Delaware
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001-39616
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27-3879804
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(State or other jurisdiction of incorporation)
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(Commission File Number)
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(IRS Employer Identification No.)
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2665 North First Street, Suite 300
San Jose, California
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95134
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(Address of principal executive offices)
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(Zip Code)
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☐ |
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐ |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Title of each class
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Trading
Symbol(s)
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Name of each exchange
on which registered:
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Common Stock, $0.0001 par value per share
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EAR
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The Nasdaq Stock Market LLC
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Item 3.03. |
Material Modification to Rights of Security Holders.
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Item 5.03. |
Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year.
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Item 8.01 |
Other Events.
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Item 9.01. |
Financial Statements and Exhibits.
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Exhibit
No.
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Description
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Certificate of Amendment to the Amended and Restated Certificate of Incorporation of Eargo, Inc.
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Press Release dated January 17, 2023 titled “Eargo Effects 1-for-20 Reverse Stock Split.”
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104
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Cover Page Interactive Data File (embedded within the Inline XBRL document)
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Date: January 17, 2023
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EARGO, INC.
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By:
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/s/Adam Laponis
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Adam Laponis
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Chief Financial Officer
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(a) |
The name of the Corporation is Eargo, Inc. and the date on which the original Certificate of Incorporation of the Corporation was filed with the Secretary of State of the State of Delaware
was November 12, 2010 (as subsequently amended and restated, the “Amended and Restated Certificate of Incorporation”).
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(b) |
This Certificate of Amendment to Amended and Restated Certificate of Incorporation has been duly adopted in accordance with the provisions of Section 242 of the General Corporation Law of
the State of Delaware.
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(c) |
This Certificate of Amendment to Amended and Restated Certificate of Incorporation amends the Amended and Restated Certificate of Incorporation of the Corporation to add the following as
Section 3 of Article IV of the Amended and Restated Certificate of Incorporation:
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EARGO, INC.
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By:
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/s/ Christy La Pierre
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Name:
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Christy La Pierre | ||
Title:
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Chief Legal Officer and Secretary |