UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

FORM 8-A

 

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES

PURSUANT TO SECTION 12(b) OR (g) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

  William Penn Bancorporation  
  (Exact name of registrant as specified in its charter)  

 

Maryland   85-3898797
(State of incorporation or organization)   (I.R.S. Employer Identification No.)

 

10 Canal Street, Suite 104, Bristol, Pennsylvania     19007  
(Address of principal executive offices)     (Zip Code)  

 

Securities to be registered pursuant to Section 12(b) of the Act:

 

Title of each class to be so registered Name of each exchange on which
each class is to be registered
Common Stock, par value $0.01 per share The Nasdaq Stock Market LLC

 

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c) or (e), check the following box. x

 

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d) or (e), check the following box. ¨

 

If this form relates to the registration of a class of securities concurrently with a Regulation A offering, check the following box. ¨

 

Securities Act registration statement file number to which this form relates: 333-249492.

 

Securities to be registered pursuant to Section 12(g) of the Act: None

 

 

 

 

 

 

Item 1. Description of Registrant’s Securities to be Registered
     

Incorporated by reference to the portion of the Prospectus under the heading: “Description of William Penn Bancorporation Capital Stock,” filed on October 15, 2020 as part of the Registrant’s Registration Statement on Form S-1, File No. 333-249492, as amended.

 

Item 2. Exhibits
   
1. Copies of all constituent instruments defining the rights of all the holders of each class of such securities, including any contracts or other documents which limit or qualify the rights of such holders:
   
  (a) Certificate of Incorporation
     
    Incorporated by reference to Exhibit 3.1 to the Registrant’s Registration Statement on Form S-1, File No. 333-249492, as amended.
     
  (b) Bylaws
     
    Incorporated by reference to Exhibit 3.2 to the Registrant’s Registration Statement on Form S-1, File No. 333-249492, as amended.
     
  (c) Plan of Conversion and Reorganization
     
    Incorporated by reference to Exhibit 2.0 to the Registrant’s Registration Statement on Form S-1, File No. 333-249492, as amended.
     
2. A copy of the security to be registered hereunder is incorporated by reference to Exhibit 4.0 to the Registrant’s Registration Statement on Form S-1, File No. 333-249492, as amended.

  

 

 

 

SIGNATURE

 

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.

 

  WILLIAM PENN BANCORPORATION
         (Registrant)
   
   
Date: March 19, 2021 By: /s/ Kenneth J. Stephon
    Kenneth J. Stephon
    Chairman, President and
    Chief Executive Officer