UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-A

 

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES

PURSUANT TO SECTION 12(b) OR 12(g) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

Dragon Victory International Limited

(Exact name of registrant as specified in its charter)

 

Cayman Islands   Not Applicable
(State of incorporation or organization)   (I.R.S. Employer Identification No.)

 

c/o Dragon Victory International Limited

Suite B1-901, No. 198, Qidi Road,

Xiaoshan District, Hangzhou

People’s Republic of China

+86-571-82213772 – telephone

(Address of principal executive offices)

 

Securities to be registered pursuant to Section 12(b) of the Act:

 

Title of each class to be so registered   Name of each exchange which each class is to be registered
Ordinary Shares, par value US$0.0001 per share   The NASDAQ Stock Market LLC

 

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box.   x

 

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box.   ¨

 

Securities Act registration statement file number to which this form relates:  333-214932

 

Securities to be registered pursuant to Section 12(g) of the Act:  None

 

 

 

 

 

 

INFORMATION REQUIRED IN REGISTRATION STATEMENT

 

Item 1. Description of Registrant’s Securities to be Registered.

 

A description of the ordinary shares, par value US$0.0001 per share (the “Ordinary Shares”), of Dragon Victory International Limited, a Cayman Islands corporation, (the “Registrant”) is set forth under the heading “Description of Ordinary Shares” contained in the Registrant’s registration statement on Form F-1 (File No. 333-214932), as initially filed with the Securities and Exchange Commission (the “Commission”) on December 6, 2016, as subsequently amended (the “Registration Statement”), and in the prospectus included in the Registration Statement to be filed separately by the Registrant with the Commission pursuant to Rule 424(b) under the Securities Act of 1933, as amended, which prospectus shall be deemed to be incorporated by reference herein.

  

Item 2. Exhibits.

 

In accordance with the “Instructions as to Exhibits” with respect to Form 8-A, no exhibits are required to be filed as part of this registration statement because no other securities of the Registrant are registered on The NASDAQ Stock Market LLC and the securities registered hereby are not being registered pursuant to Section 12(g) of the Securities Exchange Act of 1934, as amended.

 

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SIGNATURE

 

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.

  

  DRAGON VICTORY INTERNATIONAL LIMITED
       
Date: September 15, 2017 By:    /s/ Yu Han  
    Name:   Yu Han  
    Title: Chief Executive Officer & Chairman of the Board  

 

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