UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
 
FORM 8-K
 
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported) February 3, 2022
 
Gladstone Capital Corporation
(Exact name of Registrant as Specified in Charter)
 
 
 
Maryland
 
814-00237
 
54-2040781
(State or other jurisdiction
of incorporation)
 
(Commission
File Number)
 
(IRS Employer
Identification No.)
 
1521 Westbranch Drive, Suite 100
McLean, Virginia
 
22102
(Address of principal executive offices)
 
(Zip Code)
Registrant’s telephone number, including area code: (703) 287-5800
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the Registrant under any of the following provisions:
 
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
Securities registered pursuant to Section 12(b) of the Act:
 
Title of each class   Trading symbol   Name of each exchange on which registered
Common Stock, $0.001 par value per share   GLAD   The Nasdaq Stock Market LLC
(Nasdaq Global Select Market)

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company    ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐
 


Item 5.07. Submission of Matters to a Vote of Security Holders.
On February 3, 2022, Gladstone Capital Corporation (the “Company”) held its 2022 Annual Meeting of Stockholders (the “Annual Meeting”). There were present at the Annual Meeting in person or by proxy, stockholders holding an aggregate of 22,633,869 shares of the Company’s common stock.
The matters considered and voted on by the stockholders at the Annual Meeting and the vote of the stockholders were as follows:
 
1.The following individuals were elected as directors, Paul W. Adelgren, John H. Outland and David Gladstone, to serve until the 2025 Annual Meeting of Stockholders and until their successors are elected and qualified, by the following vote:

For
Withheld
Broker Non-Votes
Paul W. Adelgren
9,539,793
763,536
12,330,540
John H. Outland
9,774,105
529,224
12,330,540
David Gladstone
9,785,991
517,338
12,330,540


2.The ratification of the selection by the Audit Committee of our Board of Directors of PricewaterhouseCoopers LLP as our independent registered public accounting firm for our fiscal year ending September 30, 2022, by the following vote.

For
Against
Abstain
Broker Non-Votes
21,938,312
473,241
222,316
0






SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
 
GLADSTONE CAPITAL CORPORATION
(Registrant)
 
 
By:
 
/s/ Nicole Schaltenbrand
 
 
Nicole Schaltenbrand
February 3, 2022
 
 
Chief Financial Officer and Treasurer