0001108426false00011084262020-04-142020-04-14
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UNITED STATES
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SECURITIES AND EXCHANGE COMMISSION
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Washington, D.C. 20549
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FORM
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8-K
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CURRENT REPORT
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Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
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Date of Report (Date of earliest event reported)
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April 14, 2020
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(April 14, 2020)
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Name of Registrant, State of Incorporation, Address Of Principal Executive Offices, Telephone Number, Commission File No., IRS Employer Identification No.
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PNM Resources, Inc.
(A New Mexico Corporation)
414 Silver Ave. SW
Albuquerque, New Mexico 87102-3289
Telephone Number - (505) 241-2700
Commission File No. - 001-32462
IRS Employer Identification No. - 85-0468296
____________________________________________________________________________________________________________
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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☐
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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☐
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 40.14d-2(b))
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☐
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Pre-commencement communications pursuant to Rule 13e-4 (c) under the Exchange Act (17 CFR 40.13e-4(c))
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Securities registered pursuant to Section 12(b) of the Act:
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Registrant
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Title of each class
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Trading Symbol(s)
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Name of exchange on which registered
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PNM Resources, Inc.
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Common Stock, no par value
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PNM
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New York Stock Exchange
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 8.01 Other Events.
On April 14, 2020, PNM Resources, Inc. (the “Company”) issued a press release announcing that its 2020 Annual Meeting of Shareholders (the “2020 Annual Meeting”) will be held solely by remote communication virtually, via the Internet, with no physical, in person meeting due to the ongoing coronavirus (COVID-19) pandemic. Additional information regarding the 2020 Annual Meeting is included in the press release. A copy of the press release is attached hereto as Exhibit 99.1 and is incorporated herein by reference to this Item 8.01.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits:
Exhibit Number Description
104 Cover page in Inline XBRL format
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
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PNM RESOURCES, INC.
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(Registrant)
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Date: April 14, 2020
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/s/ Henry E. Monroy
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Henry E. Monroy
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Vice President and Corporate Controller
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(Officer duly authorized to sign this report)
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Exhibit 99.1
For Immediate Release
April 14, 2020
PNM Resources to Host Virtual 2020 Annual Meeting of Shareholders
(ALBUQUERQUE, N.M.) – PNM Resources (NYSE: PNM) (the “Company”) today announced that the Company's Annual Meeting of Shareholders (the “Annual Meeting”) will be held in a virtual meeting format only, on the previously announced date and time of Tuesday, May 12, 2020 at 9:00 a.m. Mountain Daylight Time.
In response to the public health impact of the ongoing coronavirus (COVID-19) pandemic, and in accordance with the Order 2020 - 024 issued by the Governor of the State of New Mexico (the “Order”) and to limit public gatherings and support the health and well-being of the Company’s shareholders, the Annual Meeting will now be held solely by remote communication in a virtual meeting format only, and will not be held at a physical location. Specifically, the Order permits New Mexico corporations the ability to conduct annual meetings of shareholders solely by means of a remote communication. Shareholders may not attend the Annual Meeting in person.
As described in the proxy materials for the Annual Meeting previously distributed, only shareholders of record at the close of business on March 23, 2020 are entitled to participate in the Annual Meeting. Shareholders will be admitted to the virtual Annual Meeting at https://www.virtualshareholdermeeting.com/PNM2020 by entering the 16-digit control number found on their proxy card, voting instruction form or notice. Shareholders will have the opportunity to vote their shares during the Annual Meeting by following the instructions available on the meeting website during the meeting. Shareholders will also be provided an opportunity to ask questions of the Board of Directors and management at the Annual Meeting. Shareholders encountering any difficulties accessing the virtual meeting during the check-in or meeting time should call the technical support number that will be posted on the Virtual Shareholder Meeting log in page.
The Company encourages eligible shareholders to vote on the proposals prior to the Annual Meeting using the instructions provided in the Proxy Statement previously distributed. The proxy card included with the proxy materials previously distributed may continue to be used to vote shares in connection with the Annual Meeting.
The Company has also filed additional proxy materials with the Securities and Exchange Commission for a Notice to Change the Location of the meeting.
Background: PNM Resources (NYSE: PNM) is an energy holding company based in Albuquerque, N.M., with 2019 consolidated operating revenues of $1.5 billion. Through its regulated utilities, PNM and TNMP, PNM Resources has approximately 2,761 megawatts of generation capacity and provides electricity to more than 789,000 homes and businesses in New Mexico and Texas. For more information, visit the company's website at www.PNMResources.com.
CONTACTS:
Analysts Media
Lisa Goodman Ray Sandoval
(505) 241-2160 (505) 241-2782