SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR
15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934
For the month of November 2018
Prana Biotechnology Limited
(Name of Registrant)
Level 3, 460 Bourke Street, Melbourne, VIC 3000, Australia.
(Address of Principal Executive Office)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
Form 20-F x Form 40-F ¨
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): __
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): __
Indicate by check mark whether by furnishing the information contained in this Form, the registrant is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes ¨ No x
If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82- _____
This Form 6-K is being incorporated by reference into the Registrant’s Registration Statements on Form F-3 (File No. 333-199783) and Form S-8 (File No. 333-153669).
PRANA BIOTECHNOLOGY LIMITED
| 6-K | Items |
| 1. |
Results of Meeting
|
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| PRANA BIOTECHNOLOGY LIMITED | |||
| (Registrant) | |||
| By: | /s/ Geoffrey Kempler | ||
| Geoffrey Kempler, | |||
| Executive Chairman | |||
November 16, 2018
COMPANY ANNOUNCEMENT
(ASX: PBT)
RESULTS OF ANNUAL GENERAL MEETING
Friday, 16th November 2018
The Company wishes to advise that all resolutions contained in the Notice of Meeting were carried on a show of hands.
In accordance with ASX Listing rule 3.13.2 and Section 251AA(1) of the Corporations Act 2001 , the following page provides information in relation to the proxy votes received for each resolution considered by Members of the Company at the Annual General Meeting held today at 09:30 a.m. (AEDT).
The Chairman voted undirected proxies in his control in favour of all resolutions.
Resolution 1 and 6 are special resolutions and required 75% approval to be passed. This threshold has been achieved and both resolutions passed.
On behalf of the Board
Phillip Hains Company Secretary
Prana Biotechnology Limited
| Level 3, 62 Lygon Street, Carlton | Page 1 of 2 | Telephone: 61 3 9824 5254 |
| Victoria Australia 3053 | Facsimile: 61 3 9822 7735 |
Prana Biotechnology Limited
2018 Annual General Meeting
Friday, 16 November 2018
Voting Results
The following information is provided in accordance with section 251AA(2) of the Corporations Act 2001 (Cth).
| Resolution details |
Instructions
given to validly appointed proxies
(as at proxy close) |
Number
of votes cast on the poll
(where applicable) |
Result
Resolution |
||||||
| Resolution |
Resolution Type |
For | Against |
Proxy's Discretion |
Abstain | For | Against | Abstain* |
Carried / Not Carried |
| 1 Non-binding resolution to adopt Remuneration Report | Ordinary |
42,704,869 89.41% |
3,071,769 6.43% |
1,989,230 4.16% |
3,294,520 | Carried on a show of hands | Carried | ||
| 2 Re-election of Director - Dr George Mihaly | Ordinary |
44,942,456 66.03% |
3,659,869 5.38% |
19,462,896 28.59% |
1,224,833 | Carried on a show of hands | Carried | ||
| 3 Ratification of prior issues of shares | Ordinary |
43,084,761 63.32% |
5,499,504 8.08% |
19,462,896 28.60% |
1,242,893 | Carried on a show of hands | Carried | ||
| 4 Approval to refresh 2004 ASX Plan | Ordinary |
40,375,954 81.70% |
7,063,204 14.29% |
1,982,730 4.01% |
1,638,500 | Carried on a show of hands | Carried | ||
| 5 Approval to adopt 2018 ADS Option Plan | Ordinary |
40,077,914 80.68% |
7,617,664 15.33% |
1,982,730 3.99% |
1,382,080 | Carried on a show of hands | Carried | ||
| 6 Approval of 10% Placement Facility | Special |
40,624,596 59.50% |
8,186,272 11.99% |
19,462,896 28.51% |
1,016,290 | Carried on a show of hands | Carried | ||
* Votes cast by a person who abstains on an item are not counted in calculating the required majority on a poll.
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