UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

     
Date of Report (Date of Earliest Event Reported):   May 4, 2020

 

Main Street Capital Corporation

 

 

(Exact name of registrant as specified in its charter)

     
Maryland 001-33723 41-2230745

_____________________

(State or other jurisdiction of incorporation)

_____________

(Commission File Number)

______________

(I.R.S. Employer Identification No.)

     
1300 Post Oak Boulevard, 8th Floor
Houston, Texas 		  77056

________________________________

(Address of principal executive offices)

 

___________

(Zip Code)

   
Registrant’s telephone number, including area code:   (713) 350-6000
     

Not Applicable

 

 

Former name or former address, if changed since last report

 

 Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

 ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class Trading Symbol Name of each exchange on which registered
Common Stock, par value $0.01 per share MAIN New York Stock Exchange

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company  ¨ 

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ¨ 

 

 

 

 

 

 

Item 5.07 Submission of Matters to a Vote of Security Holders.

 

On May 4, 2020, Main Street Capital Corporation (“Main Street”) held its 2020 annual meeting of stockholders (the “Annual Meeting”) in a virtual format. The issued and outstanding shares of stock of Main Street entitled to vote at the Annual Meeting consisted of the 64,415,828 shares of common stock outstanding on the record date, March 4, 2020. The common stockholders of Main Street voted on four matters at the Annual Meeting. The final voting results from the Annual Meeting are as follows:

 

(1) A proposal to elect each of the ten members of Main Street’s Board of Directors for a term of one year:

 

    Votes For     Votes Against     Abstentions     Broker Non-Votes  
Valerie L. Banner   20,354,871     362,173     310,284     31,533,350  
Arthur L. French   20,190,714     541,603     295,011     31,533,350  
J. Kevin Griffin   20,385,464     343,445     298,420     31,533,349  
John E. Jackson   20,398,647     322,011     306,670     31,533,350  
Brian E. Lane   20,436,163     292,413     298,753     31,533,349  
Kay Matthews   20,373,414     353,772     300,144     31,533,348  
Dunia A. Shive   20,290,317     420,060     316,951     31,533,350  
Stephen B. Solcher   20,369,556     347,260     310,509     31,533,353  
Vincent D. Foster   20,389,302     333,562     304,461     31,533,353  
Dwayne L. Hyzak   20,406,117     322,402     298,806     31,533,353  

 

(2) A proposal to ratify the appointment of Grant Thornton LLP as Main Street’s independent registered public accounting firm for the year ending December 31, 2020:

 

Votes For     Votes Against     Abstentions  
51,420,364     640,765     499,549  

 

 

(3) A proposal to approve, on an advisory basis, the compensation of our named executive officers:

 

Votes For     Votes Against     Abstentions     Broker Non-Votes  
18,707,209     1,596,848     723,252     31,533,369  

 

(4) A proposal to approve an amendment to Main Street’s Articles of Amendment and Restatement to allow stockholders to amend Main Street’s bylaws by a majority vote of the outstanding shares entitled to be cast on the matter:

 

Votes For     Votes Against     Abstentions     Broker Non-Votes  
20,029,148     608,957     389,220     31,533,353  

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  Main Street Capital Corporation
     
 Date:    May 6, 2020 By: /s/ Jason B. Beauvais 
    Name: Jason B. Beauvais
    Title: General Counsel