UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
8-A/A
(Amendment No. 1)
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR 12(g) OF THE
SECURITIES EXCHANGE ACT OF 1934
MAXLINEAR,
INC.
(Exact name of registrant as specified in its charter)
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Delaware
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14-1896129
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(State or other jurisdiction of
incorporation or organization)
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(I.R.S. Employer Identification No.)
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5966 La Place Court, Suite 100
Carlsbad, California 92008
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(Address of principal executive offices and zip code)
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Securities to be registered pursuant to Section 12(b) of the Act:
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Title of each class
to be so registered
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Name of each exchange on which
each class is to be registered
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Common Stock, $0.0001 par value per share
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The New York Stock Exchange, Inc.
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If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General
Instruction A.(c), check the following box. ☒
If this form relates to the registration of a class of securities pursuant to
Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. ☐
Securities Act registration statement file number to which this form relates:
N/A
Securities to be
registered pursuant to Section 12(g) of the Act:
None
EXPLANATORY NOTE
On March 18, 2010, MaxLinear, Inc. (the “Company,” “we,” “us” and “our”) filed a registration
statement on Form
8-A
(the “Initial
8-A”)
with the Securities and Exchange Commission in connection with our initial public offering and the listing of our
Class A common stock on the New York Stock Exchange.
On March 29, 2017, all outstanding shares of our Class A common
stock, par value $0.0001 per share (the “Class A shares”), and Class B common stock, par value $0.0001 per share (the “Class B shares”), automatically converted into a single class of common stock (the
“Conversion”) pursuant to the terms of our Fifth Amended and Restated Certificate of Incorporation (the “Certificate”). No additional Class A shares or Class B shares will be issued following the Conversion.
The Conversion occurred pursuant to Article IV, Section E.3 of the Certificate, which provided that each one issued share of Class A
common stock and each one issued share of Class B common stock would convert automatically, without any further action, into one share of our common stock, par value $0.0001 per share (the “Common Stock”), at 5:00 p.m. New York City
time on the first trading day falling on or after the seventh anniversary of our initial public offering.
Also in accordance with Article
IV, Section E.3 of the Certificate, and as required by Section 243 of the Delaware General Corporation Law (“Section 243”), we filed a certificate with the Secretary of State of the State of Delaware effecting the retirement and
cancellation of the Class A shares and Class B shares (the “Certificate of Retirement”). Pursuant to Section 243, the Certificate of Retirement had the additional effect of amending the Certificate to eliminate the obsolete
provisions relating to the dual-class common stock structure.
Prior to the Conversion, the Class A shares and Class B shares
had the same rights and privileges and ranked equally, shared ratably in dividends and distributions and were identical in all respects, except that each holder of Class A shares was entitled to one vote per share and holders of Class B
shares were entitled to ten votes per share with respect to transactions that would result in a change of control of the Company or that related to our equity incentive plans. In addition, holders of Class B shares had the exclusive right to
elect two members of our Board of Directors, each referred to as a Class B Director. Following the Conversion, each share of Common Stock will be entitled to one vote per share and otherwise have the same designations, rights, powers and
preferences as the Class A shares prior to the conversion. In addition, holders of the common stock will vote as a single class of stock on any matter that is submitted to a vote of stockholders.
This Amendment No. 1 to Form
8-A
amends and restates the Initial Form
8-A
to reflect the elimination of the dual class structure.
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Item 1. Description
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of Registrant’s Securities to be Registered.
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General
The following summary description of our capital stock is based on the provisions of the Certificate, our amended and restated bylaws (the
“Bylaws”) and the applicable provisions of the Delaware General Corporation Law. This information may not be complete in all respects and is qualified entirely by reference to the provisions of the Certificate, the Bylaws and the Delaware
General Corporation Law.
Our authorized capital stock consists of 550,000,000 shares of Common Stock and 25,000,000 shares of
undesignated preferred stock, par value $0.0001 per share. The rights, preferences and privileges of the preferred stock may be designated from time to time by our board of directors. In addition, our authorized capital stock includes 441,123,947
Class A shares and 493,430,200 Class B shares, which represents Class A shares and Class B shares that were authorized but unissued at the time of the Conversion. No additional Class A shares or Class B shares will be
issued following the Conversion.
As of March 29, 2017, there were 65,445,853 shares of Common Stock and no shares of preferred
stock issued and outstanding. Our outstanding Common Stock was held by 100 stockholders of record as of such date. As of March 29, 2017, we also had outstanding options to acquire 2,934,465 shares of Common Stock and 3,644,652 shares
of Common Stock that were issuable upon vesting of restricted stock units.
Common Stock
Voting.
Each holder of our Common Stock is entitled to one vote for each share held of record on any matter submitted to a
vote of stockholders. The Certificate does not provide for cumulative voting for the election of directors.
Dividends and
Distributions.
Subject to preferences that may apply to any outstanding shares of preferred stock, the holders of Common Stock will be entitled to receive ratably any dividend or distribution of cash, property or shares of our
capital stock that is paid or distributed by the Company.
Liquidation Rights.
Upon our liquidation, dissolution or
winding up, holders of our Common Stock will be entitled to share ratably in all assets remaining after payment of any liabilities and the liquidation preferences and any accrued or declared but unpaid dividends, if any, with respect to any
outstanding shares of preferred stock.
No Preemptive, Conversion or Redemption Rights.
Holders of Common Stock have no
preemptive rights and no right to convert their Common Stock into other securities. There are no redemption or sinking fund provisions applicable to our Common Stock.
Subject to Rights of Preferred Stock.
The rights of the holders of our Common Stock are subject to, and may be adversely
affected by, the rights of holders of any shares of preferred stock that we may designate and issue in the future.
Preferred Stock
Our board of directors has the authority, without further action by our stockholders, to designate and issue up to 25,000,000 shares of
preferred stock in one or more series. Our board of directors may also designate the rights, preferences and privileges of the holders of each such series of preferred stock, any or all of which may be greater than or senior to those granted to the
holders of Common Stock. Though the actual effect of any such issuance on the rights of the holders of Common Stock will not be known until our Board of Directors determines the specific rights of the holders of preferred stock, the potential
effects of such an issuance include:
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diluting the voting power of the holders of Common Stock;
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reducing the likelihood that holders of Common Stock will receive dividend payments;
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reducing the likelihood that holders of Common Stock will receive payments in the event of our liquidation, dissolution, or winding up; and
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delaying, deterring or preventing a
change-in-control
or other corporate takeover.
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Anti-Takeover Effects of Delaware Law and Our Certificate of Incorporation and Bylaws
Certain provisions of Delaware law and our Certificate and Bylaws contain provisions that could have the effect of delaying, deferring or
discouraging another party from acquiring control of us. These provisions, which are summarized below, are expected to discourage certain types of coercive takeover practices and inadequate takeover bids. These provisions are also designed in part
to encourage anyone seeking to acquire control of us to first negotiate with our board of directors. We believe that the advantages gained by protecting our ability to negotiate with any unsolicited and potentially unfriendly acquirer outweigh the
disadvantages of discouraging such proposals, including those priced above the then-current market value of our Common Stock, because, among other reasons, the negotiation of such proposals could improve their terms.
Certificate of Incorporation and Bylaws
Our Certificate and Bylaws include provisions that:
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authorize our board of directors to issue, without further action by the stockholders, up to 25,000,000 shares of undesignated preferred stock;
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require that any action to be taken by our stockholders be effected at a duly called annual or special meeting and not by written consent;
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specify that special meetings of our stockholders can be called only by our board of directors, our chairman of the board of directors, or the President of the Company;
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establish an advance notice procedure for stockholder approvals to be brought before an annual meeting of our stockholders, including proposed nominations of persons for election to our board of directors;
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establish that our board of directors is divided into three classes, Class I, Class II and Class III, with each class serving staggered terms;
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provide that our directors may be removed only for cause;
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provide that vacancies on our board of directors may be filled only by a majority of directors then in office, even though less than a quorum;
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specify that no stockholder is permitted to cumulate votes at any election of directors; and
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require supermajority votes of the holders of our Common Stock to amend special provisions of our charter documents.
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Delaware Anti-Takeover Statute
We are subject to the provisions of Section 203 of the Delaware General Corporation Law regulating corporate takeovers. In general,
Section 203 prohibits a publicly-held Delaware corporation from engaging, under certain circumstances, in a business combination with an interested stockholder for a period of three years following the date the person became an interested
stockholder unless:
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prior to the date of the transaction, the board of directors of the corporation approved either the business combination or the transaction which resulted in the stockholder becoming an interested stockholder;
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upon completion of the transaction that resulted in the stockholder becoming an interested stockholder, the interested stockholder owned at least 85% of the voting stock of the corporation outstanding at the time the
transaction commenced, excluding for purposes of determining the voting stock outstanding, but not for determining the outstanding voting stock owned by the interested stockholder, (1) shares owned by persons who are directors and also officers
and (2) shares owned by employee stock plans in which employee participants do not have the right to determine confidentially whether shares held subject to the plan will be tendered in a tender or exchange offer; or
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at or subsequent to the date of the transaction, the business combination is approved by the board of directors of the corporation and authorized at an annual or special meeting of stockholders, and not by written
consent, by the affirmative vote of at least 66 2/3% of the outstanding voting stock which is not owned by the interested stockholder.
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Generally, a business combination includes a merger, asset or stock sale, or other transaction resulting in a financial benefit to the
interested stockholder. An interested stockholder is a person who, together with affiliates and associates, owns or, within three years prior to the determination of interested stockholder status, did own 15% or more of a corporation’s
outstanding voting stock. We expect the existence of this provision to have an anti-takeover effect with respect to transactions our board of directors does not approve in advance. We also anticipate that Section 203 may discourage business
combinations or other attempts that might result in a premium over the market price for the shares of Common Stock held by our stockholders.
The provisions of Delaware law and our Certificate and Bylaws could have the effect of
discouraging others from attempting hostile takeovers and, as a consequence, they may also inhibit temporary fluctuations in the market price of our Common Stock that often result from actual or rumored hostile takeover attempts. These provisions
may also have the effect of preventing changes in our management. It is possible that these provisions could make it more difficult to accomplish transactions that stockholders may otherwise deem to be in their best interests.
Transfer Agent and Registrar
The
Transfer Agent and Registrar for our common stock is Computershare Trust Company, N.A. Its address is 250 Royall Street, Canton, Massachusetts 02021.
Listing on The New York Stock Exchange
Our common stock is listed on the New York Stock Exchange under the symbol “MXL.”
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Exhibit No.
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Description
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3.1
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Certificate of Retirement.
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3.2
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Fifth Amended and Restated Certificate of Incorporation of MaxLinear, Inc. (incorporated by reference to Exhibit 3.5 of the Registrant’s Registration Statement on Form
S-1
and all
amendments thereto (Registration
No. 333-162947)).
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3.3
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Amended and Restated Bylaws of MaxLinear, Inc. (incorporated by reference to Exhibit 3.2 to the Current Report on Form
8-K
filed with the Securities and Exchange Commission on
February 16, 2017 (File
No. 001-34666)).
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4.1
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Form of Common Stock Certificate.
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SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration
statement to be signed on its behalf by the undersigned, thereto duly authorized.
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Date: March 30, 2017
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MAXLINEAR, INC.
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By:
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/s/Kishore Seendripu, Ph.D.
Kishore Seendripu, Ph.D.
President and Chief Executive Officer
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EXHIBIT INDEX
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Exhibit No.
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Description
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3.1
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Certificate of Retirement.
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3.2
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Fifth Amended and Restated Certificate of Incorporation of MaxLinear, Inc. (incorporated by reference to Exhibit 3.5 of the Registrant’s Registration Statement on Form
S-1
and all
amendments thereto (Registration
No. 333-162947)).
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3.3
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Amended and Restated Bylaws of MaxLinear, Inc. (incorporated by reference to Exhibit 3.2 to the Current Report on Form
8-K
filed with the Securities and Exchange Commission on
February 16, 2017 (File
No. 001-34666)).
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4.1
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Form of Common Stock Certificate.
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Exhibit 3.1
CERTIFICATE OF RETIREMENT
OF
CLASS A COMMON STOCK
AND
CLASS B
COMMON STOCK
OF
MAXLINEAR, INC.
Pursuant
to Section 243(b)
of the General Corporation Law
of the State of Delaware
MaxLinear, Inc., a corporation organized and existing under the laws of the State of Delaware (the “
Corporation
”), HEREBY
CERTIFIES as follows:
1. Article IV of the Fifth Amended and Restated Certificate of Incorporation of the Corporation filed with the
Secretary of State of the State of Delaware on March 29, 2010 (the “
Fifth Amended and Restated Certificate
”) authorizes, among other things, the issuance of five hundred million (500,000,000) shares of Class A Common
Stock, par value $0.0001 per share (the “
Class
A Common Stock
”), and five hundred million (500,000,000) shares of Class B Common Stock, par value $0.0001 per share (the “
Class
B
Common Stock
”).
2. All outstanding shares of Class A Common Stock and Class B Common Stock have been automatically
converted (the “
Conversion
”) into shares of Common Stock, par value $0.0001 per share, of the Corporation pursuant to the provisions of Article IV of the Fifth Amended and Restated Certificate.
3. Section E.3. of Article IV of the Fifth Amended and Restated Certificate provides that following the Conversion, the reissuance of all
shares of Class A Common Stock and Class B Common Stock shall be prohibited, and such shares shall be retired in accordance with Section 243 of the General Corporation Law of the State of Delaware (the “
DGCL
”) and the
filing with the Secretary of State of the State of Delaware required thereby, and as a result of such retirement, the number of authorized shares of Class A Common Stock and Class B Common Stock shall be automatically reduced by the number
of shares so retired.
4. The Board of Directors of the Corporation has adopted resolutions retiring 58,876,053 shares of Class A
Common Stock and 6,569,800 shares of Class B Common Stock, constituting all of the shares of Class A Common Stock and Class B Common Stock that were issued but not outstanding following the Conversion.
5. Accordingly, pursuant to the provisions of Section 243(b) of the DGCL, upon the filing of this Certificate of Retirement, the Fifth Amended
and Restated Certificate shall be amended so as to (a) reduce the total authorized number of shares of the capital stock of the Corporation by 65,445,853, such that the total number of authorized shares of the Corporation shall be
1,509,554,147, (b) reduce the authorized number of shares of Class A Common Stock by 58,876,053, such that the authorized number of shares of Class A Common Stock shall be 441,123,947, and (c) reduce the authorized number of
shares of Class B Common Stock by 6,569,800, such that the authorized number of shares of Class B Common Stock shall be 493,430,200.
IN WITNESS WHEREOF, MaxLinear, Inc. has caused this Certificate of Retirement to be signed by its
duly authorized officer as of March 29, 2017.
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/s/ Kishore Seendripu
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Kishore Seendripu, Ph.D.
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Chief Executive Officer and President
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Exhibit 4.1
THIS CERTIFIES THAT is the owner of CUSIP DATED COUNTERSIGNED AND REGISTERED: COMPUTERSHARE TRUST COMPANY, N.A.
TRANSFER AGENT AND REGISTRAR, FULLY-PAID AND NON-ASSESSABLE SHARES OF THE COMMON STOCK OF MaxLinear, Inc. (hereinafter called the “Company”), transferable on the books of the Company in person or by duly authorized attorney, upon surrender
of this Certificate properly endorsed. This Certificate and the shares represented hereby, are issued and shall be held subject to all of the provisions of the Certificate of Incorporation, as amended, and the Bylaws, as amended, of the Company
(copies of which are on file with the Company and with the Transfer Agent), to all of which each holder, by acceptance hereof, assents. This Certificate is not valid unless countersigned and registered by the Transfer Agent and Registrar. Witness
the facsimile seal of the Company and the facsimile signatures of its duly authorized officers. Common Stock PAR VALUE $0.0001 Common Stock SEE REVERSE FOR CERTAIN DEFINITIONS Certificate Number Shares . MAXLINEAR, INC. INCORPORATED UNDER THE LAWS
OF THE STATE OF DELAWARE Chairman, President and Chief Executive Officer Chief FInancial Officer By AUTHORIZED SIGNATURE 2003 DELAWARE MAXLINEAR, INC. THIS CERTIFICATE IS TRANSFERABLE IN CANTON, MA, JERSEY CITY, NJ AND COLLEGE STATION, TX
ZQ|CERT#|COY|CLS|RGSTRY|ACCT#|TRANSTYPE|RUN#|TRANS# 57776J 10 0 DD-MMM-YYYY * * 000000* * * * * * * * * * * * * * * * * * * * * 000000* * * * * * * * * * * * * * * * * * * * * 000000* * * * * * * * * * * * * * * * * * * * * 000000* * * * * * * * * *
* * * * * * * * * * * 000000* * * * * * * * * * * * * * ** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample
**** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David
Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander
David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr.
Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample
**** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David
Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Sample
**** Mr. Sample **000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares***
*000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****
000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****0
00000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****00
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0**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000
**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000*
*Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**
Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**S ***ZERO HUNDRED THOUSAND ZERO HUNDRED AND ZERO*** MR. SAMPLE & MRS. SAMPLE & MR. SAMPLE &
MRS. SAMPLE ZQ00000000 Certificate Numbers 1234567890/1234567890 1234567890/1234567890 1234567890/1234567890 1234567890/1234567890 1234567890/1234567890 1234567890/1234567890 Total Transaction Num/No. 123456 Denom. 123456 Total 1234567 MR A SAMPLE
DESIGNATION (IF ANY) ADD 1 ADD 2 ADD 3 ADD 4 PO BOX 43004, Providence, RI 02940-3004 CUSIP XXXXXX XX X Holder ID XXXXXXXXXX Insurance Value 1,000,000.00 Number of Shares 123456 DTC 12345678 123456789012345
The IRS requires that the named transfer agent (“we”) report the cost basis of certain shares or units acquired after January
1, 2011. If your shares or units are covered by the legislation, and you requested to sell or transfer the shares or units using a specific cost basis calculation method, then we have processed as you requested. If you did not specify a cost basis
calculation method, then we have defaulted to the first in, first out (FIFO) method. Please consult your tax advisor if you need additional information about cost basis. If you do not keep in contact with the issuer or do not have any activity in
your account for the time period specified by state law, your property may become subject to state unclaimed property laws and transferred to the appropriate state. For value received, ____________________________hereby sell, assign and transfer
unto ________________________________________________________________________________________________________________________________
________________________________________________________________________________________________________________________________
________________________________________________________________________________________________________________________________ _______________________________________________________________________________________________________________________
Shares _______________________________________________________________________________________________________________________ Attorney Dated: __________________________________________20__________________ Signature:
____________________________________________________________ Signature: ____________________________________________________________ Notice: The signature to this assignment must correspond with the name as written upon the face of the certificate,
in every particular, without alteration or enlargement, or any change whatever. PLEASE INSERT SOCIAL SECURITY OR OTHER IDENTIFYING NUMBER OF ASSIGNEE (PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING POSTAL ZIP CODE, OF ASSIGNEE) of the common
stock represented by the within Certificate, and do hereby irrevocably constitute and appoint to transfer the said stock on the books of the within-named Company with full power of substitution in the premises. . MAXLINEAR, INC. THE COMPANY WILL
FURNISH WITHOUT CHARGE TO EACH SHAREHOLDER WHO SO REQUESTS, A SUMMARY OF THE POWERS, DESIGNATIONS, PREFERENCES AND RELATIVE, PARTICIPATING, OPTIONAL OR OTHER SPECIAL RIGHTS OF EACH CLASS OF STOCK OF THE COMPANY AND THE QUALIFICATIONS, LIMITATIONS OR
RESTRICTIONS OF SUCH PREFERENCES AND RIGHTS, AND THE VARIATIONS IN RIGHTS, PREFERENCES AND LIMITATIONS DETERMINED FOR EACH SERIES, WHICH ARE FIXED BY THE CERTIFICATE OF INCORPORATION OF THE COMPANY, AS AMENDED, AND THE RESOLUTIONS OF THE BOARD OF
DIRECTORS OF THE COMPANY, AND THE AUTHORITY OF THE BOARD OF DIRECTORS TO DETERMINE VARIATIONS FOR FUTURE SERIES. SUCH REQUEST MAY BE MADE TO THE OFFICE OF THE SECRETARY OF THE COMPANY OR TO THE TRANSFER AGENT. THE BOARD OF DIRECTORS MAY REQUIRE THE
OWNER OF A LOST OR DESTROYED STOCK CERTIFICATE, OR HIS LEGAL REPRESENTATIVES, TO GIVE THE COMPANY A BOND TO INDEMNIFY IT AND ITS TRANSFER AGENTS AND REGISTRARS AGAINST ANY CLAIM THAT MAY BE MADE AGAINST THEM ON ACCOUNT OF THE ALLEGED LOSS OR
DESTRUCTION OF ANY SUCH CERTIFICATE. Signature(s) Guaranteed: Medallion Guarantee Stamp THE SIGNATURE(S) SHOULD BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (Banks, Stockbrokers, Savings and Loan Associations and Credit Unions) WITH MEMBERSHIP
IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM, PURSUANT TO S.E.C. RULE 17Ad-15. The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to
applicable laws or regulations: TEN COM - as tenants in common UNIF GIFT MIN ACT - ............................................Custodian ................................................ (Cust) (Minor) TEN ENT - as tenants by the entireties under
Uniform Gifts to Minors Act......................................................... (State) JT TEN - as joint tenants with right of survivorship UNIF TRF MIN ACT - ............................................Custodian (until age
................................) and not as tenants in common (Cust) .............................under Uniform Transfers to Minors Act ................... (Minor) (State) Additional abbreviations may also be used though not in the above list.