
|
| | | | 2018 | | |
Dallas Imbimbo
|
| | | | 34 | | | |
Director
|
| | | | 2010 | | |
Name
|
| |
Age
|
| |
Position
|
|
Nicholas Kovacevich | | |
34
|
| | Chairman and Chief Executive Officer | |
Christopher Tedford | | |
46
|
| | Chief Financial Officer | |
Rodrigo De Oliveira | | |
38
|
| | Chief Operating Officer | |
Jason Vegotsky | | |
33
|
| | Chief Revenue Officer | |
Name and Principal Position
|
| |
Year
|
| |
Salary
($) |
| |
Bonus
($)(1) |
| |
Stock
Awards ($)(2) |
| |
Option
Awards ($)(2) |
| |
Non-Equity
Incentive Plan Compensation ($) |
| |
Other
Compensation ($) |
| |
Total
($) |
| ||||||||||||||||||||||||
Nicholas Kovacevich
Chairman and Chief Executive Officer |
| | | | 2019 | | | | | | 250,000 | | | | | | — | | | | | | 75,000 | | | | | | 494,683 | | | | | | 50,000 | | | | | | 500 | | | | | | 870,183 | | |
| | | 2018 | | | | | | 157,858 | | | | | | — | | | | | | — | | | | | | 103,118 | | | | | | — | | | | | | — | | | | | | 260,976 | | | ||
Christopher Tedford
Chief Financial Officer(3) |
| | | | 2019 | | | | | | 187,500 | | | | | | 50,000 | | | | | | 27,123 | | | | | | 2,052,612 | | | | | | 18,082 | | | | | | 450 | | | | | | 2,335,767 | | |
Jason Vegotsky
Chief Revenue Officer(4) |
| | | | 2019 | | | | | | 237,500 | | | | | | 30,000 | | | | | | 502,500 | | | | | | 718,380 | | | | | | 38,000 | | | | | | 500 | | | | | | 1,526,880 | | |
| | |
Options Awards
|
| |
Stock Awards
|
| ||||||||||||||||||||||||||||||
Name
|
| |
Number of
Securities Underlying Unexercised Options (#) Exercisable |
| |
Number of
Securities Underlying Unexercised Options (#) Unexercisable |
| |
Option
Exercise Price ($) |
| |
Option
Expiration Date |
| |
Number of
Shares or Units of Stock That Have Not Vested (#) |
| |
Market Value
of Shares or Units of Stock That Have Not Vested ($) |
| ||||||||||||||||||
Nicholas Kovacevich
|
| | | | 105,000 | | | | | | 15,000(1) | | | | | $ | 2.39 | | | | | | 11/14/27 | | | | | | — | | | | | | — | | |
| | | | | 43,875 | | | | | | 77,625(2) | | | | | | 4.53 | | | | | | 07/31/28 | | | | | | — | | | | | | — | | |
| | | | | — | | | | | | 175,000(3) | | | | | | 5.21 | | | | | | 10/24/28 | | | | | | — | | | | | | — | | |
Christopher Tedford
|
| | | | — | | | | | | 600,000(4) | | | | | | 5.20 | | | | | | 11/26/28 | | | | | | — | | | | | | — | | |
| | | | | — | | | | | | 100,000(5) | | | | | | 5.94 | | | | | | 03/01/29 | | | | | | — | | | | | | — | | |
Jason Vegotsky
|
| | | | 222,222 | | | | | | 277,778(6) | | | | | | 5.24 | | | | | | 04/23/28 | | | | | | — | | | | | | — | | |
| | | | | 90,278 | | | | | | 159,722(7) | | | | | | 4.53 | | | | | | 07/05/28 | | | | | | — | | | | | | — | | |
| | | | | — | | | | | | 250,000(5) | | | | | | 5.94 | | | | | | 03/01/29 | | | | | | — | | | | | | — | | |
| | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 75,000(8) | | | | | $ | 281,250 | | |
Name
|
| |
Fees Earned or
Paid in Cash ($) |
| |
Option Awards
($)(1) |
| |
Total
($) |
| |||||||||
Eric Baum
|
| | | $ | 47,500 | | | | | $ | 417,600 | | | | | $ | 465,100 | | |
Barbara Goodstein
|
| | | | 47,500 | | | | | | 417,600 | | | | | | 465,100 | | |
Donald Hunter
|
| | | | 52,500 | | | | | | 417,600 | | | | | | 470,100 | | |
Dallas Imbimbo
|
| | | | 30,000 | | | | | | 417,600 | | | | | | 447,600 | | |
| | |
Common Stock
Beneficially Owned |
| |||||||||
Name of Beneficial Owner(1)
|
| |
Shares
|
| |
Percent(2)
|
| ||||||
5% or Greater Stockholders | | | | | | | | | | | | | |
Adage Capital Partners, L.P.(3)
|
| | | | 6,860,252 | | | | | | 6.4% | | |
Executive Officers and Directors | | | | | | | | | | | | | |
Nicholas Kovacevich(4)
|
| | | | 8,932,271 | | | | | | 8.3% | | |
Jason Vegotsky(5)
|
| | | | 1,021,171 | | | | | | * | | |
Christopher Tedford(6)
|
| | | | 249,102 | | | | | | * | | |
Eric Baum(7)
|
| | | | 1,008,320 | | | | | | * | | |
Barbara Goodstein(8)
|
| | | | 252,708 | | | | | | * | | |
Donald Hunter(9)
|
| | | | 252,708 | | | | | | * | | |
Dallas Imbimbo(10)
|
| | | | 10,196,883 | | | | | | 9.4% | | |
All current executive officers and directors as a group (total 8 persons)(12)
|
| | | | 22,224,079 | | | | | | 20.2% | | |
Plan Category
|
| |
Number of
Securities to be Issued Upon Exercise of Outstanding Options, Warrants and Rights |
| |
Weighted
Average Exercise Price of Outstanding Options, Warrants and Rights |
| |
Number of
Securities Remaining Available for Future Issuance Under Equity Compensation Plans (excluding Securities Reflected in column (a)) |
| |||||||||
| | |
(a)
|
| |
(b)
|
| |
(c)
|
| |||||||||
Equity compensation plans approved by security holders
|
| | | | 14,760,619 | | | | | $ | 4.89 | | | | | | 1,139,550 | | |
Equity compensation plans not approved by security holders
|
| | | | — | | | | | | — | | | | | | — | | |
Total
|
| | | | 14,760,619 | | | | | $ | 4.89 | | | | | | 1,139,550 | | |
| | |
2019
|
| |
2018
|
| ||||||
Audit Fees
|
| | | $ | 279,400 | | | | | $ | 224,170 | | |
Audit-Related Fees
|
| | | | — | | | | | | 28,500 | | |
Tax Fees(1)
|
| | | | — | | | | | | — | | |
All Other Fees
|
| | | | 359,900 | | | | | | 75,000 | | |
Total
|
| | | $ | 639,300 | | | | | $ | 327,670 | | |