February 9, 2015
|
||
Date of report (Date of earliest event reported)
|
SurModics, Inc.
|
||
(Exact Name of Registrant as Specified in its Charter)
|
Minnesota
|
0-23837
|
41-1356149
|
||
(State of Incorporation)
|
(Commission File Number)
|
(I.R.S. Employer
Identification No.)
|
9924 West 74
th
Street
Eden Prairie, Minnesota
|
55344
|
|
(Address of Principal Executive Offices)
|
(Zip Code)
|
(952) 500-7000
|
||
(Registrant’s Telephone Number, Including Area Code)
|
For
|
Withheld
|
Broker Non-Votes
|
|||
David R. Dantzker, M.D.
|
9,937,419
|
152,617
|
1,476,543
|
||
Gary R. Maharaj
|
9,867,725
|
222,311
|
1,476,543
|
||
Timothy S. Nelson
|
9,945,658
|
144,378
|
1,476,543
|
For
|
Against
|
Abstain
|
Broker Non-Votes
|
|||
11,509,423
|
36,254
|
3,924
|
-
|
For
|
Against
|
Abstain
|
Broker Non-Votes
|
|||
11,302,476
|
234,897
|
3,228
|
-
|
For
|
Against
|
Abstain
|
Broker Non-Votes
|
|||
9,830,677
|
233,201
|
9,180
|
1,476,543
|
(d) | Exhibits. | ||
Exhibit
Number
|
Description
|
||
10.1
|
Amendment to Change of Control Agreement with Charles W. Olson dated
February 9, 2015
|
||
10.2
|
Amendment to Change of Control Agreement with Andrew D. C. LaFrence dated
February 9, 2015
|
||
10.3
|
Amendment to Change of Control Agreement with Bryan K. Phillips dated
February 9, 2015
|
||
10.4
|
Amendment to Change of Control Agreement with Joseph J. Stich dated
February 9, 2015
|
SURMODICS, INC. | |||
Date: February 13, 2015
|
|
/s/ Bryan K. Phillips | |
Bryan K. Phillips
|
|||
Sr. Vice President, General Counsel and Secretary
|
Exhibit
Number
|
Description
|
|
10.1
|
Amendment to Change of Control Agreement with Charles W. Olson dated
February 9, 2015
|
|
10.2
|
Amendment to Change of Control Agreement with Andrew D. C. LaFrence dated
February 9, 2015
|
|
10.3
|
Amendment to Change of Control Agreement with Bryan K. Phillips dated
February 9, 2015
|
|
10.4
|
Amendment to Change of Control Agreement with Joseph J. Stich dated
February 9, 2015
|
SurModics, Inc. | |||
|
By
|
/s/ Bryan K. Phillips | |
Its: | SVP, Legal and Human Resources | ||
/s/ Charles W. Olson |
SurModics, Inc. | |||
|
By
|
/s/ Bryan K. Phillips | |
Its: | SVP, Legal and Human Resources | ||
/s/ Andrew D.C. LaFrence |
SurModics, Inc. | |||
|
By
|
/s/ Andrew D.C. LaFrence | |
Its: | Vice President Finance and CFO | ||
/s/ Bryan K. Phillips |
SurModics, Inc. | |||
|
By
|
/s/ Bryan K. Phillips | |
Its: | SVP, Legal and Human Resources | ||
/s/ Joseph J. Stich |