001-35777
|
45-3449660
|
|
(Commission File Number)
|
(IRS Employer Identification No.)
|
1345 Avenue of the Americas, 45
th
Floor
New York, New York
|
10105
|
|
(Address of principal executive offices)
|
(Zip Code)
|
☐ |
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
☐ |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
☐ |
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|
☐ |
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
|
Title of each class:
|
Trading Symbol:
|
Name of each exchange on which
registered:
|
Common Stock, $0.01 par value per share
|
NRZ
|
New York Stock Exchange (NYSE)
|
Item 5.07. |
Submission of Matters to a Vote of
Security Holders
.
|
1. |
The Company’s stockholders elected three Class III directors, who comprise all the directors of such class, to serve until the 2022 Annual Meeting of
Stockholders and until their successors are elected and duly qualified. The numbers of shares that voted for the election of such director, abstained from voting for such director, and represented broker non-votes with respect to this
proposal are summarized in the table below.
|
Director Nominee
|
Votes For
|
Votes Withheld
|
Broker Non-Votes
*
|
|||
Douglas L. Jacobs
|
189,080,399
|
5,280,260
|
161,338,921
|
|||
Robert J. McGinnis
|
152,042,817
|
42,317,842
|
161,338,921
|
|||
Andrew Sloves
|
152,056,955
|
42,303,704
|
161,338,921
|
2. |
The Company’s stockholders ratified the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for the fiscal
year ending December 31, 2019. The numbers of shares that voted for, against and abstained from voting for or against the ratification of the selection of Ernst & Young LLP are summarized in the table below.
|
Votes For
|
Votes Against
|
Abstentions
|
||
349,138,833
|
4,811,834
|
1,748,913
|
3. |
The Company’s stockholders approved a non-binding
stockholder proposal to adopt “majority voting” in uncontested elections of directors. The numbers of shares that voted for, against and abstained from voting for or against the proposal, and represented broker non-votes with respect
to this proposal are summarized in the table below.
|
Votes For
|
Votes Against
|
Abstentions
|
Broker Non-Votes
*
|
|||
169,198,904
|
8,475,699
|
16,557,445
|
161,338,921
|
NEW RESIDENTIAL INVESTMENT CORP.
|
|
(Registrant)
|
|
/s/ Nicola Santoro, Jr.
|
|
Nicola Santoro, Jr.
|
|
Chief Financial Officer
|