UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of report (Date of earliest event reported): June 2, 2016
MANITEX INTERNATIONAL, INC.
(Exact Name of Registrant as Specified in Charter)
| Michigan | 001-32401 | 42-1628978 | ||
|
(State or Other Jurisdiction of Incorporation) |
(Commission File Number) |
(IRS Employer Identification No.) |
9725 Industrial Drive, Bridgeview, Illinois 60455
(Address of Principal Executive Offices) (Zip Code)
(708) 430-7500
(Registrant’s Telephone Number, Including Area Code)
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
| Item 5.07 | Submission of Matters to a Vote of Security Holders. |
Manitex International, Inc. held its Annual Meeting of Stockholders on June 2, 2016. The following is a summary of the matters voted on at that meeting.
| (a) | Proposal 1 —The stockholders elected Manitex International, Inc.’s entire Board of Directors to serve until the 2017 Annual Meeting of the Stockholders. The persons elected to Manitex’s Board of Directors and the number of shares cast for, the number of shares withheld, and broker non-votes, with respect to each of these persons, were as follows: |
| For | Withheld | Broker Non-Votes | ||||||||||
|
Ronald M. Clark |
7,594,767 | 850,253 | 3,787,583 | |||||||||
|
Robert S. Gigliotti |
7,366,610 | 1,078,410 | 3,787,583 | |||||||||
|
Frederick B. Knox |
7,612,783 | 832,237 | 3,787,583 | |||||||||
|
David J. Langevin |
7,821,805 | 623,215 | 3,787,583 | |||||||||
|
Marvin B. Rosenberg |
7,638,579 | 806,441 | 3,787,583 | |||||||||
|
Stephen J. Tober |
7,604,933 | 840,087 | 3,787,583 | |||||||||
| (b) | Proposal 2 —The shareholders ratified the appointment of UHY LLP as Manitex’s independent registered public accounting firm for the year ending December 31, 2016. The number of shares cast in favor of the ratification of UHY, the number against, the number abstaining, and broker non-votes were as follows: |
|
For |
Against |
Abstain |
||
| 12,176,636 | 42,283 | 13,684 |
| (c) | Proposal 3 —The shareholders approved in an advisory vote the compensation of the Company’s named executive officers. The number of shares cast in favor, number against and number abstaining are as follows: |
|
For |
Against |
Abstain |
Broker Non-Votes |
|||
| 7,864,907 | 401,314 | 178,799 | 3,787,583 |
| (d) | Proposal 4 —The shareholders voted to approve the amendment to the Company’s 2004 Equity Incentive Plan that increase the number of shares that can be issued under the 2004 Equity Incentive Plan from 917,046 shares to 1,329,364 shares. The number of share cast for the amendment, number against and number abstaining are as follows: |
|
For |
Against |
Abstain |
||
| 7,959,957 | 403,417 | 81,646 |
| Item 9.01. | Financial Statements and Exhibits. |
(d) Exhibits.
See the Exhibit Index set forth below for a list of exhibits included with this Current Report on Form 8-K.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Company has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| MANITEX INTERNATIONAL, INC. | ||
| By: |
/ S / D AVID H. G RANSEE |
|
| Name: | David H. Gransee | |
| Title: | Vice President and CFO | |
Date: June 3, 2016
EXHIBIT INDEX
|
Exhibit Number |
Description |
|
| 10.1 | Second Amendment to Manitex International, Inc.’s Second Amended and Restated 2004 Equity Incentive Plan. | |
Exhibit 10.1
SECOND AMENDMENT TO THE
SECOND AMENDED AND RESTATED
MANITEX INTERNATIONAL, INC.
2004 EQUITY INCENTIVE PLAN
WHEREAS , Manitex International, Inc. (“Company”), previously adopted the Second Amended and Restated Manitex International, Inc. 2004 Equity Incentive Plan (as amended, “Plan”); and
WHEREAS , the Company reserved the right to amend the Plan in Section 7(a) thereof; and
WHEREAS, pursuant to the First Amendment to Plan, the Company previously amended the plan to increase the number of shares of Company common stock authorized for issuance thereunder to 917,046 from 500,000; and
WHEREAS , subject to the approval of the Stockholders of the Company, the Company desires to further amend Plan to increase the total number of shares both already issued, and yet to be issued from the authorized amount of 917,046 to 1,329,364.
NOW THEREFORE , subject to the approval of the Company’s stockholders at the 2016 Annual Meeting of the Company’s Stockholders, the Plan is amended by deleting the first full sentence of Section 4(a)(i) in its entirety and replacing it with the following:
“The number of Shares with respect to which Awards may be granted under the Plan shall be 1,329,364 Shares.”
IN WITNESS WHEREOF , the Company has caused this Amendment to be executed as of this 2 day of June, 2016.