England and Wales
|
001-35573
|
98-1467236
|
(State or Other Jurisdiction of Incorporation)
|
(Commission File Number)
|
(IRS Employer Identification No.)
|
263 Tresser Boulevard, Suite 1100
Stamford, Connecticut 06901
|
Laporte Road, Stallingborough, Grimsby, North East
Lincolnshire, DN40 2PR United Kingdom
|
☐
|
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
☐
|
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
☐
|
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|
☐
|
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
|
Title of each class
|
Trading Symbol(s)
|
Name of exchange on which registered
|
Ordinary shares, par value $0.01 per share
|
TROX
|
NYSE
|
Item 1.01. |
Entry Into a Material Definitive Agreement.
|
(a) |
Supplemental Indenture to 2025 Senior Notes
|
(b) |
Supplemental Indenture to 2026 Senior Notes
|
Item 2.03. |
Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant.
|
Item 9.01. |
Financial Statements and Exhibits.
|
Exhibit
No.
|
Description
|
|
Third Supplemental Indenture dated as of August 30, 2019 among Tronox Finance plc, the guarantors named therein and Wilmington Trust, National
Association, as trustee.
|
||
Third Supplemental Indenture dated as of August 30, 2019 among Tronox Incorporated, the guarantors named therein and Wilmington Trust, National
Association, as trustee.
|
||
101
|
Pursuant to Rule 406 of Regulation S-T, the cover page is formatted in Inline XBRL
|
|
104
|
Cover Page Interactive Data File (formatted as Inline XBRL and included in Exhibit 101)
|
TRONOX HOLDINGS PLC
|
|||
Date: September 3, 2019
|
By:
|
/s/ Jeffrey Neuman
|
|
Name:
|
Jeffrey Neuman | ||
Title:
|
Senior Vice President, General Counsel and Secretary |
Tronox Finance plc
|
|||
By: |
/s/ Steven A. Kaye
|
||
Name:
|
Steven A. Kaye | ||
Title:
|
Director |
U.S. GUARANTORS:
|
|
Tronox Incorporated
|
|
Tronox LLC
|
|
Tronox Pigments LLC
|
|
Tronox US Holdings Inc.
|
By: |
/s/ Steven A. Kaye
|
Name:
|
Steven A. Kaye | |
Title:
|
Vice President and Assistant Secretary |
Tronox Finance LLC
|
||
|
By: |
/s/ Steven A. Kaye
|
Name:
|
Steven A. Kaye | |
Title:
|
Assistant Secretary |
|
U.K. GUARANTORS:
|
|
|
|
Tronox UK Holdings Limited
|
|
Tronox UK Limited
|
|
Tronox UK Merger Company Limited
|
|
Tronox Investment Holdings Limited
|
By: |
/s/ Steven A. Kaye
|
Name:
|
Steven A. Kaye | |
Title:
|
Director |
|
Tronox Holdings PLC, under power of attorney
|
By: |
/s/ Steven A. Kaye
|
Name:
|
Steven A. Kaye | |
Title:
|
Attorney |
|
Tronox International Finance LLP
|
By: |
/s/ Steven A. Kaye
|
Name:
|
Steven A. Kaye | |
Title:
|
Representative Member of Tronox UK Holdings |
/s/ Steven A. Kaye
|
|||
Signature of attorney
|
|||
/s/ Julie A. Constantinides
|
Steven A. Kaye
|
||
Signature of witness
|
Name
|
||
Julie A. Constantinides
|
15 September 2017
|
||
Name
|
Date of power of attorney
|
SIGNED, SEALED and DELIVERED for TRONOX LIMITED under power of attorney in the presence of:
|
/s/ Steven A. Kaye
|
||
Signature of attorney
|
|||
/s/ Julie A. Constantinides
|
Steven A. Kaye
|
||
Signature of witness
|
Name
|
||
Julie A. Constantinides
|
15 September 2017
|
||
Name
|
Date of power of attorney
|
|
DUTCH GUARANTORS:
|
Tronox Holdings Coöperatief U.A.
|
By: |
/s/ Steven A. Kaye
|
||
Name:
|
Steven A. Kaye | ||
Title:
|
Director A
|
By: |
/s/ Anthony Martin Orrell
|
||
Name:
|
Anthony Martin Orrell | ||
Title:
|
Director B |
|
Tronox Worldwide Pty Limited, acting for itself, on behalf of Tronox Global holdings Pty Ltd as limited partner of Tronox Holdings Europe C.V., and in its capacity as
general partner of Tronox Holdings Europe C.V.
|
By: |
/s/ Steven A. Kaye
|
||
Name:
|
Steven A. Kaye
|
||
Title:
|
Authorized Signatory |
|
Tronox Pigments (Netherlands) B.V.
|
By: |
/s/ Steven A. Kaye
|
||
Name:
|
Steven A. Kaye
|
||
Title:
|
Managing Director |
|
Tronox Pigments (Holland) B.V.
|
By: |
/s/ Steven A. Kaye
|
||
Name:
|
Steven A. Kaye
|
||
Title:
|
Managing Director |
|
Cristal Inorganic Chemicals Netherlands B.V.
|
By: |
/s/ Steven A. Kaye
|
||
Name:
|
Steven A. Kaye
|
||
Title:
|
Manager |
|
Tronox International B.V.
|
By: |
/s/ Steven A. Kaye
|
||
Name:
|
Steven A. Kaye
|
||
Title:
|
Manager |
|
SWITZERLAND GUARANTORS:
|
Tronox International Holdings GmbH
|
By: |
/s/ Steven A. Kaye
|
||
Name:
|
Steven A. Kaye
|
||
Title:
|
Chairman of Management Board |
|
Cristal Inorganic Chemicals UK Limited
|
|
Tronox Investments UK Limited
|
|
Millennium Inorganic Chemicals UK Holdings Limited
|
|
|
By: |
/s/ Steven A. Kaye
|
Name:
|
Steven A. Kaye | |
Title:
|
Director |
|
TRONOX FRANCE SAS, a société par actions simplifiée, incorporated under the laws of France with Mulhouse RCS number 440 140 309
|
By: |
/s/ Christian Wendling
|
Name:
|
Christian Wendling
|
||
Title:
|
Director |
|
MILLENNIUM INORGANIC CHEMICALS LE HAVRE SAS, a société par actions
simplifiée, incorporated under the laws of France with Le Havre RCS number 440 097 079
|
By: |
/s/ Christian Wendling
|
Name:
|
Christian Wendling
|
||
Title:
|
Director |
|
MILLENNIUM INORGANIC CHEMICALS SAS, a société par actions
simplifiée, incorporated under the laws of France with Mulhouse RCS number 945 550 119
|
By: |
/s/ Christian Wendling
|
Name:
|
Christian Wendling
|
||
Title:
|
Director |
|
Wilmington Trust, National Association, as Trustee
|
By: |
/s/ Jane Y. Schweiger
|
Name:
|
Jane Y. Schweiger
|
||
Title:
|
Vice President
|
Dated as of August 30, 2019
|
|||
Tronox Incorporated
|
|||
By:
|
/s/ Steven A. Kaye
|
||
Name:
|
Steven A. Kaye
|
||
Title:
|
Vice President and Assistant Secretary
|
U.S. GUARANTORS:
|
||
Tronox LLC
|
||
Tronox Pigments LLC
|
||
Tronox US Holdings Inc.
|
||
By:
|
/s/ Steven A. Kaye
|
Name:
|
Steven A. Kaye
|
|
Title:
|
Vice President and Assistant Secretary
|
|
Tronox Finance LLC
|
||
By:
|
/s/ Steven A. Kaye
|
Name:
|
Steven A. Kaye
|
|
Title:
|
Assistant Secretary
|
U.K. GUARANTORS:
|
||
Tronox UK Holdings Limited
|
||
Tronox UK Limited
|
||
Tronox Finance PLC
|
||
Tronox UK Merger Company Limited
|
||
Tronox Investment Holdings Limited
|
||
By:
|
/s/ Steven A. Kaye
|
Name:
|
Steven A. Kaye
|
|
Title:
|
Director
|
|
Tronox Holdings PLC, under power of attorney
|
||
By:
|
/s/ Steven A. Kaye
|
Name:
|
Steven A. Kaye
|
|
Title:
|
Attorney
|
|
Tronox International Finance LLP
|
||
By:
|
/s/ Steven A. Kaye
|
Name:
|
Steven A. Kaye
|
|
Title:
|
Representative Member of Tronox UK Holdings
|
/s/ Steven A. Kaye
|
||
Signature of attorney
|
||
|
||
/s/ Julie A. Constantinides
|
Steven A. Kaye
|
|
Signature of witness
|
Name
|
|
Julie A. Constantinides
|
15 September 2017
|
|
Name
|
Date of power of attorney
|
SIGNED, SEALED and DELIVERED
for TRONOX LIMITED under power of
attorney in the presence of:
|
/s/ Steven A. Kaye
|
|
Signature of attorney
|
||
/s/ Julie A. Constantinides
|
Steven A. Kaye
|
|
Signature of witness
|
Name
|
|
Julie A. Constantinides
|
15 September 2017
|
|
Name
|
Date of power of attorney
|
DUTCH GUARANTORS:
|
|||
Tronox Holdings Coöperatief U.A.
|
|||
By:
|
/s/ Steven A. Kaye
|
||
Name:
|
Steven A. Kaye
|
||
Title:
|
Director A
|
||
By:
|
/s/ Anthony Martin Orrell
|
||
Name:
|
Anthony Martin Orrell
|
||
Title:
|
Director B
|
Tronox Worldwide Pty Limited, acting for itself, on
behalf of Tronox Global holdings Pty Ltd as limited
partner of Tronox Holdings Europe C.V., and in its
capacity as general partner of Tronox Holdings
Europe C.V.
|
|||
By:
|
/s/ Steven A. Kaye
|
||
Name:
|
Steven A. Kaye
|
||
Title:
|
Authorized Signatory
|
||
Tronox Pigments (Netherlands) B.V.
|
|||
By:
|
/s/ Steven A. Kaye
|
||
Name:
|
Steven A. Kaye
|
||
Title:
|
Managing Director
|
||
Tronox Pigments (Holland) B.V.
|
|||
By:
|
/s/ Steven A. Kaye
|
||
Name:
|
Steven A. Kaye
|
||
Title:
|
Managing Director
|
||
Cristal Inorganic Chemicals Netherlands B.V.
|
|||
By:
|
/s/ Steven A. Kaye
|
||
Name:
|
Steven A. Kaye
|
||
Title:
|
Manager
|
Tronox International B.V.
|
|||
By:
|
/s/ Steven A. Kaye
|
||
Name:
|
Steven A. Kaye
|
||
Title:
|
Manager
|
SWITZERLAND GUARANTORS:
|
|||
Tronox International Holdings GmbH
|
|||
By:
|
/s/ Steven A. Kaye
|
||
Name:
|
Steven A. Kaye
|
||
Title:
|
Chairman of Management Board
|
Cristal Inorganic Chemicals UK Limited
|
||
Tronox Investments UK Limited
|
||
Millennium Inorganic Chemicals UK Holdings Limited
|
||
By:
|
/s/ Steven A. Kaye
|
Name:
|
Steven A. Kaye
|
|
Title:
|
Director
|
TRONOX FRANCE SAS, a société par actions
simplifiée, incorporated under the laws of France
with Mulhouse RCS number 440 140 309
|
|||
By:
|
/s/ Christian Wendling
|
||
Name:
|
Christian Wendling
|
||
Title:
|
Director
|
||
MILLENNIUM INORGANIC CHEMICALS LE
HAVRE SAS, a société par actions simplifiée,
incorporated under the laws of France with Le Havre
RCS number 440 097 079
|
|||
By:
|
/s/ Christian Wendling
|
||
Name:
|
Christian Wendling
|
||
Title:
|
Director
|
||
MILLENNIUM INORGANIC CHEMICALS
SAS, a société par actions simplifiée,
incorporated
under the laws of France with Mulhouse RCS
number 945 550 119
|
|||
By:
|
/s/ Christian Wendling
|
||
Name:
|
Christian Wendling
|
||
Title:
|
Director
|
Wilmington Trust, National Association, as Trustee
|
|||
By:
|
/s/ Jane Y. Schweiger
|
||
Name:
|
Jane Y. Schweiger
|
||
Title:
|
Vice President
|