As filed with the Securities and Exchange Commission on June 5, 2018
1933 Act Registration No. 333-138592
1940 Act Registration No. 811-21979
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form N-1A
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REGISTRATION STATEMENT UNDER THE
SECURITIES ACT OF 1933 |
☐ | |
| Pre-Effective Amendment No. | ☐ | |
| Post-Effective Amendment No. 58 | ☒ | |
| and/or | ||
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REGISTRATION STATEMENT UNDER THE
INVESTMENT COMPANY ACT OF 1940 |
☐ | |
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Amendment No.
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☒ | |
Nuveen Investment Trust V
(Exact Name of Registrant as Specified in Declaration of Trust)
| 333 West Wacker Drive, Chicago, Illinois | 60606 | |
| (Address of Principal Executive Offices) | (Zip Code) |
Registrant’s Telephone Number, Including Area Code: (312) 917-7700
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Christopher M. Rohrbacher Vice President and Secretary 333 West Wacker Drive Chicago, IL 60606 (Name and Address of Agent for Service) |
Copies to: Eric F. Fess Chapman and Cutler LLP 111 West Monroe Street Chicago, Illinois 60603 |
Approximate Date of Proposed Public Offering: As soon as practicable after effectiveness.
Title of Securities Being Registered: Shares of beneficial interest.
It is proposed that this filing will become effective (check appropriate box):
| ☐ | immediately upon filing pursuant to paragraph (b) | ☐ | on (date) pursuant to paragraph (a)(1) | |||
| ☒ | on July 5, 2018 pursuant to paragraph (b) | ☐ | 75 days after filing pursuant to paragraph (a)(2) | |||
| ☐ | 60 days after filing pursuant to paragraph (a)(1) | ☐ | on (date) pursuant to paragraph (a)(2) of Rule 485. | |||
If appropriate, check the following box:
| ☒ | This post-effective amendment designates a new effective date for a previously filed post-effective amendment. |
CONTENTS OF POST-EFFECTIVE AMENDMENT NO. 58
This Post-Effective Amendment to the Registration Statement comprises the following papers and contents:
PART C—OTHER INFORMATION
Item 28. Exhibits
| (a)(1) | Declaration of Trust of Registrant.(1) | |||
| (a)(2) | Amended Establishment and Designation of Classes, dated November 16, 2016.(10) | |||
| (a)(3) | Amended and Restated Designation of Series, dated March 12, 2018.(13) | |||
| (b) | By-Laws of Registrant, amended and restated as of November 18, 2009.(5) | |||
| (c) | Not applicable. | |||
| (d)(1) | Management Agreement between Registrant and Nuveen Fund Advisors, LLC dated October 1, 2014.(7) | |||
| (d)(2) | Amended Schedules A and B of Management Agreement between Registrant and Nuveen Fund Advisors, LLC, dated September 9, 2016.(9) | |||
| (d)(3) | Renewal and Amendment of Investment Management Agreement between Registrant and Nuveen Fund Advisors, LLC, dated July 24, 2017.(12) | |||
| (d)(4) | Investment Sub-Advisory Agreement between Nuveen Fund Advisors, LLC and Gresham Investment Management, LLC.(14) | |||
| (e)(1) | Distribution Agreement between Registrant and Nuveen Securities, LLC (f/k/a Nuveen Investments, LLC), dated December 15, 2006.(2) | |||
| (e)(2) | Form of Dealer Distribution, Shareholder Servicing and Fee-Based Program Agreement.(3) | |||
| (e)(3) | Form of Nuveen Funds Rule 22c-2 Agreement, dated October 16, 2006.(4) | |||
| (e)(4) | Renewal of Distribution Agreement between Registrant and Nuveen Securities, LLC (f/k/a Nuveen Investments, LLC), dated August 4, 2017.(12) | |||
| (f) | Not applicable. | |||
| (g)(1) | Amended and Restated Master Custodian Agreement between the Nuveen Funds and State Street Bank and Trust Company, dated July 15, 2015.(8) | |||
| (g)(2) | Appendix A to Custodian Agreement, updated as of March 20, 2018.(13) | |||
| (h)(1) | Transfer Agency and Service Agreement between the Nuveen Mutual Funds and Boston Financial Data Services, Inc., n/k/a DST Asset Manager Solutions, Inc., dated May 11, 2012.(6) | |||
| (h)(2) | Amendment to Transfer Agency and Service Agreement, dated May 1, 2017.(11) | |||
| (h)(3) | Amendment and Schedule A to Transfer Agency and Service Agreement, effective as of March 15, 2018.(13) | |||
| (i)(1) | Opinion and Consent of Morgan, Lewis & Bockius LLP.(14) | |||
| (i)(2) | Opinion and Consent of Chapman and Cutler LLP.(14) | |||
| (j) | Not applicable. | |||
| (k) | Not applicable. | |||
| (l) | Subscription Agreement between Registrant and Nuveen Fund Advisors, Inc. (f/k/a Nuveen Asset Management), dated December 11, 2006.(2) | |||
| (m) | Amended and Restated Plan of Distribution and Service Pursuant to Rule 12b-1, effective January 26, 2017.(11) | |||
| (n) | Multiple Class Plan Adopted Pursuant to Rule 18f-3, as amended January 26, 2017.(11) | |||
| (o) | Not applicable. | |||
| (p)(1) | Code of Ethics, as amended July 1, 2017.(11) | |||
| (p)(2) | Code of Ethics for the Independent Trustees of the Nuveen Funds, as amended May 10, 2017.(12) | |||
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| (z) | Original Powers of Attorney of Messrs. Evans, Hunter, Moschner, Nelson, Schneider, Toth and Young and Mss. Cook, Stockdale, Stone and Wolff, dated April 10, 2018.(13) | |||
| (1) | Incorporated by reference to the initial registration statement filed on November 9, 2006 on Form N-1A for Registrant. |
| (2) | Incorporated by reference to the post-effective amendment no. 1 filed on February 2, 2007 on Form N-1A for Registrant. |
| (3) | Incorporated by reference to the post-effective amendment no. 2 filed on July 2, 2007 on Form N-1A for Registrant. |
| (4) | Incorporated by reference to the post-effective amendment no. 7 filed on April 30, 2009 on Form N-1A for Registrant. |
| (5) | Incorporated by reference to the post-effective amendment no. 14 filed on January 18, 2011 on Form N-1A for Registrant. |
| (6) | Incorporated by reference to the post-effective amendment no. 21 filed on July 30, 2012 on Form N-1A for Registrant. |
| (7) | Incorporated by reference to the post-effective amendment no. 30 filed on January 28, 2015 on Form N-1A for Registrant. |
| (8) | Incorporated by reference to the post-effective amendment no. 32 filed on January 28, 2016 on Form N-1A for Registrant. |
| (9) | Incorporated by reference to the post-effective amendment no. 41 filed on September 26, 2016 on Form N-1A for Registrant. |
| (10) | Incorporated by reference to the post-effective amendment no. 44 filed on January 27, 2017 on Form N-1A for Registrant. |
| (11) | Incorporated by reference to the post-effective amendment no. 46 filed on July 21, 2017 on Form N-1A for Registrant. |
| (12) | Incorporated by reference to the post-effective amendment no. 47 filed on September 29, 2017 on Form N-1A for Registrant. |
| (13) | Filed herewith. |
| (14) | To be filed by amendment. |
Item 29. Persons Controlled by or under Common Control with the Fund
Not applicable.
Item 30. Indemnification
Section 4 of Article XII of Registrant’s Declaration of Trust provides as follows:
Subject to the exceptions and limitations contained in this Section 4, every person who is, or has been, a Trustee, officer, employee or agent of the Trust, including persons who serve at the request of the Trust as directors, trustees, officers, employees or agents of another organization in which the Trust has an interest as a shareholder, creditor or otherwise (hereinafter referred to as a “Covered Person”), shall be indemnified by the Trust to the fullest extent permitted by law against liability and against all expenses reasonably incurred or paid by him in connection with any claim, action, suit or proceeding in which he becomes involved as a party or otherwise by virtue of his being or having been such a Trustee, director, officer, employee or agent and against amounts paid or incurred by him in settlement thereof.
No indemnification shall be provided hereunder to a Covered Person:
(a) against any liability to the Trust or its Shareholders by reason of a final adjudication by the court or other body before which the proceeding was brought that he engaged in willful misfeasance, bad faith, gross negligence or reckless disregard of the duties involved in the conduct of his office;
(b) with respect to any matter as to which he shall have been finally adjudicated not to have acted in good faith in the reasonable belief that his action was in the best interests of the Trust; or
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(c) in the event of a settlement or other disposition not involving a final adjudication (as provided in paragraph (a) or (b)) and resulting in a payment by a Covered Person, unless there has been either a determination that such Covered Person did not engage in willful misfeasance, bad faith, gross negligence or reckless disregard of the duties involved in the conduct of his office by the court or other body approving the settlement or other disposition or a reasonable determination, based on a review of readily available facts (as opposed to a full trial-type inquiry), that he did not engage in such conduct:
(i) by a vote of a majority of the Disinterested Trustees acting on the matter (provided that a majority of the Disinterested Trustees then in office act on the matter); or
(ii) by written opinion of independent legal counsel.
The rights of indemnification herein provided may be insured against by policies maintained by the Trust, shall be severable, shall not affect any other rights to which any Covered Person may now or hereafter be entitled, shall continue as to a person who has ceased to be such a Covered Person and shall inure to the benefit of the heirs, executors and administrators of such a person. Nothing contained herein shall affect any rights to indemnification to which Trust personnel other than Covered Persons may be entitled by contract or otherwise under law.
Expenses of preparation and presentation of a defense to any claim, action, suit or proceeding subject to a claim for indemnification under this Section 4 shall be advanced by the Trust prior to final disposition thereof upon receipt of an undertaking by or on behalf of the recipient to repay such amount if it is ultimately determined that he is not entitled to indemnification under this Section 4, provided that either:
(a) such undertaking is secured by a surety bond or some other appropriate security or the Trust shall be insured against losses arising out of any such advances; or
(b) a majority of the Disinterested Trustees acting on the matter (provided that a majority of the Disinterested Trustees then in office act on the matter) or independent legal counsel in a written opinion shall determine, based upon a review of the readily available facts (as opposed to a full trial-type inquiry), that there is reason to believe that the recipient ultimately will be found entitled to indemnification.
As used in this Section 4, a “Disinterested Trustee” is one (x) who is not an Interested Person of the Trust (including, as such Disinterested Trustee, anyone who has been exempted from being an Interested Person by any rule, regulation or order of the Commission), and (y) against whom none of such actions, suits or other proceedings or another action, suit or other proceeding on the same or similar grounds is then or has been pending.
As used in this Section 4, the words “claim,” “action,” “suit” or “proceeding” shall apply to all claims, actions, suits, proceedings (civil, criminal, administrative or other, including appeals), actual or threatened; and the word “liability” and “expenses” shall include without limitation, attorneys’ fees, costs, judgments, amounts paid in settlement, fines, penalties and other liabilities.
The trustees and officers of the Registrant are covered by the Mutual Fund Professional Liability policy in the aggregate amount of $70,000,000 against liability and expenses of claims of wrongful acts arising out of their position with the Registrant and other Nuveen funds, except for matters that involve willful acts, bad faith, gross negligence and willful disregard of duty (i.e., where the insured did not act in good faith for a purpose he or she reasonably believed to be in the best interest of the Registrant or where he or she had reasonable cause to believe this conduct was unlawful). The policy has a $1,000,000 deductible for operational failures and $1,000,000 deductible for all other claims.
Insofar as the indemnification for liabilities arising under the Securities Act of 1933, as amended, (the “1933 Act”) may be permitted to the officers, trustees or controlling persons of the Registrant
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pursuant to the Declaration of Trust of the Registrant or otherwise, the Registrant has been advised that in the opinion of the Securities and Exchange Commission such indemnification is against public policy as expressed in the 1933 Act and is, therefore, unenforceable. In the event that a claim for indemnification against such liabilities (other than the payment by the Registrant of expenses incurred or paid by an officer or trustee or controlling person of the Registrant in the successful defense of any action, suit or proceeding) is asserted by such officer, trustee or controlling person in connection with the securities being registered, the Registrant will, unless in the opinion of its counsel the matter has been settled by controlling precedent, submit to a court of appropriate jurisdiction the question of whether such indemnification by it is against public policy as expressed in the 1933 Act and will be governed by the final adjudication of such issue.
Item 31. Business and Other Connections of Investment Adviser
(a) Nuveen Fund Advisors, LLC (“Nuveen Fund Advisors”) (formerly known as Nuveen Fund Advisors, Inc. and Nuveen Asset Management) manages the Registrant and serves as investment adviser or manager to other open-end and closed-end management investment companies. The principal business address for all of these investment companies and the persons named below is 333 West Wacker Drive, Chicago, Illinois 60606.
A description of any business, profession, vocation or employment of a substantial nature in which the directors and officers of Nuveen Fund Advisors who serve as officers or trustees of the Registrant have engaged during the last two years for his or her account or in the capacity of director, officer, employee, partner or trustee appears under “Management” in the Statement of Additional Information. Such information for the remaining senior officers of Nuveen Fund Advisors appears below:
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Name and Position with Nuveen Fund Advisors |
Other Business, Profession, Vocation or
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| Michelle Beck, Executive Vice President | Executive Vice President (since 2017), formerly, Managing Director of Nuveen Alternative Investments, LLC; Chief Risk Officer (since June 2017), formerly, Senior Managing Director, Chief Risk Officer (since 2016) of Teachers Advisors, LLC; Executive Vice President (since 2017) of Nuveen Services, LLC and TIAA-CREF Investment Management, LLC; Chief Risk Officer and Senior Managing Director (since 2016) of Nuveen Alternatives Advisors LLC; Chief Risk Officer (since 2017) of Nuveen, LLC; Managing Director, Head of Risk Management, Nuveen Investments, Inc. (2010-2017). | |
| Joseph T. Castro, Senior Managing Director | Senior Managing Director (since February 2017), Head of Compliance (since 2013) of Nuveen, LLC; Senior Managing Director (since 2017) of Nuveen Services, LLC. | |
| Anthony E. Ciccarone, Executive Vice President | Executive Vice President (since 2016), formerly, Managing Director (2015-2016) of Nuveen Securities, LLC; Executive Vice President (since 2018) of Nuveen Services, LLC; formerly, Executive Vice President (2016-2017), formerly, Managing Director (2015-2016) of Nuveen Investments, Inc. | |
| Erik Mogavero, Managing Director and Chief Compliance Officer |
Formerly employed by Deutsche Bank (2013- August 2017) as Managing Director, Head of Asset Management and Wealth Management Compliance for the Americas region and Chief Compliance Officer of Deutsche Investment Management Americas. |
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Name and Position with Nuveen Fund Advisors |
Other Business, Profession, Vocation or
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| Michael A. Perry, Executive Vice President | Executive Vice President (since 2017), formerly, Managing Director (2015-2017) of Nuveen Securities, LLC and of Nuveen Alternative Investments, LLC. | |
| Austin P. Wachter, Managing Director and Controller | Managing Director and Controller (since 2017) (formerly, Assistant Treasurer and Assistant Controller) of Nuveen Asset Management, LLC; Controller (since 2017) of Nuveen Investments, Inc., Nuveen Alternative Investments, LLC, Nuveen Alternatives Advisors LLC, Nuveen Finance, LLC, Nuveen Services, LLC, NWQ Investment Management Company, LLC and Nuveen Investments Advisers, LLC; Controller (since April 2017) of Santa Barbara Asset Management, LLC and Winslow Capital Management, LLC; Controller (since 2014) of Nuveen, LLC; Controller (since 2016) formerly, Vice President and Funds Treasurer (2014-2016) of Teachers Advisors, LLC; Controller (since 2016), formerly, Senior Director and Funds Treasurer (2014-2016) of Teachers Insurance and Annuity Association of America. | |
| Diane M. Whelan, Executive Vice President | Executive Vice President (since 2017) of Nuveen, LLC, TIAA-CREF Investment Management, LLC, Teachers Advisors, LLC, Nuveen Services, LLC and Teachers Insurance and Annuity Association of America; formerly, Executive Vice President (2014-2016) of Nuveen Investments, Inc.; Executive Vice President of Nuveen Securities, LLC. (2014-2016). | |
(b) Gresham Investment Management LLC (“Gresham”), acts as sub-investment adviser to the Registrant for Nuveen Gresham Managed Futures Strategy Fund and also serves as sub-investment adviser to other open-end funds and as a commodity trading advisor for other pooled investment vehicles and separately managed accounts. The following is a list of the executive officers of Gresham. The principal business address of each person is 257 Park Avenue South, New York, New York 10010.
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Name |
Positions and Offices
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Other Business, Profession,
|
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| Jonathan S. Spencer | President and Chief Investment Officer | None | ||
| Douglas J. Hepworth, CFA | Executive Vice President, Chief Operating Officer and Chief Risk Officer | None | ||
| Adam I. Gehrie | Executive Vice President, General Counsel and Chief Compliance Officer | None | ||
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Item 32. Principal Underwriters
(a) Nuveen Securities, LLC (“Nuveen”) acts as principal underwriter to the following open-end management type investment companies: Nuveen Multistate Trust I, Nuveen Multistate Trust II, Nuveen Multistate Trust III, Nuveen Multistate Trust IV, Nuveen Municipal Trust, Nuveen Managed Accounts Portfolios Trust, Nuveen Investment Trust, Nuveen Investment Trust II, Nuveen Investment Trust III, Nuveen Investment Funds, Inc., Nuveen Strategy Funds, Inc. and the Registrant.
(b)
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Name and Principal
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Positions and Offices
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Positions and Offices
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Margo L. Cook 333 West Wacker Drive Chicago, IL 60606 |
Co-Chief Executive Officer and President, Global Products and Solutions | Trustee | ||
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Carl M. Katerndahl
333 West Wacker Drive Chicago, IL 60606 |
Co-Chief Executive Officer | None | ||
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Anthony E. Ciccarone 333 West Wacker Drive Chicago, IL 60606 |
Executive Vice President | None | ||
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Erin F. Donnelly 333 West Wacker Drive Chicago, IL 60606 |
Executive Vice President | None | ||
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Michael A. Perry 333 West Wacker Drive Chicago, IL 60606 |
Executive Vice President | None | ||
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Halina T. Mikowski 333 W. Wacker Drive Chicago, IL 60606 |
Vice President and Chief Financial Officer | None | ||
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Kevin J. McCarthy 333 West Wacker Drive Chicago, IL 60606 |
Senior Managing Director and Assistant Secretary | Vice President and Assistant Secretary | ||
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Christopher M. Rohrbacher 333 West Wacker Drive Chicago, IL 60606 |
Managing Director and Assistant Secretary | Vice President and Secretary | ||
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Lucas A. Satre 333 West Wacker Drive Chicago, IL 60606 |
Managing Director, Secretary and General Counsel | None | ||
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Gifford R. Zimmerman 333 West Wacker Drive Chicago, IL 60606 |
Managing Director and Assistant Secretary | Vice President and Assistant Secretary | ||
(c) Not applicable.
Item 33. Location of Accounts and Records
Nuveen Fund Advisors, 333 West Wacker Drive, Chicago, Illinois 60606, maintains the Declaration of Trust, By-Laws, minutes of trustees and shareholder meetings and contracts of the Registrant and all advisory material of the investment adviser.
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State Street Bank and Trust Company, One Lincoln Street, Boston, Massachusetts 02111, currently maintains all general and subsidiary ledgers, journals, trial balances, records of all portfolio purchases and sales, and all other required records not maintained by Nuveen Fund Advisors.
DST Asset Manager Solutions, Inc. 2000 Crown Colony Drive, Quincy, Massachusetts 02169, maintains all the required records in its capacity as transfer, dividend paying, and shareholder service agent for the Fund.
Item 34. Management Services
Not applicable.
Item 35. Undertakings
Not applicable.
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SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, as amended, and the Investment Company Act of 1940, as amended, the Registrant certifies that it meets all of the requirements for effectiveness of this registration statement under Rule 485(b) under the Securities Act of 1933, as amended, and has duly caused this post-effective amendment to its registration statement to be signed on its behalf by the undersigned, duly authorized, in the City of Chicago and State of Illinois, on the 5th day of June, 2018.
| NUVEEN INVESTMENT TRUST V | ||
| B Y : | / S / C HRISTOPHER M. R OHRBACHER | |
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Christopher M. Rohrbacher Vice President and Secretary |
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Pursuant to the requirements of the Securities Act of 1933, as amended, this post-effective amendment to the registration statement has been signed below by the following persons in the capacities and on the date indicated.
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Signature |
Title |
Date |
||||||
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/ S / S TEPHEN D. F OY S TEPHEN D. F OY |
Vice President and Controller (principal financial and accounting officer) | June 5, 2018. | ||||||
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/ S / G REG A. B OTTJER G REG A. B OTTJER |
Chief Administrative Officer (principal executive officer) | June 5, 2018. | ||||||
| W ILLIAM J. S CHNEIDER * | Chairman of the Board and Trustee |
ü
ï ï ï ï ï ï ï ï ï ï ï ý ï ï ï ï ï ï ï ï ï ï ï ï ï ï þ |
By: |
/ S / C HRISTOPHER M. R OHRBACHER C HRISTOPHER M. R OHRBACHER
Attorney-in-Fact
|
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| M ARGO L. C OOK * | Trustee | |||||||
| J ACK B. E VANS * | Trustee | |||||||
| W ILLIAM C. H UNTER * | Trustee | |||||||
| A LBIN F. M OSCHNER * | Trustee | |||||||
| J OHN K. N ELSON * | Trustee | |||||||
| J UDITH M. S TOCKDALE * | Trustee | |||||||
| C AROLE E. S TONE * | Trustee | |||||||
| T ERENCE J. T OTH * | Trustee | |||||||
| M ARGARET L. W OLFF * | Trustee | |||||||
| R OBERT L. Y OUNG * | Trustee | |||||||
| * | An original power of attorney authorizing, among others, Kevin J. McCarthy, Christopher M. Rohrbacher and Gifford R. Zimmerman to execute this registration statement, and amendments thereto, for each of the trustees of the Registrant on whose behalf this registration statement is filed, has been executed and is being filed herewith. |
EXHIBIT INDEX
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Exhibit
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Exhibit |
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| (a)(3) | Amended and Restated Designation of Series, dated March 12, 2018. | |||
| (g)(2) | Appendix A to Custodian Agreement, updated as of March 20, 2018. | |||
| (h)(3) | Amendment and Schedule A to Transfer Agency and Service Agreement, effective as of March 15, 2018. | |||
| (z) | Original Powers of Attorney of Messrs. Evans, Hunter, Moschner, Nelson, Schneider, Toth and Young and Mss. Cook, Stockdale, Stone and Wolff, dated April 10, 2018. | |||
NUVEEN INVESTMENT TRUST V
AMENDED AND RESTATED DESIGNATION OF SERIES OF
SHARES OF BENEFICIAL INTEREST
WHEREAS, pursuant to Section 2 of Article IV of the Declaration of Trust dated September 27, 2006 (the “Declaration”), of Nuveen Investment Trust V, a Massachusetts business trust (the “Trust”), the Trustees of the Trust, on September 27, 2006 established and designated one series of Shares (as defined in the Declaration) of the Trust by the execution of instruments establishing and designating such series and setting forth the special and relative rights of such series (the “Designation”). Such series was entitled: Nuveen Preferred Securities Fund;
WHEREAS, the Trustees of the Trust, effective August 24, 2009, amended and restated the Designation to establish and designate one additional series of Shares, Nuveen NWQ Preferred Securities Fund;
WHEREAS, the Trustees of the Trust, effective March 12, 2012, changed the name of the Nuveen NWQ Preferred Securities Fund to Nuveen NWQ Flexible Income Fund;
WHEREAS, the Trustees of the Trust, effective April 18, 2012, amended and restated the Designation to establish and designate two additional series of Shares, Nuveen Gresham Diversified Commodity Strategy Fund and Nuveen Gresham Long/Short Commodity Strategy Fund;
WHEREAS, the Trustees of the Trust, effective May 26, 2016, established and designated two additional series of Shares, Nuveen Multi-Asset Income Fund and Nuveen Multi-Asset Income Tax-Aware Fund, to have the special and relative rights described below;
WHEREAS, on April 24, 2017 Nuveen Gresham Long/Short Commodity Strategy Fund was liquidated and terminated as a series of the Trust pursuant to approval by the Trustees at meetings held February 21-23, 2017;
WHEREAS, the Trustees of the Trust, effective September 29, 2017, amended and restated the Designation, to change the name of the series designated Nuveen Preferred Securities Fund to Nuveen Preferred Securities and Income Fund;
WHEREAS, the Trustees of the Trust, effective December 14, 2017, amended and restated the Designation, to establish and designate an additional series of Shares, Nuveen Global Real Estate Securities Fund;
WHEREAS, the Trustees of the Trust, desire to amend and restate the Designation, to establish and designate an additional series of Shares, Nuveen Gresham Managed Futures Strategy Fund, to have the special and relative rights described below;
NOW THEREFORE, the Trustees of the Trust, effective March 15, 2018, amend and restate the Designation, as follows:
1. The following Funds are established and designated:
Nuveen Global Real Estate Securities Fund
Nuveen Gresham Diversified Commodity Strategy Fund
Nuveen Gresham Managed Futures Strategy Fund
Nuveen Multi-Asset Income Fund
Nuveen Multi-Asset Income Tax-Aware Fund
Nuveen NWQ Flexible Income Fund
Nuveen Preferred Securities and Income Fund
2. Each Fund shall be authorized to hold cash, invest in securities, instruments and other property and use investment techniques as from time to time described in the Trust’s then currently effective registration statement under the Securities Act of 1933 to the extent pertaining to the offering of Shares of such Fund. Each Share of each Fund shall be redeemable, shall be entitled to one vote (or fraction thereof in respect of a fractional share) on matters on which Shareholders of that Fund may vote in accordance with the Declaration, shall represent a pro rata beneficial interest in the assets allocated or belonging to such Fund, and shall be entitled to receive its pro rata share of the net assets of such Fund upon liquidation of such Fund, all as provided in Article IV, Sections 2 and 5 of the Declaration. The proceeds of the sale of Shares of such Fund, together with any income and gain thereon, less any diminution or expenses thereof, shall irrevocably belong to such Fund, unless otherwise required by law.
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3. Shareholders of each Fund shall vote separately as a class on any matter to the extent required by, and any matter shall be deemed to have been effectively acted upon with respect to such Fund as provided in Rule 18f-2, as from time to time in effect, under the Investment Company Act of 1940, as amended, or any successor rules, and by the Declaration.
4. The assets and liabilities of the Trust shall be allocated among each Fund as set forth in Article IV, Section 5 of the Declaration.
5. The designation of the Fund hereby shall not impair the power of the Trustees from time to time to designate additional series of Shares of the Trust.
6. Subject to the applicable provisions of the 1940 Act and the provisions of Article IV, Sections 2 and 5 of the Declaration, the Trustees shall have the right at any time and from time to time to reallocate assets and expenses or to change the designation of each Fund now or hereafter created, or to otherwise change the special relative rights of the Funds designated hereby without any action or consent of the Shareholders.
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IN WITNESS WHEREOF, the undersigned, being a majority of the Trustees of the Trust, have executed this instrument as of this 12th day of March, 2018.
|
/s/ Margo L. Cook |
/s/ Jack B. Evans |
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| Margo L. Cook | Jack B. Evans, | |||
| as Trustee | as Trustee | |||
| 333 West Wacker Drive | 333 West Wacker Drive | |||
| Chicago, Illinois 60606 | Chicago, Illinois 60606 | |||
|
/s/ William C. Hunter |
/s/ Albin F. Moschner |
|||
| William C. Hunter, | Albin F. Moschner, | |||
| as Trustee | as Trustee | |||
| 333 West Wacker Drive | 333 West Wacker Drive | |||
| Chicago, Illinois 60606 | Chicago, Illinois 60606 | |||
|
/s/ John K. Nelson |
/s/ William J. Schneider |
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| John K. Nelson, | William J. Schneider, | |||
| as Trustee | as Trustee | |||
| 333 West Wacker Drive | 333 West Wacker Drive | |||
| Chicago, Illinois 60606 | Chicago, Illinois 60606 | |||
|
/s/ Judith M. Stockdale |
/s/ Carole E. Stone |
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| Judith M. Stockdale, | Carole E. Stone, | |||
| as Trustee | as Trustee | |||
| 333 West Wacker Drive | 333 West Wacker Drive | |||
| Chicago, Illinois 60606 | Chicago, Illinois 60606 | |||
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/s/ Terence J. Toth |
/s/ Margaret L. Wolff |
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| Terence J. Toth, | Margaret L. Wolff, | |||
| as Trustee | as Trustee | |||
| 333 West Wacker Drive | 333 West Wacker Drive | |||
| Chicago, Illinois 60606 | Chicago, Illinois 60606 | |||
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Robert L. Young, as Trustee 333 West Wacker Drive |
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| Chicago, Illinois 60606 | ||||
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APPENDIX A
TO
A MENDED AND R ESTATED M ASTER C USTODIAN A GREEMENT
July 15, 2015
(Updated as of March 20, 2018)
NUVEEN CLOSED-END MANAGEMENT INVESTMENT COMPANIES
Diversified Real Asset Income Fund
Nuveen All Cap Energy MLP Opportunities Fund
Nuveen AMT-Free Municipal Credit Income Fund f/k/a Nuveen Enhanced AMT-Free Municipal Credit Opportunities Fund
Nuveen AMT-Free Municipal Value Fund
Nuveen AMT-Free Quality Municipal Income Fund f/k/a Nuveen AMT-Free Municipal Income Fund
Nuveen Arizona Quality Municipal Income Fund f/k/a Nuveen Arizona Premium Income Municipal Fund
Nuveen Build America Bond Fund
Nuveen Build America Bond Opportunity Fund
Nuveen California AMT-Free Quality Municipal Income Fund f/k/a Nuveen California AMT-Free Municipal Income Fund
Nuveen California Dividend Advantage Municipal Fund 2
Nuveen California Dividend Advantage Municipal Fund 3
Nuveen California Municipal Value Fund 2
Nuveen California Municipal Value Fund, Inc.
Nuveen California Quality Municipal Income Fund f/k/a Nuveen California Dividend Advantage Municipal Fund
Nuveen California Select Tax-Free Income Portfolio
Nuveen Connecticut Quality Municipal Income Fund f/k/a Nuveen Connecticut Premium Income Municipal Fund
Nuveen Core Equity Alpha Fund
Nuveen Credit Opportunities 2020 Target Term Fund
Nuveen Credit Opportunities 2022 Target Term Fund
Nuveen Credit Opportunities 2024 Target Term Fund
Nuveen Credit Strategies Income Fund
Nuveen Diversified Dividend and Income Fund
Nuveen Dow 30 SM Dynamic Overwrite Fund
Nuveen Emerging Markets Debt 2022 Target Term Fund
Nuveen Energy MLP Total Return Fund
Nuveen Enhanced Municipal Value Fund
Nuveen Flexible Investment Income Fund
Nuveen Floating Rate Income Fund
Nuveen Floating Rate Income Opportunity Fund
Nuveen Georgia Quality Municipal Income Fund f/k/a Nuveen Georgia Dividend Advantage Municipal Fund 2
Nuveen Global Equity Income Fund
Nuveen Global High Income Fund
Nuveen High Income 2020 Target Term Fund
Nuveen High Income December 2018 Target Term Fund
Nuveen High Income December 2019 Target Term Fund
Nuveen High Income November 2021 Target Term Fund
Nuveen Intermediate Duration Municipal Term Fund
Nuveen Intermediate Duration Quality Municipal Term Fund
Nuveen Maryland Quality Municipal Income Fund f/k/a Nuveen Maryland Premium Income Municipal Fund
Nuveen Massachusetts Quality Municipal Income Fund f/k/a Nuveen Massachusetts Premium Income Municipal Fund
1
APPENDIX A
TO
A MENDED AND R ESTATED M ASTER C USTODIAN A GREEMENT
July 15, 2015
(Updated as of March 20, 2018)
Nuveen Michigan Quality Municipal Income Fund f/k/a Nuveen Michigan Quality Income Municipal Fund
Nuveen Minnesota Quality Municipal Income Fund f/k/a Nuveen Minnesota Municipal Income Fund
Nuveen Missouri Quality Municipal Income Fund f/k/a Nuveen Missouri Premium Income Municipal Fund
Nuveen Mortgage Opportunity Term Fund
Nuveen Mortgage Opportunity Term Fund 2
Nuveen Multi-Market Income Fund
Nuveen Municipal 2021 Target Term Fund
Nuveen Municipal Credit Income Fund f/k/a Nuveen Enhanced Municipal Credit Opportunities Fund
Nuveen Municipal High Income Opportunity Fund
Nuveen Municipal Income Fund, Inc.
Nuveen Municipal Value Fund, Inc.
Nuveen NASDAQ 100 Dynamic Overwrite Fund
Nuveen New Jersey Municipal Value Fund
Nuveen New Jersey Quality Municipal Income Fund f/k/a Nuveen New Jersey Dividend Advantage Municipal Fund
Nuveen New York AMT-Free Quality Municipal Income Fund f/k/a Nuveen New York AMT-Free Municipal Income Fund
Nuveen New York Municipal Value Fund 2
Nuveen New York Municipal Value Fund, Inc.
Nuveen New York Quality Municipal Income Fund f/k/a Nuveen New York Dividend Advantage Municipal Fund
Nuveen New York Select Tax-Free Income Portfolio
Nuveen North Carolina Quality Municipal Income Fund f/k/a Nuveen North Carolina Premium Income Municipal Fund
Nuveen Ohio Quality Municipal Income Fund f/k/a Nuveen Ohio Quality Income Municipal Fund
Nuveen Pennsylvania Quality Municipal Income Fund f/k/a Nuveen Pennsylvania Investment Quality Municipal Fund
Nuveen Pennsylvania Municipal Value Fund
Nuveen Performance Plus Municipal Fund, Inc.
Nuveen Preferred and Income 2022 Term Fund
Nuveen Preferred and Income Term Fund
Nuveen Preferred & Income Opportunities Fund f/k/a Nuveen Preferred Income Opportunities Fund
Nuveen Preferred & Income Securities Fund f/k/a Nuveen Preferred Securities Income Fund
Nuveen Quality Municipal Income Fund f/k/a Nuveen Dividend Advantage Municipal Fund
Nuveen Real Asset Income and Growth Fund
Nuveen Real Estate Income Fund
Nuveen S&P 500 Buy-Write Fund
Nuveen S&P 500 Dynamic Overwrite Fund
Nuveen Select Maturities Municipal Fund
Nuveen Select Tax-Free Income Portfolio
Nuveen Select Tax-Free Income Portfolio 2
Nuveen Select Tax-Free Income Portfolio 3
Nuveen Senior Income Fund
Nuveen Short Duration Credit Opportunities Fund
Nuveen Tax-Advantaged Dividend Growth Fund
2
APPENDIX A
TO
A MENDED AND R ESTATED M ASTER C USTODIAN A GREEMENT
July 15, 2015
(Updated as of March 20, 2018)
Nuveen Tax-Advantaged Total Return Strategy Fund
Nuveen Technology Opportunities Fund
Nuveen Texas Quality Municipal Income Fund f/k/a Nuveen Texas Quality Income Municipal Fund
Nuveen Virginia Quality Municipal Income Fund f/k/a Nuveen Virginia Premium Income Municipal Fund
NUVEEN OPEN-END MANAGEMENT INVESTMENT COMPANIES
NUVEEN MUNICIPAL TRUST , on behalf of:
Nuveen All-American Municipal Bond Fund
Nuveen High Yield Municipal Bond Fund
Nuveen Inflation Protected Municipal Bond Fund
Nuveen Intermediate Duration Municipal Bond Fund
Nuveen Limited Term Municipal Bond Fund
Nuveen Short Duration High Yield Municipal Bond Fund
Nuveen Strategic Municipal Opportunities Fund
NUVEEN MULTISTATE TRUST I , on behalf of:
Nuveen Arizona Municipal Bond Fund
Nuveen Colorado Municipal Bond Fund
Nuveen Maryland Municipal Bond Fund
Nuveen New Mexico Municipal Bond Fund
Nuveen Pennsylvania Municipal Bond Fund
Nuveen Virginia Municipal Bond Fund
NUVEEN MULTISTATE TRUST II , on behalf of:
Nuveen California High Yield Municipal Bond Fund
Nuveen California Intermediate Municipal Bond Fund
Nuveen California Municipal Bond Fund
Nuveen Connecticut Municipal Bond Fund
Nuveen Massachusetts Municipal Bond Fund
Nuveen New Jersey Municipal Bond Fund
Nuveen New York Municipal Bond Fund
NUVEEN MULTISTATE TRUST III , on behalf of:
Nuveen Georgia Municipal Bond Fund
Nuveen Louisiana Municipal Bond Fund
Nuveen North Carolina Municipal Bond Fund
Nuveen Tennessee Municipal Bond Fund
3
APPENDIX A
TO
A MENDED AND R ESTATED M ASTER C USTODIAN A GREEMENT
July 15, 2015
(Updated as of March 20, 2018)
NUVEEN MULTISTATE TRUST IV , on behalf of:
Nuveen Kansas Municipal Bond Fund
Nuveen Kentucky Municipal Bond Fund
Nuveen Michigan Municipal Bond Fund
Nuveen Missouri Municipal Bond Fund
Nuveen Ohio Municipal Bond Fund
Nuveen Wisconsin Municipal Bond Fund
NUVEEN INVESTMENT TRUST , on behalf of:
Nuveen Concentrated Core Fund
Nuveen Core Dividend Fund
Nuveen Equity Market Neutral Fund
Nuveen Global Total Return Bond Fund
Nuveen Large Cap Core Fund
Nuveen Large Cap Core Plus Fund
Nuveen Large Cap Growth Fund
Nuveen Large Cap Value Fund
Nuveen NWQ Global All-Cap Fund
Nuveen NWQ Global Equity Income Fund
Nuveen NWQ Multi-Cap Value Fund
Nuveen NWQ Large-Cap Value Fund
Nuveen NWQ Small-Cap Value Fund
Nuveen NWQ Small/Mid-Cap Value Fund
Nuveen Tradewinds Value Opportunities Fund
Nuveen U.S. Infrastructure Bond Fund
NUVEEN INVESTMENT TRUST II , on behalf of:
Nuveen Equity Long/Short Fund
Nuveen Global Growth Fund
Nuveen Growth Fund
Nuveen International Growth Fund
Nuveen NWQ International Value Fund
Nuveen NWQ Japan Fund
Nuveen Santa Barbara Dividend Growth Fund
Nuveen Santa Barbara Global Dividend Growth Fund
Nuveen Santa Barbara International Dividend Growth Fund
Nuveen Symphony Dynamic Equity Fund
Nuveen Symphony International Equity Fund
Nuveen Symphony Large-Cap Growth Fund
Nuveen Symphony Low Volatility Equity Fund
Nuveen Symphony Mid-Cap Core Fund
Nuveen Symphony Small Cap Core Fund
Nuveen Tradewinds Emerging Markets Fund
Nuveen Tradewinds Global All-Cap Fund
4
APPENDIX A
TO
A MENDED AND R ESTATED M ASTER C USTODIAN A GREEMENT
July 15, 2015
(Updated as of March 20, 2018)
Nuveen Winslow International Small Cap Fund
Nuveen Winslow Large-Cap Growth Fund
Nuveen Winslow Managed Volatility Equity Fund
NUVEEN INVESTMENT TRUST III , on behalf of:
Nuveen Symphony Credit Opportunities Fund
Nuveen Symphony Dynamic Credit Fund
Nuveen Symphony Floating Rate Income Fund
Nuveen Symphony High Yield Bond Fund
NUVEEN INVESTMENT TRUST V , on behalf of:
Nuveen Global Real Estate Securities Fund
Nuveen Gresham Diversified Commodity Strategy Fund
Nuveen Gresham Long/Short Commodity Strategy Fund
Nuveen Multi-Asset Income Fund
Nuveen Multi-Asset Income Tax-Aware Fund
Nuveen NWQ Flexible Income Fund
Nuveen Preferred Securities and Income Fund f/k/a Nuveen Preferred Securities Fund
NUVEEN MANAGED ACCOUNTS PORTFOLIOS TRUST , on behalf of
Municipal Total Return Managed Accounts Portfolio
NUVEEN INVESTMENT FUNDS, INC. , on behalf of
Nuveen Global Infrastructure Fund
Nuveen International Select Fund
Nuveen Real Asset Income Fund
SIGNATURE PAGE FOLLOWS
5
APPENDIX A
TO
A MENDED AND R ESTATED M ASTER C USTODIAN A GREEMENT
July 15, 2015
(Updated as of March 20, 2018)
Acknowledged and Accepted:
For the Above Fund Parties
| By: | /s/ Stephen D. Foy | |
| Name: Stephen D. Foy | ||
| Title: Vice President |
Acknowledged:
STATE STREET BANK AND
TRUST COMPANY, as Custodian
| By: | /s/ Andrew Erickson | |
| Name: Andrew Erickson | ||
| Title: Executive Vice President |
6
AMENDMENT
To Transfer Agency and Service Agreement
Between
Each of the Nuveen Open-End Investment Companies
as Listed on Schedule A to the Agreement
And
DST Asset Manager Solutions, Inc.
This Amendment is made as of this 15 th day of March, 2018, between each of the Nuveen Open-End Investment Companies Listed on Schedule A to the Agreement (collectively, the “Funds”) and DST Asset Manager Solutions, Inc. (the “Transfer Agent”). In accordance with Section 16.1 (Amendment) and Section 17 (Additional Portfolios/Funds) of the Transfer Agency and Service Agreement dated May 11, 2012, as amended (the “Agreement”), the parties desire to amend the Agreement as set forth herein.
NOW THEREFORE, the parties agree as follows:
| 1. |
Schedule A. The current Schedule A to the Agreement is replaced and superseded with the Schedule A attached hereto, effective as of March 15, 2018; and |
| 2. |
All defined terms and definitions in the Agreement shall be the same in this amendment (the “March 15, 2018 Amendment”) except as specifically revised by this Amendment. |
| 3. |
Except as specifically set forth in this March 15, 2018 Amendment, all other terms and conditions of the Agreement shall remain in full force and effect. |
IN WITNESS WHEREOF, the parties hereto have caused this March 15, 2018 Amendment to be executed in their names and on their behalf by and through their duly authorized officers, as of the day and year first above written.
|
EACH OF THE ENTITIES, INDIVIDUALLY AND NOT JOINTLY, AS LISTED ON SCHEDULE A |
BOSTON FINANCIAL DATA SERVICES, INC. |
|
|
By: /s/ Tina M. Lazar |
By: /s/ Richard J. Johnson |
|
|
Name: Tina M. Lazar |
Name: Richard J. Johnson |
|
|
Title: Vice President |
Title: Senior Director |
|
|
as an Authorized Officer on behalf of each of the Funds as listed on Schedule A |
||
1
SCHEDULE A
Nuveen Open-End Funds
Effective as of: March 15, 2018
| 1. | NUVEEN MUNICIPAL TRUST |
Nuveen All-American Municipal Bond Fund
Nuveen High Yield Municipal Bond Fund
Nuveen Inflation Protected Municipal Bond Fund
Nuveen Intermediate Duration Municipal Bond Fund
Nuveen Limited Term Municipal Bond Fund
Nuveen Short Duration High Yield Municipal Bond Fund
Nuveen Strategic Municipal Opportunities Fund
| 2. | NUVEEN MULTISTATE TRUST I |
Nuveen Arizona Municipal Bond Fund
Nuveen Colorado Municipal Bond Fund
Nuveen Maryland Municipal Bond Fund
Nuveen New Mexico Municipal Bond Fund
Nuveen Pennsylvania Municipal Bond Fund
Nuveen Virginia Municipal Bond Fund
| 3. | NUVEEN MULTISTATE TRUST II |
Nuveen California High Yield Municipal Bond Fund
Nuveen California Intermediate Municipal Bond Fund
Nuveen California Municipal Bond Fund
Nuveen Connecticut Municipal Bond Fund
Nuveen Massachusetts Municipal Bond Fund
Nuveen New Jersey Municipal Bond Fund
Nuveen New York Municipal Bond Fund
| 4. | NUVEEN MULTISTATE TRUST III |
Nuveen Georgia Municipal Bond Fund
Nuveen Louisiana Municipal Bond Fund
Nuveen North Carolina Municipal Bond Fund
Nuveen Tennessee Municipal Bond Fund
| 5. | NUVEEN MULTISTATE TRUST IV |
Nuveen Kansas Municipal Bond Fund
Nuveen Kentucky Municipal Bond Fund
Nuveen Michigan Municipal Bond Fund
Nuveen Missouri Municipal Bond Fund
Nuveen Ohio Municipal Bond Fund
Nuveen Wisconsin Municipal Bond Fund
2
SCHEDULE A
Nuveen Open-End Funds
Effective as of: March 15, 2018
| 6. | NUVEEN INVESTMENT TRUST |
Nuveen Concentrated Core Fund
Nuveen Equity Market Neutral Fund
Nuveen Large Cap Core Fund
Nuveen Large Cap Growth Fund
Nuveen Large Cap Value Fund
Nuveen NWQ Global Equity Income Fund
Nuveen NWQ Large-Cap Value Fund
Nuveen NWQ Multi-Cap Value Fund
Nuveen NWQ Small/Mid-Cap Value Fund
Nuveen NWQ Small-Cap Value Fund
| 7. | NUVEEN INVESTMENT TRUST II |
Nuveen Equity Long/Short Fund
Nuveen Growth Fund
Nuveen International Growth Fund
Nuveen NWQ International Value Fund
Nuveen Santa Barbara Dividend Growth Fund
Nuveen Santa Barbara Global Dividend Growth Fund
Nuveen Santa Barbara International Dividend Growth Fund
Nuveen Symphony International Equity Fund
Nuveen Symphony Large-Cap Growth Fund
Nuveen Symphony Low Volatility Equity Fund
Nuveen Symphony Mid-Cap Core Fund
Nuveen Symphony Small Cap Core Fund
Nuveen Winslow International Small Cap Fund
Nuveen Winslow Large-Cap Growth Fund
| 8. | NUVEEN INVESTMENT TRUST III |
Nuveen Symphony Credit Opportunities Fund
Nuveen Symphony Floating Rate Income Fund
Nuveen Symphony High Yield Bond Fund
| 9. | NUVEEN INVESTMENT TRUST V |
Nuveen Global Real Estate Securities Fund*
Nuveen Gresham Diversified Commodity Strategy Fund
Nuveen NWQ Flexible Income Fund
Nuveen Preferred Securities and Income Fund
Nuveen Multi-Asset Income Fund
Nuveen Multi-Asset Income Tax-Aware Fund
| 1 0. | NUVEEN MANAGED ACCOUNTS PORTFOLIOS TRUST |
Municipal Total Return Managed Accounts Portfolio
*This Fund will be live on or about March 20, 2018
3
SCHEDULE A
Nuveen Open-End Funds
Effective as of: March 15, 2018
| 11. | NUVEEN INVESTMENT FUNDS, INC. |
Nuveen Core Bond Fund
Nuveen Core Plus Bond Fund
Nuveen Dividend Value Fund
Nuveen Global Infrastructure Fund
Nuveen High Income Bond Fund
Nuveen Inflation Protected Securities Fund
Nuveen Large Cap Select Fund
Nuveen Mid Cap Growth Opportunities Fund
Nuveen Mid Cap Value Fund
Nuveen Minnesota Intermediate Municipal Bond Fund
Nuveen Minnesota Municipal Bond Fund
Nuveen Nebraska Municipal Bond Fund
Nuveen Oregon Intermediate Municipal Bond Fund
Nuveen Real Asset Income Fund
Nuveen Real Estate Securities Fund
Nuveen Short Term Bond Fund
Nuveen Short Term Municipal Bond Fund
Nuveen Small Cap Growth Opportunities Fund
Nuveen Small Cap Select Fund
Nuveen Small Cap Value Fund
Nuveen Strategic Income Fund
| 12. | NUVEEN STRATEGY FUNDS, INC. |
Nuveen Strategy Aggressive Growth Allocation Fund
Nuveen Strategy Balanced Allocation Fund
Nuveen Strategy Conservative Allocation Fund
Nuveen Strategy Growth Allocation Fund
4
N UVEEN O PEN -E ND F UNDS
POWER OF ATTORNEY
KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned, a director/trustee of the above-referenced organizations listed on Appendix A, hereby constitutes and appoints MARK J. CZARNIECKI, DIANA R. GONZALEZ, KEVIN J. McCARTHY, CHRISTOPHER M. ROHRBACHER, MARK L. WINGET, GIFFORD R. ZIMMERMAN and ERIC F. FESS, and each of them (with full power to each of them to act alone) her true and lawful attorney-in-fact and agent, for her on her behalf and in Registration Statements on Form N-1A under the Securities Act of 1933 and the Investment Company Act of 1940, including any amendment or amendments thereto, with all exhibits, and any and all other documents required to be filed with any regulatory authority, federal or state, relating to the registration thereof, or the issuance of shares thereof, without limitation, granting unto said attorneys, and each of them, full power and authority to do and perform each and every act and thing requisite and necessary to be done in and about the premises in order to effectuate the same as fully to all intents and purposes as she might or could do if personally present, hereby ratifying and confirming all that said attorneys-in-fact and agents, or any of them, may lawfully do or cause to be done by virtue hereof.
IN WITNESS WHEREOF, the undersigned trustee of the above-referenced organization has hereunto set her hand this 10th day of April 2018.
|
/s/ Margo L. Cook |
|
Margo L. Cook |
N UVEEN O PEN -E ND F UNDS
POWER OF ATTORNEY
KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned, a director/trustee of the above-referenced organizations listed on Appendix A, hereby constitutes and appoints MARK J. CZARNIECKI, DIANA R. GONZALEZ, KEVIN J. McCARTHY, CHRISTOPHER M. ROHRBACHER, MARK L. WINGET, GIFFORD R. ZIMMERMAN and ERIC F. FESS, and each of them (with full power to each of them to act alone) his true and lawful attorney-in-fact and agent, for him on his behalf and in Registration Statements on Form N-1A under the Securities Act of 1933 and the Investment Company Act of 1940, including any amendment or amendments thereto, with all exhibits, and any and all other documents required to be filed with any regulatory authority, federal or state, relating to the registration thereof, or the issuance of shares thereof, without limitation, granting unto said attorneys, and each of them, full power and authority to do and perform each and every act and thing requisite and necessary to be done in and about the premises in order to effectuate the same as fully to all intents and purposes as he might or could do if personally present, hereby ratifying and confirming all that said attorneys-in-fact and agents, or any of them, may lawfully do or cause to be done by virtue hereof.
IN WITNESS WHEREOF, the undersigned trustee of the above-referenced organization has hereunto set his hand this 10th day of April 2018.
|
/s/ Jack B. Evans |
|
Jack B. Evans |
N UVEEN O PEN -E ND F UNDS
POWER OF ATTORNEY
KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned, a director/trustee of the above-referenced organizations listed on Appendix A, hereby constitutes and appoints MARK J. CZARNIECKI, DIANA R. GONZALEZ, KEVIN J. McCARTHY, CHRISTOPHER M. ROHRBACHER, MARK L. WINGET, GIFFORD R. ZIMMERMAN and ERIC F. FESS, and each of them (with full power to each of them to act alone) his true and lawful attorney-in-fact and agent, for him on his behalf and in Registration Statements on Form N-1A under the Securities Act of 1933 and the Investment Company Act of 1940, including any amendment or amendments thereto, with all exhibits, and any and all other documents required to be filed with any regulatory authority, federal or state, relating to the registration thereof, or the issuance of shares thereof, without limitation, granting unto said attorneys, and each of them, full power and authority to do and perform each and every act and thing requisite and necessary to be done in and about the premises in order to effectuate the same as fully to all intents and purposes as he might or could do if personally present, hereby ratifying and confirming all that said attorneys-in-fact and agents, or any of them, may lawfully do or cause to be done by virtue hereof.
IN WITNESS WHEREOF, the undersigned trustee of the above-referenced organization has hereunto set his hand this 10th day of April 2018.
|
/s/ William C. Hunter |
|
William C. Hunter |
N UVEEN O PEN -E ND F UNDS
POWER OF ATTORNEY
KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned, a director/trustee of the above-referenced organizations listed on Appendix A, hereby constitutes and appoints MARK J. CZARNIECKI, DIANA R. GONZALEZ, KEVIN J. McCARTHY, CHRISTOPHER M. ROHRBACHER, MARK L. WINGET, GIFFORD R. ZIMMERMAN and ERIC F. FESS, and each of them (with full power to each of them to act alone) his true and lawful attorney-in-fact and agent, for him on his behalf and in Registration Statements on Form N-1A under the Securities Act of 1933 and the Investment Company Act of 1940, including any amendment or amendments thereto, with all exhibits, and any and all other documents required to be filed with any regulatory authority, federal or state, relating to the registration thereof, or the issuance of shares thereof, without limitation, granting unto said attorneys, and each of them, full power and authority to do and perform each and every act and thing requisite and necessary to be done in and about the premises in order to effectuate the same as fully to all intents and purposes as he might or could do if personally present, hereby ratifying and confirming all that said attorneys-in-fact and agents, or any of them, may lawfully do or cause to be done by virtue hereof.
IN WITNESS WHEREOF, the undersigned trustee of the above-referenced organization has hereunto set his hand this 10th day of April 2018.
|
/s/ Albin F. Moschner |
|
Albin F. Moschner |
N UVEEN O PEN -E ND F UNDS
POWER OF ATTORNEY
KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned, a director/trustee of the above-referenced organizations listed on Appendix A, hereby constitutes and appoints MARK J. CZARNIECKI, DIANA R. GONZALEZ, KEVIN J. McCARTHY, CHRISTOPHER M. ROHRBACHER, MARK L. WINGET, GIFFORD R. ZIMMERMAN and ERIC F. FESS, and each of them (with full power to each of them to act alone) his true and lawful attorney-in-fact and agent, for him on his behalf and in Registration Statements on Form N-1A under the Securities Act of 1933 and the Investment Company Act of 1940, including any amendment or amendments thereto, with all exhibits, and any and all other documents required to be filed with any regulatory authority, federal or state, relating to the registration thereof, or the issuance of shares thereof, without limitation, granting unto said attorneys, and each of them, full power and authority to do and perform each and every act and thing requisite and necessary to be done in and about the premises in order to effectuate the same as fully to all intents and purposes as he might or could do if personally present, hereby ratifying and confirming all that said attorneys-in-fact and agents, or any of them, may lawfully do or cause to be done by virtue hereof.
IN WITNESS WHEREOF, the undersigned trustee of the above-referenced organization has hereunto set his hand this 10th day of April 2018.
|
/s/ John K. Nelson |
|
John K. Nelson |
N UVEEN O PEN -E ND F UNDS
POWER OF ATTORNEY
KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned, a director/trustee of the above-referenced organizations listed on Appendix A, hereby constitutes and appoints MARK J. CZARNIECKI, DIANA R. GONZALEZ, KEVIN J. McCARTHY, CHRISTOPHER M. ROHRBACHER, MARK L. WINGET, GIFFORD R. ZIMMERMAN and ERIC F. FESS, and each of them (with full power to each of them to act alone) his true and lawful attorney-in-fact and agent, for him on his behalf and in Registration Statements on Form N-1A under the Securities Act of 1933 and the Investment Company Act of 1940, including any amendment or amendments thereto, with all exhibits, and any and all other documents required to be filed with any regulatory authority, federal or state, relating to the registration thereof, or the issuance of shares thereof, without limitation, granting unto said attorneys, and each of them, full power and authority to do and perform each and every act and thing requisite and necessary to be done in and about the premises in order to effectuate the same as fully to all intents and purposes as he might or could do if personally present, hereby ratifying and confirming all that said attorneys-in-fact and agents, or any of them, may lawfully do or cause to be done by virtue hereof.
IN WITNESS WHEREOF, the undersigned trustee of the above-referenced organization has hereunto set his hand this 10th day of April 2018.
|
/s/ William J. Schneider |
|
William J. Schneider |
N UVEEN O PEN -E ND F UNDS
POWER OF ATTORNEY
KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned, a director/trustee of the above-referenced organizations listed on Appendix A, hereby constitutes and appoints MARK J. CZARNIECKI, DIANA R. GONZALEZ, KEVIN J. McCARTHY, CHRISTOPHER M. ROHRBACHER, MARK L. WINGET, GIFFORD R. ZIMMERMAN and ERIC F. FESS, and each of them (with full power to each of them to act alone) her true and lawful attorney-in-fact and agent, for her on her behalf and in Registration Statements on Form N-1A under the Securities Act of 1933 and the Investment Company Act of 1940, including any amendment or amendments thereto, with all exhibits, and any and all other documents required to be filed with any regulatory authority, federal or state, relating to the registration thereof, or the issuance of shares thereof, without limitation, granting unto said attorneys, and each of them, full power and authority to do and perform each and every act and thing requisite and necessary to be done in and about the premises in order to effectuate the same as fully to all intents and purposes as she might or could do if personally present, hereby ratifying and confirming all that said attorneys-in-fact and agents, or any of them, may lawfully do or cause to be done by virtue hereof.
IN WITNESS WHEREOF, the undersigned trustee of the above-referenced organization has hereunto set her hand this 10th day of April 2018.
|
/s/ Judith M. Stockdale |
|
Judith M. Stockdale |
N UVEEN O PEN -E ND F UNDS
POWER OF ATTORNEY
KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned, a director/trustee of the above-referenced organizations listed on Appendix A, hereby constitutes and appoints MARK J. CZARNIECKI, DIANA R. GONZALEZ, KEVIN J. McCARTHY, CHRISTOPHER M. ROHRBACHER, MARK L. WINGET, GIFFORD R. ZIMMERMAN and ERIC F. FESS, and each of them (with full power to each of them to act alone) her true and lawful attorney-in-fact and agent, for her on her behalf and in Registration Statements on Form N-1A under the Securities Act of 1933 and the Investment Company Act of 1940, including any amendment or amendments thereto, with all exhibits, and any and all other documents required to be filed with any regulatory authority, federal or state, relating to the registration thereof, or the issuance of shares thereof, without limitation, granting unto said attorneys, and each of them, full power and authority to do and perform each and every act and thing requisite and necessary to be done in and about the premises in order to effectuate the same as fully to all intents and purposes as she might or could do if personally present, hereby ratifying and confirming all that said attorneys-in-fact and agents, or any of them, may lawfully do or cause to be done by virtue hereof.
IN WITNESS WHEREOF, the undersigned trustee of the above-referenced organization has hereunto set her hand this 10th day of April 2018.
|
/s/ Carole E. Stone |
|
Carole E. Stone |
N UVEEN O PEN -E ND F UNDS
POWER OF ATTORNEY
KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned, a director/trustee of the above-referenced organizations listed on Appendix A, hereby constitutes and appoints MARK J. CZARNIECKI, DIANA R. GONZALEZ, KEVIN J. McCARTHY, CHRISTOPHER M. ROHRBACHER, MARK L. WINGET, GIFFORD R. ZIMMERMAN and ERIC F. FESS, and each of them (with full power to each of them to act alone) his true and lawful attorney-in-fact and agent, for him on his behalf and in Registration Statements on Form N-1A under the Securities Act of 1933 and the Investment Company Act of 1940, including any amendment or amendments thereto, with all exhibits, and any and all other documents required to be filed with any regulatory authority, federal or state, relating to the registration thereof, or the issuance of shares thereof, without limitation, granting unto said attorneys, and each of them, full power and authority to do and perform each and every act and thing requisite and necessary to be done in and about the premises in order to effectuate the same as fully to all intents and purposes as he might or could do if personally present, hereby ratifying and confirming all that said attorneys-in-fact and agents, or any of them, may lawfully do or cause to be done by virtue hereof.
IN WITNESS WHEREOF, the undersigned trustee of the above-referenced organization has hereunto set his hand this 10th day of April 2018.
|
/s/ Terence J. Toth |
|
Terence J. Toth |
N UVEEN O PEN -E ND F UNDS
POWER OF ATTORNEY
KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned, a director/trustee of the above-referenced organizations listed on Appendix A, hereby constitutes and appoints MARK J. CZARNIECKI, DIANA R. GONZALEZ, KEVIN J. McCARTHY, CHRISTOPHER M. ROHRBACHER, MARK L. WINGET, GIFFORD R. ZIMMERMAN and ERIC F. FESS, and each of them (with full power to each of them to act alone) her true and lawful attorney-in-fact and agent, for her on her behalf and in Registration Statements on Form N-1A under the Securities Act of 1933 and the Investment Company Act of 1940, including any amendment or amendments thereto, with all exhibits, and any and all other documents required to be filed with any regulatory authority, federal or state, relating to the registration thereof, or the issuance of shares thereof, without limitation, granting unto said attorneys, and each of them, full power and authority to do and perform each and every act and thing requisite and necessary to be done in and about the premises in order to effectuate the same as fully to all intents and purposes as she might or could do if personally present, hereby ratifying and confirming all that said attorneys-in-fact and agents, or any of them, may lawfully do or cause to be done by virtue hereof.
IN WITNESS WHEREOF, the undersigned trustee of the above-referenced organization has hereunto set her hand this 10th day of April 2018.
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/s/ Margaret L. Wolff |
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Margaret L. Wolff |
N UVEEN O PEN -E ND F UNDS
POWER OF ATTORNEY
KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned, a director/trustee of the above-referenced organizations listed on Appendix A, hereby constitutes and appoints MARK J. CZARNIECKI, DIANA R. GONZALEZ, KEVIN J. McCARTHY, CHRISTOPHER M. ROHRBACHER, MARK L. WINGET, GIFFORD R. ZIMMERMAN and ERIC F. FESS, and each of them (with full power to each of them to act alone) his true and lawful attorney-in-fact and agent, for him on his behalf and in Registration Statements on Form N-1A under the Securities Act of 1933 and the Investment Company Act of 1940, including any amendment or amendments thereto, with all exhibits, and any and all other documents required to be filed with any regulatory authority, federal or state, relating to the registration thereof, or the issuance of shares thereof, without limitation, granting unto said attorneys, and each of them, full power and authority to do and perform each and every act and thing requisite and necessary to be done in and about the premises in order to effectuate the same as fully to all intents and purposes as he might or could do if personally present, hereby ratifying and confirming all that said attorneys-in-fact and agents, or any of them, may lawfully do or cause to be done by virtue hereof.
IN WITNESS WHEREOF, the undersigned trustee of the above-referenced organization has hereunto set his hand this 10th day of April 2018.
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/s/ Robert L. Young |
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Robert L. Young |
APPENDIX A
NUVEEN INVESTMENT FUNDS, INC.
NUVEEN INVESTMENT TRUST
NUVEEN INVESTMENT TRUST II
NUVEEN INVESTMENT TRUST III
NUVEEN INVESTMENT TRUST V
NUVEEN MUNICIPAL TRUST
NUVEEN MULTISTATE TRUST I
NUVEEN MULTISTATE TRUST II
NUVEEN MULTISTATE TRUST III
NUVEEN MULTISTATE TRUST IV
NUVEEN MANAGED ACCOUNTS PORTFOLIOS TRUST
NUVEEN STRATEGY FUNDS, INC.