Delaware
|
001-38742
|
83-0982969
|
||
(State or other jurisdiction of incorporation)
|
(Commission File Number)
|
(IRS Employer Identification No.)
|
☐
|
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
☐
|
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
☐
|
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|
☐
|
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
|
Title of each class
|
|
Trading Symbol(s)
|
|
Name of each exchange on which
registered
|
Common Stock, par value $0.0001 per share
|
|
ADN
|
|
The Nasdaq Capital Market
|
Warrants to purchase one share of common stock, each at an exercise price of $11.50
|
|
ADNWW
|
|
The Nasdaq Capital Market
|
Item 5.02 |
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of
Certain Officers.
|
|
ADVENT TECHNOLOGIES HOLDINGS, INC.
|
||
|
|
||
|
By:
|
/s/ James F. Coffey
|
|
Dated: January 28, 2022
|
|
Name:
|
James F. Coffey
|
|
|
Title:
|
Chief Operating Officer and General Counsel
|