Maryland
|
001-13759
|
68-0329422
|
||
(State or other
jurisdiction of
incorporation)
|
(Commission File Number)
|
(I.R.S. Employer
Identification No.)
|
o
|
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
o
|
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
o
|
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|
o
|
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
|
Nominee
|
For
|
Withheld
|
Broker Non-Votes
|
|||||
Douglas B. Hansen
|
51,462,281
|
1,184,154
|
20,454,606
|
|||||
Martin S. Hughes
|
51,725,740
|
920,695
|
20,454,606
|
|||||
Greg H. Kubicek
|
51,805,390
|
839,845
|
20,454,606
|
|||||
Charles J. Toeniskoetter
|
50,942,832
|
1,703,603
|
20,454,606
|
For
|
Against
|
Abstentions
|
Broker Non-Votes
|
||||||||
72,712,556
|
238,796
|
149,689
|
—
|
For
|
Against
|
Abstentions
|
Broker Non-Votes
|
||||||||
49,362,077
|
3,151,570
|
132,788
|
20,454,606
|
One Year
|
Two Years
|
Three Years
|
Abstentions
|
Broker Non-Votes
|
||||||||||
49,903,184
|
294,170
|
2,142,145
|
306,935
|
20,454,606
|
For
|
Against
|
Abstentions
|
Broker Non-Votes
|
||||||||
71,136,074
|
1,723,126
|
241,841
|
—
|
For
|
Against
|
Abstentions
|
Broker Non-Votes
|
||||||||
29,967,655
|
22,452,192
|
226,588
|
20,454,606
|
(d)
|
Exhibits
|
Exhibit 3.1
|
Articles of Amendment
|
|
Date: May 20, 2011
|
REDWOOD TRUST, INC.
|
|
By:
|
/s/ Andrew P. Stone
|
|
Name: Andrew P. Stone
|
||
Title: Title: General Counsel and Secretary
|
Exhibit No
.
|
Exhibit Title
|
|
3.1
|
|
Articles of Amendment
|
ATTEST:
|
REDWOOD TRUST, INC.
|
|||
/s/ Andrew P. Stone
|
By:
|
/s/ Martin S. Hughes
|
(SEAL)
|
|
Andrew P. Stone
|
Martin S. Hughes
|
|||
Secretary
|
President & Chief Executive Officer
|