As filed with the Securities and Exchange Commission on August 1, 2013

Registration No.             

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM S-8

REGISTRATION STATEMENT

UNDER

THE SECURITIES ACT OF 1933

 

 

ELECTRONICS FOR IMAGING, INC.

(Exact Name of Registrant as Specified in Its Charter)

 

 

 

Delaware   94-3086355

(State or Other Jurisdiction of

Incorporation or Organization)

 

(I.R.S. Employer

Identification No.)

303 Velocity Way

Foster City, CA 94404

(Address, Including Zip Code, of Principal Executive Offices)

 

 

Electronics For Imaging, Inc. 2009 Equity Incentive Award Plan

Electronics For Imaging, Inc. Amended and Restated 2000 Employee Stock Purchase Plan

(Full Title of the Plan)

 

 

Vincent Pilette

Chief Financial Officer

Electronics For Imaging, Inc.

303 Velocity Way

Foster City, CA 94404

(650) 357-3500

(Name, Address and Telephone Number, Including Area Code, of Agent for Service)

COPY TO:

 

Warren T. Lazarow, Esq.

O’Melveny & Myers LLP

2765 Sand Hill Road

Menlo Park, CA 94025

 

C. Brophy Christensen, Esq.

O’Melveny & Myers LLP

Two Embarcadero Center

San Francisco, California 94111

 

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer,” and “smaller reporting company” in Rule 12b-2 of the Exchange Act. (Check one):

 

Large accelerated filer   ¨    Accelerated filer   x
Non-accelerated filer   ¨    Smaller reporting company   ¨

 

 

CALCULATION OF REGISTRATION FEE

 

 

Title of Securities

To Be Registered

 

Amount

To Be

Registered

 

Proposed

Maximum

Offering Price

Per Share

 

Proposed

Maximum

Aggregate

Offering Price

 

Amount Of

Registration

Fee

Common Stock, $0.01 par value per share, issuable under the Electronics For Imaging, Inc. 2009 Equity Incentive Award Plan

 

4,600,000 (1)

shares

  $29.945 (2)   $137,747,000 (2)   $18,788.69 (2)

Common Stock, $0.01 par value per share, issuable under the Electronics For Imaging, Inc. Amended and Restated 2000 Employee Stock Purchase Plan

 

2,000,000 (1)

shares

  $29.945 (2)   $59,890,000 (2)   $8,169.00 (2)
    6,600,000       $197,637,000 (2)   $26,957.69 (2)

 

 

 

(1)  

This Registration Statement covers, in addition to the number of shares of Electronics For Imaging, Inc., a Delaware corporation (the “Company” or the “Registrant”), common stock, par value $0.01 per share (the “Common Stock”), stated above, options and other rights to purchase or acquire the shares of Common Stock covered by this Registration Statement and, pursuant to Rule 416 under the Securities Act of 1933, as amended (the “Securities Act”), an additional indeterminate number of shares, options and rights that may be offered or issued pursuant to the Electronics For Imaging, Inc. 2009 Equity Incentive Award Plan (the “2009 Plan”) and the Electronics For Imaging, Inc. Amended and Restated 2000 Employee Stock Purchase Plan (the “ESPP”, and together with the 2009 Plan, the “Plans”) as a result of one or more adjustments under the Plans to prevent dilution resulting from one or more stock splits, stock dividends or similar transactions.

(2)  

Pursuant to Securities Act Rule 457(h), the maximum offering price, per share and in the aggregate, and the registration fee were calculated based upon the average of the high and low prices of the Common Stock on July 26, 2013, as quoted on the Nasdaq Global Select Market.

 

     The Exhibit Index for this Registration Statement is at page 7.

 

 

 


EXPLANATORY NOTE

This Registration Statement is filed by the Company to register additional securities issuable pursuant to the Plan and consists of only those items required by General Instruction E to Form S-8.

PART I

INFORMATION REQUIRED IN THE

SECTION 10(a) PROSPECTUS

The document(s) containing the information specified in Part I of Form S-8 will be sent or given to participants as specified by Securities Act Rule 428(b)(1).

 

2


PART II

INFORMATION REQUIRED IN THE

REGISTRATION STATEMENT

 

Item 3. Incorporation of Certain Documents by Reference

The following documents of the Company filed with the Securities and Exchange Commission (the “Commission”) are incorporated herein by reference:

 

  (a) The Company’s Registration Statements on Form S-8, filed with the Commission on July 6, 2000, June 24, 2003, March 16, 2004, May 19, 2005, January 11, 2006, August 11, 2006, November 9, 2007, March 3, 2008, January 23, 2009, July 10, 2009, and August 9, 2011 (Commission File Nos. 333-40930, 333-106422, 333-113629, 333-125081, 333-130969, 333-136511, 333-147288, 333-149503, 333-156915, 333-160529, and 333-176180, respectively);

 

  (b) The Company’s Annual Report on Form 10-K for its fiscal year ended December 31, 2012, filed with the Commission on February 22, 2013 (Commission File No. 000-18805);

 

  (c) The Company’s Quarterly Report on Form 10-Q for its fiscal quarter ended March 31, 2013, filed with the Commission on May 1, 2013 (Commission File No. 000-18805) and the Company’s Quarterly Report on Form 10-Q for its fiscal quarter ended June 30, 2013 filed with the Commission on August 1, 2013 (Commission File No. 000-18805)

 

  (d) The Company’s Current Reports on Form 8-K, filed with the Commission on February 27, 2013, April 22, 2013, and June 6, 2013 (each, Commission File No. 000-18805); and

 

  (e) The description of the Company’s Common Stock contained in its Registration Statement on Form 8-A filed with the Commission on August 28, 1992 (Commission File No. 000-18805), and any other amendment or report filed for the purpose of updating such description.

All documents subsequently filed by the Company pursuant to Sections 13(a), 13(c), 14 and 15(d) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), prior to the filing of a post-effective amendment which indicates that all securities offered hereby have been sold or which deregisters all securities then remaining unsold, shall be deemed to be incorporated by reference into this Registration Statement and to be a part hereof from the date of filing of such documents; provided, however, that documents or information deemed to have been furnished and not filed in accordance with Commission rules shall not be deemed incorporated by reference into this Registration Statement. Any statement contained herein or in a document, all or a portion of which is incorporated or deemed to be incorporated by reference herein, shall be deemed to be modified or superseded for purposes of this Registration Statement to the extent that a statement contained herein or in any other subsequently filed document which also is or is deemed to be incorporated by reference herein modifies or supersedes such statement. Any such statement so modified or superseded shall not be deemed, except as so modified or amended, to constitute a part of this Registration Statement.

 

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Item 5. Interests of Named Experts and Counsel

The validity of the issuance of Common Stock registered hereby is passed on for the Company by Bryan Ko. Mr. Ko is the General Counsel of the Company and is compensated by the Company as an employee. As of July 31, 2013, Mr. Ko owns 12,427 shares of Common Stock, 44,028 restricted stock units that are payable in an equivalent number of shares of Common Stock, and Company stock options to acquire up to an additional 15,000 shares of Common Stock. Mr. Ko is eligible to receive stock awards by the Company under the Plan.

 

Item 8. Exhibits

See the attached Exhibit Index at page 7, which is incorporated herein by reference.

 

4


SIGNATURES

Pursuant to the requirements of the Securities Act, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Form S-8 Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Foster City, State of California, on August 1, 2013.

 

Electronics For Imaging, Inc.
By:  

 /s/ Vincent Pilette

  Vincent Pilette
  Chief Financial Officer

POWER OF ATTORNEY

Each person whose signature appears below constitutes and appoints Guy Gecht and Vincent Pilette, and each of them, acting individually and without the other, as his or her true and lawful attorneys-in-fact and agents, with full power of substitution and resubstitution, for him or her and in his or her name, place, and stead, in any and all capacities, to sign any and all amendments (including post-effective amendments, exhibits thereto and other documents in connection therewith) to this Registration Statement, and to file the same, with all exhibits thereto, and other documents in connection therewith, with the Commission, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each and every act and thing requisite and necessary to be done in and about the premises, as fully to all intents and purposes as he or she might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, or either of them individually, or their or his substitute or substitutes, may lawfully do or cause to be done by virtue hereof.

Pursuant to the requirements of the Securities Act, this Registration Statement has been signed below by the following persons in the capacities and on the dates indicated.

 

Signature

  

Title

 

Date

/s/ Guy Gecht

Guy Gecht

  

Chief Executive Officer and Director

(Principal Executive Officer)

  August 1, 2013

/s/ Vincent Pilette

Vincent Pilette

  

Chief Financial Officer

(Principal Financial and Accounting Officer)

  August 1, 2013

/s/ Eric Brown

Eric Brown

  

Director

  August 1, 2013

/s/ Gill Cogan

Gill Cogan

  

Director

  August 1, 2013

/s/ Thomas Georgens

Thomas Georgens

  

Director

  August 1, 2013

/s/ Richard A. Kashnow

Richard A. Kashnow

  

Director

  August 1, 2013

/s/ Dan Maydan

Dan Maydan

  

Director

  August 1, 2013

 

5


EXHIBIT INDEX

 

Exhibit

Number

  

Description of Exhibit

  4.1    Electronics For Imaging, Inc. 2009 Equity Incentive Award Plan (Filed as Exhibit 10.1 to the Company’s Current Report on Form 8-K filed with the Commission on June 6, 2013 (Commission File No. 000-18805) and incorporated herein by this reference.)
  4.2    Electronics For Imaging, Inc. Amended and Restated 2000 Employee Stock Purchase Plan (Filed as Exhibit 10.2 to the Company’s Current Report on Form 8-K filed with the Commission on June 6, 2013 (Commission File No. 000-18805) and incorporated herein by this reference.)
  5.    Opinion of Company Counsel (opinion re legality).
23.1    Consent of PricewaterhouseCoopers LLP, Independent Registered Public Accounting Firm.
23.2    Consent of Counsel (included in Exhibit 5).
24.    Power of Attorney (included in this Registration Statement under “Signatures”).

 

6

Exhibit 5

[Electronics For Imaging, Inc. Letterhead]

August 1, 2013

Electronics For Imaging, Inc.

303 Velocity Way

Foster City, California 94404-4803

 

  Re: Registration of Securities of Electronics For Imaging, Inc.

Ladies and Gentlemen:

In connection with the registration of up to 6,600,000 shares of Common Stock of Electronics For Imaging, Inc., a Delaware corporation (the “Company”), par value $0.01 per share (the “Shares”), under the Securities Act of 1933, as amended, pursuant to a Registration Statement on Form S-8 (the “Registration Statement”), filed with the Securities and Exchange Commission on or about the date hereof, up to 4,600,000 of such Shares (the “2009 Plan Shares”) to be issued or delivered pursuant to the Electronics For Imaging, Inc. 2009 Equity Incentive Award Plan, and up to 2,000,000 of such Shares (the “ESPP Shares”) to be issued or delivered pursuant to the Electronics For Imaging Amended and Restated 2000 Employee Stock Purchase Plan (as identified on the cover page of the Registration Statement), you have requested my opinion set forth below.

In my capacity as counsel, I have examined originals or copies of those corporate and other records of the Company I considered appropriate.

On the basis of such examination and my consideration of those questions of law I considered relevant, and subject to the limitations and qualifications in this opinion, I am of the opinion that the 2009 Plan Shares and the ESPP Shares have been duly authorized by all necessary corporate action on the part of the Company and, when issued in accordance with such authorization, the provisions of the applicable plan and relevant agreements duly authorized by and in accordance with the terms of the applicable plan, and upon payment for and delivery of the Shares as contemplated in accordance with the applicable plan, and either (a) the countersigning of the certificate or certificates representing the Shares by a duly authorized signatory of the registrar for the Company’s Common Stock, or (b) the book-entry of the Shares by the transfer agent for the Company’s Common Stock in the name of The Depository Trust Company or its nominee, the Shares will be validly issued, fully paid and non-assessable.

I consent to your filing this opinion as an exhibit to the Registration Statement.

 

Respectfully submitted,

 /s/ Bryan Ko

Bryan Ko

General Counsel, Electronics For Imaging, Inc.

Exhibit 23.1

CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

We hereby consent to the incorporation by reference in this Registration Statement on Form S-8 of our report dated February 19, 2013, relating to the financial statements, financial statement schedule and the effectiveness of internal control over financial reporting, which appears in Electronics For Imaging, Inc.’s Annual Report on Form 10-K for the year ended December 31, 2012.

PricewaterhouseCoopers LLP

San Jose, California

July 31, 2013