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Name
|
| |
Age(1)
|
| |
Title
|
| |
Director
Since |
|
Chris A. Downey | | |
71
|
| | Independent Director | | |
2014
|
|
Joseph W. Glauber | | |
68
|
| | Independent Director | | |
2015
|
|
John A. Good | | |
64
|
| | Independent Director | | |
2018
|
|
Thomas P. Heneghan | | |
58
|
| | Independent Director | | |
2020
|
|
Danny D. Moore | | |
59
|
| | Independent Director | | |
2021
|
|
Toby L. O’Rourke | | |
44
|
| | Independent Director | | |
2021
|
|
Paul A. Pittman | | |
59
|
| | Executive Chairman and Chief Executive Officer | | |
2014
|
|
Murray R. Wise | | |
73
|
| | Director | | |
2021
|
|
| | |
Year Ended
December 31, 2021 |
| |
Year Ended
December 31, 2020 |
| ||||||
Audit Fees(1)
|
| | | $ | 492,253 | | | | | $ | 379,546 | | |
Audit-Related Fees(2)
|
| | | | 89,500 | | | | | | — | | |
Tax Fees
|
| | | | — | | | | | | — | | |
Total
|
| | | $ | 581,753 | | | | | $ | 379,546 | | |
Member
|
| |
Audit
Committee |
| |
Compensation
Committee |
| |
Nominating and
Corporate Governance Committee |
|
Chris A. Downey+*
|
| |
X
|
| |
X (chair)
|
| | | |
Joseph W. Glauber
|
| | | | | | | |
X
|
|
John A. Good*
|
| |
X (chair)
|
| |
X
|
| |
X
|
|
Thomas P. Heneghan
|
| |
X
|
| | | | | | |
Danny D. Moore(1)
|
| | | | | | | | | |
Toby L. O’Rourke
|
| | | | |
X
|
| |
X (chair)
|
|
Name
|
| |
Fees Paid in
Cash |
| |
Awards(1)
|
| |
Stock
Compensation(2) |
| |
All Other
Total |
| ||||||||||||
Chris A. Downey
|
| | | $ | 51,750 | | | | | $ | 45,200 | | | | | $ | 802 | | | | | $ | 97,752 | | |
Joseph W. Glauber
|
| | | $ | 39,250 | | | | | $ | 45,200 | | | | | $ | 802 | | | | | $ | 85,252 | | |
John A. Good
|
| | | $ | 43,750 | | | | | $ | 45,200 | | | | | $ | 848 | | | | | $ | 89,798 | | |
Thomas P. Heneghan
|
| | | $ | 36,000 | | | | | $ | 45,200 | | | | | $ | 600 | | | | | $ | 81,800 | | |
Danny D. Moore(3)
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | |
Toby L. O’Rourke
|
| | | $ | 37,250 | | | | | $ | 45,200 | | | | | $ | 600 | | | | | $ | 83,050 | | |
Name
|
| |
Age(1)
|
| |
Title
|
|
Paul A. Pittman | | |
59
|
| | Executive Chairman and Chief Executive Officer | |
Luca Fabbri | | |
53
|
| | President | |
James Gilligan | | |
43
|
| | Chief Financial Officer and Treasurer | |
Name and Principal Position
|
| |
Year
|
| |
Salary
|
| |
Bonus(1)
|
| |
Stock
Awards(2) |
| |
All Other
Compensation(3) |
| |
Total
|
| ||||||||||||||||||
Paul A. Pittman
|
| | | | 2021 | | | | | $ | 551,250 | | | | | $ | 698,750 | | | | | $ | 450,000 | | | | | $ | 25,252 | | | | | $ | 1,725,252 | | |
Executive Chairman and Chief Executive Officer
|
| | | | 2020 | | | | | $ | 525,000 | | | | | $ | 440,000 | | | | | $ | 300,000 | | | | | $ | 34,296 | | | | | $ | 1,299,296 | | |
Luca Fabbri
|
| | | | 2021 | | | | | $ | 315,000 | | | | | $ | 157,500 | | | | | $ | 320,000 | | | | | $ | 14,879 | | | | | $ | 807,379 | | |
President
|
| | | | 2020 | | | | | $ | 300,000 | | | | | $ | 125,000 | | | | | $ | 285,000 | | | | | $ | 15,791 | | | | | $ | 725,791 | | |
Erica Borenstein(4)
|
| | | | 2021 | | | | | $ | 210,000 | | | | | $ | 185,000(5) | | | | | $ | 160,000 | | | | | $ | 5,522 | | | | | $ | 560,522 | | |
General Counsel and Secretary
|
| | | | 2020 | | | | | $ | 200,000 | | | | | $ | 85,000 | | | | | $ | 110,000 | | | | | $ | 4,557 | | | | | $ | 399,557 | | |
James Gilligan(6)
|
| | | | 2021 | | | | | $ | 200,000 | | | | | $ | 100,000 | | | | | $ | 200,000 | | | | | $ | 1,576 | | | | | $ | 501,576 | | |
Chief Financial Officer and Treasurer
|
| | | | 2020 | | | |
—
|
| |
—
|
| |
—
|
| |
—
|
| |
—
|
|
Name
|
| |
Grant Date
|
| |
Market Value of Shares
That Have Not Vested(1) |
| |
Number
of Shares That Have Not Vested |
| |||||||||
Paul A. Pittman
|
| | | | 3/22/2021 | | | | | $ | 461,975 | | | | | | 38,659(2) | | |
Executive Chairman and Chief Executive Officer
|
| | | | 3/16/2020 | | | | | $ | 384,862 | | | | | | 32,206(2) | | |
| | | | | 3/15/2019 | | | | | $ | 521,821 | | | | | | 43,667(2) | | |
| | | | | |||||||||||||||
Luca Fabbri
|
| | | | 3/22/2021 | | | | | $ | 328,517 | | | | | | 27,491(2) | | |
President
|
| | | | 3/16/2020 | | | | | $ | 365,610 | | | | | | 30,595(2) | | |
| | | | | 3/15/2019 | | | | | $ | 159,341 | | | | | | 13,334(2) | | |
| | | | | |||||||||||||||
Erica Borenstein(3)
|
| | | | 3/22/2021 | | | | | $ | 164,253 | | | | | | 13,745(4) | | |
General Counsel and Secretary
|
| | | | 3/16/2020 | | | | | $ | 141,117 | | | | | | 11,809(4) | | |
| | | | | 3/15/2019 | | | | | $ | 26,553 | | | | | | 2,222(4) | | |
| | | | | |||||||||||||||
James Gilligan(5)
|
| | | | 5/24/2021 | | | | | $ | 188,332 | | | | | | 15,760(2) | | |
Chief Financial Officer and Treasurer
|
| | | | | | | | | | | | | | | | | | |
Plan Category
|
| |
Number of
Securities to be Issued Upon Exercise of Outstanding Options, Warrants and Rights |
| |
Weighted
Average Exercise Price of Outstanding Options, Warrants and Rights |
| |
Number of
Securities Remaining Available for Future Issuance Under Equity Compensation Plans (Excluding Securities Reflected in First Column) |
| |||||||||
Equity compensation plans approved by stockholders
|
| | | | — | | | | | | — | | | | | | 758,381 | | |
Equity compensation plans not approved by
stockholders |
| | | | — | | | | | | — | | | | | | — | | |
Total
|
| | | | — | | | | | | — | | | | | | 758,381 | | |
Name
|
| |
Number of
Shares of Common Stock Beneficially Owned |
| |
% of All
Common Stock Shares(1) |
| ||||||
Paul A. Pittman
|
| | | | 2,360,907(2) | | | | | | 5.1% | | |
Luca Fabbri
|
| | | | 256,483(3) | | | | | | * | | |
James Gilligan
|
| | | | 27,011 | | | | | | * | | |
Chris A. Downey
|
| | | | 85,690(4) | | | | | | * | | |
Joseph W. Glauber
|
| | | | 23,291 | | | | | | * | | |
John A. Good
|
| | | | 50,965 | | | | | | * | | |
Thomas P. Heneghan
|
| | | | 1,329,208(5) | | | | | | 2.9% | | |
Danny D. Moore
|
| | | | 4,000 | | | | | | * | | |
Toby L. O’Rourke
|
| | | | 8,000 | | | | | | * | | |
Murray R. Wise
|
| | | | 162,414(6) | | | | | | * | | |
All executive officers, directors and director nominees as a group
(10 people) |
| | | | 4,307,969 | | | | | | 9.3% | | |
More than 5% Beneficial Owners | | | | | | | | | | | | | |
Global Alpha Capital Management Ltd.(7)
1800 McGill College Avenue Suite 2310 Montreal A8 H3A 3J6 |
| |
2,756,963
|
| |
5.9%
|
| ||||||
| | | |