| | | | | 1 | | | |
| | | | | 6 | | | |
| | | | | 7 | | | |
| | | | | 8 | | | |
| | | | | 12 | | | |
| | | | | 17 | | | |
| | | | | 19 | | | |
| | | | | 35 | | | |
| | | | | 36 | | | |
| | | | | 37 | | | |
| | | | | 38 | | | |
| | | | | 47 | | | |
| | | | | 47 | | | |
| | | | | 48 | | | |
| | | | | 49 | | | |
| | | | | 49 | | |
Name of Beneficial Owner
|
| |
Number of
Shares Beneficially Owned |
| |
Percentage
Beneficially Owned |
| ||||||
Management and Directors: | | | | | | | | | | | | | |
Sven-Olof Lindblad(2)
|
| | | | 12,559,107 | | | | | | 25.1% | | |
Craig Felenstein(3)
|
| | | | 279,501 | | | | | | * | | |
Dean (Trey) Byus III(4)
|
| | | | 140,713 | | | | | | * | | |
Benjamin L. Bressler
|
| | | | 20,500 | | | | | | * | | |
Mark D. Ein(5)
|
| | | | 4,957,969 | | | | | | 9.9% | | |
L. Dyson Dryden(6)
|
| | | | 1,182,365 | | | | | | 2.4% | | |
Bernard W. Aronson(7)
|
| | | | 24,735 | | | | | | * | | |
Catherine Reynolds(6)
|
| | | | 26,635 | | | | | | * | | |
Elliott Bisnow(8)
|
| | | | 27,126 | | | | | | * | | |
John M. Fahey(6)
|
| | | | 85,431 | | | | | | * | | |
Daniel J. Hanrahan(6)
|
| | | | 25,193 | | | | | | * | | |
Thomas S. (Tad) Smith Jr.(6)
|
| | | | 269,790 | | | | | | * | | |
All directors and executive officers as a group (12 persons)
|
| | | | 19,599,065 | | | | | | 39.2% | | |
5% Owners:
|
| | | | | | | | | | * | | |
Capitol Acquisition Management 2 LLC(5)
|
| | | | 4,957,969 | | | | | | 9.9% | | |
FMR LLC
|
| | | | 5,855,130 | | | | | | 11.7% | | |
Name
|
| |
Audit
Committee |
| |
Compensation
Committee |
| |
Nominating
Committee |
| |||||||||
Mr. Aronson
|
| | | | — | | | | | | — | | | | | | M | | |
Mr. Bisnow
|
| | | | — | | | | | | M | | | | | | — | | |
Mr. Dryden
|
| | | | C | | | | | | M | | | | | | — | | |
Mr. Ein
|
| | | | M | | | | | | M | | | | | | C | | |
Mr. Fahey
|
| | | | — | | | | | | C | | | | | | M | | |
Mr. Hanrahan
|
| | | | M | | | | | | — | | | | | | — | | |
Ms. Reynolds
|
| | | | — | | | | | | M | | | | | | — | | |
Mr. Smith
|
| | | | — | | | | | | — | | | | | | M | | |
Name
|
| |
Fees Earned or
Paid in Cash(1) |
| |
Option
Awards |
| |
Stock
Awards(2) |
| |
All Other
Compensation |
| |
Total
|
| |||||||||||||||
Mr. Aronson(8) | | | | $ | 55,000 | | | | | $ | — | | | | | $ | 84,989 | | | | | $ | — | | | | | $ | 139,989 | | |
Mr. Bisnow
|
| | | $ | 55,000 | | | | | $ | — | | | | | $ | 84,989 | | | | | $ | — | | | | | $ | 139,989 | | |
Mr. Dryden(3) | | | | $ | 70,000 | | | | | $ | — | | | | | $ | 84,989 | | | | | $ | — | | | | | $ | 154,989 | | |
Mr. Ein(4)(8) | | | | $ | 105,000 | | | | | $ | — | | | | | $ | 84,989 | | | | | $ | — | | | | | $ | 189,989 | | |
Mr. Fahey(5) | | | | $ | 65,000 | | | | | $ | — | | | | | $ | 84,989 | | | | | $ | — | | | | | $ | 149,989 | | |
Ms. Farrell(6)(7)(8) | | | | $ | 41,250 | | | | | $ | — | | | | | $ | 84,989 | | | | | $ | — | | | | | $ | 126,239 | | |
Mr. Hanrahan
|
| | | $ | 55,000 | | | | | $ | — | | | | | $ | 84,989 | | | | | $ | — | | | | | $ | 139,989 | | |
Ms. Reynolds
|
| | | $ | 55,000 | | | | | $ | — | | | | | $ | 84,989 | | | | | $ | — | | | | | $ | 139,989 | | |
Mr. Smith
|
| | | $ | 41,250 | | | | | $ | — | | | | | $ | 84,989 | | | | | $ | — | | | | | $ | 126,239 | | |
Name
|
| |
Age
|
| |
Position
|
|
Sven-Olof Lindblad
|
| |
70
|
| | Current President, Chief Executive Officer and Director | |
Dolf Berle
|
| |
57
|
| | Future President, Chief Executive Officer and Director | |
Craig I. Felenstein
|
| |
48
|
| | Chief Financial Officer | |
David Goodman
|
| |
60
|
| | Chief Commercial and Marketing Officer | |
Dean (Trey) Byus III
|
| |
52
|
| | Chief Expedition Officer | |
Benjamin L. Bressler
|
| |
58
|
| | President, Natural Habitat, Inc. | |
Name
|
| |
Fiscal 2020
Effective Salary |
| |
Fiscal 2021
Base Salary |
| |
Percentage
Change From Fiscal 2020 Base Salary |
| |||||||||
Mr. Lindblad(1) | | | | $ | 193,479 | | | | | $ | 515,000 | | | | | | 0% | | |
Mr. Berle(2) | | | | | N/A | | | | | $ | 575,000 | | | | | | N/A | | |
Mr. Felenstein
|
| | | $ | 360,500 | | | | | $ | 412,000 | | | | | | 0% | | |
Mr. Goodman
|
| | | $ | 49,039 | | | | | $ | 425,000 | | | | | | 0% | | |
Mr. Byus
|
| | | $ | 283,250 | | | | | $ | 283,250 | | | | | | 0% | | |
Mr. Bressler
|
| | | $ | 62,500 | | | | | $ | 200,000 | | | | | | 0% | | |
Name
|
| |
2020 Short-
Term Annual Cash-Based Incentive Bonus Amount Earned |
| |||
Mr. Lindblad
|
| | | $ | 231,750 | | |
Mr. Felenstein
|
| | | $ | 185,400 | | |
Mr. Goodman
|
| | | $ | 28,469 | | |
Mr. Byus
|
| | | $ | 149,991 | | |
Name and Principal Position
|
| |
Year
|
| |
Salary(1)
|
| |
Bonus
|
| |
Stock
Awards(2) |
| |
Option
Awards(2) |
| |
All Other(4)
|
| |
Total
|
| |||||||||||||||||||||
Sven-Olof Lindblad | | | | | | | | | |||||||||||||||||||||||||||||||||||
President and Chief Executive
Officer |
| | | | 2020 | | | | | $ | 193,479 | | | | | $ | 372,731 | | | | | $ | 1,912,242 | | | | | $ | — | | | | | $ | 39,381 | | | | | $ | 2,517,833 | | |
| | | 2019 | | | | | $ | 515,000 | | | | | $ | 378,750 | | | | | $ | 772,504 | | | | | $ | — | | | | | $ | 31,127 | | | | | $ | 1,697,381 | | | ||
| | | 2018 | | | | | $ | 500,000 | | | | | $ | 242,368 | | | | | $ | 749,998 | | | | | $ | — | | | | | $ | 29,110 | | | | | $ | 1,521,476 | | | ||
| | | | | | | | | |||||||||||||||||||||||||||||||||||
Craig I. Felenstein | | | | | | | | | |||||||||||||||||||||||||||||||||||
Chief Financial Officer
|
| | | | 2020 | | | | | $ | 360,500 | | | | | $ | 398,185 | | | | | $ | 1,474,910 | | | | | $ | — | | | | | $ | 40,140 | | | | | $ | 2,273,735 | | |
| | | 2019 | | | | | $ | 412,000 | | | | | $ | 353,000 | | | | | $ | 411,994 | | | | | $ | — | | | | | $ | 31,739 | | | | | $ | 1,208,733 | | | ||
| | | 2018 | | | | | $ | 400,000 | | | | | $ | 196,693 | | | | | $ | 399,996 | | | | | $ | — | | | | | $ | 29,719 | | | | | $ | 1,026,408 | | | ||
| | | | | | | | | |||||||||||||||||||||||||||||||||||
David Goodman | | | | | | | | | |||||||||||||||||||||||||||||||||||
Chief Commercial and Marketing Officer
|
| | | | 2020 | | | | | $ | 49,040 | | | | | $ | — | | | | | $ | 975,600 | | | | | $ | 1,088,100 | | | | | $ | — | | | | | $ | 2,112,740 | | |
| | | | | | | | | |||||||||||||||||||||||||||||||||||
Dean (Trey) Byus III | | | | | | | | | |||||||||||||||||||||||||||||||||||
Chief Expedition Officer
|
| | | | 2020 | | | | | $ | 289,563 | | | | | $ | 205,002 | | | | | $ | 1,696,546 | | | | | $ | — | | | | | $ | 40,140 | | | | | $ | 2,231,251 | | |
| | | 2019 | | | | | $ | 283,250 | | | | | $ | 208,313 | | | | | $ | 283,254 | | | | | $ | — | | | | | $ | 31,739 | | | | | $ | 806,556 | | | ||
| | | 2018 | | | | | $ | 275,000 | | | | | $ | 128,463 | | | | | $ | 275,010 | | | | | $ | — | | | | | $ | 29,719 | | | | | $ | 708,192 | | | ||
| | | | | | | | | |||||||||||||||||||||||||||||||||||
Benjamin L. Bressler | | | | | | | | | |||||||||||||||||||||||||||||||||||
President, Natural Habitat, Inc.
|
| | | | 2020 | | | | | $ | 76,250 | | | | | $ | 841,073 | | | | | $ | — | | | | | $ | — | | | | | $ | 47,213 | | | | | $ | 964,536 | | |
| | | 2019 | | | | | $ | 200,000 | | | | | $ | 562,557 | | | | | $ | — | | | | | $ | — | | | | | $ | 39,617 | | | | | $ | 802,174 | | | ||
| | | 2018 | | | | | $ | 200,000 | | | | | $ | 429,845 | | | | | $ | — | | | | | $ | — | | | | | $ | 37,597 | | | | | $ | 667,442 | | | ||
| | | | | | | | | |||||||||||||||||||||||||||||||||||
Philip J. Auerbach(3) | | | | | | | | | |||||||||||||||||||||||||||||||||||
Former Chief Commercial Officer
|
| | | | 2020 | | | | | $ | 248,522 | | | | | $ | 398,185 | | | | | $ | 205,999 | | | | | $ | — | | | | | $ | 23,403 | | | | | $ | 876,110 | | |
| | | 2019 | | | | | $ | 412,000 | | | | | $ | 303,000 | | | | | $ | 411,994 | | | | | $ | — | | | | | $ | 31,174 | | | | | $ | 1,158,168 | | | ||
| | | 2018 | | | | | $ | 400,000 | | | | | $ | 196,693 | | | | | $ | 399,996 | | | | | $ | — | | | | | $ | 29,197 | | | | | $ | 1,025,886 | | |
Name
|
| |
401(k)
Match |
| |
Health
Insurance Premiums |
| |
Life, Accidental
Death & Dismemberment and Long-Term Disability Premiums |
| |
Other(1)
|
| ||||||||||||
Mr. Lindblad
|
| | | $ | 2,250 | | | | | $ | 35,220 | | | | | $ | 1,911 | | | | | $ | — | | |
Mr. Felenstein
|
| | | $ | 2,400 | | | | | $ | 35,220 | | | | | $ | 2,520 | | | | | $ | — | | |
Mr. Goodman
|
| | | $ | — | | | | | $ | — | | | | | $ | — | | | | | $ | — | | |
Mr. Byus
|
| | | $ | 2,400 | | | | | $ | 35,220 | | | | | $ | 2,520 | | | | | $ | — | | |
Mr. Bressler
|
| | | $ | 2,400 | | | | | $ | 35,220 | | | | | $ | 1,193 | | | | | $ | 8,400 | | |
Mr. Auerbach(2) | | | | $ | 1,400 | | | | | $ | 20,533 | | | | | $ | 1,470 | | | | | $ | — | | |
| | | | | | | | |
Estimated Possible Payouts
Under Non-Equity Incentive Plan Awards(1) |
| |
Estimated Future Payouts
Under Equity Incentive Plan Awards(2) |
| | | | | | | | | | | | | ||||||||||||||||||||||||||||||
Name
|
| |
Grant Date of
Equity Incentive Plan Awards |
| |
Threshold
($) |
| |
Target
($) |
| |
Maximum
($) |
| |
Threshold
(#) |
| |
Target
(#) |
| |
Maximum
(#) |
| |
All
Other Stock Awards: Number of Options, Shares of Stock or Units (#)(3) |
| |
Grant
Date Fair Value of Stock and Option Awards ($)(4) |
| |||||||||||||||||||||||||||
Mr. Lindblad
|
| | | | | | | | | $ | — | | | | | $ | 386,250 | | | | | $ | 579,375 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | 03/31/20 | | | | | | | | | | | | | | | | | | | | | | | | — | | | | | | 23,156 | | | | | | 46,312 | | | | | | | | | | | $ | 96,561 | | |
| | | | | 03/31/20 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 23,156 | | | | | $ | 96,561 | | |
| | | | | 06/30/20 | | | | | | | | | | | | | | | | | | | | | | | | — | | | | | | 12,508 | | | | | | 25,016 | | | | | | | | | | | $ | 96,562 | | |
| | | | | 06/30/20 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 12,508 | | | | | $ | 96,562 | | |
| | | | | 09/30/20 | | | | | | | | | | | | | | | | | | | | | | | | — | | | | | | 45,388 | | | | | | 68,082 | | | | | | | | | | | $ | 386,252 | | |
| | | | | 12/21/20 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 78,333 | | | | | $ | 1,139,745 | | |
| | | |||||||||||||||||||||||||||||||||||||||||||||||||||||
Mr. Felenstein
|
| | | | | | | | | $ | — | | | | | $ | 309,000 | | | | | $ | 463,500 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | 03/31/20 | | | | | | | | | | | | | | | | | | | | | | | | — | | | | | | 12,350 | | | | | | 24,700 | | | | | | | | | | | $ | 51,500 | | |
| | | | | 03/31/20 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 12,350 | | | | | $ | 51,500 | | |
| | | | | 06/30/20 | | | | | | | | | | | | | | | | | | | | | | | | — | | | | | | 6,671 | | | | | | 13,342 | | | | | | | | | | | $ | 51,500 | | |
| | | | | 06/30/20 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 6,671 | | | | | $ | 51,500 | | |
| | | | | 09/30/20 | | | | | | | | | | | | | | | | | | | | | | | | — | | | | | | 24,207 | | | | | | 36,311 | | | | | | | | | | | $ | 206,002 | | |
| | | | | 12/08/20 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 20,000 | | | | | $ | 281,400 | | |
| | | | | 12/21/20 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 53,712 | | | | | $ | 781,510 | | |
| | | |||||||||||||||||||||||||||||||||||||||||||||||||||||
Mr. Goodman
|
| | | | | | | | | $ | — | | | | | $ | 36,780 | | | | | $ | 55,170 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | 11/11/20 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 90,000 | | | | | $ | 975,600 | | |
| | | | | 11/11/20 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 310,000 | | | | | $ | 1,088,100 | | |
| | | |||||||||||||||||||||||||||||||||||||||||||||||||||||
Mr. Byus
|
| | | | | | | | | $ | — | | | | | $ | 212,438 | | | | | $ | 318,656 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | 03/31/20 | | | | | | | | | | | | | | | | | | | | | | | | — | | | | | | 8,491 | | | | | | 16,982 | | | | | | | | | | | $ | 35,407 | | |
| | | | | 03/31/20 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 8,491 | | | | | $ | 35,407 | | |
| | | | | 06/30/20 | | | | | | | | | | | | | | | | | | | | | | | | — | | | | | | 4,586 | | | | | | 9,172 | | | | | | | | | | | $ | 35,404 | | |
| | | | | 06/30/20 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 4,586 | | | | | $ | 35,404 | | |
| | | | | 09/30/20 | | | | | | | | | | | | | | | | | | | | | | | | — | | | | | | 16,642 | | | | | | 24,963 | | | | | | | | | | | $ | 141,623 | | |
| | | | | 12/21/20 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 97,134 | | | | | $ | 1,413,300 | | |
Name
|
| |
Option Awards
|
| |
Stock Awards
|
| ||||||||||||||||||||||||||||||||||||||||||
|
Number of
Securities Underlying Unexercised Options Exercisable (#) |
| |
Number of
Securities Underlying Unexercised Options Un- exercisable (#)(2) |
| |
Option
Exercise Price ($) |
| |
Option
Expiration Date |
| |
Number
of Shares or Units of Stock That Not Vested (#)(2) |
| |
Market
Value of Shares or Units of Stock That Have Not Vested ($)(1) |
| |
Equity
Incentive Plan Awards: Number of Unearned Shares, Units or Other Rights That Have Not Vested (#) |
| |
Equity
Incentive Plan Awards: Market or Payout Value of Unearned Shares, Units or Other Rights That Have Not Vested ($)(1) |
| ||||||||||||||||||||||||||
Mr. Lindblad
|
| | | | — | | | | | | — | | | | | $ | — | | | | | | N/A | | | | | | 77,228 | | | | | $ | 1,322,143 | | | | | | 33,839(3) | | | | | $ | 579,324 | | |
| | | | | | | | | | | 24,547(4) | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | $ | 420,245 | | |
| | | | | | | | | | | 81,052(5) | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | $ | 1,387,610 | | |
| | | |||||||||||||||||||||||||||||||||||||||||||||||
Mr. Felenstein
|
| | | | 200,000 | | | | | | — | | | | | $ | 9.47 | | | | | | 09/06/26 | | | | | | 74,517 | | | | | $ | 1,275,737 | | | | | | 17,312(3) | | | | | $ | 296,381 | | |
| | | | | | | | | | | 19,474(4) | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | $ | 333,395 | | |
| | | | | | | | | | | 43,228(5) | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | $ | 740,063 | | |
| | | |||||||||||||||||||||||||||||||||||||||||||||||
Mr. Goodman
|
| | | | — | | | | | | 310,000 | | | | | $ | 10.84 | | | | | | 11/11/30 | | | | | | 400,000 | | | | | $ | 6,848,000 | | | | | | — | | | | | $ | — | | |
| | | | | | | | | | | — | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | $ | — | | |
| | | | | | | | | | | — | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | $ | — | | |
| | | |||||||||||||||||||||||||||||||||||||||||||||||
Mr. Byus
|
| | | | — | | | | | | — | | | | | $ | — | | | | | | N/A | | | | | | 28,317 | | | | | $ | 484,787 | | | | | | 11,903(3) | | | | | $ | 203,779 | | |
| | | | | | | | | | | 13,389(4) | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | $ | 229,220 | | |
| | | | | | | | | | | 29,719(5) | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | $ | 508,789 | | |
| | | | | 200,000 | | | | | | 310,000 | | | | | | | | | | | | | | | | | | 580,062 | | | | | $ | 9,930,667 | | | | | | 274,463 | | | | | $ | 4,698,807 | | |
| | |
Option Awards
|
| |
Stock Awards
|
| ||||||||||||||||||
Name
|
| |
Number of
Shares Acquired on Exercise (#) |
| |
Value
Realized on Exercise ($)(1) |
| |
Number of
Shares Acquired on Vesting (#) |
| |
Value
Realized on Vesting ($)(2) |
| ||||||||||||
Mr. Lindblad
|
| | | | — | | | | | $ | — | | | | | | 58,000 | | | | | $ | 232,889 | | |
Mr. Felenstein
|
| | | | — | | | | | $ | — | | | | | | 40,933 | | | | | $ | 240,605 | | |
Mr. Auerbach(3)
|
| | | | — | | | | | $ | — | | | | | | 53,433 | | | | | $ | 298,581 | | |
Mr. Byus
|
| | | | — | | | | | $ | — | | | | | | 21,266 | | | | | $ | 85,390 | | |
| | | | | — | | | | | $ | — | | | | | | 173,632 | | | | | $ | 857,466 | | |
Name
|
| |
Cash
|
| |
Equity
|
| |
Perquisites/
Benefits |
| |
Total
|
| ||||||||||||
Mr. Lindblad
|
| | | $ | — | | | | | $ | — | | | | | $ | — | | | | | $ | — | | |
Mr. Felenstein
|
| | | $ | 810,185(1) | | | | | $ | 707,211(3) | | | | | $ | 31,354(5) | | | | | $ | 1,548,750 | | |
Mr. Goodman
|
| | | $ | 425,000(1) | | | | | $ | 486,700(4) | | | | | $ | 31,354(5) | | | | | $ | 943,054 | | |
Mr. Byus
|
| | | $ | 701,377(2) | | | | | $ | — | | | | | $ | 31,354(5) | | | | | $ | 732,731 | | |
Mr. Bressler
|
| | | $ | 350,000(11) | | | | | $ | — | | | | | $ | 47,032(6) | | | | | $ | 397,032 | | |
Name
|
| |
Cash
|
| |
Equity
|
| |
Perquisites/
Benefits |
| |
Total
|
| ||||||||||||
Mr. Lindblad
|
| | | $ | — | | | | | $ | — | | | | | $ | — | | | | | $ | — | | |
Mr. Felenstein
|
| | | $ | 810,185(1) | | | | | $ | 1,275,737(8) | | | | | $ | 31,354(5) | | | | | $ | 2,117,276 | | |
Mr. Goodman
|
| | | $ | 425,000(1) | | | | | $ | 1,946,800(9) | | | | | $ | 31,354(5) | | | | | $ | 2,403,154 | | |
Mr. Byus
|
| | | $ | 1,197,065(7) | | | | | $ | — | | | | | $ | 62,709(10) | | | | | $ | 1,259,774 | | |
Mr. Bressler
|
| | | $ | 350,000(11) | | | | | $ | — | | | | | $ | 47,032(6) | | | | | $ | 397,032 | | |
| | |
2020
|
| |
2019
|
| |
2018
|
| | | | | | | |||||||||
Stock Options/Stock Appreciation Rights (SARs) Granted
|
| | | | 412,062 | | | | | | 0 | | | | | | 0 | | | | | | | | |
Stock-Settled Time-Vested Restricted Shares/Units Granted
|
| | | | 648,617 | | | | | | 139,168 | | | | | | 217,203 | | | | | | | | |
Stock-Settled Performance-Based Shares/Units Earned*
|
| | | | 53,694 | | | | | | 55,987 | | | | | | 19,743 | | | | | | | | |
Weighted-Average Basic Common Shares Outstanding
|
| | | | 49,737,129 | | | | | | 47,440,788 | | | | | | 45,378,188 | | | |
3-Year Average
|
| |||
Share Usage Rate
|
| | | | 2.2% | | | | | | 0.4% | | | | | | 0.5% | | | | | | 1.1% | | |
|
Stock Options/SARs Outstanding
|
| | | | 612,062 | | |
|
Weighted-Average Exercise Price of Outstanding Stock Options/SARs
|
| | | $ | 10.00 | | |
|
Weighted-Average Remaining Term of Outstanding Stock Options/SARS
|
| |
8.4 years
|
| |||
|
Total Stock-Settled Full-Value Awards Outstanding
|
| | | | 1,532,361 | | |
|
Remaining shares available for grant under the 2015 Plan*
|
| | | | 280,192 | | |
|
Additional shares being requested under the 2021 Plan
|
| | | | 4,718,326 | | |
|
Basic common shares outstanding as of March 31, 2021
|
| | | | 50,056,937 | | |
| | |
2020
|
| |
2019
|
| ||||||
Audit fees(1)
|
| | | $ | 501,000 | | | | | $ | 513,526 | | |
Audit-related fees
|
| | | $ | — | | | | | $ | –– | | |
Tax fees
|
| | | $ | — | | | | | $ | — | | |
All other fees(2)
|
| | | $ | 54,680 | | | | | $ | 42,863 | | |