UNITED STATES
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SECURITIES AND EXCHANGE COMMISSION
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Washington, D.C. 20549
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FORM
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8-K
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CURRENT REPORT
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Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
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Date of Report (Date of earliest event reported)
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January 22, 2020
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(January 17, 2020)
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Name of Registrant, State of Incorporation, Address Of Principal Executive Offices, Telephone Number, Commission File No., IRS Employer Identification No.
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 40.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4 (c) under the Exchange Act (17 CFR 40.13e-4(c))
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Registrant
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Title of each class
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Trading Symbol(s)
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Name of exchange on which registered
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PNM Resources, Inc.
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Common Stock, no par value
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PNM
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New York Stock Exchange
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PNM RESOURCES, INC.
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(Registrant)
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Date: January 22, 2020
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/s/ Patrick V. Apodaca
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Patrick V. Apodaca
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Senior Vice President, General Counsel and Secretary
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(Officer duly authorized to sign this report)
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