UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR 12(g) OF THE
SECURITIES EXCHANGE ACT OF 1934
NV5 HOLDINGS, INC.
(Exact Name of Registrant as Specified in its Charter)
Delaware | 45-3458017 | |
(State of incorporation or organization) | (I.R.S. Employer Identification No.) | |
200 South Park Road, Suite 350 Hollywood, Florida |
33021 | |
(Address of principal executive offices) | (Zip Code) |
If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box. x
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. ¨
Securities Act registration statement file number to which this form relates: 333-186229
Securities to be registered pursuant to Section 12(b) of the Act:
Title of each class to be so registered |
Name of each exchange on which each class is to be registered |
|
Units, each consisting of one share of Common Stock, $0.01 par value, and one Warrant
Common Stock, $0.01 par value
Warrants |
The NASDAQ Stock Market LLC
The NASDAQ Stock Market LLC
The NASDAQ Stock Market LLC |
Securities to be registered pursuant to Section 12(g) of the Act: None.
Item 1. | Description of Registrants Securities to be Registered |
The information required by this Item 1 is incorporated herein by reference to the information set forth under the caption Description of Capital Stock in the Registration Statement on Form S-1 (File No. 333-186229) as originally filed by the Registrant with the Securities and Exchange Commission on January 28, 2013 and as subsequently amended (the Registration Statement). Such information will also appear in the prospectus subsequently filed by the Registrant with the Securities and Exchange Commission pursuant to Rule 424(b) under the Securities Act of 1933, as amended, and such prospectus is incorporated herein by reference.
Item 2. | Exhibits |
The following exhibits to this registration statement have been or will be filed as exhibits to the Registration Statement and are hereby incorporated by reference herein:
3.1(1) | Amended and Restated Certificate of Incorporation | |
3.2(1) | Bylaws | |
4.1(1) | Specimen Unit Certificate | |
4.2(1) | Specimen Stock Certificate | |
4.3(1) | Specimen Warrant Certificate | |
4.5(1) | Form of Warrant Agreement between Registrar and Transfer Company and the Registrant |
(1) | Incorporated by reference to the identically numbered exhibit filed with the Registration Statement. |
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SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.
Date: March 22, 2013 | NV5 HOLDINGS, INC. | |||||
By: |
/s/ Dickerson Wright |
|||||
Dickerson Wright | ||||||
Chairman, Chief Executive Officer and President |
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