Minnesota
|
1-11411
|
41-1790959
|
(State of Incorporation)
|
(Commission File Number)
|
(I.R.S. Employer Identification No.)
|
Item 1.01
|
Entry into a Material Definitive Agreement.
|
Item 2.03
|
Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant.
|
Item 9.01
|
Financial Statements and Exhibits.
|
Date: December 19, 2013
|
||
POLARIS INDUSTRIES INC.
|
||
/s/ Michael W. Malone
|
||
Michael W. Malone
|
||
Vice President - Finance and
|
||
Chief Financial Officer
|
Very truly yours, | ||
POLARIS INDUSTRIES INC. | ||
By:
|
||
Name:
|
Michael W. Malone
|
|
Title:
|
Vice President - Finance and Chief
|
|
Financial Officer
|
By: | MetLife Investment Management, LLC, | |
Its Investment Manager | ||
By:
|
||
Name:
|
||
Title:
|
By:
|
||
Name:
|
||
Title:
|
By:
|
Allianz Investment Management LLC,
|
||
as the authorized signatory and investment manager | |||
By:
|
|||
Name:
|
|||
Title:
|
By:
|
||
Name:
|
||
Title:
|
Name and Address of Purchaser
|
Principal Amount of
Series 2013 Notes to be Purchased
|
ING USA ANNUITY AND LIFE
INSURANCE COMPANY
|
$5,900,000
|
1.
|
All payments on account of Notes held by such purchaser should be made by wire transfer of immediately available funds for credit to:
|
Account:
|
IOC 566/INST'L CUSTODY (for scheduled
|
|
principal and interest payments)
|
||
or
|
||
IOC 565/INST'L CUSTODY (for all payments
|
||
other than scheduled principal and interest)
|
2.
|
All notices of payments and written confirmations of such wire transfers:
|
3.
|
Original notes delivered to:
|
4.
|
All other communications:
|
5.
|
Address for e-mail notices: linda.freitag@inginvestment.com
|
6.
|
Tax ID No.: 41-0991508
|
Name and Address of Purchaser
|
Principal Amount of
Series 2013 Notes to be Purchased
|
RELIASTAR LIFE INSURANCE COMPANY
|
$4,400,000
|
1.
|
All payments on account of Notes held by such purchaser should be made by wire transfer of immediately available funds for credit to:
|
Account:
|
IOC 566/INST’L CUSTODY (for scheduled
|
|
principal and interest payments)
|
||
or
|
||
IOC 565/INST’L CUSTODY (for all payments
|
||
other than scheduled principal and interest)
|
2.
|
All notices of payments and written confirmations of such wire transfers:
|
3.
|
Original notes delivered to:
|
4.
|
All other communications:
|
5.
|
Address for e-mail notices: linda.freitag@inginvestment.com
|
6.
|
Tax ID No.: 41-0451140
|
Name and Address of Purchaser
|
Principal Amount of
Series 2013 Notes to be Purchased
|
ING LIFE INSURANCE
AND ANNUITY COMPANY
|
$9,600,000
|
1.
|
All payments on account of Notes held by such purchaser should be made by wire transfer of immediately available funds for credit to:
|
Account:
|
IOC 566/INST’L CUSTODY (for scheduled
|
|
principal and interest payments)
|
||
or
|
||
IOC 565/INST’L CUSTODY (for all payments
|
||
other than scheduled principal and interest)
|
2.
|
All notices of payments and written confirmations of such wire transfers:
|
3.
|
Original notes delivered to:
|
4.
|
All other communications:
|
5.
|
Address for e-mail notices: linda.freitag@inginvestment.com
|
6.
|
Tax ID No.: 71-0294708
|
Name and Address of Purchaser
|
Principal Amount of
Series 2013 Notes to be Purchased
|
SECURITY LIFE OF DENVER
INSURANCE COMPANY
|
$7,100,000
|
1.
|
All payments on account of Notes held by such purchaser should be made by wire transfer of immediately available funds for credit to:
|
Account:
|
IOC 566/INST’L CUSTODY (for scheduled
|
|
principal and interest payments)
|
||
or
|
||
IOC 565/INST’L CUSTODY (for all payments
|
||
other than scheduled principal and interest)
|
2.
|
All notices of payments and written confirmations of such wire transfers:
|
3.
|
Original notes delivered to:
|
4.
|
All other communications:
|
5.
|
Address for e-mail notices: linda.freitag@inginvestment.com
|
6.
|
Tax ID No.: 84-0499703
|
Name and Address of Purchaser
|
Principal Amount of
Series 2013 Notes to be Purchased
|
ING USA ANNUITY AND LIFE
INSURANCE COMPANY
|
$500,000
|
1.
|
All payments on account of Notes held by such purchaser should be made by wire transfer of immediately available funds for credit to:
|
Account:
|
IOC 566/INST’L CUSTODY (for scheduled
|
|
principal and interest payments)
|
||
or
|
||
IOC 565/INST’L CUSTODY (for all payments
|
||
other than scheduled principal and interest)
|
2.
|
All notices of payments and written confirmations of such wire transfers:
|
3.
|
Original notes delivered to:
|
4.
|
All other communications:
|
5.
|
Address for e-mail notices: linda.freitag@inginvestment.com
|
6.
|
Tax ID No.: 41-0991508
|
Name and Address of Purchaser
|
Principal Amount of
Series 2013 Notes to be Purchased
|
RELIASTAR LIFE INSURANCE COMPANY OF NEW YORK
|
$200,000
|
1.
|
All payments on account of Notes held by such purchaser should be made by wire transfer of immediately available funds for credit to:
|
Account:
|
IOC 566/INST’L CUSTODY (for scheduled
|
|
principal and interest payments)
|
||
or
|
||
IOC 565/INST’L CUSTODY (for all payments
|
||
other than scheduled principal and interest)
|
2.
|
All notices of payments and written confirmations of such wire transfers:
|
3.
|
Original notes delivered to:
|
4.
|
All other communications:
|
5.
|
Address for e-mail notices: linda.freitag@inginvestment.com
|
6.
|
Tax ID No.: 53-0242530
|
Name and Address of Purchaser
|
Principal Amount of
Series 2013 Notes to be Purchased
|
SECURITY LIFE OF DENVER
INSURANCE COMPANY
|
$200,000
|
1.
|
All payments on account of Notes held by such purchaser should be made by wire transfer of immediately available funds for credit to:
|
Account:
|
IOC 566/INST’L CUSTODY (for scheduled
|
|
principal and interest payments)
|
||
or
|
||
IOC 565/INST’L CUSTODY (for all payments
|
||
other than scheduled principal and interest)
|
2.
|
All notices of payments and written confirmations of such wire transfers:
|
3.
|
Original notes delivered to:
|
4.
|
All other communications:
|
5.
|
Address for e-mail notices: linda.freitag@inginvestment.com
|
6.
|
Tax ID No.: 84-0499703
|
Name and Address of Purchaser
|
Principal Amount of
Series 2013 Notes to be Purchased
|
RELIASTAR LIFE INSURANCE COMPANY
|
$100,000
|
1.
|
All payments on account of Notes held by such purchaser should be made by wire transfer of immediately available funds for credit to:
|
Account:
|
IOC 566/INST’L CUSTODY (for scheduled
|
|
principal and interest payments)
|
||
or
|
||
IOC 565/INST’L CUSTODY (for all payments
|
||
other than scheduled principal and interest)
|
2.
|
All notices of payments and written confirmations of such wire transfers:
|
3.
|
Original notes delivered to:
|
4.
|
All other communications:
|
5.
|
Address for e-mail notices: linda.freitag@inginvestment.com
|
6.
|
Tax ID No.: 41-0451140
|
Name and Address of Purchaser
|
Principal Amount of
Series 2013 Notes to be Purchased
|
THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY
|
$28,000,000
|
1.
|
All scheduled payments of principal and interest
|
|
by wire transfer of immediately available funds to:
|
2.
|
All notices of payments and written confirmations of such wire transfers:
|
3.
|
Original notes delivered to:
|
|
The Northwestern Mutual Life Insurance Company
720 East Wisconsin Avenue
Milwaukee, WI 53202
Attention: Matthew E. Gabrys
|
4.
|
All other communications:
|
|
The Northwestern Mutual Life Insurance Company
720 East Wisconsin Avenue
Milwaukee, WI 53202
Attention: Securities Department
E-mail: privateinvest@northwesternmutual.com
|
5.
|
Address for e-mail notices:
|
6.
|
Tax ID No. 39-0509570
|
Name and Address of Purchaser
|
Principal Amount of
Series 2013 Notes to be Purchased
|
METLIFE ALICO LIFE INSURANCE K.K.
|
$10,000,000
|
1.
|
All scheduled payments of principal and interest
|
|
by wire transfer of immediately available funds to:
|
Bank Name:
|
Citibank New York
|
|
ABA Routing #: |
021000089
|
|
DDA:
|
30857793 | |
Account Name: |
METLIFE ALICO PP GGA
|
|
Ref: |
Polaris Industries Inc. 3.13% due 12/19/20
|
2.
|
All notices of payments and written confirmations of such wire transfers:
|
3.
|
Original notes delivered to:
|
4.
|
All other communications:
|
5.
|
Address for e-mail notices: saura@metlife.co.jp
|
6.
|
Tax ID No. 98-1037269 (USA) and 00661996 (Japan)
|
Name and Address of Purchaser
|
Principal Amount of
Series 2013 Notes to be Purchased
|
METLIFE ALICO LIFE INSURANCE K.K.
|
$10,000,000
|
7.
|
All scheduled payments of principal and interest
|
|
by wire transfer of immediately available funds to:
|
8.
|
All notices of payments and written confirmations of such wire transfers:
|
9.
|
Original notes delivered to:
|
10.
|
All other communications:
|
11.
|
Address for e-mail notices: saura@metlife.co.jp
|
12.
|
Tax ID No. 98-1037269 (USA) and 00661996 (Japan)
|
Name and Address of Purchaser
|
Principal Amount of
Series 2013 Notes to be Purchased
|
ALLIANZ GLOBAL RISKS US INSURANCE COMPANY
|
$5,000,000
|
1.
|
All scheduled payments of principal and interest
|
|
by wire transfer of immediately available funds to:
|
Name of Issuer:
|
Polaris Industries, Inc.
|
|
Description of Security: |
$5,000,000 3.13% Senior Notes, Series 2013
due December 21, 2020 |
|
PPN: |
731068 A#9
|
2.
|
All notices of payments and written confirmations of such wire transfers:
|
3.
|
Original notes delivered to:
|
|
Mellon Securities Trust Company
One Wall Street
3rd Floor Receive Window C
New York, NY 10286
For Credit to: Allianz Global Risks US Insurance Company,
AGR US3 AZAF6100032
|
4.
|
All other communications:
|
|
Allianz Global Risks US Insurance Company
c/o Allianz Investment Management
Attn: Private Placements
55 Greens Farms Road
Westport, Connecticut 06880
Phone:
203-221-8580
Email:
ppt@allianzlife.com
|
5.
|
Address for e-mail notices:
|
6.
|
Tax ID No. 95-3187355
|
Name and Address of Purchaser
|
Principal Amount of
Series 2013 Notes to be Purchased
|
FIREMAN’S FUND INSURANCE COMPANY
|
$5,000,000
|
1.
|
All scheduled payments of principal and interest
|
|
by wire transfer of immediately available funds to:
|
Name of Issuer:
|
Polaris Industries, Inc.
|
|
Description of Security: |
$5,000,000 3.13% Senior Notes, Series 2013
due December 21, 2020 |
|
PPN: |
731068 A#9
|
2.
|
All notices of payments and written confirmations of such wire transfers:
|
3.
|
Original notes delivered to:
|
|
Mellon Securities Trust Company
One Wall Street
3rd Floor Receive Window C
New York, NY 10286
For Credit to: Fireman’s Fund Insurance Company,
FFIC Special Investments AZAF0010112
|
4.
|
All other communications:
|
|
Allianz Life Insurance Company of North America
c/o Allianz Investment Management
Attn: Private Placements
55 Greens Farms Road
Westport, Connecticut 06880
Phone:
203-221-8580
Email:
ppt@allianzlife.com
|
5.
|
Address for e-mail notices:
|
6.
|
Tax ID No. 94-1610280
|
Name and Address of Purchaser
|
Principal Amount of
Series 2013 Notes to be Purchased
|
AMERICAN UNITED LIFE INSURANCE COMPANY
|
$9,000,000
|
1.
|
All scheduled payments of principal and interest
|
|
by wire transfer of immediately available funds to:
|
2.
|
All notices of payments and written confirmations of such wire transfers:
|
3.
|
Original notes delivered to:
|
|
Bank of New York
One Wall Street, 3rd Floor
New York, NY 10286
Re: American United Life Insurance Company, Account # 186683
Attn: Anthony Saviano/Window A
cc: Michele Morris/NYC Physical Desk on all correspondence
|
4.
|
All other communications:
|
|
American United Life Insurance Company
Attn: Mike Bullock, Securities Department
One American Square, Suite 305W
Post Office Box 368
Indianapolis, IN 46206
|
5.
|
Address for e-mail notices: Mike.Bullock@OneAmerica.com
|
6.
|
Tax ID No. 35-0145825
|
Name and Address of Purchaser
|
Principal Amount of
Series 2013 Notes to be Purchased
|
THE PHOENIX INSURANCE COMPANY
c/o Travelers Companies, Inc.
9275-NB11B
385 Washington Street
St. Paul, Minnesota 55102-1396
|
$5,000,000
|
1.
|
All payments on or in respect of the Notes to be by bank wire transfer of Federal or other immediately available funds (identifying each payment as "_____________" and as to interest rate, security description, maturity date, Private Placement Number, principal, premium or interest”) to:
|
2.
|
All notices of payments and written confirmations of such wire transfers:
|
3.
|
Original notes delivered to:
|
4.
|
All other communications:
|
5.
|
Address for e-mail notices: fixedincomeinvestments@travelers.com
|
6.
|
Tax ID No. 06-0303275
|
5.3
|
Disclosure.
|
|
(a) The Company and each ERISA Affiliate have operated and administered each Plan in compliance with all applicable laws except for such instances of noncompliance as have not resulted in and could not reasonably be expected to result in a Material Adverse Effect. Neither the Company nor any ERISA Affiliate has incurred any liability pursuant to Title I or IV of ERISA or the penalty or excise tax provisions of the Code relating to employee benefit plans (as defined in section 3 of ERISA), and no event, transaction or condition has occurred or exists that could reasonably be expected to result in the incurrence of any such liability by the Company or any ERISA Affiliate, or in the imposition of any Lien on any of the rights, properties or assets of the Company or any ERISA Affiliate, in either case pursuant to Title I or IV of ERISA or to section 430(k) of the Code or to any such penalty or excise tax provisions under the Code or federal law or section 4068 of ERISA or by the granting of a security interest in connection with the amendment of a Plan, other than such liabilities or Liens as would not be individually or in the aggregate Material.
|
|
(b)The present value of the aggregate benefit liabilities under each of the Plans (other than Multiemployer Plans), determined as of the end of such Plan’s most recently ended plan year on the basis of the actuarial assumptions specified for funding purposes in such Plan’s most recent actuarial valuation report, did not exceed the aggregate current value of the assets of such Plan allocable to such benefit liabilities. The term “benefit liabilities” has the meaning specified in section 4001 of ERISA and the terms “current value” and “present value” have the meaning specified in section 3 of ERISA.
|
|
(c)The Company and its ERISA Affiliates have not incurred withdrawal liabilities (and are not subject to contingent withdrawal liabilities) under section 4201 or 4204 of ERISA in respect of Multiemployer Plans that individually or in the aggregate are Material.
|
|
(d)The expected postretirement benefit obligation (determined as of the last day of the Company’s most recently ended fiscal year in accordance with Financial Accounting Standards Board Accounting Standards Codification Topic 715-60, without regard to liabilities attributable to continuation coverage mandated by section 4980B of the Code) of the Company and its Subsidiaries is not Material.
|
|
(e)The execution and delivery of this Supplement and the issuance and sale of the Series 2013 Notes to you hereunder will not involve any transaction that is subject to the prohibitions of section 406 of ERISA or in connection with which a tax could be imposed pursuant to section 4975(c)(1)(A)-(D) of the Code. The representation by the Company in the first sentence of this Section 5.12(e) is made in reliance upon and subject to the accuracy of your representation in Section 6.2 as to the sources of the funds used to pay the purchase price of the Series 2013 Notes to be purchased by you.
|
Name
|
Jurisdiction
|
Type of Entity
|
Parent
|
Percentage
Ownership |
Gurantor
under the Credit Agreement |
|
1.
|
Polaris Acceptance Inc.
|
Minnesota
|
Corporation
|
Polaris Industries Inc. (MN)
|
100.00%
|
Yes
|
2.
|
Polaris Industries Inc.
|
Delaware
|
Corporation
|
Polaris Industries Inc. (MN)
|
100.00%
|
Yes
|
3.
|
Polaris Industries Manufacturing LLC
|
Minnesota
|
Limited Liability Company
|
Polaris Industries. (DE)
|
100.00%
|
Yes
|
4.
|
Polaris Sales Inc.
|
Minnesota
|
Corporation
|
Polaris Industries Inc. (DE)
|
100.00%
|
Yes
|
5.
|
Polaris Direct Inc.
|
Minnesota
|
Corporation
|
Polaris Sales Inc.
|
100.00%
|
Yes
|
6.
|
Polaris Insurance Services LLC
|
Minnesota
|
Limited Liability Company
|
Polaris Industries Inc. (DE)
|
100.00%
|
Yes
|
7.
|
Polaris Sales Europe Inc.
|
Minnesota
|
Corporation
|
Polaris Sales Inc.
|
100.00%
|
Yes
|
8.
|
Indian Motorcycle Company
|
Delaware
|
Corporation
|
Polaris Industries Inc. (DE)
|
100.00%
|
Yes
|
9.
|
Indian Motorcycle International, LLC
|
Delaware
|
Limited Liability Company
|
Polaris Industries Inc. (DE)
|
100.00%
|
Yes
|
10.
|
Indian Motorcycle USA LLC
|
Delaware
|
Limited Liability Company
|
Indian Motorcycle International, LLC
|
100.00%
|
Yes
|
11.
|
Resilient Technologies LLC
|
Wisconsin
|
Limited Liability Company
|
Polaris Industries Inc. (DE)
|
100.00%
|
Yes
|
12.
|
Teton Outfitters, LLC
|
Idaho
|
Limited Liability Company
|
Polaris Sales Inc.
|
100.00%
|
Yes
|
13.
|
Polaris Industries Holdco LP
|
Cayman Islands
|
Limited Partnership
|
Polaris Sales Inc.
|
100.00%
|
No
|
14.
|
Polaris Industries Ltd.
|
Manitoba, Canada
|
Corporation
|
Polaris Industries Inc. (DE)
|
100.00%
|
No
|
15.
|
Polaris Sales Australia Pty Ltd.
|
Australia
|
Corporation
|
Polaris Sales Inc.
|
100.00%
|
No
|
16.
|
Polaris Britain Limited
|
United Kingdom
|
Corporation
|
Polaris Industries Holdco LP
|
100.00%
|
No
|
17.
|
Polaris Scandinavia AB
|
Sweden
|
Corporation
|
Polaris Britain Limited
|
100.00%
|
No
|
18.
|
Polaris Norway AS
|
Norway
|
Corporation
|
Polaris Scandinavia AB
|
100.00%
|
No
|
19.
|
Polaris France
|
France
|
Corporation
|
Polaris Britain Limited
|
100.00%
|
No
|
20.
|
Goupil Industrie S.A.
|
France
|
Corporation
|
Polaris France
|
100.00%
|
No
|
21.
|
Polaris Germany GmbH
|
Germany
|
GmbH
|
Polaris Britain Limited
|
100.00%
|
No
|
22.
|
Polaris Sales Spain, S.L.
|
Spain
|
SL
|
Polaris Britain Limited
|
100.00%
|
No
|
23.
|
Polaris Sales Europe Sarl
|
Switzerland
|
Sarl
|
Polaris Britain Limited
|
100.00%
|
No
|
24.
|
swissauto powersport LLC
|
Switzerland
|
Sarl
|
Polaris Sales Europe Inc.
|
100.00%
|
No
|
25.
|
North Pole Star, S. de R.L. de C.V.
|
Mexico
|
Limited Liability Company
|
Polaris Sales Europe Sarl
|
99.00%
|
No
|
Polaris France
|
1.00%
|
No
|
||||
26.
|
Victory Motorcycles Australia Pty Ltd.
|
Australia
|
Corporation
|
Polaris Sales Australia Pty Ltd.
|
100.00%
|
No
|
27.
|
Polaris Poland Sp. z o.o
|
Poland
|
Limited Liability Company
|
Polaris Finance Co Sarl
|
100.00%
|
No
|
Name
|
Jurisdiction
|
Type of Entity
|
Parent
|
Percentage
Ownership |
Gurantor
under the Credit Agreement |
|
28.
|
Polaris of Brazil Import and Trade of Vehicles and Motorcycles LLC
|
Brazil
|
Limited Liability Company
|
Polaris Sales Inc.
|
100.00%
|
No
|
29.
|
Polaris Limited China
|
China
|
Limited Liability Company
|
Polaris Sales Inc.
|
100.00%
|
No
|
30.
|
Polaris India Private Ltd.
|
India
|
Corporation
|
Polaris Sales Inc.
|
100.00%
|
No
|
31.
|
Polaris Industries LLC
|
Delaware
|
Limited Liability Company
|
Polaris Sales Inc.
|
99.99%
|
No
|
Polaris Industries Holdco LP
|
.01%
|
|||||
32.
|
KLIM Europe Aps
|
Denmark
|
PVT Limited Company
|
Teton Outfitters, LLC
|
100.00%
|
No
|
33.
|
Eicher Polaris Private Ltd.
|
India
|
Corporation
|
Polaris Industries Inc. (DE)
|
50.00%
|
No
|
34.
|
Polaris Sales Mexico, S. de R.L. de C.V.
|
Mexico
|
Limited Liability Company
|
Polaris Industries Inc. (DE)
|
99.00%
|
No
|
Polaris Sales Inc.
|
1.00%
|
|||||
35.
|
Polaris Finance Co Sarl
|
Luxembourg
|
Sarl
|
Polaris Industries Holdco LP
|
100.00%
|
No
|
36.
|
A.M. Holding S.A.S.
|
France
|
Corporation
|
Polaris France
|
100.00%
|
No
|
37.
|
KLIM Europe Sarl
|
Switzerland
|
Sarl
|
Polaris Sales Europe Sarl
|
100.00%
|
No
|
38.
|
Aixam-Mega S.A.S.
|
France
|
SAS
|
A.M. Holding S.A.S.
|
100.00%
|
No
|
39.
|
Compagnie Industrielle du Vercors SAS
|
France
|
SAS
|
Aixam-Mega S.A.S.
|
100.00%
|
No
|
40.
|
Carmetal SAS
|
France
|
SAS
|
Aixam-Mega S.A.S.
|
100.00%
|
No
|
41.
|
Carmax SAS
|
France
|
SAS
|
Aixam-Mega S.A.S.
|
100.00%
|
No
|
42.
|
Mega Production S.A.
|
France
|
SA à conseil d'administration
|
Aixam-Mega S.A.S.
|
100.00%
|
No
|
43.
|
Aixam Production SAS
|
France
|
SAS
|
Aixam-Mega S.A.S.
|
100.00%
|
No
|
44.
|
FAM SAS
|
France
|
SAS
|
A.M. Holding S.A.S.
|
100.00%
|
No
|
45.
|
Aixam Mega Ltd.
|
United Kingdom
|
Limited company
|
Aixam-Mega S.A.S.
|
100.00%
|
No
|
46.
|
Aixam Mega Nederland BV
|
Netherlands
|
B.V
|
Aixam-Mega S.A.S.
|
100.00%
|
No
|
47.
|
Aixam Mega Italia S.R.L.
|
Italy
|
Societa a responsabilita limitata
|
Aixam-Mega S.A.S.
|
100.00%
|
No
|
48.
|
Aixam-Mega Iberica, S.L.
|
Spain
|
S.L. Sociedad unipersonal
|
Aixam-Mega S.A.S.
|
100.00%
|
No
|
49.
|
Aixam Lusitana Sociedade De Comercialzacae de Automoveis, S.A.
|
Portugal
|
Sociedade anonima
|
Aixam-Mega S.A.S.
|
100.00%
|
No
|
50.
|
AIXAM Mega GmbH
|
Austria
|
GmbH
|
Aixam-Mega S.A.S.
|
100.00%
|
No
|
51.
|
Aixam Immobilier S.A.S.
|
France
|
SAS
|
Aixam-Mega S.A.S.
|
100.00%
|
No
|
52.
|
Aixam Mega Engineering SAS
|
France
|
SAS
|
Aixam-Mega S.A.S.
|
100.00%
|
No
|
53.
|
SCI GEB
|
France
|
Civil company
|
Aixam Immobilier S.A.S.
|
100.00%
|
No
|
54.
|
Polaris Luxembourg I Sarl
|
Luxembourg
|
Sarl
|
Polaris Industries. (DE)
|
100.00%
|
No
|
55.
|
Polaris Luxembourg II Sarl
|
Luxembourg
|
Sarl
|
Polaris Luxembourg I Sarl
|
100.00%
|
No
|
56.
|
Primordial Inc.
|
Delaware
|
Corporation
|
Polaris Industries. (DE)
|
100.00%
|
No
|
5.15(a)
|
Bond
Number(s) |
Principal(s)
|
Individual
Surety Liability Amount |
Bond Type
|
Obligee(s)
|
Original
Inception Date |
Bond
Effective Date |
Bond
Expiration Date |
Surety(s)
|
103474790
|
Polaris Industries Inc.
|
1,675,000.00
|
Self Insurer Workers Compensation
|
State of Iowa
|
1/1/1999
|
1/1/2013
|
1/1/2014
|
Travelers Casualty and Surety Company of America
|
103848765
|
Polaris Industries Inc.
|
50,000.00
|
Motor Vehicle Dealer
|
State of Minnesota
|
2/21/2003
|
2/21/2013
|
2/21/2014
|
Travelers Casualty and Surety Company of America
|
104127421
|
Polaris Industries Inc., Polaris Sales, Inc., Polaris Industries Manufacturing, LLC and Resilient Technologies, LLC
|
1,000,000.00
|
Self Insurer Workers Compensation
|
State of Wisconsin Department of Industry, Labor & Human Relations
|
7/1/2003
|
7/1/2013
|
7/1/2014
|
Travelers Casualty and Surety Company of America
|
104127431
|
Polaris Sales, Inc.
|
5,000.00
|
Motor Vehicle Dealer
|
State of Nevada
|
11/11/2003
|
11/11/2013
|
11/11/2014
|
Travelers Casualty and Surety Company of America
|
105317144
|
Polaris Sales, Inc., a division of Polaris Industries, Inc.
|
25,000.00
|
Other License
|
State of Indiana
|
9/17/2009
|
9/17/2013
|
9/17/2014
|
Travelers Casualty and Surety Company of America
|
105366048
|
Polaris Sales Inc.
|
100,000.00
|
Motor Vehicle Dealer
|
Administrator of Motor Vehicles, State of Maryland
|
4/1/2010
|
4/1/2013
|
4/1/2014
|
Travelers Casualty and Surety Company of America
|
105366050
|
Polaris Industries Inc.
|
30,000.00
|
Motor Vehicle Dealer
|
State of Kansas
|
4/1/2010
|
4/1/2013
|
4/1/2014
|
Travelers Casualty and Surety Company of America
|
105366051
|
Polaris Sales, Inc.
|
50,000.00
|
Motor Vehicle Dealer
|
Commonwealth of Virginia
|
4/1/2010
|
4/1/2013
|
4/1/2014
|
Travelers Casualty and Surety Company of America
|
105366063
|
Polaris Sales Inc.
|
50,000.00
|
Motor Vehicle Dealer
|
State of North Carolina
|
6/14/2010
|
6/14/2013
|
6/14/2014
|
Travelers Casualty and Surety Company of America
|
105366077
|
Polaris Industries Inc.
|
100,000.00
|
Other License
|
Administrator of Motor Vehicles, State of Maryland
|
9/22/2010
|
9/22/2013
|
9/22/2014
|
Travelers Casualty and Surety Company of America
|
105383916
|
Polaris Sales, Inc.
|
1,000,000.00
|
Other License
|
Louisiana Secretary of the Department of Public Safety and Corrections
|
4/28/2010
|
12/31/2012
|
12/31/2013
|
Travelers Casualty and Surety Company of America
|
105383917
|
Polaris Industries Inc.
|
1,000,000.00
|
Other License
|
Louisiana Secretray of the Department of Public Safety and Corrections
|
4/28/2010
|
12/31/2012
|
12/31/2013
|
Travelers Casualty and Surety Company of America
|
105508652
|
Polaris Industries Inc.
|
50,000.00
|
Airlines Reporting Corporation
|
Airlines Reporting Corporation
|
1/7/2011
|
1/7/2013
|
1/7/2014
|
Travelers Casualty and Surety Company of America
|
105695451
|
Polaris Industries Inc.
|
5,000.00
|
Right of Way
|
United States of America
|
10/1/2012
|
10/1/2013
|
10/1/2014
|
Travelers Casualty and Surety Company of America
|
105741563
|
Polaris Sales Inc.
|
65,000.00
|
Other Miscellaneous
|
Commonwealth of Virginia
|
8/15/2013
|
8/15/2013
|
8/15/2014
|
Travelers Casualty and Surety Company of America
|
1058455154
|
Indian Motorcycle Company
|
25,000.00
|
Other Miscellaneous
|
Administrator of Motor Vehicles, State of Maryland
|
11/28/2012
|
11/28/2013
|
11/28/2014
|
Travelers Casualty and Surety Company of America
|
105845181
|
Indian Motorcycle Company
|
50,000.00
|
Motor Vehicle Dealer
|
State of Minnesota
|
1/22/2013
|
1/22/2013
|
1/22/2014
|
Travelers Casualty and Surety Company of America
|
Canadian Dollar
|
||||||||||||||||||
Amount
|
Bank
|
Type
|
Contract Date
|
Spot Rate
|
Settlement Date
|
Contract Rate
|
US $$ Amount
|
|||||||||||
1,500,000 |
Comerica
|
option
|
6/6/2013
|
0.980 |
12/31/2013
|
0.973 | $ | 1,459,274 | ||||||||||
1,500,000 |
Wells Fargo
|
forward
|
8/8/2013
|
0.970 |
12/31/2013
|
0.966 | $ | 1,449,150 | ||||||||||
1,500,000 |
Wells Fargo
|
option
|
8/8/2013
|
0.970 |
12/31/2013
|
0.966 | $ | 1,449,150 | ||||||||||
1,000,000 |
Wells Fargo
|
forward
|
9/12/2013
|
0.970 |
12/31/2013
|
0.967 | $ | 967,400 | ||||||||||
1,000,000 |
Wells Fargo
|
option
|
9/12/2013
|
0.970 |
12/31/2013
|
0.967 | $ | 967,400 | ||||||||||
1,000,000 |
Wells Fargo
|
forward
|
9/18/2013
|
0.975 |
12/31/2013
|
0.972 | $ | 972,200 | ||||||||||
1,000,000 |
Wells Fargo
|
option
|
9/18/2013
|
0.975 |
12/31/2013
|
0.972 | $ | 972,200 | ||||||||||
1,000,000 |
Wells Fargo
|
forward
|
9/18/2013
|
0.980 |
12/31/2013
|
0.977 | $ | 977,100 | ||||||||||
1,000,000 |
Wells Fargo
|
option
|
9/18/2013
|
0.980 |
12/31/2013
|
0.977 | $ | 977,100 | ||||||||||
800,000 |
US BANK
|
forward
|
8/15/2013
|
0.970 |
1/31/2014
|
0.966 | $ | 772,574 | ||||||||||
800,000 |
US BANK
|
option
|
8/15/2013
|
0.970 |
1/31/2014
|
0.966 | $ | 772,574 | ||||||||||
800,000 |
SANTANDER
|
forward
|
9/20/2013
|
0.980 |
1/31/2014
|
0.975 | $ | 780,080 | ||||||||||
800,000 |
SANTANDER
|
option
|
9/20/2013
|
0.980 |
1/31/2014
|
0.975 | $ | 780,080 | ||||||||||
900,000 |
US BANK
|
forward
|
8/15/2013
|
0.970 |
2/28/2014
|
0.965 | $ | 868,558 | ||||||||||
900,000 |
US BANK
|
option
|
8/15/2013
|
0.970 |
2/28/2014
|
0.965 | $ | 868,558 | ||||||||||
1,400,000 |
SANTANDER
|
forward
|
9/20/2013
|
0.980 |
2/28/2014
|
0.975 | $ | 1,364,580 | ||||||||||
1,400,000 |
SANTANDER
|
option
|
9/20/2013
|
0.980 |
2/28/2014
|
0.975 | $ | 1,364,580 | ||||||||||
1,100,000 |
US BANK
|
forward
|
8/15/2013
|
0.970 |
3/31/2014
|
0.964 | $ | 1,060,752 | ||||||||||
1,100,000 |
US BANK
|
option
|
8/15/2013
|
0.970 |
3/31/2014
|
0.964 | $ | 1,060,752 | ||||||||||
2,000,000 |
SANTANDER
|
forward
|
9/20/2013
|
0.980 |
3/31/2014
|
0.974 | $ | 1,948,200 | ||||||||||
2,000,000 |
SANTANDER
|
option
|
9/20/2013
|
0.980 |
3/31/2014
|
0.974 | $ | 1,948,200 | ||||||||||
1,900,000 |
US BANK
|
forward
|
8/15/2013
|
0.970 |
4/30/2014
|
0.964 | $ | 1,830,972 | ||||||||||
1,900,000 |
US BANK
|
option
|
8/15/2013
|
0.970 |
4/30/2014
|
0.964 | $ | 1,830,972 | ||||||||||
2,800,000 |
SANTANDER
|
forward
|
9/20/2013
|
0.980 |
4/30/2014
|
0.973 | $ | 2,724,960 | ||||||||||
2,800,000 |
SANTANDER
|
option
|
9/20/2013
|
0.980 |
4/30/2014
|
0.973 | $ | 2,724,960 | ||||||||||
2,000,000 |
US BANK
|
forward
|
8/15/2013
|
0.970 |
5/31/2014
|
0.963 | $ | 1,925,855 | ||||||||||
2,000,000 |
US BANK
|
option
|
8/15/2013
|
0.970 |
5/31/2014
|
0.963 | $ | 1,925,855 | ||||||||||
3,000,000 |
SANTANDER
|
forward
|
9/20/2013
|
0.980 |
5/31/2014
|
0.973 | $ | 2,917,500 | ||||||||||
3,000,000 |
SANTANDER
|
option
|
9/20/2013
|
0.980 |
5/31/2014
|
0.973 | $ | 2,917,500 | ||||||||||
1,500,000 |
US BANK
|
forward
|
8/15/2013
|
0.970 |
6/30/2014
|
0.962 | $ | 1,443,140 | ||||||||||
1,500,000 |
US BANK
|
option
|
8/15/2013
|
0.970 |
6/30/2014
|
0.962 | $ | 1,443,140 | ||||||||||
2,300,000 |
SANTANDER
|
forward
|
9/20/2013
|
0.980 |
6/30/2014
|
0.972 | $ | 2,234,910 | ||||||||||
2,300,000 |
SANTANDER
|
option
|
9/20/2013
|
0.980 |
6/30/2014
|
0.972 | $ | 2,234,910 |
Norwegian Kroner
|
||||||||||||||||||
Amount
|
Bank
|
Type
|
Contract Date
|
Spot Rate
|
Settlement Date
|
Contract Rate
|
US $$ Amount
|
|||||||||||
4,300,000 |
FIFTH THIRD
|
forward
|
4/5/2013
|
0.175 |
10/31/2013
|
0.173 | $ | 745,273 | ||||||||||
2,000,000 |
FIFTH THIRD
|
forward
|
5/30/2013
|
0.171 |
10/31/2013
|
0.170 | $ | 339,443 | ||||||||||
2,500,000 |
FIFTH THIRD
|
forward
|
9/17/2013
|
0.170 |
10/31/2013
|
0.170 | $ | 423,959 | ||||||||||
4,400,000 |
FIFTH THIRD
|
forward
|
4/5/2013
|
0.175 |
11/30/2013
|
0.173 | $ | 761,812 | ||||||||||
2,500,000 |
FIFTH THIRD
|
forward
|
5/30/2013
|
0.171 |
11/30/2013
|
0.170 | $ | 423,837 | ||||||||||
2,500,000 |
FIFTH THIRD
|
forward
|
9/17/2013
|
0.170 |
11/30/2013
|
0.169 | $ | 423,492 | ||||||||||
4,200,000 |
FIFTH THIRD
|
forward
|
4/5/2013
|
0.175 |
12/31/2013
|
0.173 | $ | 726,304 | ||||||||||
2,000,000 |
FIFTH THIRD
|
forward
|
5/30/2013
|
0.171 |
12/31/2013
|
0.169 | $ | 338,667 | ||||||||||
2,500,000 |
FIFTH THIRD
|
forward
|
9/17/2013
|
0.170 |
12/31/2013
|
0.169 | $ | 422,955 | ||||||||||
Swedish Krona
|
||||||||||||||||||
Amount
|
Bank
|
Type
|
Contract Date
|
Spot Rate
|
Settlement Date
|
Contract Rate
|
US $$ Amount
|
|||||||||||
1,700,000 |
FIFTH THIRD
|
forward
|
10/28/2011
|
0.150 |
10/31/2013
|
0.149 | $ | 252,597 | ||||||||||
1,700,000 |
FIFTH THIRD
|
forward
|
1/2/2013
|
0.155 |
10/31/2013
|
0.154 | $ | 261,217 | ||||||||||
1,000,000 |
FIFTH THIRD
|
forward
|
3/25/2013
|
0.155 |
10/31/2013
|
0.154 | $ | 154,033 | ||||||||||
1,000,000 |
FIFTH THIRD
|
forward
|
6/14/2013
|
0.155 |
10/31/2013
|
0.154 | $ | 154,178 | ||||||||||
4,600,000 |
FIFTH THIRD
|
forward
|
10/28/2011
|
0.150 |
11/29/2013
|
0.148 | $ | 683,080 | ||||||||||
4,600,000 |
FIFTH THIRD
|
forward
|
1/2/2013
|
0.155 |
11/29/2013
|
0.154 | $ | 706,117 | ||||||||||
6,000,000 |
FIFTH THIRD
|
forward
|
1/2/2013
|
0.155 |
12/31/2013
|
0.153 | $ | 920,457 | ||||||||||
2,000,000 |
FIFTH THIRD
|
forward
|
1/14/2013
|
0.155 |
12/31/2013
|
0.153 | $ | 306,960 | ||||||||||
3,500,000 |
FIFTH THIRD
|
forward
|
3/25/2013
|
0.155 |
12/31/2013
|
0.154 | $ | 538,370 | ||||||||||
4,000,000 |
FIFTH THIRD
|
forward
|
6/14/2013
|
0.155 |
12/31/2013
|
0.154 | $ | 615,479 | ||||||||||
5,500,000 |
FIFTH THIRD
|
forward
|
9/17/2012
|
0.155 |
1/31/2014
|
0.154 | $ | 848,490 | ||||||||||
7,000,000 |
FIFTH THIRD
|
forward
|
9/17/2012
|
0.155 |
2/28/2014
|
0.154 | $ | 1,079,148 | ||||||||||
3,500,000 |
FIFTH THIRD
|
forward
|
9/17/2012
|
0.155 |
3/29/2014
|
0.154 | $ | 539,167 | ||||||||||
4,000,000 |
FIFTH THIRD
|
forward
|
9/17/2012
|
0.155 |
4/30/2014
|
0.154 | $ | 615,612 | ||||||||||
1,500,000 |
FIFTH THIRD
|
forward
|
9/17/2012
|
0.155 |
5/31/2014
|
0.154 | $ | 230,684 | ||||||||||
2,000,000 |
FIFTH THIRD
|
forward
|
9/17/2012
|
0.155 |
6/28/2014
|
0.154 | $ | 307,357 | ||||||||||
Mexican Peso
|
||||||||||||||||||
Amount
|
Bank
|
Type
|
Contract Date
|
Spot Rate
|
Settlement Date
|
Contract Rate
|
US $$ Amount
|
|||||||||||
8,500,000 |
Bank of America
|
forward
|
5/29/2013
|
12.629 |
12/31/2013
|
12.843 | $ | 661,855 | ||||||||||
4,100,000 |
RBC
|
forward
|
6/11/2013
|
13.000 |
12/31/2013
|
13.222 | $ | 310,089 | ||||||||||
6,500,000 |
FIFTH THIRD
|
forward
|
8/19/2013
|
13.000 |
12/31/2013
|
13.129 | $ | 495,087 | ||||||||||
9,000,000 |
BANK OF THE WEST
|
forward
|
8/21/2013
|
13.243 |
12/31/2013
|
13.353 | $ | 674,031 | ||||||||||
7,700,000 |
FIFTH THIRD
|
forward
|
8/21/2013
|
13.250 |
1/31/2014
|
13.418 | $ | 573,877 | ||||||||||
7,700,000 |
FIFTH THIRD
|
forward
|
8/27/2013
|
13.350 |
1/31/2014
|
13.501 | $ | 570,315 | ||||||||||
7,500,000 |
FIFTH THIRD
|
forward
|
8/21/2013
|
13.250 |
2/28/2014
|
13.448 | $ | 557,704 | ||||||||||
7,500,000 |
FIFTH THIRD
|
forward
|
8/27/2013
|
13.350 |
2/28/2014
|
13.534 | $ | 554,176 | ||||||||||
8,000,000 |
FIFTH THIRD
|
forward
|
8/21/2013
|
13.250 |
3/31/2014
|
13.482 | $ | 593,384 | ||||||||||
8,000,000 |
FIFTH THIRD
|
forward
|
8/27/2013
|
13.350 |
3/31/2014
|
13.570 | $ | 589,527 | ||||||||||
9,000,000 |
FIFTH THIRD
|
forward
|
8/21/2013
|
13.250 |
4/29/2014
|
13.515 | $ | 665,927 | ||||||||||
9,000,000 |
FIFTH THIRD
|
forward
|
8/27/2013
|
13.350 |
4/29/2014
|
13.606 | $ | 661,483 | ||||||||||
9,100,000 |
FIFTH THIRD
|
forward
|
8/21/2013
|
13.250 |
5/31/2014
|
13.547 | $ | 671,735 | ||||||||||
9,100,000 |
FIFTH THIRD
|
forward
|
8/27/2013
|
13.350 |
5/31/2014
|
13.642 | $ | 667,082 | ||||||||||
9,100,000 |
FIFTH THIRD
|
forward
|
8/21/2013
|
13.250 |
6/30/2013
|
13.580 | $ | 670,103 | ||||||||||
9,100,000 |
FIFTH THIRD
|
forward
|
8/27/2013
|
13.350 |
6/30/2013
|
13.676 | $ | 665,380 | ||||||||||
7,000,000 |
FIFTH THIRD
|
forward
|
8/21/2013
|
13.250 |
7/29/2014
|
13.602 | $ | 514,649 | ||||||||||
7,000,000 |
FIFTH THIRD
|
forward
|
8/21/2013
|
13.250 |
8/30/2014
|
13.629 | $ | 513,611 | ||||||||||
7,000,000 |
FIFTH THIRD
|
forward
|
8/21/2013
|
13.250 |
9/30/2014
|
13.674 | $ | 511,939 | ||||||||||
Japanese Yen
|
||||||||||||||||||
Amount
|
Bank
|
Type
|
Contract Date
|
Spot Rate
|
Settlement Date
|
Contract Rate
|
US $$ Amount
|
|||||||||||
25,000,000 |
Wells
|
forward
|
10/23/2012
|
80.000 |
10/31/2013
|
79.540 | $ | 314,307 | ||||||||||
25,000,000 |
Wells
|
option
|
10/23/2012
|
80.000 |
10/31/2013
|
79.540 | $ | 314,307 | ||||||||||
15,000,000 |
US BANK
|
forward
|
10/25/2012
|
80.220 |
10/31/2013
|
79.810 | $ | 187,946 | ||||||||||
15,000,000 |
US BANK
|
option
|
10/25/2012
|
80.220 |
10/31/2013
|
79.810 | $ | 187,946 | ||||||||||
25,000,000 |
BTMU
|
forward
|
11/21/2012
|
82.000 |
10/31/2013
|
81.550 | $ | 306,560 | ||||||||||
25,000,000 |
BTMU
|
option
|
11/21/2012
|
82.000 |
10/31/2013
|
81.550 | $ | 306,560 | ||||||||||
35,000,000 |
BTMU
|
forward
|
1/2/2013
|
87.080 |
10/31/2013
|
86.800 | $ | 403,226 | ||||||||||
35,000,000 |
BTMU
|
option
|
1/2/2013
|
87.080 |
10/31/2013
|
86.800 | $ | 403,226 | ||||||||||
95,000,000 |
Wells
|
forward
|
3/20/2013
|
95.400 |
10/31/2013
|
95.170 | $ | 998,214 | ||||||||||
95,000,000 |
Wells
|
option
|
3/20/2013
|
95.400 |
10/31/2013
|
95.170 | $ | 998,214 | ||||||||||
20,000,000 |
Wells
|
forward
|
10/23/2012
|
80.000 |
11/30/2013
|
79.500 | $ | 251,572 |
Japanese Yen
|
||||||||||||||||||
Amount
|
Bank
|
Type
|
Contract Date
|
Spot Rate
|
Settlement Date
|
Contract Rate
|
US $$ Amount
|
|||||||||||
20,000,000 |
Wells
|
option
|
10/23/2012
|
80.000 |
11/30/2013
|
79.500 | $ | 251,572 | ||||||||||
15,000,000 |
US BANK
|
forward
|
10/25/2012
|
80.220 |
11/30/2013
|
79.760 | $ | 188,064 | ||||||||||
15,000,000 |
US BANK
|
option
|
10/25/2012
|
80.220 |
11/30/2013
|
79.760 | $ | 188,064 | ||||||||||
20,000,000 |
BTMU
|
forward
|
11/21/2012
|
82.000 |
11/30/2013
|
81.490 | $ | 245,429 | ||||||||||
20,000,000 |
BTMU
|
option
|
11/21/2012
|
82.000 |
11/30/2013
|
81.490 | $ | 245,429 | ||||||||||
30,000,000 |
BTMU
|
forward
|
1/2/2013
|
87.080 |
11/30/2013
|
86.770 | $ | 345,742 | ||||||||||
30,000,000 |
BTMU
|
option
|
1/2/2013
|
87.080 |
11/30/2013
|
86.770 | $ | 345,742 | ||||||||||
30,000,000 |
Wells
|
forward
|
3/20/2013
|
95.400 |
11/30/2013
|
95.130 | $ | 315,358 | ||||||||||
30,000,000 |
Wells
|
option
|
3/20/2013
|
95.400 |
11/30/2013
|
95.130 | $ | 315,358 | ||||||||||
15,000,000 |
Wells
|
forward
|
10/23/2012
|
80.000 |
12/31/2013
|
79.460 | $ | 188,774 | ||||||||||
15,000,000 |
Wells
|
option
|
10/23/2012
|
80.000 |
12/31/2013
|
79.460 | $ | 188,774 | ||||||||||
10,000,000 |
US BANK
|
forward
|
10/25/2012
|
80.220 |
12/31/2013
|
79.700 | $ | 125,471 | ||||||||||
10,000,000 |
US BANK
|
option
|
10/25/2012
|
80.220 |
12/31/2013
|
79.700 | $ | 125,471 | ||||||||||
15,000,000 |
BTMU
|
forward
|
11/21/2012
|
82.000 |
12/31/2013
|
81.440 | $ | 184,185 | ||||||||||
15,000,000 |
BTMU
|
option
|
11/21/2012
|
82.000 |
12/31/2013
|
81.440 | $ | 184,185 | ||||||||||
25,000,000 |
BTMU
|
forward
|
1/2/2013
|
87.080 |
12/31/2013
|
86.740 | $ | 288,218 | ||||||||||
25,000,000 |
BTMU
|
option
|
1/2/2013
|
87.080 |
12/31/2013
|
86.740 | $ | 288,218 | ||||||||||
30,000,000 |
BTMU
|
forward
|
5/31/2014
|
101.000 |
1/31/2014
|
100.800 | $ | 297,619 | ||||||||||
30,000,000 |
BTMU
|
option
|
5/31/2014
|
101.000 |
1/31/2014
|
100.800 | $ | 297,619 | ||||||||||
35,000,000 |
BTMU
|
forward
|
8/23/2014
|
99.000 |
1/31/2014
|
98.880 | $ | 353,964 | ||||||||||
35,000,000 |
BTMU
|
option
|
8/23/2014
|
99.000 |
1/31/2014
|
98.880 | $ | 353,964 | ||||||||||
40,000,000 |
BTMU
|
forward
|
5/31/2014
|
101.000 |
2/28/2014
|
100.750 | $ | 397,022 | ||||||||||
40,000,000 |
BTMU
|
option
|
5/31/2014
|
101.000 |
2/28/2014
|
100.750 | $ | 397,022 | ||||||||||
45,000,000 |
BTMU
|
forward
|
8/23/2014
|
99.000 |
2/28/2014
|
98.860 | $ | 455,189 | ||||||||||
45,000,000 |
BTMU
|
option
|
8/23/2014
|
99.000 |
2/28/2014
|
98.860 | $ | 455,189 | ||||||||||
65,000,000 |
BTMU
|
forward
|
5/31/2014
|
101.000 |
3/31/2014
|
100.700 | $ | 645,482 | ||||||||||
65,000,000 |
BTMU
|
option
|
5/31/2014
|
101.000 |
3/31/2014
|
100.700 | $ | 645,482 | ||||||||||
50,000,000 |
BTMU
|
forward
|
8/23/2014
|
99.000 |
3/31/2014
|
98.820 | $ | 505,970 | ||||||||||
50,000,000 |
BTMU
|
option
|
8/23/2014
|
99.000 |
3/31/2014
|
98.820 | $ | 505,970 | ||||||||||
30,000,000 |
Wells
|
forward
|
5/31/2014
|
101.000 |
4/30/2014
|
100.640 | $ | 298,092 | ||||||||||
30,000,000 |
Wells
|
option
|
5/31/2014
|
101.000 |
4/30/2014
|
100.640 | $ | 298,092 | ||||||||||
35,000,000 |
BTMU
|
forward
|
5/31/2014
|
99.000 |
4/30/2014
|
98.790 | $ | 354,287 |
Japanese Yen
|
||||||||||||||||||
Amount
|
Bank
|
Type
|
Contract Date
|
Spot Rate
|
Settlement Date
|
Contract Rate
|
US $$ Amount
|
|||||||||||
35,000,000 |
BTMU
|
option
|
5/31/2014
|
99.000 |
4/30/2014
|
98.790 | $ | 354,287 | ||||||||||
40,000,000 |
Wells
|
forward
|
5/31/2014
|
101.000 |
5/31/2014
|
100.600 | $ | 397,614 | ||||||||||
40,000,000 |
Wells
|
option
|
5/31/2014
|
101.000 |
5/31/2014
|
100.600 | $ | 397,614 | ||||||||||
45,000,000 |
BTMU
|
forward
|
5/31/2014
|
99.000 |
5/31/2014
|
98.750 | $ | 455,696 | ||||||||||
45,000,000 |
BTMU
|
option
|
5/31/2014
|
99.000 |
5/31/2014
|
98.750 | $ | 455,696 | ||||||||||
65,000,000 |
Wells
|
forward
|
5/31/2014
|
101.000 |
6/30/2014
|
100.550 | $ | 646,445 | ||||||||||
65,000,000 |
Wells
|
option
|
5/31/2014
|
101.000 |
6/30/2014
|
100.550 | $ | 646,445 | ||||||||||
50,000,000 |
BTMU
|
forward
|
5/31/2014
|
99.000 |
6/30/2014
|
98.690 | $ | 506,637 | ||||||||||
50,000,000 |
BTMU
|
option
|
5/31/2014
|
99.000 |
6/30/2014
|
98.690 | $ | 506,637 | ||||||||||
50,000,000 |
BTMU
|
forward
|
8/23/2014
|
99.000 |
7/31/2014
|
98.640 | $ | 506,894 | ||||||||||
50,000,000 |
BTMU
|
option
|
8/23/2014
|
99.000 |
7/31/2014
|
98.640 | $ | 506,894 | ||||||||||
45,000,000 |
BTMU
|
forward
|
8/23/2014
|
99.000 |
8/31/2014
|
98.580 | $ | 456,482 | ||||||||||
45,000,000 |
BTMU
|
option
|
8/23/2014
|
99.000 |
8/31/2014
|
98.580 | $ | 456,482 | ||||||||||
40,000,000 |
BTMU
|
forward
|
8/23/2014
|
99.000 |
9/30/2014
|
98.510 | $ | 406,050 | ||||||||||
40,000,000 |
BTMU
|
option
|
8/23/2014
|
99.000 |
9/30/2014
|
98.510 | $ | 406,050 | ||||||||||
40,000,000 |
BTMU
|
forward
|
8/23/2014
|
99.000 |
10/31/2014
|
98.440 | $ | 406,339 | ||||||||||
40,000,000 |
BTMU
|
option
|
8/23/2014
|
99.000 |
10/31/2014
|
98.440 | $ | 406,339 | ||||||||||
30,000,000 |
BTMU
|
forward
|
8/23/2014
|
99.000 |
11/30/2014
|
98.370 | $ | 304,971 | ||||||||||
30,000,000 |
BTMU
|
option
|
8/23/2014
|
99.000 |
11/30/2014
|
98.370 | $ | 304,971 | ||||||||||
20,000,000 |
BTMU
|
forward
|
8/23/2014
|
99.000 |
12/31/2014
|
98.280 | $ | 203,500 | ||||||||||
20,000,000 |
BTMU
|
option
|
8/23/2014
|
99.000 |
12/31/2014
|
98.280 | $ | 203,500 |
Time Period
|
Trade Date
|
Swap Start date
|
Swap End Date
|
Bank
|
Gallons Hedged
|
|||
10/1/13
|
12/12/12
|
10/1/13
|
10/31/2010
|
Wells Fargo
|
50,000 | |||
10/1/13
|
3/20/13
|
10/1/13
|
10/31/2010
|
Wells Fargo
|
125,000 | |||
10/1/13
|
5/30/13
|
10/1/13
|
10/31/2010
|
Wells Fargo
|
125,000 | |||
11/1/13
|
12/12/12
|
11/1/13
|
10/31/2010
|
Wells Fargo
|
40,000 | |||
11/1/13
|
3/20/13
|
11/1/13
|
11/30/2010
|
Wells Fargo
|
100,000 | |||
11/1/13
|
5/30/13
|
11/1/13
|
11/30/2010
|
Wells Fargo
|
110,000 | |||
12/1/13
|
12/12/12
|
12/1/13
|
11/30/2010
|
Wells Fargo
|
30,000 | |||
12/1/13
|
3/20/13
|
12/1/13
|
11/30/2010
|
Wells Fargo
|
60,000 | |||
12/1/13
|
5/30/13
|
12/1/13
|
12/31/2010
|
Wells Fargo
|
65,000 |
Month
|
Hedged Metric Tonnes
|
Bank
|
Contract Date
|
Settlement Date
|
Contract Rate (LB.)
|
Contract Amount
|
|||||||||
10/1/13
|
2,487 |
Royal Bank of Canada
|
3/6/13
|
10/31/13
|
0.85 | $ | 936,965 | ||||||||
11/1/13
|
1,808 |
Royal Bank of Canada
|
3/6/13
|
11/30/13
|
0.85 | $ | 693,354 | ||||||||
12/1/13
|
1,140 |
Royal Bank of Canada
|
3/6/13
|
12/31/13
|
0.85 | $ | 421,634 |
(6)
|
Outstanding Balance (9/30/13)
|
$1,486,175.20
|
Letter Type
|
Irrevocable Documentary Commercial Letter of Credit
|
|
Issuing Bank
|
US Bank
|
|
Beneficiary
|
ASAHI DENSO COMPANY LTD.
|
|
Applicant
|
POLARIS INDUSTRIES INC.
|
|
Letter of Credit #
|
ILCMSP005091
|
|
Issue Date
|
11/29/2012
|
|
Expiry Date
|
4/21/2014
|
|
(7)
|
Outstanding Balance (9/30/13)
|
$2,912,916.02
|
Letter Type
|
Irrevocable Documentary Commercial Letter of Credit
|
|
Issuing Bank
|
US Bank
|
|
Beneficiary
|
D.NAGATA CO., LTD
|
|
Applicant
|
POLARIS INDUSTRIES INC.
|
|
Letter of Credit #
|
ILCMSP005224
|
|
Issue Date
|
12/20/2012
|
|
Expiry Date
|
3/31/2014
|
|
(8)
|
Outstanding Balance (9/30/13)
|
$395,000.00
|
Letter Type
|
Standby Letter of Credit
|
|
Issuing Bank
|
US Bank
|
|
Beneficiary
|
CITY OF SPIRIT LAKE
|
|
Applicant
|
POLARIS INDUSTRIES INC
|
|
Letter of Credit #
|
SLCMMSP06922
|
|
Issue Date
|
6/20/2013
|
|
Expiry Date
|
6/20/2014
|
|
(9)
|
Outstanding Balance (9/30/13)
|
$487,905.60
|
Letter Type
|
Standby Letter of Credit
|
|
Issuing Bank
|
US Bank
|
|
Beneficiary
|
BANK OF AMERICA
|
|
Applicant
|
POLARIS SALES EUROPE SARL
|
|
Letter of Credit #
|
SLCMMSP06893
|
|
Issue Date
|
5/15/2013
|
|
Expiry Date
|
5/13/2014
|
Debtor
|
Secured Party
|
Filing Office and Date
|
UCC File No.
|
Collateral Description
|
||||||
Polaris Industries Inc. [MN]
|
||||||||||
1. |
Polaris Industries Inc.
|
Wells Fargo Bank, N.A.
|
Minnesota Secretary of State
on November 13, 2008 |
200813878778 |
Equipment
|
|||||
2. |
Polaris Industries Inc.
|
Data Sales Company
|
Minnesota Secretary of State
on December 29, 2008 |
200814359472 |
Leased equipment
|
|||||
3. |
Polaris Industries, Inc.
|
Data Sales Company
|
Minnesota Secretary of State
on February 6, 2009 |
200914863775 |
Leased equipment
|
|||||
4. |
Polaris Industries, Inc.
|
Data Sales Company
|
Minnesota Secretary of State
on February 19, 2009 |
200915030244 |
Leased equipment
|
|||||
5. |
Polaris Industries
|
Ikon Financial Svcs
|
Minnesota Secretary of State
on March 31, 2009 |
200915528532 |
Leased equipment
and accessories |
|||||
6. |
Polaris Industries, Inc.
|
Data Sales Company
|
Minnesota Secretary of State
on May 4, 2009 |
200915962168 |
Leased equipment
|
|||||
7. |
Polaris Industries, Inc.
|
Data Sales Company
|
Minnesota Secretary of State
on June 8, 2009 |
200916343265 |
Leased equipment
|
|||||
8. |
Polaris Industries, Inc.
|
Data Sales Company
|
Minnesota Secretary of State
on September 17, 2009 |
200917418814 |
Leased equipment
|
|||||
9. |
Polaris Industries, Inc.
|
TCF Equipment Finance, Inc.
|
Minnesota Secretary of State
on November 5, 2009
Amendment filed 4-15-10 to
add additional collateral |
200917950293 |
Leased equipment
and accessories |
|||||
10. |
Polaris Industries, Inc.
|
Data Sales Company
|
Minnesota Secretary of State
on March 5, 2010 |
201019377886 |
Leased equipment
|
|||||
11. |
Polaris Industries, Inc.
|
Data Sales Company
|
Minnesota Secretary of State
on March 22, 2010 |
201019577751 |
Leased equipment
|
|||||
12. |
Polaris Industries Inc.
|
Chemetall US Inc
|
Minnesota Secretary of State
on April 16, 2010 |
201019900318 |
Consignment
inventory and proceeds |
|||||
13. |
Polaris Industries, Inc.
|
Data Sales Company
|
Minnesota Secretary of State
on May 7, 2010 |
201020166074 |
Leased equipment
|
|||||
14. |
Polaris Industries Inc.
|
Cisco Systems Capital Corporation
|
Minnesota Secretary of State
on July 28, 2010 |
201021017865 |
Leased equipment
|
|||||
15. |
Polaris Industries Inc.
|
Data Sales Company
|
Minnesota Secretary of State
on August 17, 2010 |
201021204222 |
Leased equipment
|
|||||
16. |
Polaris Industries, Inc.
|
Data Sales Company
|
Minnesota Secretary of State
on November 29, 2010 |
201022269727 |
Leased equipment
|
|||||
17. |
Polaris Industries, Inc.
|
Wells Fargo Bank, N.A.
|
Minnesota Secretary of State
on December 31, 2010 |
201022636738 |
Equipment
|
|||||
18. |
Polaris Industries, Inc.
|
HS Die & Engineering Inc.
|
Minnesota Secretary of State
on February 7, 2011 |
201123070471 |
Equipment
|
|||||
19. |
Polaris Industries, Inc.
|
Data Sales Company
|
Minnesota Secretary of State
on February 16, 2011 |
201123183384 |
Equipment
|
Debtor | Secured Party | Filing Office and Date | UCC File No. | Collateral Description | ||||||
20. |
Polaris Industries, Inc.
|
Data Sales Company
|
Minnesota Secretary of State
on May 6, 2011 |
201124168439 |
Equipment
|
|||||
21. |
Polaris Industries, Inc.
|
Wells Fargo Bank, N.A.
|
Minnesota Secretary of State
on May 20, 2011 |
201124335664 |
Equipment
|
|||||
22. |
Polaris Industries, Inc.
|
Wells Fargo Bank, N.A.
|
Minnesota Secretary of State
on May 20, 2011 |
201124335690 |
Equipment
|
|||||
23. |
Polaris Industries, Inc.
|
HS Die & Engineering Inc.
|
Minnesota Secretary of State
on June 9, 2011 |
201124541515 |
Equipment
|
|||||
24. |
Polaris Industries, Inc.
|
HS Die & Engineering Inc.
|
Minnesota Secretary of State
on August 25, 2011 |
201125338440 |
Equipment
|
|||||
25. |
Polaris Industries, Inc.
|
HS Die & Engineering Inc.
|
Minnesota Secretary of State
on October 19, 2011 |
201125914490 |
Equipment
|
|||||
26. |
Polaris Industries, Inc.
|
Wells Fargo Bank, N.A.
|
Minnesota Secretary of State
on December 9, 2011 |
201126445447 |
Equipment
|
|||||
27.
|
Polaris Industries, Inc.
|
Die-Tech and Engineering, Inc.
|
Minnesota Secretary of State
on March 21, 2012 |
201227635504
|
Equipment
|
|||||
28. |
Polaris Industries, Inc.
|
HS Die & Engineering Inc.
|
Minnesota Secretary of State on April 2, 2012
|
201227783066 |
Equipment
|
|||||
29. |
Polaris Industries, Inc.
|
Toyota Motor Credit Corporation
and Power-Lift Inc. |
Minnesota Secretary of State
on April 25, 2012 |
201228072536 |
Equipment
|
|||||
30. |
Polaris Industries, Inc.
|
HS Die & Engineering Inc.
|
Minnesota Secretary of State
on May 7, 2012 |
201228218560 |
Equipment
|
|||||
31. |
Polaris Industries, Inc.
|
Wells Fargo Bank, N.A.
|
Minnesota Secretary of State
on August 8, 2012 |
201229206818 |
Equipment
|
|||||
32. |
Polaris Industries, Inc.
|
Wells Fargo Bank, N.A.
|
Minnesota Secretary of State
on August 9, 2012 |
201229217572 |
Equipment
|
|||||
33. |
Polaris Industries, Inc.
|
Die-Tech and Engineering, Inc.
|
Minnesota Secretary of State
on October 26, 2012 |
201230033250 |
Equipment
|
|||||
34. |
Polaris Industries, Inc.
|
BLM Group USA Corporation
|
Minnesota Secretary of State
on October 29, 2012 |
201230049248 |
Equipment
|
|||||
35. |
Polaris Industries, Inc.
|
HS Die & Engineering Inc.
|
Minnesota Secretary of State
on April 5, 2013 |
201331860499 |
Equipment
|
|||||
36. |
Polaris Industries, Inc.
|
IKON Financial Svcs
|
Minnesota Secretary of State
on June 21, 2013 |
201332832086 |
Equipment
|
|||||
37. |
Polaris Industries, Inc.
|
Die-Tech and Engineering, Inc.
|
Minnesota Secretary of State
on June 24, 2013 |
201332864862 |
Equipment
|
|||||
38. |
Polaris Industries, Inc.
|
IKON Financial Svcs
|
Minnesota Secretary of State
on June 30, 2013 |
201332941719 |
Equipment
|
|||||
39. |
Polaris Industries, Inc.
|
IKON Financial Svcs
|
Minnesota Secretary of State
on August 28, 2013 |
201333603933 |
Equipment
|
Debtor | Secured Party | Filing Office and Date | UCC File No. | Collateral Description |
Polaris Sales Inc.
|
||||||||||
40. |
Polaris Sales Inc.
|
US Bank Nationa
Association as Collateral Agent |
Minnesota Secretary of State
on September 29, 2011
Amendment filed 10-29-12
|
201125685595 |
Ownership interest
in Polaris Sales Australia Pty Ltd. and Polaris Industries Holdco LP |
|||||
Polaris Industries Inc. [DE]
|
||||||||||
41. |
Polaris Industries Inc.
|
Wells Fargo Bank, N.A.
|
Delaware Secretary of State on August 11, 2011
|
20113118422 |
Equipment
|
|||||
42. |
Polaris Industries Inc.
|
Wells Fargo Bank, N.A.
|
Delaware Secretary of State on August 22, 2011
|
20113248666 |
Equipment
|
|||||
43. |
Polaris Industries Inc.
|
U.S. Bank National Association
|
Delaware Secretary of State on September 29, 2011
|
20113736017 |
Ownership interest
in Polaris Industries Ltd. [Canada] |
|||||
44. |
Polaris Industries Inc.
|
Marco, Inc.
|
Delaware Secretary of State on October 31, 2011
|
20114202225 |
Equipment
|
|||||
45. |
Polaris Industries Inc.
|
Wells Fargo Bank, N.A.
|
Delaware Secretary of State on November 4, 2011
|
20114260090 |
Equipment
|
|||||
46. |
Polaris Industries Inc.
|
Wells Fargo Bank, N.A.
|
Delaware Secretary of State on January 10, 2012
|
20120104242 |
Equipment
|
|||||
47. |
Polaris Industries Inc.
|
Wells Fargo Bank, N.A.
|
Delaware Secretary of State on October 4, 2012
|
20123838218 |
Equipment
|
|||||
48. |
Polaris Industries Inc.
|
Wells Fargo Bank, N.A.
|
Delaware Secretary of State on October 23, 2012
|
20124088417 |
Equipment
|
|||||
49. |
Polaris Industries Inc.
|
Wells Fargo Bank, N.A.
|
Delaware Secretary of State on November 7, 2012
|
20124302164 |
Equipment
|
|||||
50. |
Polaris Industries Inc.
|
Wells Fargo Bank, N.A.
|
Delaware Secretary of State on December 27, 2012
|
20125066867 |
Equipment
|
|||||
51. |
Polaris Industries Inc.
|
H.S. Die & Engineering Inc.
|
Delaware Secretary of State on January 15, 2013
|
20130192220 |
Equipment
|
|||||
52. |
Polaris Industries Inc.
|
Wells Fargo Bank, N.A.
|
Delaware Secretary of State on January 18, 2013
|
20130253626 |
Equipment
|
|||||
53. |
Polaris Industries Inc.
|
Toyota Motor Corporation and
Power-Lift, Inc.
|
Delaware Secretary of State on March 15, 2013
|
20131004077 |
Equipment
|
|||||
54. |
Polaris Industries Inc.
|
Wells Fargo Bank, N.A.
|
Delaware Secretary of State on May 1, 2013
|
20131654392 |
Equipment
|
|||||
55. |
Polaris Industries Inc.
|
Wells Fargo Bank, N.A.
|
Delaware Secretary of State on July 18, 2013
|
20132774850 |
Equipment
|
|||||
Teton Outfitters, LLC
|
||||||||||
56. |
Teton Outfitters, LLC
|
GreatAmerica Leasing Corporation
|
Idaho Secretary of State on September 21, 2010
|
B2010-1083934-5 |
Equipment
|
|||||
57. |
Teton Outfitters, LLC
|
Encore Leasing Group, LLC
|
Idaho Secretary of State on April 14, 2011
|
B2011-1091562-8 |
Equipment
|
|||||
58. |
Teton Outfitters, LLC
|
U.S. Bank Equipment Finance
|
Idaho Secretary of State on August 19, 2013
|
B2013-1128106-3 |
Equipment
|
Debtor | Secured Party | Filing Office and Date | UCC File No. | Collateral Description |
NOTE
: Polaris Industries Inc. [MN] has filed two patent infringement civil suits in the U.S. District Court of Minnesota (1) against CFMOTO Powersports, Inc. et al. (Case No. 10-CV-04362) and (2) against BRP US Inc. et al. (Case No. 12-CV-01405).
NOTE:
A lien search under the name Polaris Acceptance Inc. revealed a UCC financing statement filed with the Minnesota Secretary of State (200614246404, filed November 9, 2006), however, the Debtor is Acceptance Partnership.
NOTE:
A federal and state tax lien search under the name of Polaris Sales Inc. revealed three federal tax lien filings with the Minnesota Secretary of State, however, the tax lien documents name the taxpayer as “Fish Lake Small Engine Repairs and, a Corporation Polaris Sales Inc.” and list the tax identification number as 41-1857252 with a residence address of Rte 3, Box 310, Fergus Falls, MN 56537-9468. The tax identification number for Polaris Sales Inc. is 41-1921490 and there is no affiliation with the other taxpayer. Polaris has notified the IRS of these filing errors.
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POLARIS INDUSTRIES INC. | ||
By:
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Name:
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Title:
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