Delaware
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001-37568
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26-4231384
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(State or other jurisdiction of incorporation)
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(Commission File Number
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(IRS Employer Identification No.)
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303A College Road East
Princeton, NJ
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08540
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(Address of Principal Executive Offices)
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(Zip Code)
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(800) 208-3343
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Registrant’s telephone number, including area code
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(Former name or former address if changed since last report,)
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Title of each class:
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Trading Symbol(s)
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Name of each exchange on which registered:
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Common Stock, par value $0.00033 per share
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PDSB
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Nasdaq Capital Market
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☐ |
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐ |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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☐ |
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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☐ |
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Item 5.07. |
Submission of Matters to a Vote of Security Holders.
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Proposal 1: |
The election of Gregory Freitag, J.D., CPA, Stephen Glover and Sir Richard Sykes to serve as a Class A directors until the Company’s 2022 annual meeting of stockholders and until their successors are duly
elected and qualified.
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Proposal 2: |
The ratification of the appointment of KPMG US LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2019.
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Proposal 1: |
Election of Class A Directors.
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Director
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Votes For
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Votes Withheld
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Broker Non-Votes
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|||||||||
Gregory Freitag, J.D., CPA
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3,541,779
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102,473
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611,696
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Stephen Glover
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3,616,821
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27,431
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611,696
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Sir Richard Sykes
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3,339,531
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304,721
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611,696
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Proposal 2:
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Ratification of Appointment KPMG US LLP.
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Votes For
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Votes Against
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Votes Abstaining
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Broker Non-Votes
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4,239,489
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15,921
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538
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0
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PDS Biotechnology Corporation
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Date: September 24, 2019
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By:
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/s/ Frank Bedu-Addo, Ph.D.
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Name: Frank Bedu-Addo, Ph.D.
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Title: President and Chief Executive Officer
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