UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM SD
SPECIALIZED DISCLOSURE REPORT
VEECO INSTRUMENTS INC.
(Exact name of the registrant as specified in its charter)
Delaware | 0-16244 | 11-2989601 |
(State of other jurisdiction of | (Commission | (IRS Employer |
incorporation or organization) | File Number) | Identification No.) |
Terminal Drive, Plainview, New York 11803
(Address of principal executive offices) (Zip code)
Kirk W. Mackey (516) 677-0200
(Name and telephone number, including area code, of the
person to contact in connection with this report.)
Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:
x | Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2023. |
Section 1 - Conflict Minerals Disclosure
Item 1.01 Conflict Minerals Disclosure and Report
Rule 13p-1 under the Securities Exchange Act of 1934 provides that a company must file this specialized disclosure report if it manufactures, or contracts to manufacture, products for which one or more conflict minerals are necessary to the functionality or production of the company’s products. Rule 13p-1 defines “conflict minerals” as (i) columbite-tantalite (or coltan), cassiterite, gold and wolframite, or their derivatives, which are currently limited to metallic forms of tantalum, tin and tungsten; or (ii) any other mineral or its derivatives determined by the U.S. Secretary of State to be financing conflict in the Democratic Republic of the Congo or an adjoining country. As specified under Rule 13p-1, Veeco Instruments Inc. conducted in good faith a reasonable country of origin inquiry that we believe was reasonably designed to determine whether any of the necessary conflict minerals contained in our products manufactured in calendar year 2023 originated in the Democratic Republic of the Congo or an adjoining country, or were from recycled or scrap sources. Our Conflict Minerals Report, which discusses this inquiry and other information, is provided as an exhibit to this report and is also publicly available on our website at http://ir.veeco.com/financial-information/sec-filings.
Item 1.02 Exhibit
Our Conflict Minerals Report is attached as Exhibit 1.01 to this report.
Section 2 - Exhibits
Item 2.01: Exhibits
Exhibit No. | Description | |
1.01 | Conflict Minerals Report of Veeco Instruments Inc. |
EXHIBIT INDEX
Exhibit No. | Description | |
1.01 | Conflict Minerals Report of Veeco Instruments Inc. |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
VEECO INSTRUMENTS INC. | ||
May 30, 2024 | By: | /s/ Kirk W. Mackey |
Kirk W. Mackey | ||
Vice President, General Counsel |
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EXHIBIT 1.01
VEECO INSTRUMENTS INC.
CONFLICT MINERALS REPORT
FOR YEAR ENDED DECEMBER 31, 2023
This Conflict Minerals Report (this “Report”) of Veeco Instruments Inc., including its subsidiaries (collectively, “Veeco” or “we” or “our”) has been prepared pursuant to Rule 13p-1 and Form SD promulgated under the Securities Exchange Act of 1934 for the reporting period January 1, 2023 through December 31, 2023 (the “Reporting Period”).
Rule 13p-1, through Form SD, requires the disclosure of certain information if a company manufactures or contracts to manufacture products for which certain “Conflict Minerals” (as defined below) are necessary to the functionality or production of such products. Form SD defines “Conflict Minerals” as: (i) columbite-tantalite (or coltan), cassiterite, gold and wolframite, or their derivatives, which are currently limited to metallic forms of tantalum, tin and tungsten; or (ii) any other mineral or its derivatives determined by the U.S. Secretary of State to be financing conflict in the Democratic Republic of the Congo or an adjoining country (collectively, the “Covered Countries”). Veeco’s operations, including the operations of its consolidated subsidiaries, may at times manufacture, or contract to manufacture, products for which Conflict Minerals are necessary to the functionality or production of those products (collectively, its “products” and, individually, a “product”). As required by Form SD, Veeco has conducted a good faith reasonable country of origin inquiry regarding the Conflict Minerals included in its products during the Reporting Period, which are referred to in this Report as the “Covered Minerals,” to determine whether any of such Covered Minerals originated in the Covered Countries and/or whether any of such Covered Minerals may be from recycled or scrap sources. Where applicable, Veeco has conducted additional due diligence regarding the sources of the Covered Minerals. The results of Veeco’s reasonable country of origin inquiry regarding the Covered Minerals, as well as its additional due diligence regarding the sources of the Covered Minerals, are contained in this Report.
I. | Reasonable Country of Origin Inquiry (“RCOI”) |
Prior to initiating our RCOI, we retained a regulatory compliance information management company to assist in structuring the process and administering data collection. Our inquiry began with a review of all of our suppliers. We focused our RCOI on the relevant suppliers that, due to the nature of their business, utilize Covered Minerals. We provided these suppliers with a questionnaire based on the Electronic Industry Citizenship Coalition-Global e-Sustainability Initiative Conflict Minerals Common Reporting Template (the “EICC-GeSI Template”). The EICC-GeSI Template is regarded as the most commonly accepted reporting tool for conflict minerals content and sourcing information worldwide and was developed by several of the world’s leading consumer electronics companies. The questionnaire asked the suppliers, among other things, to disclose the origin of any Covered Minerals used in their manufacturing processes and to identify the Covered Minerals processing facilities within their supply chain. We also asked them, if accurate, to represent that their Covered Minerals did not originate from a Covered Country. We reviewed questionnaires received for completeness and consistency of answers. Many of our suppliers’ responses were company level declarations and therefore it is possible that the information they provided includes smelters/refiners whose Covered Minerals are not utilized in our products. Certain surveyed suppliers reported that the Covered Minerals identified in their supply chain originated from recycled or scrap sources and thus did not require further due diligence.
Our RCOI process was reasonably designed and performed in good faith, but there are inherent limitations in the information provided to us by third parties, including the possibility of information being inaccurate, incomplete or falsified despite our efforts to validate and confirm the information.
II. | Design of Due Diligence Framework |
Our due diligence approach was designed to generally align with the OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas: Third Edition (“OECD Guidance”). The OECD Guidance is an internationally-recognized due diligence framework consisting of a multi-step, risk-based process, certain aspects of which differ depending in part on the position of a company in the supply chain. Veeco is a “downstream” company, which refers to supply chain participants from the smelter to the retailer, in contrast to those “upstream,” that is, from the mine to the smelter. Key elements of Veeco’s due diligence approach are described below.
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III. | Due Diligence Measures Undertaken |
Veeco’s due diligence measures performed include, but are not limited to, the following:
· | Reporting to senior management on suppliers’ responses to our conflict minerals information requests, including updates on monitoring and tracking corrective action and risk mitigation efforts (where applicable); |
· | Communicating our policy on Conflict Minerals to suppliers and our commitments and requirements expected of our suppliers, supported by email and phone dialogues. A copy of our policy is publicly available at https://www.veeco.com/resources/veeco-conflict-minerals-policy; |
· | Using a third party service, comparing smelters and refiners identified by suppliers to (i) the Conflict Minerals Reporting Template (the “Template”) developed by the Responsible Minerals Initiative (formerly the Conflict-Free Sourcing Initiative, or “CFSI”) which lists validated conflict free and verified facilities and (ii) the US Department of Commerce list of all known conflict mineral processing facilities worldwide; |
· | Conducting our own supplemental research on smelters and refiners identified by our suppliers; and |
· | Developing a risk mitigation plan that allows for continued trade with a supplier during the supplier’s risk mitigation efforts. |
IV. | Product Description |
The products subject to this Report are Veeco process equipment and services (including spare parts) primarily sold to make electronic devices including semiconductors, power electronics, wireless devices, hard disk drives and light emitting diodes, and include Laser Annealing Systems, Lithography Systems, Ion Beam Systems, Metal Organic Chemical Vapor Deposition Systems, Wet Processing Systems, Molecular Beam Epitaxy Systems, Atomic Layer Deposition Systems, Physical Vapor Deposition Systems, Dicing and Lapping Systems, and Gas and Vapor Delivery Systems.
V. | Product Determination |
Based on the information obtained pursuant to the due diligence process (as described above), Veeco does not have sufficient information at this time to determine whether all of our products are conflict free. However, the suppliers who responded to our questionnaire gave no indication that the Covered Minerals they source directly or indirectly financed or benefitted armed groups in the Covered Countries. Due to the manner in which our suppliers disclosed country of origin information, we do not believe that all of the countries of origin named by our suppliers are actually in our supply chain.
VI. | Smelter / Refiner and Country of Origin |
Based solely on information that was provided by our suppliers (as described above), some of which was on an entity level basis without specification as to the specific Covered Minerals Veeco purchased, and without independent verification, Veeco identified the following smelters/refiners used by Veeco suppliers that have (i) achieved Conflict Free designation by the CFSI (the “Conflict Free Designated Smelters and Refiners”) or (ii) an audit program recognized by CFSI or are actively in the process of obtaining the Conflict Free designation, or for which we independently obtained country of origin information (the “In Process Smelters and Refiners”):
Conflict Free Designated Smelters and Refiners
Smelter Name | Mineral |
A.L.M.T. Corp. | Tungsten |
Abington Reldan Metals, LLC | Gold |
Agosi AG | Gold |
Aida Chemical Industries Co., Ltd. | Gold |
Almalyk Mining and Metallurgical Complex (AMMC) | Gold |
Alpha | Tin |
AMG Brasil | Tantalum |
2 |
AngloGold Ashanti Corrego do Sitio Mineracao | Gold |
Argor-Heraeus S.A. | Gold |
Asahi Pretec Corp. | Gold |
Asahi Refining Canada Ltd. | Gold |
Asahi Refining USA Inc. | Gold |
Asaka Riken Co., Ltd. | Gold |
Asia Tungsten Products Vietnam Ltd. | Tungsten |
Aurubis AG | Gold |
Aurubis Beerse | Tin |
Aurubis Berango | Tin |
Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | Gold |
Boliden AB | Gold |
C. Hafner GmbH + Co. KG | Gold |
CCR Refinery - Glencore Canada Corporation | Gold |
Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | Tin |
Chifeng Dajingzi Tin Industry Co., Ltd. | Tin |
Chimet S.p.A. | Gold |
China Molybdenum Tungsten Co., Ltd. | Tungsten |
China Tin Group Co., Ltd. | Tin |
Chongyi Zhangyuan Tungsten Co., Ltd. | Tungsten |
Chugai Mining | Gold |
Coimpa Industrial LTDA | Gold |
CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda | Tin |
CRM Synergies | Tin |
Cronimet Brasil Ltda | Tungsten |
CV Ayi Jaya | Tin |
CV Venus Inti Perkasa | Tin |
D Block Metals, LLC | Tantalum |
Dowa | Gold |
Dowa | Tin |
DS Myanmar | Tin |
DSC (Do Sung Corporation) | Gold |
Eco-System Recycling Co., Ltd. East Plant | Gold |
Eco-System Recycling Co., Ltd. North Plant | Gold |
Eco-System Recycling Co., Ltd. West Plant | Gold |
EM Vinto | Tin |
Estanho de Rondonia S.A. | Tin |
F&X Electro-Materials Ltd. | Tantalum |
Fabrica Auricchio Industria e Comercio Ltda. | Tin |
Fenix Metals | Tin |
FIR Metals & Resource Ltd. | Tantalum |
Fujian Xinlu Tungsten Co., Ltd. | Tungsten |
Ganzhou Jiangwu Ferrotungsten Co., Ltd. | Tungsten |
Ganzhou Seadragon W & Mo Co., Ltd. | Tungsten |
Gejiu Non-Ferrous Metal Processing Co., Ltd. | Tin |
Global Advanced Metals Aizu | Tantalum |
Global Advanced Metals Boyertown | Tantalum |
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Global Tungsten & Powders LLC | Tungsten |
Gold by Gold Colombia | Gold |
Gold Refinery of Zijin Mining Group Co., Ltd. | Gold |
Guangdong Hanhe Non-Ferrous Metal Co., Ltd. | Tin |
Guangdong Rising Rare Metals-EO Materials Ltd. | Tantalum |
Guangdong Xianglu Tungsten Co., Ltd. | Tungsten |
H.C. Starck Tungsten GmbH | Tungsten |
Heimerle + Meule GmbH | Gold |
Hengyang King Xing Lifeng New Materials Co., Ltd. | Tantalum |
Heraeus Germany GmbH Co. KG | Gold |
Heraeus Metals Hong Kong Ltd. | Gold |
Hubei Green Tungsten Co., Ltd. | Tungsten |
HuiChang Hill Tin Industry Co., Ltd. | Tin |
Hunan Chenzhou Mining Co., Ltd. | Tungsten |
Hunan Shizhuyuan Nonferrous Metals Co., Ltd. Chenzhou Tungsten Products Branch | Tungsten |
Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | Gold |
Ishifuku Metal Industry Co., Ltd. | Gold |
Istanbul Gold Refinery | Gold |
Italpreziosi | Gold |
Japan Mint | Gold |
Japan New Metals Co., Ltd. | Tungsten |
Jiangwu H.C. Starck Tungsten Products Co., Ltd. | Tungsten |
Jiangxi Copper Co., Ltd. | Gold |
Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | Tantalum |
Jiangxi Gan Bei Tungsten Co., Ltd. | Tungsten |
Jiangxi New Nanshan Technology Ltd. | Tin |
Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | Tungsten |
Jiangxi Tuohong New Raw Material | Tantalum |
Jiangxi Xinsheng Tungsten Industry Co., Ltd. | Tungsten |
Jiangxi Yaosheng Tungsten Co., Ltd. | Tungsten |
JiuJiang JinXin Nonferrous Metals Co., Ltd. | Tantalum |
Jiujiang Tanbre Co., Ltd. | Tantalum |
Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | Tantalum |
JX Nippon Mining & Metals Co., Ltd. | Gold |
Kazzinc | Gold |
KEMET de Mexico | Tantalum |
Kennametal Fallon | Tungsten |
Kennametal Huntsville | Tungsten |
Kennecott Utah Copper LLC | Gold |
KGHM Polska Miedz Spolka Akcyjna | Gold |
Kojima Chemicals Co., Ltd. | Gold |
Korea Zinc Co., Ltd. | Gold |
Lianyou Metals Co., Ltd. | Tungsten |
Lianyou Resources Co., Ltd. | Tungsten |
L'Orfebre S.A. | Gold |
LS-NIKKO Copper Inc. | Gold |
LT Metal Ltd. | Gold |
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Luna Smelter, Ltd. | Tin |
Magnu's Minerais Metais e Ligas Ltda. | Tin |
Malaysia Smelting Corporation (MSC) | Tin |
Malipo Haiyu Tungsten Co., Ltd. | Tungsten |
Masan High-Tech Materials | Tungsten |
Materion | Gold |
Materion Newton Inc. | Tantalum |
Matsuda Sangyo Co., Ltd. | Gold |
Metal Concentrators SA (Pty) Ltd. | Gold |
Metallic Resources, Inc. | Tin |
Metallurgical Products India Pvt., Ltd. | Tantalum |
Metalor Technologies (Hong Kong) Ltd. | Gold |
Metalor Technologies (Singapore) Pte., Ltd. | Gold |
Metalor Technologies (Suzhou) Ltd. | Gold |
Metalor Technologies S.A. | Gold |
Metalor USA Refining Corporation | Gold |
Metalurgica Met-Mex Penoles S.A. De C.V. | Gold |
Mineracao Taboca S.A. | Tin |
Mineracao Taboca S.A. | Tantalum |
Mining Minerals Resources SARL | Tin |
Minsur | Tin |
Mitsubishi Materials Corporation | Gold |
Mitsubishi Materials Corporation | Tin |
Mitsui Mining and Smelting Co., Ltd. | Tantalum |
Mitsui Mining and Smelting Co., Ltd. | Gold |
MKS PAMP SA | Gold |
MMTC-PAMP India Pvt., Ltd. | Gold |
Nadir Metal Rafineri San. Ve Tic. A.S. | Gold |
Navoi Mining and Metallurgical Combinat | Gold |
NH Recytech Company | Gold |
Niagara Refining LLC | Tungsten |
Nihon Material Co., Ltd. | Gold |
Ningxia Orient Tantalum Industry Co., Ltd. | Tantalum |
NPM Silmet AS | Tantalum |
O.M. Manufacturing (Thailand) Co., Ltd. | Tin |
O.M. Manufacturing Philippines, Inc. | Tin |
Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH | Gold |
Ohura Precious Metal Industry Co., Ltd. | Gold |
Operaciones Metalurgicas S.A. | Tin |
Philippine Chuangxin Industrial Co., Inc. | Tungsten |
Planta Recuperadora de Metales SpA | Gold |
PowerX Ltd. | Tantalum |
PT Aneka Tambang (Persero) Tbk | Gold |
PT Aries Kencana Sejahtera | Tin |
PT Artha Cipta Langgeng | Tin |
PT ATD Makmur Mandiri Jaya | Tin |
PT Babel Inti Perkasa | Tin |
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PT Babel Surya Alam Lestari | Tin |
PT Bangka Prima Tin | Tin |
PT Bangka Serumpun | Tin |
PT Belitung Industri Sejahtera | Tin |
PT Bukit Timah | Tin |
PT Cipta Persada Mulia | Tin |
PT Menara Cipta Mulia | Tin |
PT Mitra Stania Prima | Tin |
PT Mitra Sukses Globalindo | Tin |
PT Premium Tin Indonesia | Tin |
PT Prima Timah Utama | Tin |
PT Putera Sarana Shakti (PT PSS) | Tin |
PT Rajawali Rimba Perkasa | Tin |
PT Rajehan Ariq | Tin |
PT Refined Bangka Tin | Tin |
PT Sariwiguna Binasentosa | Tin |
PT Stanindo Inti Perkasa | Tin |
PT Sukses Inti Makmur | Tin |
PT Timah Nusantara | Tin |
PT Timah Tbk Kundur | Tin |
PT Timah Tbk Mentok | Tin |
PT Tinindo Inter Nusa | Tin |
PT Tommy Utama | Tin |
PX Precinox S.A. | Gold |
QuantumClean | Tantalum |
Rand Refinery (Pty) Ltd. | Gold |
REMONDIS PMR B.V. | Gold |
Resind Industria e Comercio Ltda. | Tin |
Resind Industria e Comercio Ltda. | Tantalum |
RFH Yancheng Jinye New Material Technology Co., Ltd. | Tantalum |
Royal Canadian Mint | Gold |
Rui Da Hung | Tin |
SAFINA A.S. | Gold |
SEMPSA Joyeria Plateria S.A. | Gold |
Shandong Gold Smelting Co., Ltd. | Gold |
Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | Gold |
Shinwon Tungsten (Fujian Shanghang) Co., Ltd. | Tungsten |
Sichuan Tianze Precious Metals Co., Ltd. | Gold |
Solar Applied Materials Technology Corp. | Gold |
Sumitomo Metal Mining Co., Ltd. | Gold |
SungEel HiMetal Co., Ltd. | Gold |
Super Ligas | Tin |
T.C.A S.p.A | Gold |
Taki Chemical Co., Ltd. | Tantalum |
Tanaka Kikinzoku Kogyo K.K. | Gold |
TANIOBIS Co., Ltd. | Tantalum |
TANIOBIS GmbH | Tantalum |
6 |
In Process Smelters and Refiners
Smelter Name | Mineral |
5D Production OU | Tantalum |
8853 S.p.A. | Gold |
ABC Refinery Pty Ltd. | Gold |
ACL Metais Eireli | Tungsten |
Advanced Chemical Company | Gold |
Al Etihad Gold Refinery DMCC | Gold |
Albasteel Industria e Comercio de Ligas Para Fundicao Ltd. | Tungsten |
Albino Mountinho Lda. | Gold |
Alexy Metals | Gold |
An Vinh Joint Stock Mineral Processing Company | Tin |
Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | Gold |
Augmont Enterprises Private Limited | Gold |
Bangalore Refinery | Gold |
Caridad | Gold |
7 |
Cendres + Metaux S.A. | Gold |
CGR Metalloys Pvt Ltd. | Gold |
CNMC (Guangxi) PGMA Co., Ltd. | Tungsten |
Daye Non-Ferrous Metals Mining Ltd. | Gold |
Degussa Sonne / Mond Goldhandel GmbH | Gold |
Dijllah Gold Refinery FZC | Gold |
Dongguan CiEXPO Environmental Engineering Co., Ltd. | Tin |
DONGKUK INDUSTRIES CO., LTD. | Tungsten |
Dongwu Gold Group | Gold |
Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company | Tin |
Emerald Jewel Industry India Limited (Unit 1) | Gold |
Emerald Jewel Industry India Limited (Unit 2) | Gold |
Emerald Jewel Industry India Limited (Unit 3) | Gold |
Emerald Jewel Industry India Limited (Unit 4) | Gold |
Fujairah Gold FZC | Gold |
Gejiu City Fuxiang Industry and Trade Co., Ltd. | Tin |
Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | Tin |
GG Refinery Ltd. | Gold |
Gold Coast Refinery | Gold |
Great Wall Precious Metals Co., Ltd. of CBPM | Gold |
Guangdong Jinding Gold Limited | Gold |
Guoda Safina High-Tech Environmental Refinery Co., Ltd. | Gold |
Hangzhou Fuchunjiang Smelting Co., Ltd. | Gold |
HANNAE FOR T Co., Ltd. | Tungsten |
Hunan Chenzhou Mining Co., Ltd. | Gold |
Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd. | Gold |
International Precious Metal Refiners | Gold |
JALAN & Company | Gold |
K.A. Rasmussen | Gold |
Kazakhmys Smelting LLC | Gold |
Kenee Mining Corporation Vietnam | Tungsten |
Kundan Care Products Ltd. | Gold |
Kyrgyzaltyn JSC | Gold |
Lingbao Jinyuan Tonghui Refinery Co., Ltd. | Gold |
Luoyang Zijin Yinhui Gold Refinery Co., Ltd. | Gold |
Ma'anshan Weitai Tin Co., Ltd. | Tin |
Malaysia Smelting Corporation Berhad (Port Klang) | Tin |
Marsam Metals | Gold |
MD Overseas | Gold |
Melt Metais e Ligas S.A. | Tin |
Metallix Refining Inc. | Gold |
Modeltech Sdn Bhd | Gold |
Modeltech Sdn Bhd | Tin |
Morris and Watson | Gold |
Nam Viet Cromit Joint Stock Company | Tungsten |
Nghe Tinh Non-Ferrous Metals Joint Stock Company | Tin |
Penglai Penggang Gold Industry Co., Ltd. | Gold |
8 |
Precious Minerals and Smelting Limited | Tin |
PT Bangka Tin Industry | Tin |
QG Refining, LLC | Gold |
Refinery of Seemine Gold Co., Ltd. | Gold |
SAAMP | Gold |
Safimet S.p.A | Gold |
Sai Refinery | Gold |
Sam Precious Metals | Gold |
Shandong Humon Smelting Co., Ltd. | Gold |
Shandong Tiancheng Biological Gold Industrial Co., Ltd. | Gold |
Shenzhen CuiLu Gold Co., Ltd. | Gold |
SHENZHEN JINJUNWEI RESOURCE COMPREHENSIVE DEVELOPMENT CO., LTD. | Gold |
Shenzhen Zhonghenglong Real Industry Co., Ltd. | Gold |
Shirpur Gold Refinery Ltd. | Gold |
Sovereign Metals | Gold |
State Research Institute Center for Physical Sciences and Technology | Gold |
Super Dragon Technology Co., Ltd. | Gold |
Takehara PVD Materials Plant / PVD Materials Division of MITSUI MINING & SMELTING CO., LTD. | Tin |
Tongling Nonferrous Metals Group Co., Ltd. | Gold |
Tuyen Quang Non-Ferrous Metals Joint Stock Company | Tin |
YUDU ANSHENG TUNGSTEN CO., LTD. | Tungsten |
Certain smelters were identified as high risk due to potential sourcing from the Covered Countries. However, because many of our suppliers provided company-level responses to Veeco’s conflict minerals information requests, it is uncertain as to whether these facilities are in our supply chain. We are continuing to work with our suppliers to determine the status of the facilities relative to Veeco products. Should these smelters be present in our supply chain, Veeco will reemphasize our conflict minerals policy to the relevant suppliers and encourage them to either find alternate sources or request that the smelters be audited.
High Risk Smelters
Smelter Name | Mineral |
African Gold Refinery | Gold |
Artek LLC | Tungsten |
AU Traders and Refiners | Gold |
Emirates Gold DMCC | Gold |
Fidelity Printers and Refiners Ltd. | Gold |
Gejiu Kai Meng Industry and Trade LLC | Tin |
Gejiu Zili Mining And Metallurgy Co., Ltd. | Tin |
GGC Gujrat Gold Centre Pvt. Ltd. | Gold |
Hunan Jintai New Material Co., Ltd. | Tungsten |
HwaSeong CJ CO., LTD. | Gold |
Hydrometallurg, JSC | Tungsten |
Industrial Refining Company | Gold |
Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. | Tungsten |
JSC "Kirovgrad Hard Alloys Plant" | Tungsten |
JSC Ekaterinburg Non-Ferrous Metal Processing Plant | Gold |
JSC Novosibirsk Refinery | Gold |
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JSC Uralelectromed | Gold |
Kaloti Precious Metals | Gold |
Kyshtym Copper-Electrolytic Plant ZAO | Gold |
Lingbao Gold Co., Ltd. | Gold |
LLC Vostok | Tungsten |
Moliren Ltd. | Tungsten |
Moscow Special Alloys Processing Plant | Gold |
Novosibirsk Tin Combine | Tin |
NPP Tyazhmetprom LLC | Tungsten |
OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet) | Gold |
OOO “Technolom” 1 | Tungsten |
OOO “Technolom” 2 | Tungsten |
Pease & Curren | Gold |
Pongpipat Company Limited | Tin |
Prioksky Plant of Non-Ferrous Metals | Gold |
PT Panca Mega Persada | Tin |
PT Tirus Putra Mandiri | Tin |
Sabin Metal Corp. | Gold |
Samduck Precious Metals | Gold |
Samwon Metals Corp. | Gold |
Singway Technology Co., Ltd. | Gold |
SOE Shyolkovsky Factory of Secondary Precious Metals | Gold |
Solikamsk Magnesium Works OAO | Tantalum |
Sudan Gold Refinery | Gold |
Umicore Precious Metals Thailand | Gold |
Unecha Refractory metals plant | Tungsten |
VQB Mineral and Trading Group JSC | Tin |
Yunnan Copper Industry Co., Ltd. | Gold |
Based solely on information that was provided by our suppliers (as described above), some of which was on an entity level basis without specification as to the specific Covered Minerals Veeco purchased, and without independent verification, Veeco believes that the countries of origin of the Covered Minerals for the above listed facilities include:
Andorra, Australia, Austria, Belgium, Bolivia (Plurinational State of), Brazil, Canada, Chile, China, Colombia, Congo (Democratic Republic of), Czechia, Estonia, France, Germany, Ghana, India, Indonesia, Italy, Japan, Kazakhstan, Korea (Republic of), Kyrgyzstan, Lithuania, Malaysia, Mexico, Myanmar, Netherlands, New Zealand, Norway, Peru, Philippines, Poland, Portugal, Russian Federation, Rwanda, Saudi Arabia, Singapore, South Africa, Spain, Sudan, Sweden, Switzerland, Taiwan, Province Of China, Tanzania (United Republic of), Thailand, Turkey, Uganda, United Arab Emirates, United States Of America, Uzbekistan, Vietnam and Zimbabwe.
As Veeco’s engagement with the supply chain for its products evolves, the lists above may change to reflect improvements in the quality of information provided to Veeco.
VII. | Independent Private Sector Audit |
Not required for calendar year 2023.
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