California
|
0-32565
|
87-0673375
|
(State or other jurisdiction of incorporation)
|
(Commission File Number)
|
(IRS Employer Identification No.)
|
1330 Lake Robbins Drive, Suite 250
The Woodlands, TX
|
77380
|
(Address of Principal Executive Offices)
|
(Zip Code)
|
☐ |
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
☐ |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
☐ |
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|
☐ |
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
|
Title of each class
|
Trading Symbol(s)
|
Name of each exchange on which registered
|
||
Common Stock
|
RIBT
|
NASDAQ Capital Market
|
Item 5.03 |
Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
|
Item 5.07 |
Submission of Matters to a Vote of Security Holders.
|
|
1. |
Election of seven (7) members to the board of directors:
|
|
2. |
Approval of an
amendment to RBT’s articles of incorporation to increase the authorized number of shares of common stock
from 50,000,000 to 100,000,000:
|
Votes For
|
Votes Against
|
Abstained
|
Broker Non-Votes
|
14,709,307
|
1,798,383
|
275,621
|
8,104,695
|
|
3. |
Approval, pursuant to Nasdaq Listing Rule 5635(b), of the potential issuance of shares of common stock to Continental Grain Company:
|
Votes For
|
Votes Against
|
Abstained
|
Broker Non-Votes
|
15,057,956
|
1,467,701
|
257,653
|
8,104,695
|
|
4. |
Approval, on a nonbinding advisory basis, of the compensation of RBT’s named executive officers:
|
Votes For
|
Votes Against
|
Abstained
|
Broker Non-Votes
|
15,148,027
|
1,451,769
|
183,520
|
8,104,695
|
|
5. |
Vote, on an advisory basis, on the frequency of holding an advisory vote on compensation of RBT’s named executive officers:
|
Every 1 Year
|
Every 2 Years
|
Every 3 Years
|
Abstained
|
Broker Non-Votes
|
15,780,368
|
241,677
|
654,741
|
106,530
|
8,104,695
|
|
6. |
Ratification of appointment of RSM US LLP as RBT’s independent registered public accounting firm for the year ending December 31, 2019:
|
Votes For
|
Votes Against
|
Abstained
|
Broker Non-Votes
|
24,636,895
|
145,087
|
106,029
|
0
|
RICEBRAN TECHNOLOGIES
|
||
Date: June 28, 2019
|
By:
|
/s/ Brent R. Rystrom
|
Brent R. Rystrom
|
||
Chief Executive Officer
|
||
(Duly Authorized Officer)
|