Republic of the Marshall Islands
|
001-33393
|
98-043-9758
|
(State or other jurisdiction of incorporation or organization)
|
(Commission file number)
|
(I.R.S. employer identification no.)
|
299 Park Avenue
12th Floor
New York, NY
(Address of principal executive offices)
|
10171
(Zip code)
|
☐ |
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
☐ |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
☐ |
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|
☐ |
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
|
Title of each class
|
Trading Symbol(s)
|
Name of exchange on which registered
|
Common stock, par value $0.01 per share
|
GNK
|
New York Stock Exchange (NYSE)
|
Emerging growth company | ☐ |
Item 5.02 |
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
|
Item 5.03 |
Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year.
|
Item 5.07 |
Submission of Matters to a Vote of Security Holders.
|
Name of Nominee
|
Votes For
|
Votes Withheld
|
Abstentions
|
Broker Non-Votes
|
|||||
Arthur L. Regan
|
23,364,290
|
4,632,367
|
0
|
5,139,405
|
|||||
James G. Dolphin
|
26,649,170
|
1,347,487
|
0
|
5,139,405
|
|||||
Kathleen C. Haines
|
24,819,448
|
3,177,209
|
0
|
5,139,405
|
|||||
Kevin Mahony
|
26,723,164
|
1,273,493
|
0
|
5,139,405
|
|||||
Basil G. Mavroleon
|
24,764,914
|
3,231,743
|
0
|
5,139,405
|
|||||
Karin Y. Orsel
|
27,579,429
|
417,228
|
0
|
5,139,405
|
|||||
Bao D. Truong
|
26,743,418
|
1,253,239
|
0
|
5,139,405
|
Votes For
|
Votes Against
|
Abstentions
|
Broker Non-Votes
|
||||
23,358,087
|
4,567,947
|
70,623
|
5,139,405
|
Every Year
|
Every Two Years
|
Every Three Years
|
Abstentions
|
Broker Non-Votes
|
|||||
15,551,556
|
58,805
|
11,918,598
|
467,698
|
5,139,405
|
Votes For
|
Votes Against
|
Abstentions
|
Broker Non-Votes
|
||||
18,362,209
|
9,507,980
|
126,468
|
5,139,405
|
Votes For
|
Votes Against
|
Abstentions
|
Broker Non-Votes
|
||||
32,999,387
|
38,219
|
98,456
|
0
|
Votes For
|
Votes Against
|
Abstentions
|
Broker Non-Votes
|
||||
25,943,835
|
2,013,022
|
39,800
|
5,139,405
|
Item 9.01 |
Financial Statements and Exhibits.
|
(d) |
Exhibits
|
Exhibit No.
|
Description
|
|
|
Articles of Amendment to Second Amended and Restated Articles of Incorporation of Genco Shipping & Trading Limited, dated May 13, 2021.
|
|
Genco Shipping & Trading Limited Amended and Restated 2015 Equity Incentive Plan.
|
|
104
|
Cover Page Interactive Data File (embedded within the Inline XBRL document)
|
|
GENCO SHIPPING & TRADING LIMITED |
|
|
DATE: May 13, 2021
|
|
|
By
|
/s/ Apostolos Zafolias
|
Apostolos Zafolias
|
||
Chief Financial Officer
|
|
1. |
The name of the Corporation is Genco Shipping & Trading Limited.
|
|
2. |
The Articles of Incorporation of the Corporation were filed with the Registrar of Corporations on September 27, 2004.
|
|
3. |
A new Article S is hereby added to the Second Amended and Restated Articles of Incorporation of the Corporation as follows:
|
|
4. |
The amendment to the Second Amended and Restated Articles of Incorporation of the Corporation was authorized by the unanimous vote of the Corporation’s board of directors and the vote of the holders of a majority of the voting power of all
of the Corporation’s outstanding shares entitled to vote thereon at a duly held meeting of shareholders.
|
GENCO SHIPPING & TRADING LIMITED
|
||||
By:
|
/s/ John C. Wobensmith
|
|||
Name:
|
John C. Wobensmith
|
|||
Title:
|
President
|