UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

 

FORM 8-A

 

 

 

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES

PURSUANT TO SECTION 12(b) OR (g) OF

THE SECURITIES EXCHANGE ACT OF 1934

 

 

 

BayCom Corp

(Exact name of registrant as specified in its charter)

 

 

 

     
California   37-1849111
(State or other jurisdiction of incorporation or organization)   (I.R.S. Employer Identification No.)
     

500 Ygnacio Valley Road, Suite 200

Walnut Creek, California

 

 

94596

(Address of principal executive offices)   (Zip Code)
     
 

 

Securities to be registered pursuant to Section 12(b) of the Act:

 

     

Title of each class

to be so registered

 

Name of each exchange on which

each class is to be registered

Common Stock, no par value per share   The NASDAQ Stock Market LLC
     
 

 

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c) or (e), check the following box. x

 

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d) or (e), check the following box. ¨

 

If this form relates to the registration of a class of securities concurrently with a Regulation A offering, check the following box. ¨

 

Securities Act registration statement file number to which this form relates: 333-224236

 

Securities to be registered pursuant to Section 12(g) of the Act:

None

 

 

 

 

 

 

Item 1. Description of Registrant’s Securities to be Registered.

 

The description of the Common Stock, no par value per share, of BayCom Corp (the “Registrant”) set forth under the heading “Description of Capital Stock” in the prospectus that constitutes a part of the Registration Statement on Form S-1 (File No. 333-224236) initially filed publicly by the Registrant with the Securities and Exchange Commission on April 11, 2018, as subsequently amended from time to time thereafter. The description of the common stock included in any form of prospectus subsequently filed by the Registrant pursuant to Section 424(b) of the Securities Act of 1933, as amended, shall also be deemed to be incorporated herein by reference.

 

Item 2. Exhibits.

 

In accordance with the “Instructions as to Exhibits” with respect to Form 8-A, no exhibits are required to be filed as part of this registration statement because no other securities of the Registrant are registered on The Nasdaq Stock Market LLC and the securities registered hereby are not being registered pursuant to Section 12(g) of the Securities Exchange Act of 1934, as amended.

 

 

 

 

SIGNATURE

 

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.

 

       
  BayCom Corp
       
  Date:   May 2, 2018
       
  By:   /s/ Keary L. Colwell
  Name:   Keary L. Colwell
  Title:  

Senior Executive Vice President,

Chief Financial Officer and Corporate Secretary