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YOUR VOTE IS IMPORTANT
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You are cordially invited to attend the meeting in person. Whether or not you expect to attend the meeting, please vote as soon as possible in order to ensure your representation at the meeting. You may submit your proxy and voting instructions over the Internet, by telephone, or, if you receive a paper proxy card or voter instructions form in the mail, by completing, signing, dating and returning the accompanying proxy card or voting instruction form as promptly as possible. If your shares are held of record by a broker, bank or other custodian, nominee, trustee or fiduciary (an “Intermediary”) and you have not given your Intermediary specific voting instructions, your Intermediary will NOT be able to vote your shares with respect to most of the proposals, including the election of directors. If you do not provide voting instructions over the Internet, by telephone, or by returning a completed, signed and dated proxy card or voting instruction form, your shares will not be voted with respect to those matters. Even if you have voted by proxy, you may still vote in person if you attend the meeting. Please note, however, that if your shares are held of record by an Intermediary and you wish to vote at the meeting, you must obtain a proxy issued in your name from that Intermediary.
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|
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Name
|
| |
Age
|
| |
Amyris Offices and Positions
|
|
Geoffrey Duyk, M.D., Ph.D. | | | 60 | | |
Director, Interim Chair of the Board and Member of Audit Committee and Operations and Finance Committee
|
|
Steven Mills | | | 64 | | |
Director, Chair of Audit Committee, Chair of Operations and Finance Committee and member of Leadership Development and Compensation Committee
|
|
Carole Piwnica | | | 61 | | |
Director, Chair of Leadership Development and Compensation Committee and Member of Nominating and Governance Committee and Operations and Finance Committee
|
|
James McCann | | | 68 | | | Director | |
Name
|
| |
Age
|
| |
Amyris Offices and Positions
|
|
Philip Eykerman | | | 51 | | | Director | |
Frank Kung, Ph.D. | | | 71 | | |
Director, Member of Operations and Finance Committee
|
|
John Melo | | | 54 | | | Director, President and Chief Executive Officer | |
Name
|
| |
Age
|
| |
Amyris Offices and Positions
|
|
John Doerr | | | 68 | | |
Director, Chair of Nominating and Governance Committee
|
|
Christoph Goppelsroeder | | | 61 | | | Director | |
Lisa Qi | | | 48 | | | Director | |
Patrick Yang, Ph.D. | | | 71 | | |
Director, Member of Leadership Development and Compensation Committee
|
|
Member of the Board in 2019
|
| |
Board
|
| |
Audit
Committee |
| |
Leadership
Development and Compensation Committee |
| |
Nominating
and Governance Committee |
| |
Operations
and Finance Committee |
|
John Doerr
|
| |
X
|
| | | | | | | |
Chair
|
| | | |
Geoffrey Duyk
|
| |
Chair
|
| |
X
|
| | | | | | | |
X
|
|
Philip Eykerman
|
| |
X
|
| | | | | | | | | | | | |
Christoph Goppelsroeder(1)
|
| |
X
|
| | | | | | | | | | | | |
Frank Kung(2)
|
| |
X
|
| | | | | | | | | | |
X
|
|
James McCann(3)
|
| |
X
|
| | | | | | | | | | | | |
John Melo
|
| |
X
|
| | | | | | | | | | | | |
Steven Mills
|
| |
X
|
| |
X
|
| |
X
|
| | | | |
Chair
|
|
Carole Piwnica(4)
|
| |
X
|
| | | | |
Chair
|
| |
X
|
| |
X
|
|
Lisa Qi(3)
|
| |
X
|
| | | | | | | | | | | | |
HH Sheikh Abdullah bin Khalifa Al Thani(5)
|
| |
X
|
| | | | | | | | | | | | |
Christophe Vuillez(6)
|
| |
X
|
| | | | | | | | | | | | |
R. Neil Williams
|
| |
X
|
| |
Chair
|
| | | | | | | |
X
|
|
Patrick Yang
|
| |
X
|
| | | | |
X
|
| | | | | | |
Total meetings in 2019(7)
|
| |
6
|
| |
53(8)
|
| |
8
|
| |
4
|
| |
5
|
|
| | |
Fiscal Year ended December 31,
|
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Fee Category
|
| |
2019
|
| |
2018
|
| ||||||
Audit Fees
|
| | | $ | 2,246.8 | | | | | $ | 3,476.6 | | |
Audit-Related Fees
|
| | | | — | | | | | | — | | |
Tax Fees
|
| | | | — | | | | | | — | | |
All Other Fees
|
| | | | — | | | | | | — | | |
Total Fees
|
| | | $ | 2,246.8 | | | | | $ | 3,476.6 | | |
Name and Position
|
| |
Dollar
Value |
| |
Number of
Shares of Stock or Units (#) |
| ||||||
Non-Employee Director Group (10 persons)
|
| | | $ | 167,806(1) | | | | | | 64,620 | | |
Name and Address of Beneficial Owner
|
| |
Number of Shares
Beneficially Owned (#) |
| |
Percent
of Class (%) |
| ||||||
5% Stockholders | | | | | | | | | | | | | |
Foris Ventures, LLC(1)
|
| | | | 67,268,358 | | | | | | 37.8% | | |
DSM International B.V(2)
|
| | | | 27,001,551 | | | | | | 15.2% | | |
FMR LLC(3)
|
| | | | 19,308,437 | | | | | | 11.5% | | |
Vivo Capital LLC(4)
|
| | | | 16,868,473 | | | | | | 9.7% | | |
Total Raffinage Chimie(5)
|
| | | | 9,176,833 | | | | | | 5.6% | | |
Loyola Capital Management, LLC(6)
|
| | | | 8,300,000 | | | | | | 5.1% | | |
Directors and Named Executive Officers | | | | | | | | | | | | | |
John Melo(7)
|
| | | | 798,338 | | | | | | * | | |
John Doerr(1)(8)
|
| | | | 67,565,870 | | | | | | 38.0% | | |
Geoffrey Duyk(9)
|
| | | | 18,498 | | | | | | * | | |
Philip Eykerman(10)
|
| | | | 15,864 | | | | | | * | | |
Christoph Goppelsroeder(11)
|
| | | | — | | | | | | — | | |
Frank Kung(4)(12)
|
| | | | 16,877,371 | | | | | | 9.7% | | |
James McCann(13)
|
| | | | 3,506 | | | | | | * | | |
Steven Mills(14)
|
| | | | 18,314 | | | | | | * | | |
Name and Address of Beneficial Owner
|
| |
Number of Shares
Beneficially Owned (#) |
| |
Percent
of Class (%) |
| ||||||
Carole Piwnica(15)
|
| | | | 5,761,101 | | | | | | 3.4% | | |
Lisa Qi
|
| | | | — | | | | | | — | | |
Patrick Yang(16)
|
| | | | 52,592 | | | | | | * | | |
Eduardo Alvarez(17)
|
| | | | 265,940 | | | | | | * | | |
Kathleen Valiasek(18)
|
| | | | 290,950 | | | | | | * | | |
All Directors and Executive Officers as a Group (15) Persons)(19)
|
| | | | 91,872,603 | | | | | | 47.4% | | |
Plan category
|
| |
Number of
securities to be issued upon exercise of outstanding options, warrants and rights |
| |
Weighted-average
exercise price of outstanding options |
| |
Number of
securities to be issued upon vesting of outstanding restricted stock units |
| |
Number of
securities remaining available for future issuance under equity compensation plans(1)(2) |
| ||||||||||||
Equity compensation plans approved by security holders
|
| | | | 5,620,419 | | | | | $ | 10.27 | | | | | | 5,782,651 | | | | | | 4,079,422 | | |
Equity compensation plans not approved by security holders
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | |
Total
|
| | | | 5,620,419 | | | | | $ | 10.27 | | | | | | 5,782,651 | | | | | | 4,079,422 | | |
Name
|
| |
Age
|
| |
Position
|
|
John Melo | | |
54
|
| | Director, President and Chief Executive Officer | |
Han Kieftenbeld | | |
54
|
| | Chief Financial Officer | |
Eduardo Alvarez | | |
56
|
| | Chief Operating Officer | |
Nicole Kelsey | | |
53
|
| | General Counsel and Secretary | |
Name and Principal Position
|
| |
Year
|
| |
Salary
($) |
| |
Bonus
($) |
| |
Stock
Awards ($)(1) |
| |
Option
Awards ($)(1) |
| |
Non-Equity
Incentive Plan Compensation ($)(2) |
| |
All Other
Compensation ($) |
| |
Total
($) |
| ||||||||||||||||||||||||
John Melo
President and Chief Executive Officer |
| | | | 2019 | | | | | | 630,000 | | | | | | 185,320(3) | | | | | | 144,424 | | | | | | 11,680 | | | | | | 333,613(4) | | | | | | 1,261(5) | | | | | | 1,306,298 | | |
| | | 2018 | | | | | | 600,000 | | | | | | 192,240(6) | | | | | | 3,556,00 | | | | | | 5,122,500 | | | | | | 166,275 | | | | | | 997(5) | | | | | | 9,638,012 | | | ||
| | | | | | | | | | | | | |||||||||||||||||||||||||||||||||||||
Eduardo Alvarez
Chief Operating Officer |
| | | | 2019 | | | | | | 416,667(7) | | | | | | — | | | | | | — | | | | | | — | | | | | | 245,825 | | | | | | 2,701(8) | | | | | | 665,192 | | |
| | | 2018 | | | | | | 400,000 | | | | | | 194,140(9) | | | | | | 1,270,00 | | | | | | — | | | | | | 110,850 | | | | | | 2,437(10) | | | | | | 1,977,427 | | | ||
Kathleen Valiasek(11)
Chief Business Officer |
| | | | 2019 | | | | | | 420,000 | | | | | | — | | | | | | — | | | | | | — | | | | | | 156,072 | | | | | | 12,006(12) | | | | | | 588,078 | | |
| | | 2018 | | | | | | 420,000 | | | | | | 129,062(9) | | | | | | 1,016,00 | | | | | | 370,650 | | | | | | 73,947 | | | | | | 5,500(13) | | | | | | 2,015,159 | | |
Company Performance Goal
|
| |
Weight
|
| |
Weighted
Achievement Level |
| |
Funding
Level |
| |||||||||
Q1 | | | | | | | | | | | | | | | | | | | |
GAAP Revenue
|
| | | | 100% | | | | | | 58% | | | | | | | | |
Total Q1
|
| | | | 100.0% | | | | | | 58.0% | | | | | | 58.0% | | |
Q2 | | | | | | | | | | | | | | | | | | | |
GAAP Revenue
|
| | | | 100% | | | | | | 130% | | | | | | | | |
Total Q2
|
| | | | 100.0% | | | | | | 130.0% | | | | | | 150.0% | | |
Q3 | | | | | | | | | | | | | | | | | | | |
GAAP Revenue
|
| | | | 100% | | | | | | 87% | | | | | | | | |
Total Q3
|
| | | | 100.0% | | | | | | 87.0% | | | | | | 87.0% | | |
Q4 | | | | | | | | | | | | | | | | | | | |
GAAP Revenue
|
| | | | 100% | | | | | | 0% | | | | | | | | |
Total Q4
|
| | | | 100.0% | | | | | | 0% | | | | | | 0% | | |
ANNUAL | | | | | | | | | | | | | | | | | | | |
GAAP Revenue
|
| | | | 50% | | | | | | 103% | | | | | | | | |
Operating Expenses
|
| | | | 30% | | | | | | 0% | | | | | | | | |
Direct Gross Margin
|
| | | | 20% | | | | | | 85% | | | | | | | | |
Total Annual
|
| | | | 100.0% | | | | | | 68.6% | | | | | | 34.3(1)% | | |
Name
|
| |
2019 Cumulative
Quarterly Bonus Payouts ($) |
| |
2019 Annual
Portion Bonus Payout ($) |
| |
2019 Aggregate
Annual and Quarterly Bonus Payouts ($) |
| |
Annual Bonus
Target ($) |
| |
2019 Actual
Bonus Earned as a % of Target Bonus |
| |||||||||||||||
John Melo
|
| | | | 238,613 | | | | | | 95,000(1) | | | | | | 333,613 | | | | | | 630,000 | | | | | | 53% | | |
Eduardo Alvarez(2)
|
| | | | 151,500 | | | | | | 94,325 | | | | | | 245,825 | | | | | | 416,667 | | | | | | 59% | | |
Kathleen Valiasek
|
| | | | 127,260 | | | | | | 28,812 | | | | | | 156,072 | | | | | | 336,000 | | | | | | 46% | | |
Tranche
|
| |
Number of
Shares |
| |
EBITDA
Milestone ($M) |
| |
Stock Price
Milestone |
| |
Earliest
Vesting Date |
| |||||||||
1
|
| | | | 750,000 | | | | | $ | 10 | | | | | $ | 15 | | | |
July 1, 2019
|
|
2
|
| | | | 750,000 | | | | | $ | 60 | | | | | $ | 20 | | | |
July 1, 2020
|
|
3
|
| | | | 750,000 | | | | | $ | 80 | | | | | $ | 25 | | | |
July 1, 2021
|
|
4
|
| | | | 1,000,000 | | | | | $ | 100 | | | | | $ | 30 | | | |
July 1, 2022
|
|
| | |
Option Awards
|
| |
Stock Awards
|
| ||||||||||||||||||||||||||||||
Name
|
| |
Number of Securities
Underlying Unexercised Options (#) Exercisable |
| |
Number of Securities
Underlying Unexercised Options (#) Unexercisable |
| |
Option
Exercise Price ($/Sh) |
| |
Option
Expiration Date |
| |
Number of Shares or
Units of Stock That Have Not Vested (#) |
| |
Market Value
of Shares or Units of Stock That Have Not Vested ($)(26) |
| ||||||||||||||||||
John Melo
|
| | | | 19,866(1)(9) | | | | | | — | | | | | | 306.15 | | | | | | 4/20/2020 | | | | | | | | | | | | | | |
| | | | | 5,600(2)(10) | | | | | | — | | | | | | 402.60 | | | | | | 4/15/2021 | | | | | | | | | | | | | | |
| | | | | 6,666(2)(11) | | | | | | — | | | | | | 57.90 | | | | | | 4/9/2022 | | | | | | | | | | | | | | |
| | | | | 24,066(3)(12) | | | | | | — | | | | | | 43.05 | | | | | | 6/3/2023 | | | | | | | | | | | | | | |
| | | | | 20,000(3)(13) | | | | | | — | | | | | | 52.65 | | | | | | 5/5/2024 | | | | | | | | | | | | | | |
| | | | | 28,333(3)(14) | | | | | | — | | | | | | 29.40 | | | | | | 6/8/2025 | | | | | | | | | | | | | | |
| | | | | 6,000(3)(15) | | | | | | — | | | | | | 24.45 | | | | | | 11/9/2025 | | | | | | | | | | | | | | |
| | | | | 25,381(3)(16) | | | | | | 2,952(3)(16) | | | | | | 8.85 | | | | | | 5/16/2026 | | | | | | | | | | | | | | |
| | | | | 12,916(3)(17)(21) | | | | | | 7,084(3)(17)(21) | | | | | | 3.16 | | | | | | 6/12/2027 | | | | | | | | | | | | | | |
| | | | | — | | | | | | 3,250,000 (18) | | | | | | 5.08 | | | | | | 5/29/2028 | | | | | | | | | | | | | | |
| | | | | 1,634 (19) | | | | | | 2,527 (18) | | | | | | 3.74 | | | | | | 01/14/2029 | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
|
(6)(7)(8)
|
| | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | 559,863(16)(17)(18) | | | | | | 1,729,977 | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
|
(20)(21)
|
| | | | | | | |
Eduardo Alvarez
|
| | | | 30,000(5)(22) | | | | | | — (5)(22) | | | | | | 2.89 | | | | | | 10/23/2027 | | | | | | — | | | | | | — | | |
Kathleen Valiasek
|
| | | | 13,055(4)(23) | | | | | | 3,611(4)(23) | | | | | | 10.35 | | | | | | 1/17/2027 | | | | | | | | | | | | | | |
| | | | | 1,291(3)(17) | | | | | | 709(3)(17) | | | | | | 4.80 | | | | | | 5/15/2027 | | | | | | | | | | | | | | |
| | | | | 39,583 | | | | | | 60,417(3)(24) | | | | | | 5.08 | | | | | | 5/29/2028 | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | 138,599(6)(17) | | | | | | 428,271 | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
|
(24)(25)
|
| | | | | | | |
Name
|
| |
Fees Earned or
Paid in Cash ($)(1) |
| |
Stock
Awards ($)(2)(11) |
| |
Option
Awards ($)(2)(11) |
| |
All Other
Director Compensation ($) |
| |
Total
($)(12) |
| |||||||||||||||
John Doerr
|
| | | | 49,000 | | | | | | 8,452 | | | | | | 9,674 | | | | | | — | | | | | | 67,126 | | |
Geoffrey Duyk
|
| | | | 47,500 | | | | | | 35,681 | | | | | | 9,674 | | | | | | — | | | | | | 92,855 | | |
Philip Eykerman(3)
|
| | | | 40,000 | | | | | | 8,452 | | | | | | 9,674 | | | | | | — | | | | | | 58,126 | | |
Christoph Goppelsroeder(4)
|
| | | | 40,000 | | | | | | — | | | | | | — | | | | | | — | | | | | | 40,000 | | |
Frank Kung(5)
|
| | | | 40,000 | | | | | | 8,452 | | | | | | 9,674 | | | | | | — | | | | | | 58,126 | | |
Steven Mills
|
| | | | 52,500 | | | | | | 8,452 | | | | | | 9,674 | | | | | | — | | | | | | 70,626 | | |
James McCann(6)(7)
|
| | | | 25,275 | | | | | | 10,456 | | | | | | 11,990 | | | | | | | | | | | | 47,721 | | |
Carole Piwnica
|
| | | | 54,500 | | | | | | 8,452 | | | | | | 9,674 | | | | | | — | | | | | | 72,626 | | |
Lisa Qi(8)
|
| | | | 25,275 | | | | | | — | | | | | | — | | | | | | — | | | | | | 25,275 | | |
HH Sheikh Abdullah bin Khalifa Al Thani(9)
|
| | | | 14,725 | | | | | | — | | | | | | — | | | | | | — | | | | | | 14,725 | | |
Christophe Vuillez(10)
|
| | | | 15,385 | | | | | | — | | | | | | — | | | | | | — | | | | | | 15,385 | | |
R. Neil Williams
|
| | | | 70,000 | | | | | | 8,452 | | | | | | 9,674 | | | | | | — | | | | | | 88,126 | | |
Patrick Yang
|
| | | | 45,000 | | | | | | 8,452 | | | | | | 9,674 | | | | | | — | | | | | | 63,126 | | |
Name
|
| |
Date of
Grant |
| |
Number of
Shares of Stock or Units (#) |
| |
Number of
Securities Underlying Options (#) |
| |
Exercise
Price Per Share ($) |
| |
Stock
Awards ($)(2) |
| |
Option
Awards ($)(2) |
| ||||||||||||||||||
James McCann
|
| | | | 5/20/2019 | | | | | | — | | | | | | 750 | | | | | | 4.09 | | | | | | — | | | | | | 2,316 | | |
James McCann
|
| | | | 5/20/2019 | | | | | | 490 | | | | | | — | | | | | | — | | | | | | 2,004 | | | | | | — | | |
Name
|
| |
Date of
Grant |
| |
Number of
Shares of Stock or Units (#) |
| |
Number of
Securities Underlying Options (#) |
| |
Exercise
Price Per Share ($) |
| |
Stock
Awards ($)(2) |
| |
Option
Awards ($)(2) |
| ||||||||||||||||||
John Doerr
|
| | | | 10/23/2019 | | | | | | — | | | | | | 3,466 | | | | | | 3.73 | | | | | | — | | | | | | 9,674 | | |
John Doerr
|
| | | | 10/23/2019 | | | | | | 2,266 | | | | | | — | | | | | | — | | | | | | 8,452 | | | | | | — | | |
Geoffrey Duyk
|
| | | | 10/23/2019 | | | | | | — | | | | | | 3,466 | | | | | | 3.73 | | | | | | — | | | | | | 9,674 | | |
Geoffrey Duyk
|
| | | | 10/23/2019 | | | | | | 9,566 | | | | | | — | | | | | | — | | | | | | 35,681 | | | | | | — | | |
Philip Eykerman
|
| | | | 10/23/2019 | | | | | | — | | | | | | 3,466 | | | | | | 3.73 | | | | | | — | | | | | | 9,674 | | |
Philip Eykerman
|
| | | | 10/23/2019 | | | | | | 2,266 | | | | | | — | | | | | | — | | | | | | 8,452 | | | | | | — | | |
Frank Kung(5)
|
| | | | 10/23/2019 | | | | | | — | | | | | | 3,466 | | | | | | 3.73 | | | | | | — | | | | | | 9,674 | | |
Frank Kung(5)
|
| | | | 10/23/2019 | | | | | | 2,266 | | | | | | — | | | | | | — | | | | | | 8,452 | | | | | | — | | |
Steven Mills
|
| | | | 10/23/2019 | | | | | | — | | | | | | 3,466 | | | | | | 3.73 | | | | | | — | | | | | | 9,674 | | |
Steven Mills
|
| | | | 10/23/2019 | | | | | | 2,266 | | | | | | — | | | | | | — | | | | | | 8,452 | | | | | | — | | |
James McCann
|
| | | | 10/23/2019 | | | | | | — | | | | | | 3,466 | | | | | | 3.73 | | | | | | — | | | | | | 9,674 | | |
James McCann
|
| | | | 10/23/2019 | | | | | | 2,266 | | | | | | — | | | | | | — | | | | | | 8,452 | | | | | | — | | |
Carole Piwnica
|
| | | | 10/23/2019 | | | | | | — | | | | | | 3,466 | | | | | | 3.73 | | | | | | — | | | | | | 9,674 | | |
Carole Piwnica
|
| | | | 10/23/2019 | | | | | | 2,266 | | | | | | — | | | | | | — | | | | | | 8,452 | | | | | | — | | |
R. Neil Williams
|
| | | | 10/23/2019 | | | | | | — | | | | | | 3,466 | | | | | | 3.73 | | | | | | — | | | | | | 9,674 | | |
R. Neil Williams
|
| | | | 10/23/2019 | | | | | | 2,266 | | | | | | — | | | | | | — | | | | | | 8,452 | | | | | | — | | |
Patrick Yang
|
| | | | 10/23/2019 | | | | | | — | | | | | | 3,466 | | | | | | 3.73 | | | | | | — | | | | | | 9,674 | | |
Patrick Yang
|
| | | | 10/23/2019 | | | | | | 2,266 | | | | | | — | | | | | | — | | | | | | 8,452 | | | | | | — | | |
Name
|
| |
Outstanding
Options (Shares) |
| |
Outstanding
Stock Awards (Units) |
| ||||||
John Doerr
|
| | | | 13,731 | | | | | | 2,266 | | |
Geoffrey Duyk
|
| | | | 8,132 | | | | | | 9,566 | | |
Philip Eykerman
|
| | | | 11,665 | | | | | | 2,932 | | |
Christoph Goppelsroeder(4)
|
| | | | — | | | | | | — | | |
Frank Kung(5)
|
| | | | 9,932 | | | | | | 2,932 | | |
James McCann
|
| | | | 4,216 | | | | | | 2,266 | | |
Steven Mills
|
| | | | 6,932 | | | | | | 2,266 | | |
Carole Piwnica
|
| | | | 13,731 | | | | | | 2,266 | | |
Lisa Qi(8)
|
| | | | — | | | | | | — | | |
HH Sheikh Abdullah bin Khalifa Al Thani(9)
|
| | | | | | | | | | | | |
Christophe Vuillez(10)
|
| | | | — | | | | | | — | | |
R. Neil Williams
|
| | | | 12,931 | | | | | | 2,266 | | |
Patrick Yang
|
| | | | 12,531 | | | | | | 2,266 | | |
| | | | AMYRIS, INC. | |
| | | |
By:
Name: Nicole Kelsey
Title: General Counsel and Secretary |
|