Delaware
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001-34249
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95-0725980
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(State or Other Jurisdiction of Incorporation)
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(Commission File Number)
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(I.R.S. Employer Identification No.)
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1912 Farmer Brothers Drive,
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Northlake,
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Texas
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76262 |
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(Address of Principal Executive Offices) (Zip Code)
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☐ |
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐ |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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☐ |
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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☐ |
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Title of Each Class
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Trading
Symbol(s)
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Name of Each Exchange on Which
Registered
|
|
Common Stock, $1.00 par value
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FARM
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NASDAQ Global Select Market
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Item 5.03. |
Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year.
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Item 5.07. |
Submission of Matters to a Vote of Security Holders.
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DIRECTOR NOMINEE
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FOR
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WITHHOLD
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BROKER
NON-VOTES
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Allison M. Boersma
|
14,302,927
|
605,757
|
2,208,759
|
Stacy Loretz-Congdon
|
14,204,590
|
704,094
|
2,208,759
|
D. Deverl Maserang II
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13,394,371
|
1,514,313
|
2,208,759
|
Christopher P. Mottern
|
13,078,996
|
1,829,688
|
2,208,759
|
David A. Pace
|
12,555,309
|
2,353,375
|
2,208,759
|
Alfred Poe
|
12,055,617
|
2,853,067
|
2,208,759
|
Bradley L. Radoff
|
13,112,663
|
1,796,021
|
2,208,759
|
John D. Robinson
|
12,009,825
|
2,898,859
|
2,208,759
|
Waheed Zaman
|
13,440,576
|
1,468,108
|
2,208,759
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FOR
|
AGAINST
|
ABSTAIN
|
BROKER
NON-VOTES
|
13,626,534
|
1,143,198
|
138,952
|
2,208,759
|
FOR
|
AGAINST
|
ABSTAIN
|
BROKER
NON-VOTES
|
16,029,896
|
1,084,765
|
2,782
|
−
|
FOR
|
AGAINST
|
ABSTAIN
|
BROKER
NON-VOTES
|
9,999,014
|
4,799,352
|
110,318
|
2,208,759
|
Item 9.01. |
Financial Statements and Exhibits.
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(d) |
Exhibits
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Exhibit No.
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Description
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Second Amended and Restated Certificate of Incorporation
|
|
104
|
Cover Page Interactive Data File (embedded within the Inline XBRL document).
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FARMER BROS. CO.
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||
By:
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/s/ Jared Vitemb
|
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Jared Vitemb
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||
VP, General Counsel, Secretary and Chief Compliance Officer
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FARMER BROS. CO.
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||
/s/ Deverl Maserang
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Name:
|
Deverl Maserang | |
Title:
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President, Chief Executive Officer and Director |