Delaware
|
20-0077155
|
|
(State
of incorporation or
organization)
|
(I.R.S.
Employer
|
|
Identification
No.)
|
11000
Cedar Avenue, Suite
290
|
Cleveland,
Ohio
44106
|
(Address
of principal executive
offices)
|
(Zip
Code)
|
Title
of Each Class
|
Name
of Each Exchange on
Which
|
|
to
be so Registered
|
Each
Class is to be
Registered
|
|
Common
Stock, $0.005 par value per
share
|
Nasdaq
Capital Market
|
|
Boston
Stock Exchange
|
Item 2. | Exhibits . |
3.1*
|
Certificate
of Incorporation filed with the Secretary of State of Delaware on
June 5,
2003
|
3.2*
|
Certificate
of Amendment of Certificate of Incorporation filed with the Secretary
of
State of Delaware on February 25, 2005
|
3.3*
|
Certificate
of Designation of Series A Participating Convertible Preferred Stock
filed
with the Secretary of State of Delaware on March 8,
2005
|
3.4*
|
Certificate
of Correction filed to correct a certain error in the Certificate
of
Designation of Series A Participating Convertible Preferred Stock
filed
with the Secretary of State of Delaware on March 9,
2005
|
3.5*
|
Second
Certificate of Amendment of Certificate of Incorporation filed with
the
Secretary of State of Delaware on June 30, 2006
|
3.6*
|
Amended
and Restated By-Laws of the Company
|
4.1*
|
Form
of Specimen Common Stock Certificate
|
10.7*
|
Common
Stockholders Agreement by and among Cleveland BioLabs, Inc. and the
stockholders named therein, dated as of July 1, 2004
|
10.25*
|
Amendment
to Common Stockholders Agreement by and amond Cleveland BioLabs,
Inc. and
the parties thereto, dated as of January 26,
2006
|
CLEVELAND BIOLABS, INC. | ||
|
|
|
Date: July 19, 2006 | By: | /s/ Michael Fonstein |
Michael Fonstein |
||
President and Chief Executive Officer |